22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15...

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22nd Annual ROTH OC Growth Stock Conference March 15 - 17, 2010 The Ritz Carlton / Laguna Niguel, California The conference will provide an opportunity for investors to attend company presentations as well as interact with management during one-on-one meetings. This year’s China Track will kick off with our signature, invitation-only Chinese dinner Sunday evening, March 14th at 6:00 pm. Formal event start Monday, March 15th with a China Investor breakfast panel, featuring professionals (legal counsel, auditor, investors) with extensive China experience focused on strategies for investing in China. This track is another chapter in ROTH’s growing commitment to China. Over the past five years we have taken investors to more than 50 company facilities in mainland China and hosted close to 370 China company presentations at our US and China conferences. ROTH was one of the first US Investment banks to focus on financing US-listed Chinese companies and maintains a Representative office in Shanghai. ROTH helped raise a total of $2.6 billion USD for US-listed Chinese companies, with approximately $1 billion USD raised in 2009 alone. Our China research team consists of six dedicated senior analysts that currently cover 58 US-listed Chinese companies. ROTH’s China research universe gained 132.2% in 2009, compared with 23.5% for the S&P 500 and 43.9% for Nasdaq.* We look forward to your attendance at ROTH’s 22nd Annual Growth Stock Conference and continued pursuit of finding compelling opportunities among US listed Chinese companies. ROTH Capital Partners 24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA China Track March 15-17, 2010 Topics of discussion will include: • Investing successes and failures – lessons learned and case studies • Conducting effective due diligence (management interviews, channel checks) • Auditor perspectives- audit process, assessment of company accounting capabilities • Legal considerations – corporate structure, method of going public, foreign filers • Common terms and conditions, escrow agreements, capital structure Panel - Investing In China - Beyond the Fundamentals Date: Monday 15, 2010 Time: 7:00 - 7:45 am, breakfast will be served. Venue: Salon 3 RSVP To receive an invitation to this invite only event email [email protected] or contact your ROTH representative at (800) 933-6830. *Past Performance is not indicative of future results. This is not an offer or solicitation of the securities herein. Sponsors:

Transcript of 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15...

Page 1: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

The conference will provide an opportunity for investors to attend company presentations as well as interact with management during one-on-one meetings. This year’s China

Track will kick off with our signature, invitation-only Chinese dinner Sunday evening, March 14th at 6:00 pm. Formal event start Monday, March 15th with a China Investor

breakfast panel, featuring professionals (legal counsel, auditor, investors) with extensive China experience focused on strategies for investing in China.

This track is another chapter in ROTH’s growing commitment to China. Over the past fi ve years we have taken investors to more than 50 company facilities in mainland China

and hosted close to 370 China company presentations at our US and China conferences. ROTH was one of the fi rst US Investment banks to focus on fi nancing US-listed

Chinese companies and maintains a Representative offi ce in Shanghai. ROTH helped raise a total of $2.6 billion USD for US-listed Chinese companies, with approximately

$1 billion USD raised in 2009 alone. Our China research team consists of six dedicated senior analysts that currently cover 58 US-listed Chinese companies. ROTH’s China

research universe gained 132.2% in 2009, compared with 23.5% for the S&P 500 and 43.9% for Nasdaq.*

We look forward to your attendance at ROTH’s 22nd Annual Growth Stock Conference and continued pursuit of fi nding compelling opportunities among US listed Chinese

companies.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

China Track

March 15-17, 2010

Topics of discussion will include:

• Investing successes and failures – lessons learned and case studies

• Conducting effective due diligence (management interviews, channel checks)

• Auditor perspectives- audit process, assessment of company accounting capabilities

• Legal considerations – corporate structure, method of going public, foreign fi lers

• Common terms and conditions, escrow agreements, capital structure

Panel - Investing In China - Beyond the FundamentalsDate: Monday 15, 2010

Time: 7:00 - 7:45 am, breakfast will be served.

Venue: Salon 3

RSVPTo receive an invitation to this invite only event email [email protected]

or contact your ROTH representative at (800) 933-6830.

*Past Performance is not indicative of future results. This is not an offer or solicitation of the securities herein.

