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39 Address correspondence to Richard B. Birrer, M.D., St Joseph’s Regional Medical Center, 703 Main Street, Patterson, NJ 07503, USA; tel 973 754 4366; fax 973 754 2044; e-mail birrerr@ sjhmc.org. Review: Hepatocellular Carcinoma and Hepatitis Virus Richard B. Birrer, 1 Danielle Birrer, 1 and John V. Klavins 2 1 St. Joseph’s Regional Medical Center, Paterson, New Jersey, and 2 Department of Pathology, Albert Einstein College of Medicine, New York City, New York Abstract. Integrated hepatitis B virus (HBV) DNA is present in many hepatocellular carcinomas (HCC), suggesting that HBV has a direct oncogenic effect through interaction with transformation-associated genes. Many genes involved in cell cycle regulation (cyclins, kinases, negative regulators, Wnt-beta-catenin) and the transcriptome profile are deregulated or altered in most HCC patients. The HBx protein, potentially oncogenic via multistep carcinogenesis, modifies apoptosis, inhibits nucleotide excision and repair of damaged cellular DNA, and modulates transcriptional activation of cellular growth regulating genes. Hepatocyte transformation may be indirectly influenced by HBV DNA integration, by the generation of mutagenic oxygen reactive species, or by acquisition of mutations in association with necroinflammatory disease. HBV replication, which may occur in HCC, affects the long-term survival of patients. Prevention of HBV infection is expected to decrease the incidence of endemic HCC. (received 24 April 2002, accepted 25 August 2002) Keywords: hepatitis B virus, hepatocellular carcinoma Introduction About 80% of human hepatocellular carcinomas (HCC) are attributable to chronic hepatitis B virus (HBV) infection [1-3]. Chronic HBV carriers are 100-400 times more likely to develop liver cancer than noncarriers [4,5]. Approximately 20% of HCC arises de novo in otherwise healthy liver [6,7]. Such patients, compared to those with a background of cirrhosis, are younger (mean 36 vs 57 yr), more likely to be female (56 vs 98%), more frequently sympto- matic (nausea, vomiting, mass), and have longer duration of symptoms ( 9 vs 4 mo), less common occurrence of HBV markers ( 26 vs 72%), less likely abnormalities of liver function tests, less frequently elevated serum alpha-fetoprotein (AFP, 46 vs 87%), higher resectability (10 vs 1%), increased respon- sivity to chemotherapy (30 vs 10%), and better one yr survival rate (55 vs 8%). A vaccination program in infants and children can significantly reduce (>80%) the chronic carrier state and the long term potential for HCC [8-10]. Epidemiology Worldwide, 4% of all malignant tumors are HCC. HCC is the seventh most frequent cancer in males and the ninth in females. In North America, 52% of HCC patients have positive tests for HbsAg. Patients <45 yr old have a more favorable prognosis [11]. Of black males with HCC, 62% with HCC are HbsAg+. Antigenemia is unassociated with the presence or absence of cirrhosis, but is more common in younger patients [12]. An early study noted that HbsAg was seldom encountered in the Romanian area and that it was not involved in oncogenesis [13]. However, a subsequent case analysis found that 24% of Romanian patients with HCC were HbsAg+ [14]. In a 21 yr retrospective study in Greenland, HCC incidence was 5% of the HbsAg+ rate, indicating 0091-7370/03/0100/0039; $4.00; © 2003 by the Association of Clinical Scientists, Inc. Annals of Clinical & Laboratory Science, vol. 33, no. 1, 2003

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Address correspondence to Richard B. Birrer, M.D., St Joseph’sRegional Medical Center, 703 Main Street, Patterson, NJ 07503,USA; tel 973 754 4366; fax 973 754 2044; e-mail [email protected].

Review: Hepatocellular Carcinoma and Hepatitis Virus

Richard B. Birrer,1 Danielle Birrer,1 and John V. Klavins 21 St. Joseph’s Regional Medical Center, Paterson, New Jersey, and2 Department of Pathology, Albert Einstein College of Medicine, New York City, New York

Abstract. Integrated hepatitis B virus (HBV) DNA is present in many hepatocellular carcinomas (HCC),suggesting that HBV has a direct oncogenic effect through interaction with transformation-associated genes.Many genes involved in cell cycle regulation (cyclins, kinases, negative regulators, Wnt-beta-catenin) andthe transcriptome profile are deregulated or altered in most HCC patients. The HBx protein, potentiallyoncogenic via multistep carcinogenesis, modifies apoptosis, inhibits nucleotide excision and repair of damagedcellular DNA, and modulates transcriptional activation of cellular growth regulating genes. Hepatocytetransformation may be indirectly influenced by HBV DNA integration, by the generation of mutagenicoxygen reactive species, or by acquisition of mutations in association with necroinflammatory disease. HBVreplication, which may occur in HCC, affects the long-term survival of patients. Prevention of HBV infectionis expected to decrease the incidence of endemic HCC. (received 24 April 2002, accepted 25 August 2002)

