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    1

    In1900therewere16citiesaroundtheworldwithpopulationsof1millionormorepeople,

    a lmostentirelyindevelopedcountries.By2000,therewere400citieswithpopulationsofmore

    than1millionaroundtheworld,threequartersofwhichwereindevelopingcountries(UN,2005).

    By2030,theglobalpopulationwillstandat9billion,andtheglobalurbanpopulationwill

    accountforupto60percentofthisgure(ibid).Almostallpopulationgrowthinthenext30

    yearswilltakeplaceinurbanseings.Toputthisshiintoperspective,therewillbealmosttwice

    asmanypeoplelivingincities2030astherewerepeoplelivingontheplanetin1970. Mostofthisurbangrowthwillbeinsmallandmedium-sizedcitiesratherthanmega-cities,

    withabouthalfoftheworldsurbanpopulationresidingincitiesof500,000peopleorfewer.

    (UNHABITAT,2009)eseteemingcitieswillaccountforupto90percentofallglobal

    economicactivity(UN,2005)

    Intermsofsheernumbers,Asiawillcontinuetohousethelargestnumberofpeopleinitstowns

    andcities.Africa,althoughtheleasturbanisedcontinenttoday,willbecomehometo1.2billion

    urbandwellersby2050,withasignicantyouthmajority(ibid).

    Urbanisationisasocialphenomenonandaphysicaltransformationoflandscapesthathasbeendescribedasoneofthemostpowerful,irreversible,andvisibleanthropogenicforcesonEarth(IHDP,2005).Itmaywellamounttothemostsignicantchangeinhumancivilisationsincethecomingofagriculture.etotalurbanpopulation,whichstoodatjust10percentoftheglobalpopulationatthestartofthe20thcentury,hasinthepastfewyearsreachedanunprecedented50percent(UN,2005).ismuch-reportedeventhasbeen

    describedasanirreversibletippingpoint(CraneandKinzig,2005)-thethresholdofanewurbanmillennium(UNFPA,2007).Muchoftheavailabledataindicatesthaturbanisationwillcontinueatascaleandspeedthatredenesourrelationshipwitheachotherandwiththeplanet.(IHDP,2005).

    1. Introduction

    Were not

    in the eld anymoreAdapting humanitarian efforts to

    an urban world

    27TH ALNAP

    MEETING

    CHENNAI , INDIABackground Paper

    Figure 1: Urban and rural populations, 19502050 (UN Department o Economic and Social Afairs (UNDESA), 2010)

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    Itiswellestablishedthatcitiescanbemuchmoreecientandeectivethanruralseings(Ravallion

    etal,2007;ALNAP,2009).Itcanbemorestraightforwardtoprovidebasicneeds,aswellassocial

    andculturalservicesforpeoplelivingclosertogetherinseingswithmoredevelopedinfrastructures

    (WorldBank,2010).However,urbanisationisfarfrombeinganunalloyedgood.Ascitiesgrow,

    populationdensityanddiversityalsoincrease.Humanvulnerabilityandstressesontheenvironment

    andnaturalresourcesaretypicallyheightened.Asthishappens,thecostofmeetingbasicneedsinevitablyincreases(ibid).

    Perhapsthegrimmestmanifestationofurbanisationistheriseofslumsandinformalselements,

    housingaround1billionpeopleglobally,.isgureiscurrentlygrowingbyanestimated25million

    peopleperyearandisprojectedtodoubleby2030(UNHABITAT,2009).

    Whilesuchdatasendsapowerfulmessageaboutthescaleandpaceofurbanchange,workingout

    specicsocial,politicalandeconomicimplicationsisnoteasy.ereisagreatdealofmisreporting

    andmisunderstandingofsuchhigh-leveldataandprojectionsaboutwhattheymeasure,whatthey

    meanandhowtheyshouldbeinterpreted(Cohen,2004).

    Urbanplannersworkingalmost40yearsagodevelopedthetermwickedproblemswithspecic

    referencetothecomplexityofurbandevelopmentissues.Inparticular,theyfoundthaturban

    problemswerehardtosolvebecauseofincomplete,contradictory,andchangingrequirementsthat

    areoendiculttorecognise.eeorttosolveoneaspectofawickedproblemwillfrequently

    revealorcreateotherproblems(RiellandWeber,2003).Ifanything,thechallengesofurbanisation

    haveincreasedinbothscopeandcomplexitysincethattime.In2005,urbansustainabilityand

    vulnerabilitywereidentiedbytheMillenniumEcosystemAssessmentasareaswheresignicant

    knowledgegapsexistandpersist.1Itisperhapsunsurprisingthaturbanisationisincreasinglyrecognisedasoneofthemostimportantchallengesofthe21stcentury.

    Urbanisationpresentsamajorsetofchallengesfortheinternationalhumanitariansector(ALNAP,

    2009;DEC,2011,Saerthwaite,2007).Ontheonehand,thereisanobviousissueofagrowing

    urbancaseload,drivenbyacombinationoffactorsincludinggrowthinpopulationnumbersandrisk

    levels(REF).Onewidelycitedtextonurbanvulnerabilitypublishedalmost10yearsagofoundthat

    urbanareasindevelopingcountrieswerefacingdramaticallyescalatingdisasterrisks(Pelling,2003),

    andtherehasbeenlileevidencesincetocontradictthisassessment(IFRC,2010).

    epaernofurbanvulnerabilityhasfollowedsomegeneraltrends,whichcanbesummarisedas

    follows:agrowingurbanpopulationisbeingincreasinglyanddisproportionatelyexposedtomore

    hazardsandriskswhethermeteorological,geophysical,socio-economicorpolitical(Cohen,2003).

    Povertyandinequalitymeanthatthesepopulationsarebecomingincreasinglyvulnerable.Disasters

    andcriseshighlightthisvulnerability.einternationalcommunitymayengage,butwithhighly

    varyingdegreesofsuccess.Rapidbutpoorlycoordinatedresponsesoenleadtoanincreaseinlong-

    termurbanvulnerability,albeitinverycontext-specicways.Meanwhilethewindowofopportunity

    fortakingpreventativeactionagainstfuturecrisesisdismayinglynarrow(seeCaseStudy1onSao

    Pauloformoredetailonhowthisplaysoutinaparticularcontext).

    27TH ALNAP MEETING CHENNAI, INDIA 17-18 JANUARY 2012 Background Paper

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    1.McGranahanetal.2005

    27TH ALNAP MEETING CHENNAI, INDIA 17-18 JANUARY 2012 Background Paper

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    Inparallel,theruralassumptionsthatunderpinhumanitarianaiddeliveryhaveprovedremarkably

    resilient.Someobservers,includingDavidSandersonofOxfordBrookes,havelinkedthistothelarge-

    scaleandlargelyruralfamineresponsesofthe20thcentury(Sanderson,2000;IASC,2010).Withthe

    growthinurbancrises,however,thereisanincreasingmismatchbetweenthelong-heldassumptions

    andthenewurbanreality.Asoneexpertdri lynotedduringthepreparationofthisbackgroundpaper,werenotintheeldanymore.2

    Asaresult,weareincreasinglyseeinganumberofseriousproblemsinhowmajoragenciesthinkabout

    anddeliverhumanitarianaid.erearealsoseriousproblemsintherelatedfunctionsofdisasterrisk

    reduction(DRR)anddisasterpreparedness.WhilemanyofthefailuresoftheaidresponsetotheHaiti

    earthquakein2010werealltoofamiliartolong-termobservers(DEC,2011;GroupeURD,2011),

    therewerealsonumerousissuesresultingfromtheuniqueurbanseingofPort-au-Prince.eseranged

    fromrelativelybasicissuessuchasthelogisticsofpuingupemergencysheltersorlatrinesonconcrete

    insteadofinsoil,tohowtoengageeectivelywithmunicipalauthorities,legalcodesandstructures,and

    urbancivilsociety.eurbancontextprovedthatmanyhumanitarianstandardoperatingprocedures

    werediculttoimplementatbestandirrelevantatworst(DEC,2011).

    islackofoperationalprogressbeliestheaentionthathasbeenpaidtotheissueovertheyears.ere

    areanumberofinitiativescurrentlyunderwaywhichseektoaddressthechallengesofhumanitarian

    actioninapredominatelyurbanworld(seeBox1).Urbandisasterinitiativesarenotnewanumber

    wereinplace10yearsago.Buttheydonot(attimeofwriting,atleast)seemtohavehadthenecessary

    inuenceonhowthesectorgoesaboutitswork.Asinmanyothercontexts,thegapsbetweenpolicy

    dialogue,academicdebatesandoperationalrealitiesareconsiderable.

    2010sawthelaunchofanimportantnewUNISDRcampaignonresilientcities,towhich58cities

    havesignedupatthetimeofwriting(UNISDR,2011).ButthendingsoftheFihAsiaPacicUrban

    ForuminJune2011weresobering.eforumposedthequestion:Complexurbandisastersarewe

    ready?eanswerfromexpertsinJapan,ChinaandBangladeshrepresentingthespectrumfromhigh

    tolow-incomecountrieswas:no,notyet.Acommonchallengeidentiedbytheparticipantswastheinstitutionalcomplacencythatsetsinaerseveralyearsofnotfacingaparticularkindofdisaster:relevant

    expenditurebudgetsgetcut,leavingpopulationsatheightenedrisk(Alertnet,2011).