Sponsors:

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ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

China Track

March 15-17, 2010

**Huifeng Group HFGB

**SciClone Pharmaceuticals, Inc. SCLN

3SBio Inc. SSRX

7 Days Group Holdings Limited SVN

Acorn International, Inc. ATV

American Dairy Inc. ADY

Asia Entertainment & Resources Ltd. CSAQF

AutoChina International Ltd. AUTC

CDC Corporation CHINA

China Advanced Construction Materials CADC

China Aoxing Pharmaceutical Co., Inc. CAXG

China Automation Group Ltd. 569.HK

China Automotive Systems, Inc. CAAS

China Cord Blood Corporation CO

China Distance Education Holdings DL

China Education Alliance, Inc. CEU

China Electric Motor, Inc. CELM

China Finance Online Co. Ltd. JRJC

China Fire & Security Group, Inc. CFSG

China Gengsheng Mineral CHGS

China Gerui Advanced Materials Group CHOP

China Green Agriculture, Inc. CGA

China Housing and Land Development CHLN

China Integrated Energy, Inc. CBEH

China Interactive Education, Inc. FNDW

China MediaExpress Holdings, Inc. CCME

China Natural Gas, Inc. CHNG

China Nepstar Chain Drugstore Ltd. NPD

China Nutrifruit Group Ltd. CNGL

China Pharma Holdings, Inc. CPHI

China Precision Steel, Inc. CPSL

China Recycling Energy Corporation CREG

China Ritar Power Corp. CRTP

China RuiTai International Holding, Co. CRUI

China TransInfo Technology Corp. CTFO

China Valves Technology, Inc. CVVT

China Wind Systems, Inc. CWS

China XD Plastics Company Ltd. CXDC

China Yida Holding, Co. CNYD

China-Biotics, Inc. CHBT

ChinaCast Education Corporation CAST

ChinaEdu Corporation CEDU

ChinaNet Online Holdings, Inc. CHNT

City Telecom CTEL

DaChan Food SEHK:3999

Duoyuan Printing, Inc. DYP

Enviro Energy International Holdings SEHK:8182

Fuqi International, Inc. FUQI

Fushi Copperweld, Inc. FSIN

Global Sources Ltd. GSOL

Golden Meditech 0801.HK

Harbin Electric, Inc. HRBN

Hollysys Automation Technologies Ltd. HOLI

Home Inns & Hotels Management Inc. HMIN

HQ Sustainable Maritime Industries Inc. HQS

Jinpan International Ltd. JST

Lihua International Inc. LIWA

LJ International Inc. JADE

Neostem, Inc. NBS

NetDragon Websoft 0777.HK

Noah Education Holdings, Ltd. NED

Orient Paper Inc. ONP

Perfect World Co., Ltd. PWRD

Qin Jia Yuan Media 2366.HK

QKL Stores Inc. QKLS

SearchMedia Holdings Ltd IDI

SinoHub, Inc. SIHI

SkyPeople Fruit Juice, Inc. SPU

Skystar Bio Pharmaceutical Company SKBI

SOKO Fitness & Spa Group Inc. SOKF

Solar Power, Inc. SOPW

SORL Auto Parts, Inc. SORL

Sunway Global Inc. SUWG

Sutor Technology Group, Ltd. SUTR

Synthesis Energy Systems, Inc. SYMX

Synutra International SYUT

Telestone Technologies Corp. TSTC

Tianyin Pharmaceutical Co., Inc. TPI

Tongxin International, Ltd. TXIC

Tri-Tech Holding, Inc. TRIT

UTStarcom, Inc. UTSI

Vertex Pharmaceuticals VRTX

Winner Medical Group Inc. WWIN

Wonder Auto Tech Inc., WATG

Xinyuan Real Estate Company Ltd. XIN

Yongye International, Inc. YONG

Yucheng Technology Group, Ltd. YTEC

Yuhe International, Inc. YUII

ZAP ZAAP

Zhongpin, Inc. HOGS

22nd Annual ROTH OC Growth Stock Conference, March 15-17, 2010

Confi rmed Chinese Presenting Companies:

Confi rmed Companies to Date as of 2/9/10. This is not an offer or solicitation of the securities herein.