Keywords: hepatitis B virus, hepatocellular carcinoma

Introduction

About 80% of human hepatocellular carcinomas(HCC) are attributable to chronic hepatitis B virus(HBV) infection [1-3]. Chronic HBV carriers are100-400 times more likely to develop liver cancerthan noncarriers [4,5]. Approximately 20% of HCCarises de novo in otherwise healthy liver [6,7]. Suchpatients, compared to those with a background ofcirrhosis, are younger (mean 36 vs 57 yr), more likelyto be female (56 vs 98%), more frequently sympto-matic (nausea, vomiting, mass), and have longerduration of symptoms ( 9 vs 4 mo), less commonoccurrence of HBV markers ( 26 vs 72%), less likelyabnormalities of liver function tests, less frequentlyelevated serum alpha-fetoprotein (AFP, 46 vs 87%),higher resectability (10 vs 1%), increased respon-sivity to chemotherapy (30 vs 10%), and better one

yr survival rate (55 vs 8%). A vaccination programin infants and children can significantly reduce(>80%) the chronic carrier state and the long termpotential for HCC [8-10].

Epidemiology

Worldwide, 4% of all malignant tumors are HCC.HCC is the seventh most frequent cancer in malesand the ninth in females. In North America, 52%of HCC patients have positive tests for HbsAg.Patients <45 yr old have a more favorable prognosis[11]. Of black males with HCC, 62% with HCCare HbsAg+. Antigenemia is unassociated with thepresence or absence of cirrhosis, but is more commonin younger patients [12].

An early study noted that HbsAg was seldomencountered in the Romanian area and that it wasnot involved in oncogenesis [13]. However, asubsequent case analysis found that 24% ofRomanian patients with HCC were HbsAg+ [14].In a 21 yr retrospective study in Greenland, HCCincidence was 5% of the HbsAg+ rate, indicating

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that protective factors may be present or othercarcinogenic factors may be absent from theenvironment [15].

In nonendemic areas of the world, HBV has aprobable etiological role in HCC [16]. Of 32 HCCpatients of French origin, 3% were HbsAg+, whereas70% had elevated serum AFP [17]. In a study of333 Greek HCC patients, 58% were attributed toHBV, 12% to HCV, and 3% to dual infection [18].

In Asian and African countries, by contrast,hepatitis antigens have a statistically significantassociation with HCC [17]. The incidences of HCCand HBV infection rates were positively correlatedin a study of two nearby Chinese villages, one witha high rate (329/100,000 persons) and the otherwith a zero incidence rate of HCC [19]. Orientalpatients tend to be HbsAg+ compared to blacks andwhites (p <0.001) [20,21]. HCV and HbsAgprevalences are 33% and 68% in Chinese HCCpatients [22,23].

In a large prospective study, the HBV carrierstate in Taiwanese patients had >200-fold HCC risk,compared to non-carriers [24]. In 112 Koreanpatients with HCC, all gave positive tests for HBVinfection (97% positivity for HbsAg, 38% forHBeAg, 83% for AFP) [25]. Strong correlationbetween the prevalence of HbsAg carrier state (8-12%) and HCC was found in Thailand, where 56%of HCC patients were HbsAg+; 6% of the HbsAg+HCC cases had HbeAb but no HbeAg [26].

In Japan, only 25% of HCC cases were HbsAg+,whereas 76% were HCVAb+. History of bloodtransfusion was noted in 40% of these patients [27].Higher incidence of HCC in Nagasaki vs Hiroshimais attributable to HBV infection, but other factors(ie, radiation-induced immunoincompetence)cannot be excluded [28]. After adjustment fortobacco usage, a strongly positive dose-responserelationship in HbsAg+ Japanese males was foundbetween drinking habits and HCC. Tobacco usagecorrelated with HCC occurrence, but no dose-response relationship was observed. Tobacco andethanol usage, therefore, may promote hepato-carcinogenesis in HbsAg+ patients [29].

The HbsAg carrier rate in HCC patients fromZaire is 57% [30]. HbsAg and HbcAg are morefrequent in non-neoplastic hepatocytes (53% and

23%, respectively) compared to HCC cells (13%and 3%) [31].

Risk factors for HCC include a history ofcirrhosis, transfusions, major surgery, HBV infection(Southeast Asia and sub-Saharan Africa), HCVinfection (Europe and Japan), long history of chronichepatitis, aflatoxin B1 exposure, excessive alcoholintake, prolonged HBV replication phase, andBudd-Chiari disease [32,33]. Chronic HBVinfection is associated with HCC in certain settings,depending on the sex of the carrier, immunologicstatus, size of innoculum, presence of wild-typeHBV, absence of HbeAb, severity of primaryinfection, age at primary infection, and geneticfactors [34,35]. The minimum relative risk for HCCamong HbsAg+ healthy blood donors is 12.7 [36].A genotype, Gt-1, is the most prevalent in HCCand may be an important independent risk factorfor the cancer [37]. There is 1-4% annual risk ofdeveloping HCC in cirrhotic patients with chronichepatitis C [38].