    27TH ALNAP MEETING CHENNAI, INDIA 17-18 JANUARY 2012 Background Paper

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    Box 1: Initiatives to address urban disaster-related issues

    TheInter-AgencyStandingCommittee(IASC)projectonurbanhumanitarianism

    UnitedNationsEducational,ScienticandCulturalOrganisations(UNESCO)initiativeonurbanbiospheres

    TheMillenniumEcosystemAssessment

    WorldBanksCitiesAllianceandCitiesinTransition

    InternationalHumanDimensionsProgramme(IHDP)urbanisationscienceproject

    Diversitasscienceplanonurbanisation

    InternationalUnionfortheScienticStudyofPopulation(IUSSP)UrbanisationsandHealthWorkingGroup

    USNationalAcademiesPanelonUrbanPopulationDynamicsandRoundtableonScienceandTechnologyforSustainabilitysTaskForce onRapidUrbanisation

    UNInternationalStrategyforDisasterReductions(UNISDR)Asiadisasterriskreductionnetwork

    EffortswithinspecicagenciesInternationalFederationofRedCrossandRedCrescentSocieties(IFRC),OxfamGB,WorldVision

    2.DavidSanderson,PersonalCommunication,August2011

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    AstheUNISDRcampaignstatementnotes,improvementsinurbandisasterresponsecannotbe

    achievedatmunicipallevelsalone(UNISDR,2011).echallengeofurbandisastersrequiressustained,

    coherentandstrategiceortfromacrossnationalandinternationalcommunities.Todate,however,such

    aneorthasbeennoticeablepredominatelybyitsabsence.elessonsemerginginparticularfromthe

    internationalresponsetotheHaitiearthquakehaveservedassomethingofawake-upcall.

    Againstthisbackground,the27thALNAPMeetingpresentsatimelyandappropriateplatformfor

    discussionofthisvitalissue.Itoersanopportunitytomovetowardsaroadmapforthehumanitarian

    systemasawhole.ALNAPsmeetingsarenowwidelyacknowledgedasakeyplatformforall

    internationalagenciestocometogetherandforgenewsharedagendasforreectionandaction.

    Inrecentyears,themeshaveincludedmediarelations,impactassessments,innovationsandmost

    recentlycollaborationwithnationalactors.esemeetingshavehadconsiderableinuence,bringing

    keyissuesintosharedstrategicfocusandgivingshapeandmomentumtonumerousnewinitiatives.

    isBackgroundPaperwillsetoutthekeyideasunderpinningurbanisation,urbanvulnerability

    andurbanresponses,drawingonasynthesisofthelatestresearchandpractice.Itwillthenoutline

    aseriesofstrategicandoperationalquestionsfacedbytheinternationalhumanitarianandDRR

    communitiesinrespondingtoandpreparingfordisasters.Discussionofthesechallengesandways

    tonavigatethemwillformthebasisoftheALNAP27thMeetinginChennai(seeAppendix1forthe

    keyquestionstobeaddressedattheconference).

    27TH ALNAP MEETING CHENNAI, INDIA 17-18 JANUARY 2012 Background Paper

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    Case Study 1: A typical urban disaster scenario Sao Paulo oods January 2011

    SaoPauloisthelargesturbanagglomerationinBrazilandtheforemostindustrialcenterinSouthAmerica.Butuntilthe1880s,SaoPaulowasaminorcommercialcenter.In1890,whenRiodeJaneirohadapopulationofmorethanhalfamillion,thepopulationofSaoPaulo

    wasonly65,000.Widespreadcoffeecultivationbroughtsuddenprosperitytotheregionandtransformeditfromanisolatedfrontiertoa

    vibranteconomicregion.Bytheearly1900s,manufacturingbecameestablishedinSaoPauloandthepopulationgrewto240,000,duein

    largeparttoamassiveinuxofimmigrantsfromvariouspartsofEurope.By1950,SaoPaulohadbecomethechiefmanufacturingcenter

    ofBrazil.Today,theSaoPauloMetropolitanAreaaccountsforabouthalfofBrazilstotalindustrialoutput.

    Notsurprisinglyperhaps,SaoPaulofacesmanyenvironmentalandecologicalproblemsassociatedwithrapidindustrializationand

    populationgrowth.Morethan50percentofthepopulationlivesinsubstandardhousingandmanyresidentsdonothaveaccess

    tocleanwaterorsanitationservices.Airandnoisepollution,crime,overcrowding,andtrafccongestionareallpervasiveproblems.

    Moreover,despiterapideconomicgrowth,thelocaleconomyhasonlybeenabletoabsorbafractionofthegrowinglabourforcesothat

    unemploymentandunderemploymentremainpersistentproblems.PoorperformanceoftheBrazilianeconomyduringthe1990scoupled

    withthedevaluationoftherealinJanuary1998furtherexacerbatedweaknessesinthelocaleconomy(extractfromCohen,2003).

    ThevulnerabilityofSaoPaulotodisasterswasdramaticallyhighlightedinJanuary2011,whentorrentialrainfallledseveralriverstoburst

    theirbanksandcausedashoodsacrossthesouthofthecountry.SaoPaulowastheworsthitcity,withmanyroadsleftimpassableand

    partsofthecitysubmerged.Mudslidesinthesprawlingfavelas,positionedonthehighinclinesaroundthecity,displacedlargenumbers

    ofthepopulation,andkilledalmost500peoplearoundthecountry.Althoughtherewasntaninternationalappeal,somesupporttothe

    responsewasprovidedbyUSAIDandothers.

    Expertsblamedinadequatedrainage,whichhadfailedtokeeppacewiththerapidgrowthofthecity.Resourceswerepromisedinthe

    immediateaftermathforimprovementsduringthere-building.Therewasawidelyacknowledgedneed,expressedespeciallyforcefullyby

    Braziliancivilsociety,forimprovementstobemadeinacomprehensiveandequitablemanneriffuturedisastersaretobeprevented.

    Althoughitisjustonecase,theSaoPaulostoryisanincreasinglycommononearoundtheworld.

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    ekeyquestionsareasfollows:

    Wha are urban disasers?Whatexactlydowemeanandunderstandwhenwesayurban

    disasters?Howdourbandisasterseingsdierfromothercontextsinwhichhumanitarianwork

    takesplace?

    What is the nature of urban vulnerability?Howcanwebeerunderstanditsnature,form

    anddynamics?

    Wha are he challenges o urban disaser responses and how should hey be me?

    Whatcanwesayaboutresponsesinurbanseings,andthechallengestheyface?

    Wha do we need o do diferenly in urban disaser risk reducion?Whatareexisting

    practicesandhowcanthesebeimproved?

    How does urban developmen policy suppor or hinder humaniarian efors?How

    candevelopmentpolicyandpracticetakeaccountofurbanvulnerability,riskanddisasters?

    efollowingsectionssetoutsomeofthelatestideasandresearcharoundthevekeygaps,drawing

    onliteratureandaseriesofkeyinformantinterviews.

    ResearchdoneinpreparationfortheALNAPmeetinghasledtotheidenticationofanumberofquestionsthatneedtobeaddressedwithregardtodisastersandcrisesinurbancontexts.esequestionscanbeseenasrelatingtogapsinhumanitarianknowledgeandpractice.However,thisshouldnotbetakentomeanthatthereisnoknowledgeofhowthesemightbeaddressed.Rather,thereareanumberofindividualsand

    groupsworkinginthesystemwhohaveakeensenseoftheseissuesandwaystonavigatethem.ButthelessonsfromurbanresponsessuchasHaitisuggestthat,aswithmanyotherareasofknowledgeinthesystem(ALNAP,2002;ALNAP,2004)3ourcollectiveunderstandingispatchy,informalandlargelytacit.Asaresult,institutionalresponsesarenotsucientlywelladaptedtothesecontexts.ishasbecomemoreapparentwiththeincreasedincidenceofurbandisasters.

    3.1 From the urban-rural divide to the urban-rural continuumPerhapsthemostsignicantchallengeinunderstandingurbandisastersistoestablishwhaturbanactuallymeans(Cohen,

    2003).Despitenumerousreports(includingthosecitedintheintroduction)thattheworldisbecomingmoreandmoreurbaninnature,thedenitionofurbanitselfisambiguousanddependentoncontext(FreyandZimmer,2001).4Deningthebasic

    termsurbanandruralinauniversalwayisthesubjectofongoingdebate(Cohen,2003).

    Whatisincreasinglyclearisthatasimplisticeither/orcategorisationisunhelpfulanddoesnotmatchtherealityofhowhuman

    selementsareevolving.

    2. Adapting to an urban world: ve key questions

    3. What are urban disasters?

    27TH ALNAP MEETING CHENNAI, INDIA 17-18 JANUARY 2012 Background Paper

    53.SeepreviousALNAPstudiesonorganisationallearningandeld-levellearningformoredetails.4.UNdata,whichisthebasisofmanyoftheprojections,isreliantonnationalstatistics.Dierentcountriesdeneurbanpopulationsinverydierentways.InAngolaandEthiopia,forexample,upuntilrelativelyrecently,anylocalitywithmorethan2,000inhabitantswasautomaticallyclassiedasurban.Inothercountries,suchasBenin,thegureishigher.InsomecountriessuchasBangladeshorPakistan,urbanselementsarethosewithacertainkindofadministrativeorbureaucraticstructure(Cohen,2003).

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    AstheBriengstudyBeyondRural-Urban:KeepingupwithChangingRealities(IFPRI,2005)notes:

    The labels urban and rural fall far short of capturing the

    dynamism and diversity of reality. Conjuring up visions of

    crowded cities and isolated countryside, they suggest separateworlds and ways of living. They mask the many ways urban and

    rural overlap and intertwine, as well as the variety of livelihood

    strategies within urban or rural areas. (IFPRI, 2005)

    esamestudynotesthatitwouldbebeertoimagineadiversesetofconditionsplacedona

    continuumfromtheveryruralatoneend(forexample,smallhamletsinthehighlandsofEthiopia)to

    theveryurbanattheother(mega-citiessuchasDhakaandtheirsprawlingperipheries),withvillages,

    smalltowns,regionalcentresandmedium-sizedcitiesinbetween.

    e2009WorldDevelopmentReport(WorldBank,2009),whichfocusedoneconomicgeography,

    representedtheshiasfollows:

    Underpinningthecontinuumareissuesofdiversity,densityanddynamics.esefactorshavebeen

    describedasdistinguishingruralfromurbancontexts,andcanbeobservedinawholeswatheof

    dierenttrendsandphenomena.eseincludepopulationsizeanddensity,mobility,economic

    factorssuchaslivelihoodstrategiesandinfrastructure,keysocialindicatorssuchasservicedeliverysystems,andenvironmentalfactors(ALNAP,2009).

