28.7 Speed Global User Guide delta 20140728(with logo)...Jul 28, 2014 · Speed !"# !"#$ $ $$%&'(...
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SPEED Stock Option Internet Trading Service Application Form SPEED ! ! ! !"#"#"#"#$%&'$%&'$%&'$%&'()*+,-.()*+,-.()*+,-.()*+,-.
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CLIENT DECLARATION,-,-,-,-23232323
I/We hereby apply to DASL for SPEED Stock Option Internet Trading Service. I/We confirm that the information provided above is true, correct and complete. Z[/\]G^*+,-&' SPEED./0123456789_Z[/\]`ab?cd1efghijckl?mn_
I/We have read, understood and confirmed to accept and be bound by the terms and conditions stated overleaf on this application form. Z[/\]cdopqrs?tuZ&'vwxyz{|}~?q���������_
I/We further understand Z[/\]�b�:
1) Electronic trading facilities are supported by computer-based component systems for the order-routing, execution, matching, registration or clearing of trades. As with all facilities and systems, they are vulnerable to temporary disruption or failure. My/our ability to recover certain losses may be subject to limits on liability imposed by the system provider, the market, the clearing house and/or participant firms. Such limits may vary: I/we should ask the firm with which I/we deal for details in this respect. :;67|����:��������67���V����������67= _¡¢Pz£��?��¤£¥¦§¨©ª
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2) Trading on an electronic trading system may differ from trading on other electronic trading systems. If I/we undertake transactions on an electronic trading system, I/we will be exposed to risks associated with the system including the failure of hardware and software. The result of any system failure may be that my/our order is either not executed according to my/our instructions or is not executed at all. ÑÒÓÔ:;67����ÕÖP¥¦§¿ÑÒ�×:;67����ÕÖ£zÊË_MØZ[/\]ÑÒÓÔ:;67����Õ
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_________________________________________ Client Signatureê!ëì
Company Use Only !"#$ !"#$ !"#$ !"#$
APPROVED AND ACCEPTED ON BEHALF OF DELTA ASIA SECURITIES LIMITED BY *+,-£Å»¼íî?�ï
_____________________________ ___________________________ Authorized Signature Date °ð5ñvëì <4
Nameò$U
System Inputted By:
System Checked By:
Password Issued (Together with Copy of this Form) On:
Terms and Conditions !"#$ !"#$ !"#$ !"#$
1. Client’s use of DASL SPEED Stock Option Trading Service (“SPEED Service”) shall comply with the Stock Options
Client Agreement entered into by the Client from time to time as well as any additional terms and conditions stated herein on this Application Form. !"#$%&' SPEED()*+,-./0123(4SPEED235)678,-./ !9:;<=>?@ABC
DEFGHI=JKL
2. Client is the only auhorized user of the SPEED Service and Client is accordingly responsible for the confidentiality, security and use of its user name and password (hereinafter collectively referred to as “Access Code”). !M SPEED23GNOPQ/#RS !TD6U !G#RVW=XY(Z[\]^W_4`abY5)cdXef
gh"#ijL
3. Client acknowledge and agree that Client shall be wholly and solely responsible for all Instructions entered through the SPEED Service using the Access Code (whether authorized by Client or not). Client will be liable to DASL for all trades executed by means of the Access Code even if such use is unauthorized. DASL or any of its officers, employees or agents shall not be liable for the handling, mishandling or loss of any Instruction received through the SPEED Service. !klmnop[6qghrsUt"#`abY(uvMwPxp[GQ/)yz{ SPEED 23|}~�GE��
�ijL !6�E�z{`abYy��G01U$%&'����j�S�"��"#M��Q/L$%&'��
����e���b��u6Uz{ SPEED23}�PG����c��eu������������j�L
4. For any inconvenience, delay, loss or suspension of, error or malfunction in or failure of the use of the SPEED Service which may lead to any consequential, incidental, special or indirect damage (including lost profits, trading losses, data losses, business losses or market share losses) suffered by Client, Client agree and hereby confirm that DASL or any of its officers, employees or agents shall not be liable for the same. !nomCDkl$%&'��G����e���b��u6U�"# SPEED 23�E��G��u�e ¡e