Pathology

In 165 HCC cases, 7-27% of liver tissue sampleswere HbsAg+. HbsAg positivity was related topreneoplastic hepatic changes. While the presenceof HbsAg in liver tissue was not uniform, in 75% ofcases dysplastic changes were observed in cellscontaining HbsAg [39]. In 223 autopsy cases ofHCC, there was good correlation between thesemiquantitative grade of dysplasia and the incidenceof HbsAg positivity [40]. Liver cell dysplasia isindirectly related to HbsAg, with no evidence ofpremalignancy [41].

HbsAg was frequently found in the cellularparenchyma (replacing and sinusoidal types) ofHCC cases. Hepatocytes were frequently retainedin the cancerous tissue, especially around the tumor-nontumor border. No HbsAg+ cells were seen inthe encapsulated type of HCC [42]. In a study of60 cases of HCC in Japanese patients, HbsAg wasfound mainly in the cytoplasm and HbcAg waspredominantly in the nuclei of normal-appearing,dysplastic, and tumor cells. Occasionally, bothHbsAg and HbcAg were present in normal andtumor cells [43].

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Etiopathogenesis

Viral hepatitis may progress to HCC through anintermediate postnecrotic cirrhotic stage [44]. HBVvirus may play an indirect role in hepatic oncogenesis[45]. The oncogenetic capacity of HBV is supportedby the finding of integrated HBV DNA in manyHCCs in which viral sequences are present, despitethe production of antibodies to HbsAg [46-48].Almost all cases of endemic HCC are associated withHBV. HBV DNA integration may occur long beforethe development of HCC and should be the targetof therapy [49]. Free, random and clonal integratedHBV DNA was detected in 83% of neoplastic and100% of nonneoplastic portions of the liver fromHCC cases. There was no HBV DNA in HCC casesnot associated with HBV markers [50].

HBV may synthesize reverse transcriptase fromc-pol fusion proteins in a manner similar to the wayretroviruses synthesize and process a precursor. Theaccumulation of intermediates of HBV reversetranscriptase in cancerous tissue and not other tissuesmay reflect the absence of viral core particles andpossibly lead to cellular transformation [51].

Liver cell injury during HBV infection may bea result of coinfection with a second cytopathic virus,namely, the delta agent. Persistent HBV infectionsin HCC patients are long-lasting, as suggested bylow serum HbsAg titers, rare occurrence of HBcAg,and absence of HbeAg in most HCC patients [52].Of male patients with chronic hepatitis B, 50% hadHCC with HbeAg detected in peripheral lympho-cytes, but they were seronegative for HbeAg. Hepaticoncogenesis may proceed from impaired immunemechanisms from HBV replication and productionin host lymphocytes [53]. The etiopathogenesis ofHCC may occur through death of susceptible livercells from HBV infection followed by integrationof HBV DNA in resistant hepatic cells [54].

The association rate of HCC is very high inHbsAg+ alcoholic (65%) and non-alcoholic (68%)patients. The rate is low (23%) in HbsAg- alcoholicpatients. Concomitant HBV infection in the settingof alcoholism has a major effect on the developmentof macronodular cirrhosis and HCC [55]. HBV-DNA integration is unrelated to the history ofalcohol intake. Furthermore, 100% of HbsAg-, non-

alcoholic HCC patients do not have HBV-DNAintegration detectable. HBV, therefore, does notappear to have a major role in the pathogenesis ofHCC in these patients [56].

There is growing evidence that HBV may actsynergistically with aflatoxin B1 (G to T transversionat codon 249) to induce HCC [57,58]. Of 41 treeshrews exposed to aflatoxin B1, 17 wereexperimentally infected with human HBV, and 53%developed primary liver cancer, compared to only 2of the controls (p <0.05) [59].

Markers

Hepatitis virus. An early study found that HbsAgwas present in 4.5% of HCC patients (n=22) [60].Subsequently, 14-64% of HCC cases (n=652) werenoted to be HbsAg+, but the positivity for HbcAband HbsAb was 4-89% [61-64]. The former wasoften associated with inactive cirrhosis, characterizedby minimal lymphocytic infiltration in the stroma.In HbsAg- HCC cases, active cirrhosis, as noted bysignificant lymphocytic infiltration, was observed.An altered immune mechanism was stronglysuggested [65-67].

A history of liver disease (cirrhosis, hepatitis)and positivity 90-93% for HBV markers wasassociated with both subclinical and clinical typesof HCC (n=138). The positive rate for HbsAb didnot correlate, being significantly lower in HCC andcirrhosis groups, compared to controls, suggestingan immune deficiency [68,69]. In antigen negativepatients, HBV and HCC were shown by C1q andconglutinin solid phase assays to be associated withthe identification of HbsAg- containing immunecomplexes [70].