    OneusefulwayofcapturingtheseinacomprehensivefashionistheSTEEPframeworkusedinrisk

    managementandstrategicfutureswork,whichunderpinssomeoftheworkoftheHumanitarian

    FuturesProgramme(HFP,2008).eSTEEPapproachenablesustothinkaboutaparticular

    situationintermsofSocial,Technological,Economic,EnvironmentalandPoliticalfactors.Box

    2illustrateshowthismightbeappliedtolargeurbancontextsi.e.thelargecitiesendofthe

    continuum.

    Figure 2: Beyond Rural and Urban rom World Development Report 2009

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    eoldeither/ormodel enewcontinuum

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    Asthisverypreliminarydocument-basedanalysisindicates,itisnotsimplythaturbansocietiesare

    morediverse,moredynamic,ordenserthattheirruralcomparators.Itisthat,intheextreme,largeurban

    centrescanbeallthreeofthesethingssimultaneously.eimportanceofeachofthesethreefactors,

    andhowtheyplayoutindierentsocial,technological,economic,environmentalandpoliticalcontexts,

    variesconsiderablyfromcitytocityandregiontoregion(ResilienceAlliance,2007).

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    Box 2: STEEP Analysis of Large Cities

    Diversity Dynamics Density

    Social Socialdiversitycanbe

    intermsofethnicity,

    class,gender,sexuality,

    culture,religion,ageanddisability.

    Challengesforservice

    deliverytomeetthese

    differentneeds.

    Urbanpopulationsare

    verymobile,bothona

    day-to-dayandlonger-

    termbasis.

    Dynamicsofsocial

    interactionare

    complexandchange

    rapidly.

    Therearemanymorekindsof

    groupslivingtogetherinclose

    proximity.

    Culturalconictsitswithinand

    alongsideculturalintegration.

    Technological Manymoreforms

    ofinfrastructureand

    technology.

    Manydifferentlevels

    oftechnological

    development

    simultaneously.

    Technologicalchange

    israpidandposesrisks

    andopportunities.

    Infrastructureisunderconsiderable

    pressuresfrompopulationgrowth.

    Urbansprawlsmakefora

    dangerouslyhighdensityofland

    usewhichincreasesvulnerability

    torisks.

    Economic Greaterrangeof

    economicactorsfrom

    large multinationals to

    smallbusinesses.

    Thereisconsiderable

    diversityinwealthand

    incomethevery

    wealthyandverypoor

    oftenlivinginclose

    proximity.

    Globalisationmakes

    citiesmorevulnerable

    toshocksandstresses.

    Trajectoriesof

    growthandrecession

    canberapidand

    unpredictable.

    Economicclustersoccurfor

    example,ofsimilarkindsof

    businesses.

    Manymoreformsoflivelihoodsco-

    existandareinterdependent.

    Environmental Manykindsofland

    useformacomplex

    tapestry.

    Ecologicalstresses

    areconsiderable,and

    naturaldisasterscanhaveveryrapideffects

    Pollutionandwasteareperennial

    issueswhichresultinriskofhealth

    epidemicsetc.

    Greaterlevelsofdegradation.

    Political Institutionsarediverse,

    both formal and

    informal,toserve

    different needs and

    constituents.

    Urbaninhabitantscan

    havediversepolitical

    statuscitizens,

    internallydisplaced

    persons(IDPs),

    unofcialrefugeesetc.

    Politicalchangecan

    beveryrapidand

    turbulent,orthe

    politicalsituationcan

    beveryentrenched

    and resilient to

    reforms

    Greaterdensityofformalpolitical

    mechanisms.

    Representationisanissuedueto

    sheernumberofgroupsanduidity

    ofurbanidentities.

    Greaterpotentialfor

    marginalisation.

    Issuessuchaslandrightsare

    especiallychallengingtotackle.

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    Whatisclearisthattheparticularmixoffactorscontributingtoagivenurbancontextcarrieswide-

    rangingimplicationsforpoliciesandpractices.isaectsallkindsofactorsoperatinginurbancontexts,

    fromgovernmentstobusinessesandcivilsociety(ALNAP,2009),whethertheyworkinhealth,

    educationorplanning.Organisationsthatfocusondisasterresponseandmanagementarenoexception

    tothis(Saerthwaite,2007).

    Attheveryleast,thediversity,dynamicsanddensityofurbancontextsreinforcedemandsfordisaster

    managementandhumanitarianaidtomoveawayfromacookiecuermodel5andinsteadto

    activelytakeamorerenedandnuancedapproachtocrises.Tosomeextent,thismeansdelivering

    onthosechangesthathavelongbeencalledfortopaymoreaentiontocontext,toworkwithlocal

    stakeholders,tolearnandmanageknowledge,tobemoreaccountable,tobemoreinnovative.

    Inthemostchallengingurbancontexts,thesehoped-forchangeswillnotbenice-to-have

    considerations,butrathermust-haverequirements.Buttherearealsomorechallengesposedbythe

    threefactorsofdiversity,dynamicsanddensity,whichwilltestpoliciesandprocessesalike.

    esechallengesmeanthathumanitarianagencieswillneedtoworkhardtodevelopamoredetailed

    understandingofurbanlivelihoodsandvulnerabilities.Section4looksatthisinmoredetail.

    erearechallengestotypesofresponse.Forexample,manyofthestrategicandoperationalapproaches

    usedinhumanitarianaiddeliveryarechallengedbyurbancontexts.Implementingaidinlinewith

    humanitarianprinciplesrequiresagoodunderstandingofthecrisis-aectedpopulation.Buturban

    contextsposeconsiderablechallengestostandarddata-gatheringmethods,especiallyininformal

    selements.Techniques,fromneedsassessmentstotargeting,monitoringandevaluationareverydicultindynamicanddiversecontexts.Operationaldeliveryalsofacesmajorchallenges.Someofthese

    areconsistentwiththosefacinganyformofservicedeliveryeortinhighlydenseanddiverseurban

    contexts.Butothersareuniquetodisasterresponse:forexample,manyofthepracticalkitsdelivered

    throughaidmaysimplynotbeconguredtoworkinurbanenvironmentsaswasseenwiththelatrines

    thatcouldnotbeinstalledintheconcreteseingofPort-au-Prince.Section5looksattheseissuesin

    moredetail.

    Disasterriskreduction(DRR)needstobebeerconguredtotheurbanenvironment.Inparticular,the

    unpredictablenatureofurbanvulnerabilitymeansthateortsmayneedtobebroaderinscope,andtakeasystemicapproachtounderstandinghowdierentkindsofrisksandvulnerabilitiesmightcompound

    eachother.Section6looksatthechallengeofurbanDRRinmoredetail,focusingonsomeofthekey

    lessonsfromtheliteratureandtheongoingUNISDRcampaign.

    Finally,theseissuesdonotmerelyconcerndisaster-relatedeorts.Vulnerabilityandexclusionare

    developmentissuesasmuchastheyarehumanitarian,andthereisavitalneedforurbandevelopment

    policytotakeaccountoftheseissues.Section7looksattheseissuesinbrief.

    27TH ALNAP MEETING CHENNAI, INDIA 17-18 JANUARY 2012 Background Paper

    85.FromcommentmadebyPeterWalkerduringaplenarysessionoftheWorldHumanitarianStudiesConference,Groningen,theNetherlands,7February2009.

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    Itisalmostaclichtopointoutthatwhilecitiespromisegreatpotentialforgrowthandinnovation,theyarealsositesofextremepoverty,inequality,unemployment,exclusionandviolence.Asof2008,estimateswerethatonethirdofallurbanresidentswerepoor,representingaquarterofalltheworldspoor(Ravallion,Chenand

    Sangraula,2007).isamountstoapproximately290millionpeopleinurbanareasindevelopingcountrieslivingbelowthepovertylineofUS$1perdayin2002.IftheUS$2perdaygureisused,thegurerisesdramaticallyto750millionpeople.Withcontinuedurbanisation,thenumbersofurbanpoorarepredictedtorise,makingpovertyincreasinglyanurbanphenomenon(ibid).

    4. What is the nature o urban vulnerability?

    oughtheurbanpoorarediverseacrossregions,countriesandevenwithincities,theytendtoface

    anumberofcommondeprivationswhichaecttheirdailylife.Intheextreme,thesedeprivationscan

    amounttoanongoingchronichumanitarianemergencywitness,forexample,theconditionsof

    HaitiansbeforetheearthquakeofJanuary2010(DEC,2011).

    emainissuesraisedintheliteratureincludethefollowing(WorldBank,2008):

    limitedaccesstoincomeandemployment

    inadequateandinsecurelivingconditions

    poorinfrastructureandservices

    vulnerabilitytoriskssuchasnaturaldisasters,environmentalhazardsandhealthrisks

    particularlyassociatedwithlivinginslums

    spatialissueswhichinhibitmobilityandtransport

    inequalitycloselylinkedtoproblemsofexclusion.

    erearealsoanumberofnegativeside-eects,orexternalities,ofurbanisation,suchastracproblems,

    theriseofgangs,andinadequateinstitutionalandgovernancesystems(UNHABITAT,2009).

    Itishardlyunsurprisingthatthosepopulationsthathavethehighestlevelsofurbanvulnerability

    arethosewholiveininformalselementsorslums.erearenowaround1billionpeopleliving

    inpovertyinurbanslums,facingextremelevelsofvulnerabilityonadailybasis(UNHABITAT).

    eirconditionsarediverse,butsomecommonpaernscanbeidentied.

    Highdependenceonfoodproducedoutsidecitiesmakeurbanresidentsvulnerabletodroughts,

    ooding,andotherextremeweatherevents.eurbanpoorarethemostvulnerable.Foodand

    AgricultureOrganization(FAO)studiesinurbanareasshowthata10percentriseinthepriceof

    astaplecanhurttheboom20percentoftheincomedistributionthemost.

    360millionpeopleliveincitiesinlowelevationcoastalzonesandarevulnerabletosea-levelrises.