**1x1 Meetings Only. No Presentation

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22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that brings together executives from over 350 growth companies including 100 Chinese companies and

100 companies in the Healthcare sector. This event is designed to provide investors with a unique opportunity to gain insight into small- and mid-cap growth

companies across a variety of sectors, including consumer, energy, gaming, healthcare, industrials, media, retail, software and technology. We combine company

presentations, Q&A sessions, expert panels and management one-on-one meetings to provide our institutional clients with extensive interaction with senior man-

agement to gain in-depth insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Healthcare Track

ROTH OC Growth Stock Conference

March 15-17, 2010

Healthcare TrackAs part of ROTH’s 22nd Annual OC Growth Stock Conference, Senior Research Analysts Scott Henry, CFA, Matt Dolan, Edward Nash, Joe Pantginis, Ph.D and

Andrew Vaino, Ph.D and will be featuring a designated Healthcare track that includes presentations from over 100 leading biotechnology, pharmaceutical, medical

devices/diagnostics and healthcare services companies.

Panel 1

Reimbursement – You Built it, Will They Pay for it?Date: Monday, March 15, 2010

Time: 12:30 - 1:30 PM

Venue: Track 7

Reimbursement is a critical step in determining winners from losers in the

pharmaceutical/biotechnology sector. As part of the Healthcare track,

ROTH will host a “Reimbursement Panel” with John Aforismo, R.Ph, one

of the leading specialists in the fi eld, in order to fl ush out investment ideas

on both the long and short side. During this panel, we will examine general

trends for different therapeutic segments, and also evaluate the outlook for

the top 10 drug launches in 2010.

Panel 2

Antivirals – New Solutions to Old ProblemsDate: Tuesday, March 16, 2010

Time: 7:00 - 7:50 AM, breakfast will be served

Venue: Track 7

The fi rst 10 years of the new millennium have highlighted the worldwide

problems of viruses, including bird/swine fl u epidemics and increased preva-

lence of hepatitis, HIV, and herpes zoster among others. During the “Antivi-

ral Panel”, we intend to indentify leading companies that are pioneering new

treatments to this age old problem. We expect that the winners in this race

could generate above average returns for investors. The panelists represent

companies leading the charge in antiviral development including Achillion

Pharmaceuticals, Anadys Pharmaceuticals, Inhibitex, GlobeImmune, and

Tobira Therapeutics.