The incidences of HbsAg, HbcAb and ‘e’antigen antibody were significantly increased inHCC (p <0.005) in patients with a history ofcirrhosis [71]. However, HCC in an asymptomatic,non-cirrhotic, 16 year-old male was reported whohad positive serum markers for HbsAg, HbeAg andHbcAb [72]. While the exposure rate to HBV forcirrhotic HCC patients was 90%, only 29% wereHbsAg+. HbsAb prevalence was 10% for the samegroup; 39% had serological evidence of continuousviral replication (isolated high titer HbcAb+ or

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HbsAg+), perhaps due to a defective clearancemechanism [73]. HbcAg positivity was morecommon in patients with cirrhosis (58%) than inHCC patients and it correlated with serologicalfeatures of high-level viral replication. There wereno gender differences in positivity for HCC orcirrhotic cases [74,75]. No specific intrahepaticdisplay pattern of HBV markers was identified inHCC. Tumor cells did not usually support thesynthesis of HbcAg or HbsAg. While 41% of livercirrhosis cases (n=144) were positive for HBsAg,HBsAb was present in 33%, HBeAg in 35%, HBeAbin 42%, and HBcAb in 16%. For HCC cases (n=82)positivity for HBsAg was 48%, HBsAb was 26%,HbcAg was 16%, HBeAg was 26%, and HBeAbwas 51% [76]. Of HCC patients (n=494),50-80%were positive for serum HBsAg, with positivity ratesfor uninvolved tissue and HCC tissue of 83% and35%, respectively (p <0.001). HBcAg was found in25% of liver tissue and 8% of HCC tissue (p <0.05).

The interval from HBV infection until clinicalrecognition of HCC may be as short as 9.5 yr, withseroconversion from HbeAg to HbeAb occurring aslong as 4 yr prior to clinical presentation [77]. Thereis a tendency of HBsAg to increase during the courseof HCC, often coincident with rapid tumor growth[78]. In a study of 391 blacks with HCC, there wassignificant association (p <0.001) between HCC andHBV infection and age, with 82% HBV positiveand 36% HBe positive in persons ≤30 yr old, vs30% and 11% respectively for those ≥50 yr old [79].The prevalence of HBeAg in patients with bothcirrhosis and HCC was significantly lower (p<0.0005) and did not correlate with age [80].

HbsAg, but not HbcAg or HBeAg, was foundin cytoplasm of some tumor cells of a well-differentiated human HCC cell-line transplanted inathymic (nude) mice [81]. Of these, 9% had HbcAgpresent in tumor cell cytoplasm [75]. HbsAgpositivity was observed predominantly in normalcells whereas HbcAg occurred in 7% of HCC cases,mostly in dysplastic cells.

Active replication of HBV in tumor cellsbecomes increasingly defective during the course ofmalignant degeneration, as evidenced by a lowincidence of HbsAg and complete absence of HbcAgpositive tumor cells [82]. HbsAg was present in 63-

93% of nontumor liver tissue and 14-50% of tumortissue samples (n=174). HbcAg was present in 46-53% of nontumor tissue samples, vs 0-9% of thetumor specimens, mostly in non-neoplastic hepato-cytes occurring in different intracellular distributionpatterns [83,84].

Of 29 HCC patients, 52% had microsatellitealterations (MSA) implying that MSA are unstablein genomic DNA of HBV-infected HCC [85]. MSAoccurred frequently with AFP elevation, but theywere not associated with the patients’ gender, age,tumor size, or differentiation. Of sera derived fromHBV positive hepatoma cell lines (PLC/PRF/5, Hep3B), 72% demonstrated voluminous intracyto-plasmic fluorescent inclusions. A 18kD protein wasidentified in this group, but it is unclear whether itwas a cellular protein or a product of the HBVgenome [86]. Only 4% of sera samples derived fromHCC patients were positive for serum HBV-DNA.An HBV-associated nuclear antigen, positive in 7-8% of HbsAg+ HCC cases, is expressed at an earlystage of in vitro culture (PLC/PRF/5), prior to thepeak of HbsAg expression [87].

Of 63 HCC tissue specimens, 5% were positiveonly in the surrounding cirrhotic liver; HbcAg anddelta were absent [88]. Of 95 HbsAg carriers withinflammatory liver disease and HCC, 6% werefound to be HDAg+ [89]. Of 155 histologicallyconfirmed HCC cases, 1.2% were HbsAg+ and 11%were HCV+ [90]. In 68 HCC patients, thepositivity rates for HCV-Ab and HbsAg were 84%and 69%, respectively. Both antibodies were presentin 34% of cases [91]. Of 42 non-B non-C HCCpatients, 47.6% contain HBV-DNA in non-neoplastic tissue [92-94]. The occult integrant maybe important in the development of HCC-HCVpatients that lack hepatic fibrosis [95]. The bindingis facilitated by an active enhancer-I, likelyfetoprotein transcription factor [96]. Within the coredomain of HBV enhancer 1 is a STAT-3 bindingsite (activator of transcription and signal transducer),which interacts with hepatocyte nuclear factor(HNF-3) through epidermal growth factor (EGF)and interleukin-6 stimulation [97]. The result isenhanced function and viral gene expression.