    Stormsurgesandrisingtidescoulddamageurbaninfrastructureandtheprovisionofservices.

    Around1billionurbandwellersliveinpoorquality,overcrowdedhousinginslumsor

    informalselementsthatlackadequateprovisionforpipedwaterandmostotherformsof

    infrastructure. Citiesareparticularlyvulnerableduetothehighconcentrationofpeopleandeconomicassets,

    andinmanycases,theirhazard-pronelocationincoastalareas,alongrivers,andinseismiczones.

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    Box3providesthreespecicexamplesdrawnfromthe2010RedCrossWorldDisastersReport

    (IFRC,2010).

    Inmanylowandmiddle-incomecountrieswhicharethevastmajorityofthoseappealingforinternational

    humanitarianaidthenegativeimplicationsofrapidurbanisationcanoutweighthepositives.Urban

    growthindevelopingcountriesisfrequentlyhaphazardandoverwhelming,farexceedingthesecities

    capacitytoplanadequatelyandcontroldevelopment.Suchuncontrolledurbanisationfeedsthegrowthof

    slums,reinforcespoverty,anddiminishescitiesabilitytodealwithdisasters.

    AsaChineseocialattheAsiaPacicUrbanForuminJune2011noted,duringrapidurbanisation,

    manycriticalinfrastructureandinstitutionalarrangementsareignoredinfavourofotherpriorities(Alertnet,2011).Asthe1999/2000WorldDevelopmentReportnotedofAfricancities:[they]arenot

    servingasenginesofgrowthandstructuraltransformation.Insteadtheyarepartofthecauseandamajor

    symptomoftheeconomicandsocialcrisesthathaveenvelopedthecontinent(WorldBank,2000).

    Aswellashigherlevelsofvulnerability,thisillustratesthatthereisalsogreaterdiversityinthedriversof

    vulnerability,andagreaterdegreeofinter-dependenceinthefactorsthatcreatevulnerability(Pelling,

    2003).

    Risksareespeciallyhighinlowandmiddle-incomecountrieswhereathirdtoonehalfofthe

    populationincitieslivesinslums.Peopleintheseandotherlow-incomeneighbourhoods

    aremadeevenmorevulnerablebyovercrowdedlivingconditions,thelackofadequate

    infrastructureandservices,unsafehousing,inadequatenutritionandpoorhealth.

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    Box 3: Three examples of urban vulnerability

    InBangladeshs capital, Dhaka,almost30percentofthe14millionpeopleliveinslumsalongthewatersedge,exposingthemto

    severeoodrisks.Moreover,theStanford-basedearthquakedisasterriskindexlistsDhakaasoneofthe20mostvulnerable

    citiesintheworldtoearthquakes.

    Mumbai in Indiaisthefourthlargestcityintheworldwith20millionpeople,ofwhomsome6.7millionareslumdwellers

    (WorldHealthOrganization).Mumbaiisoneofthetop10mostvulnerablecitiesintermsofoods,stormsandearthquakes

    andisthemostvulnerablecityintheworldintermsoftotalpopulationexposedtocoastaloodhazard.LikemanyofAsiascoastal

    mega-cities,mostofMumbaiislessthanametreabovesea-level.Moreover,italsoliesonanearthquakefault-line.Withthecity

    accountingforalmost40percentofIndiastaxrevenue,UNHABITATnotesthatanyseriouscatastropheherecouldhavedrastic

    economicconsequencesfortheentirecountry.

    In Jakarta, Indonesia,40percentofthelandareaisbelowsea-level.Asaresult,its10millioninhabitantsareatriskofash

    oods,particularlyalongthe13riversystemsthatpassthroughthecity.Jakartaalsohasamoderateriskofearthquakesdue

    tothecountryslocationalongtheIndo-Asiasubductionzone.Thehighpopulationdensity,averaging14,000peoplepersquare

    kilometre,asignicantportionofwhomareslum-dwellers,increasesthepotentialofadisastertocauseseriousharm.

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    eexampleofBaidoa,SomaliaisprovidedinCaseStudy2,andillustratesthemulti-facetednature

    ofurbanvulnerability.isisaninterestingexamplebecause,asatown,itsitsaroundhalfwayalong

    ontherural-urbancontinuumpresentedinSection3.AresponsethatassumesthatBaidoaisapurely

    ruralcontextislikelytobestymiedbytheissuesarisingfromthediversity,dynamicsanddensityofthe

    context.

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    Common forms of urban vulnerability

    Social Thesocialcontextincitiesmaybecharacterisedbycrime,fragmentationand

    othersocialproblemswhichwillreducetheabilityofhouseholdstosupportone

    anotherinordertofurthertheirlivelihoodstrategies.

    Inaddition,poormenandwomenmaybeexcludedfromlivelihoodopportunitiesduetodifferencessuchascultureorethnicitywhichresultintheirexclusionfrom

    socialnetworks.

    Technological Urbanresidentslivingonillegallyoccupiedlandorininformallowcostrental

    housinglacklegaltenurerights.Assuch,theyexperiencepoorhousingqualityand

    facethethreatofsummaryeviction.

    Theurbanpoormaybeespeciallyvulnerabletotechnologicalhazardssuchasres,

    emissions,etc.

    Economic Thoseininformalemploymentgenerallylacklabourrights.Theyare

    thereforesusceptibletosuddenunemployment,andthedangersaccruingto

    unprotectedworkingconditions(longhours,poorpay,insanitaryorunsafe

    conditions).

    Freegoodsandservices,suchascommonland,cleanwaterandfuel,arerarein

    cities.Mostofthebasiclivingneedsofurbanresidentsmustbepaidforincash

    makingtheurbanpoorparticularlyvulnerabletomarketvagariessuchasination,

    andtheremovalofgovernmentsubsidies.Dependenceonthecasheconomy

    frequentlymeansthatpoorhouseholdsarevulnerabletodebt(especiallywhere

    theycannotrelyoninformalorsocialnetworksforloans).Borrowing,normallyat

    usuriousrates,mayleadtolong-termindebtednesswithdisastrousresultssuchas

    bondedchildlabour.

    Environmental Poorlivingenvironmentsoftenendangerthelivesandhealthoftheurbanpoor,

    especiallywheretheyareforcedtoliveandworkinmarginalareasthroughlackof

    cheapalternatives.Thiscreatesfurthervulnerability,asillhealthunderminesoneofthechiefassetsoftheurbanpoortheirlabour(Satterthwaite,1997).

    Linkedtohousingrights,thoseresidentsundertakingurbanagriculturemayalso

    lacklegaltenure,andrisklosingtheirlandandcrops.

    Political Manyresidentswilllacklegalregistration,maybedisenfranchised,excludedfrom

    politicaldecision-makingand,inaddition,maysufferfrompoliceharassmentand

    bureaucracy(Wratten,1995).

    Note:ExtractedandadaptedfromMeikle,S.,Ramasut,T.andJ.Walker(2001)SustainableUrbanLivelihoods:Conceptsandimplicationsforpolicy.hp://eprints.ucl.ac.uk/35/1/wp112.pdf

    Box 4: A STEEP view on urban vulnerabiliy

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    Case Study 2: Urban vulnerability in Baidoa, Somalia

    BaidoaisthecapitalcityoftheBayregion,whichislocatedincentralsouthernSomalia.ThetownofBaidoaissituated245kmwestofMogadishu

    and240kmsoutheastoftheEthiopianborder.Baidoahasanestimatedpopulationof59,110people.However,populationguresregularly

    uctuateduetofrequentshiftsinIDPnumbers.BaidoaisanessentialpartoftheSorghumBelt,oftenreferredtoasSomaliasbreadbasket.

    SituatedintheBaysAgro-pastoralHighPotentialLivelihoodZone,itservesasanagriculturalandlivestocktradecentrewithstrongeconomic

    linkstoneighbouringruralandurbancentres(Mogadishu,Merka,Qoryoley,BarderaandBeledHawa).Italsoconductstradeactivitieswiththe

    EthiopiancitiesofDolowandQalaafe,andtheKenyantownofGarissa.

    ThemaineconomicactivitiesinBaidoaincludebusiness(small,mediumandlarge-scale),casuallabour,self-employment,andlivestockand

    agriculturaltrade.AnothernotableaspectistheregularlabourmigrationfromBaidoatothetownsofBossaso,Galkayo,Garoweandfurther

    northtoYemenandtheArabianGulf.

    Generally,thekeydrivingfactorsofBaidoaseconomyincludecropandlivestockproduction,thepresenceoftheTFG(TransitionalFederal

    Government),nancialcontributionsfrominternationalorganisations,includingtheUNandotherNGOs,andremittancesfromthediaspora.

    Baidoadistricthasexperiencedperiodicunrestsincethe1991falloftheSiadBarreregime.Regularinter-clanghtinghasgreatlyimpactedthe

    livelihoodsofthelocalpopulation.Inaddition,duringmuchofthe1990s,heavyghtingandfrequentchangesofcontrolbetweentheSNA

    (SomaliNationalAlliance)andtheRRA(RahanweyneResistanceArmy)alsoaddedtothesufferingofBaidoasmostvulnerablegroups.

    AftertheRRAsrecaptureofBaidoainJune1999,asignicantnumberofpeoplewhoweredisplacedtootherpartsoftheBay,Banadir,Lower

    ShabelleandGedoregions,returnedandlivelihoodandgeneralsecurityimprovedinBaidoa.However,recentinstabilitycausedbyfrequentshifts

    ingovernmentcontrolhasonceagainleftBaidoaspopulationvulnerable.TheremovaloftheUnionofIslamicCourtsandthere-installation

    oftheTFGin2006,followingtheBattleofBaidoa,meantthatBaidoatemporarilybecametheseatofSomaliasinterimgovernment.This

    madeBaidoaatargetforIslamistmilitantsandledtothestationingofEthiopiantroopswithinBaidoaasprotectionagainstattacks.Theensuing

    violenceleftmanydeadandforcedhundredstoeethetown.TheTFGreturnedtoMogadishuin2007,andalthoughBaidoahasseensome

    improvementintermsofsecurityanditseconomy,ithasyettofullyrecoverfromtheeffectsoftheviolence.Successiverainfailure,recurrent

    drought,recentinationandpoornutritionhavealsomadethislivelihoodhighlysusceptibletohumanitariancrisis.