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Healthcare Track

ROTH OC Growth Stock Conference

March 15-17, 2010

Achillion Pharmaceuticals ACHN

Align Technology Inc. ALGN

Alnylam Pharmaceuticals, Inc. ALNY

Alphatec Holdings, Inc. ATEC

Anadys Pharmaceuticals ANDS

Antares Pharma Inc. AIS

Ardea Biosciences, Inc. RDEA

AtriCure, Inc. ATRC

BioDelivery Sciences International BDSI

BioSante Pharmaceuticals, Inc. BPAX

BioSphere Medical Inc. BSMD

CardioNet, Inc. BEAT

Cell Therapeutics, Inc. CTIC

Celldex Therapeutics Inc CLDX

Chelsea Therapeutics International CHTP

Clarient, Inc. CLRT

Cleveland BioLabs, Inc. CBLI

Clinical Data, Inc. CLDA

Conceptus, Inc. CPTS

CPEX Pharmaceuticals, Inc. CPEX

Curis Inc. CRIS

Cyclacel Pharma Inc. CYCC

Cypress Bioscience, Inc. CYPB

Cytori Therapeutics, Inc. CYTX

CytRx Corporation CYTR

Delcath Systems Inc. DCTH

Dendreon Corp. DNDN

DepoMed Inc. DEPO

DexCom, Inc. DXCM

DUSA Pharmaceuticals, Inc. DUSA

Endologix Inc. ELGX

Flamel Technologies Inc. FLML

Genoptix, Inc. GXDX

GenVec Inc. GNVC

GTC Biotherapeutics, Inc. GTCB

Halozyme Therapeutics, Inc. HALO

HearUSA Inc. EAR

Hi Tech Pharmacal Co. Inc. HITK

ICU Medical, Inc. ICUI

InfuSystem Holdings, Inc. INHI

Inhibitex INHX

Inovio Biomedical Corporation INO

Keryx Biopharmaceuticals Inc. KERX

Lannett Co. Inc. LCI

LeMaitre Vascular, Inc. LMAT

Lifevantage Corporation LFVN

Masimo Corporation MASI

Matrixx Initiatives Inc. MTXX

Medical Action Industries Inc. MDCI

Medicis Pharmaceutical Corp. MRX

Medivation, Inc. MDVN

Natus Medical Inc. BABY

Neoprobe Corp. NEOP

Neurocrine Biosciences, Inc. NBIX

NeurogesX, Inc. NGSX

Neurologix Inc. NRGX

NexMed Inc. NEXM

Novavax, Inc. NVAX

Obagi Medical Products, Inc. OMPI

Oculus Innovative Sciences, Inc. OCLS

Oncothyreon Inc ONTY

Orthovita Inc. VITA

Oxigene Inc. OXGN

Pacifi c Biomarkers PBME

PDI Inc. PDII

Peregrine Pharmaceuticals Inc. PPHM

Pharmacyclics Inc. PCYC

PharmAthene, Inc. PIP

Pharming Group N.V. PHARM

Pluristem Therapeutics, Inc. PSTI

PolyMedix, Inc. PYMX

QLT Inc. QLTI

Raptor Pharmaceuticals Corp. RPTP

Regenerx Biopharmaceuticals Inc. RGN

RTI Biologics, Inc. RTIX

Salix Pharmaceuticals Ltd. SLXP

Santarus Inc. SNTS

Senomyx Inc. SNMX

Sequenom Inc. SQNM

Spectrum Pharmaceuticals, Inc. SPPI

SuperGen Inc. SUPG

Synovis Life Technologies Inc. SYNO

Synta Pharmaceuticals Corp. SNTA

Vermillion, Inc. VRML

Vical Incorporated VICL

VIVUS Inc. VVUS

Volcano Corporation VOLC

YM Biosciences Inc. YMI

Over 100 Healthcare Companies to Present

Confi rmed Companies to Date as of 2/10/10

This is not an offer or solicitation of the securities herein.

To attend this “by invitation only” event please email [email protected]

or contact your ROTH representative at (800) 933-6830.

Page 5: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, CaliforniaPlease join ROTH for its annual three-day conference that brings together ex-

ecutives from over 350 growth companies including 100 Chinese companies.

This event is designed to provide investors with a unique opportunity to gain

insight into small- and mid-cap growth companies across a variety of sectors,

including consumer, energy, gaming, healthcare, industrials, media, retail, soft-

ware and technology. We combine company presentations, Q&A sessions,

and management one-on-one meetings to provide our institutional clients with

extensive interaction with senior management to gain in-depth insights into

each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Cleantech TrackROTH OC Growth Stock ConferenceMarch 15-17, 2010

Cleantech TrackAs part of ROTH’s 22nd Annual OC Growth Stock Conference Research

Analyst Brian Kremer will be featuring a broad cross section of companies

from the growing cleantech sector. Particular cleantech verticals that will be

highlighted include demand-side management, electric/hybrid-electric ve-

hicle technologies, solar manufacturing and integration, energy storage, and

nuclear energy.

Cleantech Track CompaniesAkeena Solar, Inc. AKNS

Balqon Corporation BLQN

Comverge, Inc. COMV

ECOtality, Inc. ETLE

GSE Systems, Inc. GVP

Heckmann Corporation HEK

Lime Energy Co. LIME

LSB Industries Inc. LXU

Maxwell Technologies, Inc. MXWL

Orion Energy Systems, Inc. OESX

Premier Power Renewable Energy, Inc. PPRW

Quantum Fuel Systems Tech Worldwide Inc. QTWW

Solar Power, Inc. SOPW

Techprecision Corporation TPCS

Uranium Resources, Inc. URRE

WaterFurnace Renewable Energy, Inc. TSX:WFI

Subject to change as of 2/8/10

This is not an offer or solicitation of the securities herein.

To receive an invitation to this invite only event email [email protected]

or contact your ROTH representative at (800) 933-6830.

Panel: Cleaner, Smarter, and More Effi cient: Evolving

Landscape of Power Production & Distribution

Date: Tuesday, March 16, 2010

Time: 10:00 - 11:00 am

Venue: Track 5

Topics of discussion will include:

• Electric grid modernization and the infl uence of Stimulus funds

• Demand-side management’s role in meeting energy demand growth

• Growth in solar power and the push for grid parity

• Growth in supply of natural gas and its role in power production

Utility and company representatives on the leading edge of these issues will

present and be available to answer investor questions.