The integration of HBV-DNA in HCC tissueof HbsAg carriers occurs into the host genome in

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every case in which it is present in the cell. IntegratedHBV-DNA is also found in tumors from patientswho are HbsAg-, but HbsAb+. Free viral DNA israrely found in HCC in addition to integrated HBV-DNA. Both free and integrated viral DNAs arefound in normal liver tissue adjacent to the tumor.

While integration of HBV-DNA into thehepatocyte precedes the development of HCC bymo or yr, this does not prove that HBV-DNA isoncogenic. However, integrated viral DNA inanimal cells often correlates with the ability of theviruses to transform the cells [98]. HBV-DNA wasfound to be stably integrated into 7 sites in DNA ofthe PLC/PRF/5 hepatoma cell line. The integrationappears to be in a head-to-tail tandem arrangementand the defective molecules may be involved in theprocess of neoplastic transformation by HBV [99].Two different hybridization techniques utilizing thePLC/PRF/5 cell line showed that the specificity ofthe DNA for HBV is represented in part bysequences coding for the surface and core antigens[100,101]. Shorter survival time is associated withhigh serum HBV-DNA concentrations [l02]. Novelgenes have been differentially expressed in HBVDNA associated-HCC [103]. Some (DNT10,HA6T4) are preferentially underexpressed in caseswith high AFP levels.

The FOCUS (Friendship of China and UnitedStates) carcinoma cell line, grown continuously for18 mo, contains integrated HBV sequences withinits genome [104]. The integration of HBV-DNA isassociated with a deletion of ≥13.5 kilobases ofcellular sequences in HCC. The integration anddeletion occurs on the short arm of chromosome11 at location 11p13-11p14, the significance ofwhich is unknown. However, Wilms’ tumor,hepatoblastoma, adrenal carcinoma, and rhabdo-myosarcoma have been associated with loss ofhetero-zygosity of DNA sequences in chromosome11p. The deleted cellular sequences are lost fromthe tumor cells, leaving a single copy of theremaining cellular allele. A second event may benecessary for oncogenesis to be initiated from thislocus [105]. Of 85 HCC patients, 27% wereHbsAg+ and 21% were HbsAb+. Of the HbsAg+cases, 83% had integrated HBV-DNA in tumorDNA whereas only 5% had integration in the HBV

antibody-positive patients. While there were noevident histological differences between HCCs withor without viral integration, the findings of highintegration rate in HCCs of carrier patients andextremely low rate of viral integration in HCCs ofnon-carrier patients contrasts strongly with previousresults from African and European cases[106].

HBV infection may manifest its oncogenicproperties after a shorter incubation period (2 yr)than is generally believed [107]. Neither the typeor differentiation of HCC nor the tumor local-ization of HBsAg or HBcAg correlate with HBV-DNA nuclear staining. Random cellular localizationof HBV-DNA sequences in HCC strengthens theepidemiologic association between HCC andinfection and suggests that HBV-DNA may beincorporated, or perhaps replicated, unevenly intumor cells [108].

HBV integration may be the cause or theconsequence of structural alterations in the hostgenome. There was deletion and/or mutation of an185 base-pair fragment of the core-polymeraseoverlap region of HBV in 8 cases of HCC [109].There is no significant association between theintegration of HBV and chromosomal losses oramong the various allelic losses in HCC tumorsinvolving chromosomes 5q, 10q, 11p, 16q and 17p[110]. Multiple sites of integration (eg, 1,7,14,17,26) remain unchanged in a human cell line (Hep10)despite a long and selective derivation history fromthe original biopsy material. The cell linedemonstrates multiple chromosome abnormalities(eg, pulverization, acentric fragments, breaks,minutes), some of which localize to the chromo-somal sites involved in abnormalities in the tumorcell line and some in the same area of the genome inwhich abnormalties were found in other HCCs. Inaddition, there is evidence of similar multiplechromosome instabilities in cells derived from non-neoplastic tissue (ie, peripheral blood cultures).Thus, the evidence does not support continueddisruptive recombination between integrated virionsin cultured cells [111].