    Analysisoftheurbanvulnerabilityidentiedthefollowingrisksfacedbyallincomegroups:

    Security:civilinsecurityaffectsallwealthgroups,causingdisplacement,lossoflifeandpropertyandahighrateofunemployment.

    Ination:theaverageexchangerateduringthestudyyearwas14,500SomaliShillingsperUS$and[inMay2008]stoodat

    35,000SoShperUS$(anincreaseofmorethan140percent).Thiswillsignicantlyreducethepurchasingpowerofpoorand

    lower-middlewealthgroups.Severeexchangeratedepreciationshaveincreasedthecostsofimportedfoodandnon-fooditems.

    Ifdepreciationscontinue,poorerhouseholdswillsuffermost,particularlyiftheirwagesandprotsdonotrisetocompensate

    forsuchdevaluation.

    Drought (failure of the rainy season):cropproductionisadrivingeconomicfactorinBaidoa.Cropfailureduetodroughtwill

    signicantlyreducefoodandincomeaccessforpoorergroups.Incomefromagriculturallabourandthecerealtradewillalso

    decline.Cerealpriceswillincreaseresultinginpoorergroupsnotmeetingrequiredenergyneeds.

    Water shortages:forthemajorityofthepeopleinBaidoa,themainwatersourceisshallowwells,whicharefreetoaccess.

    Duringperiodsofpoorrain,thereareextremewatershortages,whichraisewatercosts.

    Unemployment:jobopportunitiesweregenerallymanageableduringthereferenceyearduetorelativestability.However,there

    iscurrentlyahighprobabilityofunemploymentduetoincreasinginsecurityandreducedtradeactivities.

    Increased cereal prices:duringthereferenceyear,cerealpriceswerelowduetoabumpercerealharvestinthe06/07season.

    However,recentpoorlocalcerealproduction,combinedwithhighcerealdemandfromotherpartsofthecountry,hascaused

    cerealpricestoincrease.Cerealstocksalsodepletedearlierthanexpected,whichfurtherreducedcerealavailabilitywithinthe

    SorghumBelt.

    Disease (e.g. AWD (acute water diarrhoea) and malaria):diseasecauseshighchildmortalityrates.Riskofexposureishigher

    duringdryseasonswhenwatershortagesforcethelocalpopulationstousedirtywater.Theabsenceofmosquitonetsalso

    increasestheriskofmalaria.

    Other risk factorsmentionedbykeyinformantsincludelimitedtradeactivities,adeclineinthetermsoftradeandaninuxofIDPs.

    Extractedfromwww.fsnau.org/downloads/Baidoa-Urban-Baseline-Analysis-Report.pdf

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    5. What are the challenges o urban disaster responses and howshould they be met?

    efactorsofdiversity,dynamicsanddensitymeanthaturbandisasterscanhavesomecommoncharacteristics:

    Highpopulationdensitymeansthatmorepeoplemaybekilledandinjuredwithinasmallspace,but

    diversityofapopulationwillmaketheirneedshighlydierentiated.

    edensephysicalnatureofcitiesmeansthattherewillbemoredamagedinfrastructuretocontend

    withbuildings,roads,businessareas,sewers.

    edynamicsofchangemeanthattherewillbebothagreatersenseofcollapsewhenadisasterhits,

    butalsofasterratesofrecovery,supportedbydiverseeconomicstructures.

    ediversityanddensityofpoliticalinstitutionsmeansthatthereisaneedforbeerandmore

    nuancedengagement.

    eWorldBanks2010publicationNaural hazards-unnaural disasersalsoarguesthatincreasing

    andinterconnectedriskswithinrapidlyurbanisingtownsandcitiesareagame-changerintermsof

    humanitarianresponse.ArecentDisastersEmergencyCommiee(DEC)evaluationoftheHaiti

    response(DEC,2011)providesfurtherinsights:

    [agenciesneedto]learnnewrulesofthegameinurbanpost-disasterresponse.Issuesofcomplexity,

    rangeofactors,space,theimportanceofcommerceandtrade,services,infrastructureandsheer

    concentrationsofpeoplerequireaconsiderationofhowtooperatecomparedtoruralcontexts.

    e10keylessonsfromtheDECevaluationareworthseingoutindetail(seeBox5).

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    Box 5: Lessons from DEC agencies in Haiti

    This2010evaluationisoneofanumberthatfocusontheurbannatureofdisastercontexts.The10lessonsonrespondingtourban

    disastersidentiedbythereportareasfollows:

    1. Workwithandthroughmunicipalitieswhereverpossible.

    2. Findanduseneighbourhoodnetworksandcapacities.

    3. Workwiththelocalprivatesectoranddontcompeteunfairly.

    4. Focusonlong-termhomes,notshort-termshelter.

    5. Keeppeopleinorclosetotheirneighbourhoods,ifsafe.

    6. Assumeskillsandresourcescanbefoundlocally.

    7. Assumefast-changingenvironmentsandhaveanexitstrategy.

    8. Usecashtostimulatemarkets.

    9. Usetherighttoolsforworkingwithcomplexsetsofstakeholders.

    10. Preparenowforthenextbigurbandisaster.

    5.1 The scale o the challengeenatureofurbancontextsandurbanvulnerabilitiescarrymanyimplicationsforhumanitarianeorts.Becausecitiesarehometolargepopulationslivinginhighdensitiesandoeninimpoverishedconditions,thepotentialimpactofemergenciescanbehugeintermsoflossoflifeandeconomicassets.However,citiesalsogenerallyprovideahigher,albeitvariable,levelofhumanandinstitutionalresourcesthatmaybedrawnuponforthedeliveryofemergencyresponsesandlonger-termresilience.

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    ereisaclearneedtoadaptexistinginternationalresponsemechanismsandprocessesinorder

    thattheyaremorerelevanttourbancontexts.isincludesresponsemobilisation,planning,needs

    assessments,targeting,monitoringandevaluation.Perhapsmostimportantly,thehumanitarianresponse

    toolboxmayneedtoberadicallyre-thoughtinwaysthatwillprovechallengingforoperationalagencies

    anddonorsalike(ALNAP,2009).

    WorkbyGroupeURD6ontheHaitiresponseidentiedthathumanitarianandreconstructionaid

    needstobebeeradaptedtothespeciccharacteristicsofurbancontexts.isincludespracticalissues

    suchasworkingthroughexistingneighbourhoodsratherthancreatingcampsandarticialsites.Ata

    morestrategiclevel,thehumanitarianresponseneedstomovefromasystemthattargetsindividualsand

    householdstoonethattargetscommunitiesinanurbanenvironmentwiththeaimofcomplementing

    andstrengtheningpublicservices(GroupeURD,2011).

    eIASCstrategyforurbanhumanitarianism(IASC,2010)setsoutsomeofthespecicissues,

    drawingonacross-countryreview.Inparticular,itidentiedmoreeortrequiredinthefollowingareas:

    anticipation,preparedness,andurbansurgecapacity

    workingwithnewpartners

    anewurbananalyticalandoperationaltoolkit

    newapproachestoperformanceandaccountability.

    erestofthissectiondrawsextensivelyfromtheIASCwork,withreferencestoothermaterialwhererelevant.

    Anticipation and preparedness or response

    escaleandoenunpredictablelocationofurban-basedhumanitariandisastersunderscorestheneed

    forpreparedness,riskmanagementandcontingencyplanningtobedevelopedforat-riskurbanareas.A

    growingbodyofevidencepointstothebenecialimpactsofpreparednessintermsofloweredoverall

    costsofreliefassistance,reducedlossoflifeandlivelihoods,greateruseofsafertechniques,engagement

    withlocalcapacitiesandresilience,andenhancedcapacitytorebuildandrecoverfaster(IASC,2010).

    ToquotetheIASCstrategydirectly:

    Recent experience in the aftermath of floods in Manila demonstrates

    that joint implementation plans with host governments and service

    providers, including the private sector, are most effective if forged

    prior to an emergency. This is because agencies are reluctant to

    take the time required to plan when confronted with an emergency

    and instead resort to pre-established (pre-emergency) ways of

    doing business. These strategies need to recognise that the host

    government must lead, or at the very least coordinate, an emergency

    response (IASC, 2010).

    5.2 Addressing the response challenge: Key Lessons rom the IASC urban strategy

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    6.hp://haitiinnovation.org/en/2011/01/29/beyond-emergency-relief-haiti-groupe-urd

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    iscanbeproblematic,however,inplaceswheregovernmentisweak,asinthecaseofurbanHaitiaer

    the2010earthquake.

    Keymeasuressuggestedinclude:

    euseoflocalriskandvulnerabilityanalysesandearlywarningcapacities,includingmapping communityhotspots(moreonthisinSection6).

    Strengtheningcontingencyplanningandpartnership-buildinginadvanceofanurbancrisis,

    includingcommunityresiliencemechanismswithgenderandyouthsensitivity.

    Improvedpre-positioningofemergencystocksoffood,temporaryshelter,andhealthproviders;

    preparinglogisticschainsandestablishingpro-formacontractswithlocalproviders.

    Deningrolesandresponsibilitiesofdierentactorsandmappingcapacities.

    Strengtheningcitizensecurity,communitypolicingandmonitoringrolesbycivilsociety

    organisations(CSOs).

    Workinginpartnershiptobuildthecapacityofpartnernationalandlocalgovernmentsin

    responsesandpreparedness.Stakeholdersinthesepartnershipsshouldinclude:hostnationaland

    localgovernments,disasterresponseagencies,civildefenceorganisations,emergencyresponse

    services(e.g.reservices),nationalNGOs,civilsociety(neighbourhoodcommunity-based

    organisations(CBOs))andbusinessactorsinurbanareas.

    ereisaparticularneedtoprepareformoremega-disasterslikeHaiti,Pakistan,Japanwhichhavethe

    potentialtodramaticallyaectlargenumbersofapopulation,shapingbothshort-termvulnerabilityand

    long-termdevelopment.Suchdisasterswillneedcollaborativepreparationeortsacrossthewholeof

    theinternationalcommunity,includingdevelopment,diplomaticandmilitaryeorts(HFP,2008).