Page 6: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that brings

together executives from over 350 growth companies including

100 Chinese companies. This event is designed to provide in-

vestors with a unique opportunity to gain insight into small- and

mid-cap growth companies across a variety of sectors, including

consumer, energy, gaming, healthcare, industrials, media, retail,

software and technology. We combine company presentations,

Q&A sessions, and management one-on-one meetings to pro-

vide our institutional clients with extensive interaction with senior

management to gain in-depth insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Advertising, Media & Internet Track

ROTH OC Growth Stock Conference

March 15-17, 2010

Advertising, Media & Internet TrackAs part of ROTH’s 22nd Annual OC Growth Stock Conference,

Senior Analyst Rich Ingrassia and Analyst Jared Schramm will

feature an Advertising, Media & Internet track with presentations

from leading companies in entertainment, content distribution &

exhibition, media technology and e-commerce. Additionally, the

track will include a panel discussion on social networks and new

online business models.

Advertising, Media & Internet Companies Alloy Inc. ALOY

Coastal Contacts Inc. TSX:COA

DG FastChannel, Inc. DGIT

Dreams Inc. DRJ

Drugstore.com Inc. DSCM

HSN, Inc. HSNI

IMAX Corporation IMAX

Internet Capital Group Inc. ICGE

KIT Digital, Inc. KITD

Lionsgate Entertainment Corp. LGF

Local.com Corp. LOCM

LodgeNet Interactive Corporation LNET

Majesco Entertainment Co. COOL

Martha Stewart Living Omnimedia MSO

Meredith Corp. MDP

Playboy Enterprises Inc. PLA

Rentrak Corporation RENT

Sonic Solutions SNIC

Sport Supply Group, Inc RBI

The Knot, Inc. KNOT

Tree.com, Inc. TREE

U.S. Auto Parts Network, Inc. PRTS

ValueVision Media Inc. VVTV

Vitacost.com, Inc. VITC

Westwood One Inc. WWON

World Wrestling Entertainment Inc. WWESubject to change as of 2/9/10

This is not an offer or solicitation of the securities herein.

To receive an invitation to this invite only event email

[email protected] or contact your ROTH representative at (800) 933-6830.

Page 7: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that

brings together executives from over 350 growth companies

including 100 Chinese companies. This event is designed

to provide investors with a unique opportunity to gain insight

into small- and mid-cap growth companies across a variety

of sectors, including consumer, energy, gaming, healthcare,

industrials, media, retail, software and technology. We com-

bine company presentations, Q&A sessions, and management

one-on-one meetings to provide our institutional clients with

extensive interaction with senior management to gain in-depth

insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Industrials TrackROTH OC Growth Stock ConferenceMarch 15-17, 2010

Industrials TrackAs part of ROTH’s 22nd Annual OC Growth Stock Confer-

ence Senior Research analyst Richard Hoss will be featuring

a Industrials track that includes presentations from featured

companies representing a wide breadth of US-based capital

goods and service providers, with an emphasis on producers

of energy related equipment.

Confi rmed Industrial CompaniesAmerigon Inc. ARGN

Arabian American Development Company ARSD

CPI Aerostructures Inc. CVU

Diamond Management & Tec Consultants DTPI

Flow International Corp. FLOW

Fuel-Tech, Inc. FTEK

Gardner Denver Inc. GDI

Graham Corp. GHM

Hudson Technologies Inc. HDSN

Kadant Inc. KAI

KMG Chemicals, Inc. KMGB

Manitex International, Inc. MNTX

Met-Pro Corp. MPR

Motorcar Parts of America Inc. MPAA

Nalco Holding Co. NLC

Natural Gas Services Group, Inc NGS

OSI Systems, Inc. OSIS

PMFG, Inc. PMFG

Powell Industries, Inc. POWL

PowerSecure International, Inc. POWR

TriMas Corporation TRS

Subject to change as of 2/9/10

This is not an offer or solicitation of the securities herein.

To receive an invitation to this invite only event email

[email protected] or contact your ROTH representative at

(800) 933-6830.