HBV markers, especially HbcAg associated withviral replication, are rarely found in neoplastic cells,whereas they can be detected in nontumorous cellssurrounding the liver cancer. It is suggested that

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HBV replication becomes less active duringhepatocarcinogenesis and is consistent with the factthat HBV-RNA (mostly the pregenome-core genetranscript) is typically observed in noncancerous livertissue surrounding the cancer. In a study of 16 HCCpatients, HBV-RNA was observed only in highlyand moderately differentiated tissues that did notexpress alpha-fetoprotein or fetal insulin-like growthfactor II mRNA [112].

In woodchuck HCC, the degree of differen-tiation and the expression of IGF-II and woodchuckhepatitis virus transcripts are inversely related.Tumors with IGF-II mRNA and low viral RNAlevels are more anaplastic, while low IGF-II mRNAand high viral RNA levels are generally well differ-entiated [113].

Alpha-fetoprotein (AFP). In 269 HCC cases, 76-90% had AFP levels >4ng/ml [114-117]. AFPpositivity is associated with younger age, malegender, poorly differentiated tumors, and HbsAgpositivity. AFP elevation does not correlate withdisease stage, liver function tests, presence ofconcomitant cirrhosis, duration of symptoms priorto diagnosis, survival rate, or elevations of serumchorionic gonadotropin or serum prolinehydroxylase [118]. Also, 9% of metastatic livercancer and 28% of cholangiocarcinoma patientshave AFP levels >20ng/ml [119,120]. HBsantigenemia is related to AFP elevation in acutehepatitis, cirrhosis, and chronic active hepatitis, butnot in chronic persistent hepatitis or in healthyHbsAg carriers [121]. Simultaneous seropositivity(2-95%) for HbsAg and persistent or progressiveserum (>25 ng/ml) and tissue AFP levels suggestsHCC (2-72%) and, therefore, an etiologic relation-ship [122-125]. AFP production correlates withHbsAg in both serum and liver tissue, but does notcorrelate with HBV replication, the patient’s age,liver necrosis, or tumor histology [30,126,127]. Apositive predictive value of 95% was observed in 54HbsAg+ HCC patients with a serum AFP level of3200 ng/ml. However, in 93 patients, HbsAg titersdid not correlate with serum AFP levels [78,128].

Of Caucasians with HCC and HbsAg+ status,80% have AFP levels >200 ng/ml. Very few (<2%)of 150 HCC patients without cirrhosis were AFP

and HbsAg+ [129]. The serum AFP level and theincidence of HbsAg+ is greater in Chinese thanCaucasian HCC patients [130]. Of ChineseHbsAg+ HCC patients, 86.7% had AFP levels >20ng/ml; of HbsAg- HCC Chinese patients, 66.7%had levels >20 ng/ml. Although more than half ofChinese HCC patients have AFP levels >320 ng/ml(95% >20 ng/ml),not all HCC patients haveelevated AFP levels due to lower secretion.

Serum AFP elevations begin ≥ 2yr prior toclinically evident HCC [131]. In Alaskan nativeswith HbsAg+ HCC, 95% have elevated levels ofserum AFP. The increase of serum AFP can precedetumor development by 3 yr and has 90% sensitivity,92% specificity, 7% positive predictive value, and99% negative predictive value [140]. In patientswith chronic hepatitis, serum AFP >100 ng/mlpredicts the presence of HCC with a specificity of99%, but the sensitivity is only 67%.

The serum AFP levels correlate closely with thepresence of bridging hepatic necrosis, but not withage, gender, or HbeAg/Ab status. Elevated levels inassociation with HBV may be related to the virusitself (reactivation), or to individual differences invirus-induced hepatic injury, or to events subsequentto the injury (molecular interaction between HBVand AFP). Transient elevation of serum AFP suggestshepatic injury; increasing or persistent elevationindicates HCC [133]. In patients with sero-conversion from HBeAg to anti-Hbe, significantincreases of AFP levels occurred as long as 2 and 6yr before clinical onset of HCC [134,135]. SerumAFP levels also become markedly elevated inhepatitis virus-carrier woodchucks that developHCCs. The elevation may occur 3 to 11 mo beforeadvanced HCC [136].

HBV/HCV status should be evaluated whenserum AFP is measured as an independent test todiagnose HCC. in the early diagnosis of HCC,regular AFP determinations may be more useful inHbsAg- patients with chronic liver disease than inHbsAg+ patients [137]. The best use of AFPscreening may be to monitor HbsAg carriers afterconversion to HbeAb positivity [134]. Still, almost30% of HCC cases would be undetected at an earlystage [138]. AFP monitoring for all HbsAg carriersis therefore recommended, although the best yield

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is obtained from those positive for anti-Hbe [134].Rapid multisite high-affinity monoclonal antibodyradioimmunoassay (M-RIA) has high specificity forAFP-producing tumors, and little overlap withnonmalignant disorders, probably due in part to therecognition of epitopes unique to AFP. The M-RIAis technically convenient, rapid, and 4- to 10-foldmore sensitive than conventional polyvalent RIAs.Screening for early diagnosis of HCC and treatmentmonitoring in high-risk populations may beindicated with M-RIA [139].