    Anotherkeyformofpreparednessisinrelationtointernalcapacities.Humanitarianagenciesneedto

    adaptandupgradetheskillsbaseoftheirstatoaddressurban-basedchallenges(IASC,2010).Recent

    emergencieshaveservedtormlyunderlinethisissue.

    Working with new partners

    Whileapartnershipapproachhasbecomeanincreasinglyimportantcomponentofthedevelopment

    strategiesadoptedsincethe1990s,disasterresponseisstilllaggingsomewaybehind(ALNAP,2005).

    eneedtocollaboratebeerwithnationalandlocalactorsremainsamajorissue,highlightedin

    successiveevaluations(forexample,theTECevaluationandtheHaitievaluations),butwithseeminglylileornoprogress.Asonepaperputsit:

    Perhaps the biggest challenge for humanitarian actors and also a

    major opportunity is to develop ways of working with the existing

    institutional framework of municipal and civil society organisations

    which exists in most towns and cities in the developing world...

    (Zetter and Deikun, 2007)

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    Insteadofsuchpartnershipsbeingseenasanice-to-have(ALNAP,2005),inurbancontextsthey

    shouldbeseenasfundamentaltoenablinganeectiveresponse.Inparticular,localandnationalactors

    haveknowledgeofthehazardsandvulnerabilitiesofbeneciarycommunitiesandofinstitutional

    resourcestocomplementdeliveryofassistancebyinternationalactors.eyalsopossesscommunity

    outreachcapacitytoengagethemostvulnerablebeneciaries.

    ereisgrowingrecognitionofthepotentialroleoftheprivatesector,orpublic-privatepartnerships

    (PPPs),forthedeliveryofurbaninfrastructureandhousing.ereisaneedtoconsiderthedegreeto

    whichtheprivatesectorcanplayabenecialrole,frompreparednesstoresponseandrecovery.

    RecentcomplexemergenciesandnaturaldisastersinPakistan,HaitiandKyrgyzstandemonstratethe

    importanceofcommunitiesandhostfamiliesinsavingliveswhentheysupportaectedpopulations.

    eycanbecriticaltobuildingresilienceofcommunitiesandinprovisionofessentialservices.Findings

    fromrepeatedevaluationsindicatethatpuingcommunitiesatthecoreofanintegratedresponseyields

    higherimpacts.

    Countrycasestudies7conductedbytheIASCTaskForcehaveshownthathumanitarianassistance

    ismoreeectivewhenclearandeectivestrategiesformulti-stakeholderpartnershipsaredeveloped

    beforeacrisishits,orfailingthat,asearlyaspossibleaerwards.

    Acentralfocusofsuchstrategieswillbetodeterminehowmuchoftheresponsecanbeprovided

    byexternalassistanceandinseingclearindicatorsforexitstrategies,i.e.thepointatwhichexternal

    agenciesshouldleavetoallowlocalandnationalactorstotakeovertherecoveryprocess(DEC,2011).

    ismeanshavingaclearandcollectivesenseofwhatsuccesslookslikeforaneectiveresponse.8

    Adapt and develop new urban analytical and operational toolkits

    eIASCassessmentofthehumanitariantools,approachesandguidelinesusedbymemberagencies

    andothersfoundthatthevastmajorityweredevelopedforpredominantuseinruralseings.While

    sometoolsarealreadybeingadapted,experiencesuggeststhatthisisnotenough,andthatnewtoolswill

    alsobeneeded.

    eseincludeagreaterrangeofrapidassessmenttools,urbanindicatorsforneedassessments,urban

    marketassessmenttools,urbanlivelihoodassessmenttoolsandurban-specicassessmenttoolsforeachofthekeysectorsofresponse(foodsecurity,shelter,WASH,healthandprotection).Oneofthe

    majorgapsidentiedbytheIASCwastheneedforastandardisedurbanvulnerabilityandresilience

    assessmenttodeneandmapthevulnerabilitiesandresilienceofdierenturbangroupsandhowthey

    mightbeaectedbychangingstressesandshocks,apointwhichispickedupinthenextsection.

    ereisalsoarangeofareaswherehumanitarianpracticeswillneedbothradicalandincremental

    improvements.Targetedinnovationprocesseswillhelpidentify,testandscaleupnewideasand

    processesacrossallofthekeysectorsofhumanitarianresponse(SeeBox6).

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    7.IASCTaskForceonMeetingHumanitarianChallengesinUrbanAreasCaseStudiesforNairobi/Eldoret,ManilaandHaiti,May-June,20108.DavidSanderson,PersonalCommunication,August2011

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    Adapt humanitarian evaluation and accountability approaches

    Giventhevitalimportanceoflocalandnationalcapacitiesindisasterresponse,itisimportanttoidentify

    andcommunicateclear,accountablerolesfortheinternationalsysteminwaysthataresupportiveof

    localfunctions.isneedstobedoneattheoutsetofaresponse,throughtraining,secondmentsand

    technicalsupport.ereisalsoscopetobuildsuchworkintopreparednesseorts.Urbandisaster

    responseposesparticularchallengesforaccountabilitytodisaster-aectedpeople.enatureoflocalpopulationsdemandsamoredynamicapproachtoaccountability.Recentinnovations,especiallyin

    communicationtechnologies,looktoplayacentralroleinsucheortsinthefuture.

    enatureandscopeofurbanresponsemeansthatstandardexpostevaluationsmaynotalwaysbe

    sucienttoaddresslearningandaccountabilityneeds.Inparticular,theremayneedtobeabeer

    developedmenuofevaluativeoptions.Attheveryleast,thisshouldincludenewapproachestourban

    real-timeevaluations,moreparticipatoryandinclusiveformsofmulti-stakeholderevaluation,and

    context-specicwaysofdealingwithimpactassessmentindynamicanduidenvironments.

    Ontheevaluationside,thisneedstobeunderpinnedwithmorerealistictheoriesofchangeemployed

    fromtheoutsetofaprogrammeorintervention.Agencieswillneedtoworkhardtothinkthroughhow

    dierentinterventionsmightwork,andtheyneedtorevisitthisonaregularbasissoastoenablethe

    necessaryadaptationstotakeplace.Asaresult,urbanresponsesmayrequirethebalanceofevaluation

    investmenttobemoretiltedtowardformativeapproaches.Ontheprogrammemanagementside,this

    meansbeingopentoprogrammesthatenduplookingverydierenttotheoriginalproposals.

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    Box 6: Sector-specic innovations needed for urban response

    Shelter:Thereisaneedtoimplementbettertransitionalshelterprocesses,i.e.notjustshedsbutactivitiesthatinvolvepeople,

    makeuseofrentalmarkets,etc.Urbanplanningalsoneedstobere-thoughttotakeaccountoflandtenureandpropertyrights

    issues.Approachesformoreeffectiveurbanrubbleremovalanddisposalneedtobedeveloped,whichwillhavebenetsin

    freeinguplandfortransitionalorpermanentshelterconstruction.

    WASH:Promisingapproachesincludede-sludgingtechnologies,pre-identiedwastedisposallandlls,upgradingschoolsanitary

    facilitiesandcommunity-ledtotalsanitation.

    Food aid:Thisneedstoconsiderthechallengesoffoodpreparation,distributionandurban-basedagriculturalproductionin

    limitedandverycrowdedurbanneighbourhoodsaswellasnavigatingsecurityrisksrelatedtostockpilinglargerations.Haiti

    demonstratedthatworkingwithpre-existingfoodvendorswasaneffectiveapproachformeetingsomeimmediatefoodneeds.

    Livelihoods:Humanitariansshouldscaleupexistinginnovativetools,suchasmicronanceandsmallbusinesssuppor t,andmore

    effectivelytargettheseinurbanareas,includingthroughstrengthenedpartnershipswithlocalcommunitiesandtheprivate

    sector.Newtoolsareneededforenhancednaturalresourcesmanagementandadaptationtodifferinglivelihoodcontextsin

    urbanareas.

    Use of technology forbettercommunicationofissuesandofresources,e.g.theuseofmobilephonestosendcashtransfersand

    tocommunicatesimplemessages.

    Protection:Thesecurityandprotectionneedsofaffectedpopulationsdiffersignicantlybetweenruralandurbansettings.

    InnovativeapproacheshavebeendevelopedbytheprotectionclustersinNairobiandBogotatoprovideprotectionagainst

    needsforincreasingnumbersofrefugeesandIDPswhomigratetocities.UNHCRhasalsodevelopedanewurbanrefugeepolicy

    (IASC,2010).

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    6. What do we need to do diferently in urban disaster riskreduction?

    Aswellasresponse,disasterriskreductionalsoneedstobeconsideredthroughtheurbanlens.erearea

    numberofkeydriversofchangeandthreattocitiesonglobal,regionalandlocallevels.DRReortsneedtobefocusedonmakingbothinternationalandnationalactorsmoresensitivetothesedrivers.eliteratureindicatestheneedforeortsinthreedistinctareas.