Page 8: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that

brings together executives from over 350 growth companies

including 100 Chinese companies. This event is designed

to provide investors with a unique opportunity to gain insight

into small- and mid-cap growth companies across a variety

of sectors, including consumer, energy, gaming, healthcare,

industrials, media, retail, software and technology. We com-

bine company presentations, Q&A sessions, and management

one-on-one meetings to provide our institutional clients with

extensive interaction with senior management to gain in-depth

insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Gaming Track

ROTH OC Growth Stock Conference

March 15-17, 2010

Gaming TrackAs part of ROTH’s 22nd Annual OC Growth Stock

Conference Senior Research Analyst Todd Eilers will

be featuring a Gaming track that includes presenta-

tions from some of the industry’s leading gaming

companies. We note the ROTH Gaming track is

unique from most gaming investor conferences as its

primarily focused on highlighting the gaming industry’s

equipment and technology providers.

Confi rmed Gaming Companies to DateBally Technologies, Inc. BYI

Century Casinos, Inc. CNTY

CryptoLogic Limited CRYP

Electronic Game Card Inc. EGMI

Elixir Gaming Technologies EGT

GameTech International Inc. GMTC

Global Cash Access Holdings, Inc. GCA

International Game Technology IGT

Konami Corp. KNM

Multimedia Games Inc. MGAM

Scientifi c Games Corp. SGMS

Shuffl e Master Inc. SHFL

TransAct Technologies Incorporated TACT

Ultimate Escapes, Inc. UEI

Wells-Gardner Electronics Corp. WGA

WMS Industries Inc. WMS

Subject to change as of 2/9/10

This is not an offer or solicitation of the securities herein.

To receive an invitation to this invite only event email

[email protected] or contact your ROTH representative at

(800) 933-6830.

Page 9: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that brings to-

gether executives from over 350 growth companies including 100

Chinese companies. This event is designed to provide investors with

a unique opportunity to gain insight into small- and mid-cap growth

companies across a variety of sectors, including consumer, energy,

gaming, healthcare, industrials, media, retail, software and technol-

ogy. We combine company presentations, Q&A sessions, and man-

agement one-on-one meetings to provide our institutional clients

with extensive interaction with senior management to gain in-depth

insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Consumer TrackROTH OC Growth Stock ConferenceMarch 15-17, 2010

Consumer TrackAs part of ROTH’s 22nd Annual OC Growth Stock Conference Senior

Research Analysts Liz Pierce and Tony Brenner will be featuring a

Consumer track that includes presentations from leading restaurant,

packaged good, specialty consumer fi nance and retail companies.

Consumer Track CompaniesA.T. Cross Co. ATX

Cash America International, Inc. CSH

Cash Store Financial TSX:CSF

Casual Male Retail Group, Inc. CMRG

CKE Restaurants Inc. CKR

Delta Apparel Inc. DLA

Dollar Financial Corp. DLLR

Dover Saddlery, Inc. DOVR

EZCORP Inc. EZPW

First Cash Financial Services Inc. FCFS

Fuqi International, Inc. FUQI

Green Mountain Coffee Roasters GMCR

HQ Sustainable Maritime Industries HQS

Joe’s Jeans Inc. JOEZ

Kid Brands, Inc. KID

Landec Corp. LNDC

Middleby Corp. MIDD

Neogen Corp. NEOG

Perry Ellis International Inc. PERY

RG Barry Corp. DFZ

Smart Balance, Inc. SMBL

Summer Infant SUMR

The Inventure Group Inc. SNAK

Wet Seal Inc. WTSL.A

ZAGG Inc. ZAGG

Subject to change as of 2/9/10

This is not an offer or solicitation of the securities herein.To receive an invitation to this invite only event email

[email protected] or contact your ROTH representative at

(800) 933-6830.

Page 10: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference

March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that brings

together executives from over 350 growth companies including 100

Chinese companies. This event is designed to provide investors

with a unique opportunity to gain insight into small- and mid-cap

growth companies across a variety of sectors, including consumer,

energy, gaming, healthcare, industrials, media, retail, software and

technology. We combine company presentations, Q&A sessions,

and management one-on-one meetings to provide our institutional

clients with extensive interaction with senior management to gain

in-depth insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Semiconductor Track

ROTH OC Growth Stock Conference

March 15-17, 2010

Semiconductor TrackAs part of ROTH’s 22nd Annual OC Growth Stock Conference Senior

Research Analyst Arnab Chanda will be featuring a Semiconductor

track that includes presentations from leading semiconductor com-

panies. We will include companies from communications, consumer,

wireless handset, analog/mixed-signal as well as PC end-markets.