The prevalences of elevated circulating immunecomplexes and elevated serum AFP were 89% and77%, respectively, in 93 HbsAg positive patientswith HCC. The levels of the former may be relatedto tumor mass and may be useful as markers fortherapeutic monitoring following transcatheterarterial embolization in patients with HbsAGg+HCC [140].

A well-differentiated human HCC cell-line thatwas transplanted in athymic (nude) mice producedAFP which increased exponentially, allowing quant-itative evaluation of tumor growth and responsivityto chemotherapeutic agents [141]. The develop-ment of HCC may be facilitated by the increasedserum AFP levels seen during hepatic parenchymalregeneration associated with viral hepatitis that maydepress or alter the host’s immune system [142].There is a rapid decrease in the synthesis andsecretion of specific plasma proteins (AFP) at thelevel of mRNA in HSV-2 infection of hepatomaMcA-RH7777 cells [143].

Serum AFP elevation significantly correlateswith HCV disease in Chinese patients with HCCdue to the presence of more advanced disease, olderage than HCV-negative patients, and less frequentscreening [144,145]. In Thailand elevations ofserum AFP are found in 76%, 89%, 79%, and 80%of patients with HbsAg, HCVAb, HBV DNA, andHCV RNA, respectively [146].

The presence of circulating HCC cells asdetected by a polymerase chain reaction-basedtechnique is suggested by the presence of AFPmRNA in the serum of HCC or hepatitis patients.Early hematogenous spread of the cancer issupported by the high incidence of AFP mRNA inthe blood of these patients, although its impact on

prognosis is unclear [147]. When the etiology ofHCC is hepatitis C rather than hepatitis B infection,a raised serum AFP level is more common [144].Of 48 HCV-positive HCC patients , 46% had serumAFP levels >200 ng/ml [148]. Sensitivity (66% vs46%) and diagnostic accuracy (78% vs 69%) werehigher in anti-HCV+ vs anti-HCV- patients,whereas the specificity (91%) was equivalent [149].The HCV core gene may modulate the expressionof the AFP gene independently from the albumingene. Intracellular localization of this viral proteindoes not appear to be a determining factor for thismodulation [150].

Serum AFP level >17.8 ng/ml strongly predictedthe presence of cirrhosis in a population of 299patients with chronic hepatitis C. The sensitivity,specificity and positive predictive value were 35%,98.6%, and 97.7% respectively. Of those whodeveloped HCC, 93% had an elevated serum AFP[151]. Elevated serum AFP levels occur in 15-58%of patients with chronic hepatitis and 11-47% ofpatients with cirrhosis [152]. There is no associationbetween increasing serum AFP values and degree ofhepatocyte proliferation, injury, immunochemicalstaining for AFP, or DNA synthesis. Alteredhepatocyte-hepatocyte interaction and loss of normalarchitectural relationships appear to be responsiblefor the elevated AFP values in serum, rather thanactive regeneration or necrosis [153,154].

Transient but marked elevations of serum AFP(3000-13,500 ng/ml) may occur in cases of HbsAG+and HbsAb+ cirrhosis/chronic hepatitis withoutHCC [155]. The rise of AFP does not correlatewith serum aminotransferase activity, but correlateswith the severity of liver tissue damage (loss ofparenchymal gap junctions, fibrosis, and thepresence of bridging necrosis) with or withoutregenerative potential [156]. The lectin-reactivepatterns for serum AFP are similar in such cases andcompatible with benign liver disorders [165].

Other markers. The heterogeneity of HCC ischaracterized by down-regulated and altered geneexpression. G1/S transition, expression of cyclin D1and p27, and p53 signaling and apoptosis regulationare involved in HBV-associated HCC; a moreheterogeneous pattern with over-expression of

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distinct TGF-beta-induced gene typifies HCV-related HCC [158,159]. The development of HCCfrom dysplastic nodules (DN) could be related tothe presence of pRb in DN G1/S modulators.

The TONG/PHC HCC line secretes HbsAgand alpha-1-antitrypsin [160]. The modal chromo-some number is 70 and several HBV-DNA integ-ration sites are present [160]. A 28-kD protein (p28)was detected in HCC tissue infected with HBV,suggesting an additional marker for infectivity status[161].

Of 83 HbsAg+HCC patients, 46-75% containa multifunctional polymorphic trans-activator Xgene of the HBV genome, the production of whichmay be related to HBV replication and developmentof HCC [162]. HBx occurs in 47% of HbsAg-HCCs [163]. HBx antigen was observed in 50-100% of tumorous and nontumorous liver tissue inpatients with HBV, HCV, and in HCC arising inpatients without evidence of either HBV or HCV[164]. Serum anti-X level increases with the lengthof chronic HBV infection and may suppress theexpression of the X protein in the liver [165]. HBx-positive cells are preferentially localized in theperiportal region (chronic hepatitis) or nodules(cirrhosis) where high necroinflammatory activityoccurs [94].