    Development o a global Urban DRR assessment methodology

    Atagloballevel,thereisneedtodevelopusefultypologiesofcitiesandtheirvulnerabilityprolesas

    calledforintheIASCstrategycoveredearlier.OneinterestingdevelopmentinthisregardistheWorld

    BanksGlobalFundforDisasterReductionandRecoveryandsupporttothedevelopmentofamulti-

    hazardUrbanDisasterRiskIndex(UDRI).UDRIisatoolwhichprovidesabaselineagainstwhichrisks

    canbemappedandagainstwhichprogresstowardsresiliencecanbemeasuredovertimeandinrelation

    toothercities.eplanisforUDRItobecomeagloballyacceptedstandardinassessingandmonitoring

    disasterrisksandcapacitiesforresilienceincitiesaroundtheworld(GFDRR,2010).

    eUDRIbuildsonmappingandidentifyingthefollowingaspectsofurbanrisk:

    hazards(bothslow-andrapid-onsetevents,e.g.earthquake,volcaniceruption,tsunami,typhoon,

    precipitation-basedooding,landslide,sea-levelrise,temperatureincreases,andchanging

    precipitationpaerns)

    exposure(intermsofpotentialdamageandlossoflife,infrastructure,andeconomicassets)

    adaptivecapacity(e.g.nationalandlocalpoliciesandinstitutions,abilitytoraisenancesfromlocal sources,technicalcapacity/linkstotechnicalinstitutes,contingencyplanning).

    AnUDRIpilotiscurrentlyunderwayacrossvecitiesintheNingboregionofChina,withafurtherfour

    citiesinIndonesiaandailandtofollow.esepilotswillhelprenethemethodologybycomparing

    citiesacrosscountriesaswellaswithincountries.

    ereisscopeforusingsuchatooltodevelopaglobalurbandisasterhotspotsmap,whichcanhelp

    shapepreparednesswork.ismapwillneedtobeforward-looking,anticipatingratesofgrowthofcities

    andconcurrentincreasesinvulnerability.eURDIworkalsoaimstosynthesiseexistingdata,andshouldbeausefultestofwhatcanbedoneusingexistingdataandinformation.

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    Mainstreaming urban issues into DRR eforts

    erearemanyeortsgoingoninspeciccitiesaroundtheworld,includingthefollowing:

    UNISDRhasestablishedtworegionaltaskforcesforUrbanRiskReduction(oneinLatinAmerica

    andtheCaribbeanandtheotherinAsiaPacic).etaskforcesarealreadyplayingakeyrolein termsofcoordinatingurbanDRReortsandprovidingguidanceandstructuretothemultitude

    of regionalinitiatives.isledtotheResilientCitiescampaignof201011,mentionedearlier

    (UNISDR,2011).UNDPhasprojectsonurbanDRRinKathmandu,Manila,Amman,Aqaba,

    Kermanandothers,andsupportsregionalinitiatives.eGlobalFacilityforDisasterReductionand

    Recovery(GFDRR)hasfundedprojectsinurbanDRRinManilaandQuito.

    eRegionalStrengtheningandDisasterRiskReductioninMajorCitiesintheAndean

    CommunitiesrunbyUNDPhasfocusedonriskreductioneortsforthecapitalcitiesofve

    Andeancountries(Bolivia,Ecuador,Venezuela,PeruandColombia).

    ereisalsoalotofworkunderwayonstrategiesforclimateresilientcities,ledbydierentregional

    consortia,forexampletheRockefellerFoundationsAsianCitiesClimateChangeResilienceNetwork.

    Nationalgovernmentshaverecogniseddisasterrisksintheircitiesandhaveinitiatedriskassessment,

    preparednessandinsomecases,mitigationprograms.Turkey,Jordan,Indonesia,thePhilippines,

    India,Uzbekistan,EcuadorandColombiaallhaveactivenationalurbanDRRprograms.

    MunicipalandlocalgovernmentsareincreasinglyengagedwithDRReortsduetothegrowing

    awarenessoftherisksofnaturalandman-madehazards.Citiesthathavedevelopedacomprehensive

    understandingoftheirexposuretohazardsandhavetakenstepstoimprovetheircapabilitiesto

    respondandreducedisasterrisksinclude:Istanbul,Bogota,Tehran,LaPaz,KathmanduandMumbai.

    AspartoftheResilientCitiescampaign,UNISDRprovidesthefollowing10-pointchecklistforurbanDRR:

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    Box 7: Key lessons for urban DRR

    1. Putinplaceorganisationsandcoordinationtounderstandandreducedisasterrisk,basedonparticipationofcitizengroupsand

    civilsociety.Buildlocalalliances.Ensurethatalldepartmentsunderstandtheirroleindisasterriskreductionandpreparedness.

    2. Assignabudgetfordisasterriskreductionandprovideincentivesforhomeowners,low-incomefamilies,communities,

    businessesandthepublicsectortoinvestinreducingtheriskstheyface.

    3. Maintainup-to-datedataonhazardsandvulnerabilities,prepareriskassessmentsandusetheseasthebasisforurban

    developmentplansanddecisions.Ensurethatthisinformationandtheplansforyourcitysresiliencearereadilyavailabletothe

    publicandfullydiscussedwiththem.

    4. Investinandmaintaincriticalinfrastructurethatreducesrisk,suchasooddrainage,adjustedwhereneededtocopewith

    climatechange.

    5. Assessthesafetyofallschoolsandhealthfacilitiesandupgradetheseasnecessary.

    6. Applyandenforcerealistic,risk-compliantbuildingregulationsandland-useplanningprinciples.Identifysafelandforlow-

    incomecitizensanddevelopupgradingofinformalsettlements,whereverfeasible.

    7. Ensureeducationprogrammesandtrainingondisasterriskreductionareinplaceinschoolsandlocalcommunities.

    8. Protectecosystemsandnaturalbufferstomitigateoods,stormsurgesandotherhazardstowhichyourcitymaybevulnerable.

    Adapttoclimatechangebybuildingongoodriskreductionpractices.

    9. Installearlywarningsystemsandemergencymanagementcapacitiesinyourcityandholdregularpublicpreparednessdrills.

    10.Afteranydisaster,ensurethattheneedsofthesurvivorsareplacedatthecentreofreconstructionwithsupportforthem andtheircommunityorganisationstodesignandhelpimplementresponses,includingrebuildinghomesandlivelihoods

    (UNISDR,2010).

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    Integrating DRR into development eforts

    WorkbyMarkPellingandBenWisner(2009)presentsdetailedcasestudiesofurbanDRRfromsix

    dierentcountries.Eachcasestudyincludesspecicbackgroundinformationonurbanisationprocesses,

    ahistoryofdisastersinagivencityandananalysisofprocessesthatleadtotheaccumulationofrisks.

    InthecaseofAccra,Ghana,everydaydisasterrisksassociatedwithmultipleenvironmentalhealth

    inadequaciesinpoorneighbourhoodsaredescribed,andvariousrecommendationsaremadeto

    improvepublichealthandaccesstobasicservices.

    IntheSouthAfricancasestudyonthecityofCapeTown,15yearsofconsolidateddataoneveryday

    rerisksininformalselementsarediscussed.

    InthecasestudyonunplannedselementsinDarEsSalaam,Tanzania,variousdisasterrisks,

    processescausingthemandmeasurestakenbydierentstakeholdersareidentied.

    Inanumberofthesecasestudies,theauthorsndthatDRRneedstobeintegratedwithdevelopment

    andurbanplanning.esameconclusionhasbeenreachedbytheorganisationscollaboratingto

    enhanceDRRinMumbai,India,asillustratedinCaseStudy3.

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    Case Study 3: Mumbai DRR programme

    Extract from Sinha and Adarsh, 1997:

    Likemostmajorurbancentresinourcountry,Mumbaihasgrowntremendouslyinthelastfewdecadesduetounabatedmigration

    fromthesmallertownsandruralareas.Asaresult,thecityhasdevelopedinahaphazardfashionwithlittleconsiderationforproper

    town-planningnorms.Thishasresultedinmostareasofthecitylackingbasiccivicamenities.Infact,almost50percentofMumbai

    populationlivesininformalhouses(oftenillegalandofverypoorquality)inslums.Eveninthenon-slumareas,thebasicamenitiesmay

    belackingandthestructuresmaybeofpoorquality.Anylong-termdisruptionofnormalcyinthiscitymayhaveextremelyadverseconsequencesfortheentirenation.Thereis,consequently,aneedtobepreparedagainstallpossiblenaturalandman-madedisasters

    thatarelikelytooccurinMumbai.Forthispurpose,itisessentialtohaverealisticunderstandingoftheconsequencesoflikelydamagein

    Mumbaiduetodifferentdisasters.Thiswillpermitrationalplanningofmitigationeffortsinordertominimizeeffectsofthesedisasters.

    (SinhaandAdarsh,1997)

    Inthepastfewyears,theGovernmentofMaharashtra(GoM),theMunicipalCorporationofGreaterMumbai(MCGM),theIndian

    InstituteofTechnology(IIT),theEarthquakeandMegacitiesInitiative(EMI)andtheEarthquakeDisasterMitigationResearchCenter

    ofJapan(EdM-NIED)collaboratedtoidentifytherangeofhazardsthathaveimpactedorcouldpotentiallyimpactthecityofMumbai.

    Theseincludedoods,whichhavethepotentialtoparalysethecity,earthquakes,resandindustrialaccidents,nuclearhazards,terrorist

    attacks,andothers.

    Anumberoffactorsareseenascontributingtoheightenedvulnerabilitiesandrisksinthecity,includingthefactthatMumbaiisan

    islandcitywithgenerallypoortransportnetworks,poorbuildingdesignandconstructionpractices,changinguseofbuildingswithout

    retro-ttingorstrengthening,lackofback-upsystemsforwatersupply,inadequatesewerage,weakinfrastructure,vulnerabilitytopower

    failures,extensivereclamationofcoastalareas,existenceofhazardousindustries,highpopulationdensityincommercialareasandslums,

    andimproperandinadequategarbagecollectionanddisposal.

    Consistentwiththenationalapproach,MumbaisDisasterManagementPlanreferstoitsgoalsofmitigationstrategyas:

    tosubstantiallyincreasepublicawarenessofdisasterrisksothatthepublicdemandssafercommunitiesinwhichtoliveandwork

    tosignicantlyreducetherisksoflossoflife,injuries,economiccosts,anddestructionofnaturalandculturalresourcesthatresult

    fromdisasters.

    Followingonfromthis,alldistrictshaveundertakenaninventoryofexistingresourcestoidentifygapsandneeds,toimprovepreparednessandresponsecapabilitytofuturedisasters.District-levelDisasterManagementCommitteeshavebeenestablishedto

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    7. How can urban development and humanitarianeforts be mutually supportive?