To receive an invitation to this invite only event email

[email protected] or contact your ROTH representa-

tive at (800) 933-6830.

Confi rmed Semiconductor CompaniesAtheros Communications Inc. ATHR

Broadcom Corp. BRCM

Cavium Networks, Inc. CAVM

EZchip Semiconductor Ltd. EZCH

Ikanos Communications, Inc. IKAN

Lightwave Logic , Inc. LWLG

Marvell Technology Group Ltd. MRVL

Mellanox Technologies, Ltd. MNLX

Mindspeed Technologies Inc. MSPD

Monolithic Power Systems Inc. MPWR

Netlist Inc. NLST

NetLogic Microsystems Inc. NETL

Nova Measuring Instruments Ltd. NVMI

NVIDIA Corporation NVDA

Orckit Communications Ltd. ORTC

Overland Storage Inc. OVRL

PMC-Sierra Inc. PMCS

Power Integrations Inc. POWI

QUALCOMM Inc. QCOM

Silicon Laboratories, inc. SLAB

Techwell, Inc. TWLL

Tower Semiconductor Ltd. TSEM

TranSwitch Corp. TXCC

Virage Logic Corporation VIRL

Volterra Semiconductor Corporation VLTR

Zoran Corporation ZRAN

Subject to Change. As of 2/9/10

This is not an offer or solicitation of the securities herein.

Page 11: 22nd Annual ROTH OC Growth Stock Conference · 22nd Annual ROTH OC Growth Stock Conference March 15 - 17, ... March 15th with a China Investor ... Neostem, Inc. NBS

22nd Annual

ROTH OC Growth Stock Conference March 15 - 17, 2010

The Ritz Carlton / Laguna Niguel, California

Please join ROTH for its annual three-day conference that brings together

executives from over 350 growth companies including 100 Chinese compa-

nies. This event is designed to provide investors with a unique opportunity

to gain insight into small- and mid-cap growth companies across a variety of

sectors, including consumer, energy, gaming, healthcare, industrials, media,

retail, software and technology. We combine company presentations, Q&A

sessions, and management one-on-one meetings to provide our institutional

clients with extensive interaction with senior management to gain in-depth

insights into each company.

ROTH Capital Partners24 Corporate Plaza / Newport Beach, CA 92660 / 800.678.9147 / www.roth.com / Member SIPC/FINRA

Enterprise-Software Track

ROTH OC Growth Stock Conference

March 15-17, 2010

Enterprise-Software TrackAs part of ROTH’s 22nd Annual OC Growth Stock Conference, Senior Re-

search Analyst Nathan Schneiderman will feature an Enterprise-Software

track that includes presentations from leading enterprise-software compa-

nies. The line-up of companies offer solutions in a number of areas, including

application infrastructure, business intelligence/analytics, business-process

management, contact-center infrastructure, core system software, customer

relationship management, database, data integration, data warehousing, e-

commerce platforms, enterprise marketing management, fi eld-service opti-

mization, human capital management, legacy modernization, local govern-

ment, mobility, online-conversion optimization, security, software-as-a-service

(SaaS) platforms, and spend management.

Confi rmed Enterprise-Software CompaniesActuate ACTU

Ariba ARBA

Art Technology Group ARTG

BluePhoenix Solutions BPHX

ClickSoftware Technologies CKSW

Commtouch Software CTCH

inContact SAAS

Informatica INFA

Netezza NZ

Pegasystems PEGA

Phoenix Technologies PTEC

RightNow Technologies RNOW

Saba Software SABA

SuccessFactors SFSF

Sybase SY

Tyler Technologies TYL

Ultimate Software Group ULTI

Unica UNCA

Unify UNFY

Wave Systems WAVX

Subject to change as of 2/9/10

This is not an offer or solicitation of the securities herein.

To receive an invitation to this invite only event email

[email protected] or contact your ROTH representative at

(800) 933-6830.