HBx-A31, a novel mutant of HBx prevalent inTaiwanese HCC patients, is less effective in sup-porting HBV replication, less potent in enhancingTNF-alpha induced increment of CPP32/caspase 3activities in Hep G2 cells, and less efficient intransactivating the HBV enhancer I-X promotercomplex [166]. The HBx-COOH terminus mayenhance the transforming ability of myc and ras,resulting in lost transcriptional activity, cellulartransformation, and proliferation [167].

X protein of HBV alone (decreased transcript-ional and co-transactivation of the NF-kappa B-driven luciferase reporter) or binding to p53, whichis a potent pro-apoptotic transactivator, mayinterfere with tumor suppression activity [168-171].P53 mutations are present in 25-45% of HCCs andare usually associated with a specific G to Ttransverse mutation in codon 249 with highexposure to aflatoxin B1 [57,58,172]. Of 77 HCCs,35% contained activated c-myc by DNA

amplification which occurs more frequently in HBVthan HCV infections [173]. A 3-16 fold amplifi-cation of cyclin D1 gene was present in 11% ofHCCs (n=45) associated with HBV or HCVinfection [174]. HCV, by comparison, is a noninteg-rating virus whose core protein has potential in vitrodirect carcinogenic effects, induces HCCs intransgenic mice, and appears to promote cell growththrough repression of the transcriptional activity ofp53 [175,176]. Up-regulation of p21 mRNA inHCV hepatitis may protect hepatocytes fromtumorgeneicity [177].

There is high frequency of HBV genomemutations at nucleotides 1762 (A to T) and 1764(G to A) in the core promoter region of HCCpatients [178]. Common amino acid substitutionsin HCC isolates were located in X, core, S, pre-S1,pre-S2 and polymerase proteins. Pre-S1 and pre-S2HBV proteins are expressed by some HCC [179].The expression of pre-S1 protein, an essentialcomponent of HBV, may be suppressed in HCC[180]. Integration and subsequent HCC develop-ment may be facilitated by precore/core HBVmutants (nt 1896) [181]. A proteosomal subunitmay disrupt the Rb pathway by Rb degradation andmethylation-dependent silencing of the p16/NK4Agene [182].

Sixty percent of HCCs have reduced expressionof E-cadherin due to methylation at CpG sitesadjacent to the promoter region and allelic deletionsof the E-cadherin gene itself [183]. Moreover, 19-40% of HCCs contain heterogeneous beta-catenin(BC) and axin gene mutations [184,185]. BC wasmutated in 41% of 22 HCCs associated with HCVinfection. BC is a submembrane component of thecadherin-mediated cell-cell adhesion system thatserves as a downstream transcriptional activator ofthe Wnt signaling pathway by forming complexeswith DNA-binding proteins (Tcf and Lef-1) [186].Gene mutation (exon 3 phosphorylation andubiquitination) is closely associated with nuclear(17% of HCCs) and cytoplasmic (62% of HCCs)accumulation. The latter are associated with largertumors, poorer differentiation, and shorter survival[185]. Seventy percent of the mutations were locatedat specific serine/threonine residues (codons33,37,41, and 45) of exon 3. These data suggest

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that the development of some HCCs may bepolyclonal. Intrahepatic metastases may occur and/or different mutations may be due to geneticheterogeniety within the tumor [187]. In 566 cases,BC mutation was associated with a favorableprognosis in low stage HCC [188].

In a study of 28 cases of fulminant hepatitis,improved survival rates were significantly associatedwith serum AFP levels >60 ng/ml (p <0.005) andnegative DNA polymerase activity (p <0.05). HbsAgand HbeAg status were not correlated with prognosis[189]. Hepatoma-specific alkaline phosphatase wassometimes elevated in Causcasian HCC patients(18%), but rarely in Chinese patients (2%) [190].

Higher levels of serum alpha-1-antitrypsin wereoriginally found in HbsAg- HCC cases [191], butlater work indicated that the levels are unrelated toHbsAg status [192]. Ferritin is detected in 75% ofnormal liver tissue and 40% of HCC tissue.Stainable iron is demonstrated in 65% of unaffectedlivers and 10% of HCC tissues, indicating that ironaccumulates in cells replicating HBV. Ferritin maybe produced by the tumor cells and is not due toincreased stainable iron [193,194]. Copper wasdetected in 60% of 20 human cirrhosis/HCC casesthat were HbsAg and HbcAg positive[195]. TheTat protein of HIV enhanced chemical hepatocarcin-ogenesis in tat-transgenic mice and may contributeto tumorigenesis in HIV infected patients [196].In summary, HBV is likely carcinogenic through anumber of cell cycle regulatory pathways. Theincidence of many HCCs could be decreased by theprevention of HBV infections.

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