¢��]£e¤¡e¥¦��§S¨©p[ª«¬G��®¯e°±e²³�´��� (µ¶·¸��e01��e
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5. Client acknowledges that DASL (or third party service providers, as the case may be) are the proprietary owner(s) of the SPEED Service and the software comprised therein. Client undertakes that Client will not tamper with, modify, decompile, reverse engineer or otherwise alter in any way, or gain unauthorized access to, any part of the SPEED Service or the software comprised therein, and will not attempt to do any of the above. If Client breaches this provision, or if DASL reasonably suspect that Client may have breached this provision, DASL may suspend or terminate Client’s Access Code and/or close any of Client’s Accounts immediately without giving Client prior notice. If Client becomes aware of any other person doing any of the above, Client undertakes to notify us the same immediately. !kl$%&'(�ÀÁÂÃÄÅ}ÆGÇÈÉ23ÊËÌS)M SPEED23=�]µÍGÎÏGзÑ�ÌL !�
ÒS !uÓÔÕeÖÕe×ØeÙ�ÚÛÜÝ�<���ÞÉßU�à�Õá�M��Q/â"# SPEED 23��
]µÍGÎÏ�G��ãäSåuÓæç|è<+éê�_Lëì !íîDHI�$%&'�ï�ðñ !ª«íî
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d&ëì !~����Þ�|è��+ �_Ó!�"��ÄÅzÿ$%&'L
6. Internet, connectivity delays, and price feed errors sometimes create a situation where the prices displayed through SPEED Service do not accurately reflect the market rates. Client acknowledges that the occurrence of price misquotation is likely to arise from time to time. Trading strategies executed by Client aimed at exploiting such misquotation or generally deemed to be acting in bad faith (commonly known as sniping) will not be accepted by DASL. In the event that DASL determines, at our sole discretion, that Client is taking advantage or attempting to take advantage of such misquotation or is/are perpetrating other acts of improper or abusive trading, then DASL are entitled to :(i) adjust the price spreads available to Client; (ii)restrict Client’s access to streaming, instantly tradable quotes, including providing manual quotation only; (iii) retrieve from Client’s account any historic trading profits that have been gained through such abuse of liquidity as determined by DASL at any time during the client relationship; and/or (iv)terminate the entire trading relationship forthwith by giving written notice. Any action or resolution stated herein shall not waive or prejudice any rights or remedies which DASL may have against Client. !*e"� ¡=#$¤¡��Ó¨©Z$%&' SPEED 23%�G$B�«&kâî'¼½()GÄÅL !k
l#$¤¡GÄÅ*ª«Óu���L !E�"�¤¡#$�O+,À_-�.o�è(/W01) G0123S"u
P$%&'�4L$%&'ìkÆ !5Z·#�6ç·#��¤¡#$�5Z7[�Þu��8#01�_S>9:
�/s� Ä!Æ"(i) #$EÊËü !G%$&(ii) '( !"#��01#$Sµ¶)* !ÊË�+#$&(iii) ,
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7. Unless otherwise agreed by DASL, DASL will not execute the Client’s instructions until there is sufficient cleared funds or securities or other property in the Account to settle the Client's transactions. 7? RGúR�@AGBCDIê�&'��ÞEF<0G RG01SwK$%&'uÓ�� RG��SH$%
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8. DASL will not be deemed to have received the Client’s instructions or executed its instructions unless and until the Client is in receipt of DASL’s message acknowledging receipt or confirming execution of the Client’s instructions. The Client agrees to immediately notify DASL if it does not receive DASL’s message acknowledging receipt or confirming execution of its instructions, or the Client is in receipt of any messages in respect of transactions which it did not instruct, or it becomes aware of any unauthorized use of its Access Codes. 7?=JK RBGL$%&'GMNA�GL�klB�����SwK$%&'ux,À_BGL RG���B
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9. The SPEED Service provides the Client with an additional means to place instructions to DASL. The Client may also do so by calling one of DASL’s sales representatives direct. If the Client experiences any problems in reaching DASL through the SPEED Service, the Client may use other methods to communicate with DASL and inform DASL of the difficulty the Client is experiencing. $%&'G SPEED 23_ RÊË¿IGRS<�*$%&'~���L RåªJ�©T$%&'GU%bA~�
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