    AlthoughnottheprimaryfocusoftheALNAPmeeting,itisalsoimportanttohighlighttherolethatdevelopmentactorsmustplayinenhancingurbanresilience.elatestthinkingfromtheWorldBankonurbandevelopmentstrategies(WorldBank,2009)andothersrecommendsthatdevelopingcountriestakeathree-prongedapproachtourbanisation,eachelementofwhichhastangiblerelevancefortheissuescoveredalreadyinthisBackgroundPaper.

    Designnationalandmunicipalpoliciesandinstitutionsthatanticipateurbanisationandmaximise resilience.Atthenationallevelthisincludesmacro-economicpolicyframeworksthatpromotetrade

    andcapitalows,nationalframeworksforlandandlabourmarkets,andsoundinter-governmental

    scalsystemswhichinuencehowcitiesmanagetheirnancesanddevelopment(ibid).

    Ensurethatappropriatemechanismsareinplacetofacilitatenational,regionalandlocalpolicy

    coordinationanddecision-makingforresilientdevelopment.Countriesmoresuccessfulin

    managingtheurbantransitionhavereliedondedicatedcommissions,forumsandothersuch

    networkedinstitutionalarrangementsthatlinkalllevelsofgovernmentandpolicy-makerswith

    urbanplanninginstitutions,universities,NGOsandtheprivatesector.Ifthisapproachistowork, itisespeciallyimportantthatitisgroundedinsounddatacollectionandanalysissystemsandin

    robustmeansofdesigningandtestingdierentresilienceapproaches(ibid).

    Establishclosercollaborationacrossalltiersofgovernmentandtheinternationalcommunity.

    Urbanisationisnotexclusivelyachallengeforcities.Tobeeective,developingcountrieswill

    needecient,multi-tieredcoordinationmechanismstosupportpolicyformulationandcoordinated

    interventionsbetweennational,regionalandlocalgovernmentsandtheinternationalsystemof

    actors.Newtechnologieshaveaconsiderableroletoplayhere(ibid).

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    reviewthethreatsofvariousdisasters,assessvulnerabilityofthedistrict,evaluatepreparedness,andconsidersuggestionsforimproving

    thedistrictdisastermanagementplan.

    Theadministrativestructuredealswithplanning,coordinationandawarenessissues.Thishasbeenonthebasisofanintegratedmulti-

    hazarddisasterplanthatisaccompaniedbyresourcesmaps,anticipatoryresponsestrategiesandthecreationofexpertgroupson

    differentkindsofdisasterstoprovideadviceandexpertisetoresponseeffortswhentheydohappen.

    Effectivecoordinationamongallinvolvedagenciesforeffectiveresponsehasbeenoneofthemajorconcernsintheprocess.

    Communicationsandawarenessraisingarekey,andhaveincludedanumberofcampaignstosensitiseandembedconceptsabout

    disastersandriskreductionamongkeyactors,fromeducationalestablishments(schools,colleges,universities),teachersbodies,through

    togovernmentalorganisationstoNGOsandcommunity-basedorganisations.

    Extractedandadaptedfromwww.emi.pdc.org/cities/CP-Mumbai-09-05.pdf

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    Researchdoneondonoreortsinurbandevelopmentsuggestssomeclearshisinthinkinginthe

    internationaldonorcommunityonengagementatthemunicipallevel(Milbert2004).Duringthe1990s,

    urbanprojectswereoennegotiatedatthenationallevelwithminimalengagementoflocalgovernment

    institutions.Sincethen,severaldonorcountrieshaveengagedinlong-termpartnershipswithlocal

    governmentsandhavebeenincreasingsupportforinternationalandlocalNGOsengagedinurbanareas.Suchinterventionsrecognisethekeyroleofmunicipalandlocalauthoritiesandcivilsociety(Milbert

    2004).

    Perhapsthemostsignicantnewareaindevelopmentpolicyhasbeenthegrowingaentionpaidto

    ideasofresilience.isnewbigideahashadseveraltriggers,fromworkonclimatechange,todealing

    withglobalcrisesinfoodandnance,throughtoworkonsocialprotectionandDRR.Itisincreasingly

    seenasasharedframeworkforbridgingthegapsbetweenpreviouslydisparateareasofinternational

    aid.erelevanceforurbancrisesisspelledoutintheUKGovernmentsHumanitarianEmergency

    ResponseReview(HERR):9theneedtomakeresilienceacentralelementofourworkrequiresusto

    analyseglobal,regional,nationalandlocalresourcestressandmakesureourinvestmentsdonotincrease

    vulnerability.iswillrequireastepchangeinDFIDsdevelopmentwork(DFID,2011).

    Attheveryleast,strengtheningurbanresiliencerequiresthecoherentapplicationofawiderangeof

    strategieswhichreducethevulnerabilityofthosemostatrisktoshocksandstresses,andwhichenable

    moreadaptiveresponsestoshocksandstresseswhentheydooccur.

    ismeansthaturbandisastersarenotseenpurelyasaresponsibilityofhumanitarianagencies,butthat

    suchresponsibilityextendsacrosstheaidsystemandthewholeinternationalcommunity.

    9.hp://www.dd.gov.uk/Documents/publications1/HERR.pdf

    8. Towards urban humanitarianism: a challenge or learningand leadership

    Itshouldbeapparentthatthesevequestionsarefarfromtrivialissuesfortheinternationalhumanitariancommunity.However,manyoftheintervieweesinvolvedintheresearchforthisBackgroundPaperwereclearthatthesefundamentalissueswillneedtobeaddressedinasustainedway,atthelevelofbothpolicyandpractice,ifwewanttoseeimprovedhumanitarianactioninurbancontexts.

    econceptsandpracticesthatneedtobeembracedforeectivelyworkingwithurbandisasters

    presentaconsiderableadaptationchallengetotheinternationalcommunity.evegapsoutlined

    abovearenotbeingaddressedsucientlywellorwiththenecessarysenseofurgency.Partofthereason

    isthattherearemanyothergame-changingissuesonthetableforhumanitariananddevelopmentaid,

    ofwhichurbanisationisjustone.

    However,iftheevidencethatisemergingiscorrect,andiftheevaluationsofresponsestoHaitiand

    otherurbancrisesareaccurate,thenurbanisationmaywellbeagame-changerforthehumanitarian

    communityonaparwithclimatechange.

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    Addressingthesegapswillrequirealotofthingstobeputinplace,astheyhavemanydierentdimensions.

    Buttwooverarchingchallengesstandoutasmostimportant,giventhecurrentstateofthesystemsresponse.

    eseareespeciallyrelevantfortheALNAPmembershipandmandate.

    First,amorecollectivelearningagendatoaddressthesegaps,mobilisingtheresourcesacrossthesystemasawhole,ismuchneeded.isneedstobebothtechnical,addressingissuesofdata,accuracyandtrends;

    butalsohuman,addressingtraining,operationalguidance,andsoon.Suchalearningagendawouldalso

    needtotakeaccountoftheinherentlycomplexnatureofurbancontexts.Oneinterestingideaisforthe

    establishmentofaglobalurbandisasterobservatorytosupportresearch,developmentandcapacity

    strengthening;suchamechanismwouldneedtobefundedcollectivelybythekeyactorsinthesystem,and

    supportedbyexistingmechanisms.

    esecondchallengeisinstitutionalandpoliticalinnature.Specically,thereisasignicantleadershipgap

    thatneedstobeaddressed,tohelpputurbanissuesrmlyonthetable,andtoensurethatthenecessary

    adjustmentsarechampionedthroughoutthesystem.Moreover,theimplicationsforbuildingurbanresilience

    spantheentireinternationalcommunityaswellasnationalauthorities.Urbandisastersposeacollective

    actionchallengeofthekindthehumanitariansystemhasprovedparticularlybadattacklinginthepast.

    Whileitishearteningtoseegrowingeortstotakethisissueforward,urbanisationstillneedsmoreurgent

    andstrategicaentionacrossallagencies,networksandcoalitionsinthesector.Mobilisationofleadersof

    internationalandnationalbodiesmaybeonewayofdoingthisperhapswiththekindofhigh-levelforum

    thatwasestablishedforthefoodpricecrisisin2008,chairedbyahigh-prolegure.

    eDECreportonHaitiwarnedthatwecanexpectthreetoveurbanmega-disastersinthenext10yearsalone.Andyet,asnotedbyCareInternationalsPresidentHelenGayle,internationalagencieshave

    singularlyfailedtoco-evolvewithurbanisationasquicklyasithashappened.10iscontinuedlackof

    strategicandoperationaladaptationisserious.Failuretoaddressthegapsoutlinedherethreatenstomake

    urbandisastersyetanotherareawheretheinternationalsystemfailedtomeetexpectationsandwhereit

    failedtodeliveronitsgoalsofmobilisingproportionate,equitable,andaboveallrelevantresponsestomajor

    disastersandcrises.11

    Key questions or conerence participants to consider ahead o the meeting

    Howcanwedevelopasharedunderstandingofurbancontextsinwaysthatarerelevanttohumanitarian

    action?

    Howdoestheurbancontextchallengeourunderstandingofvulnerability?

    Whatisdierentaboutthehumanitarianresponseinanurbanenvironment?Whatarethechallenges

    andpossibilities?

    WhatpracticalexamplesarethereofbringingurbanissuestobearonDRR,preparednessandresponse?

    Whatshouldournextstepsbecollectively,andasindividualorganisations?

    Whatcommitmentsareneeded/possiblefromacrosstheinternationalcommunity?

    10.hp://www.irinnews.org/IndepthMain.aspx?InDepthID=63&ReportID=7402111.hp://www.fmreview.org/urban-displacement/FMR34/05-07.pdf

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    isBackgroundPaperbeneedgreatlyfromcommentsandfeedbackfromJoshHarris,ManuGupta,

    PaulKnoxClarke,JohnMitchell,DavidSanderson,KevinSavageandKimScriven,

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