2018 - 2019 · changed to “Baroda Asset Management India Ltd.” and “Baroda Trustee India Pvt....

Annual Report

2018 - 2019

Baroda Conservative Hybrid Fund (Formerly known as Baroda Pioneer Monthly Income Plan (MIP) Fund)

Baroda Gilt Fund (Formerly known as Baroda Pioneer Gilt Fund)

Baroda Liquid Fund(Formerly known as Baroda Pioneer Liquid Fund)

Baroda Treasury Advantage Fund (Formerly known as Baroda Pioneer Treasury Advantage Fund)

Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund)

Baroda Dynamic Bond Fund (Formerly known as Baroda Pioneer Dynamic Bond Fund)

Baroda Credit Risk Fund (Formerly known as Baroda Pioneer Credit Opportunities Fund)

Baroda Pioneer Hybrid Fund - Series I

Baroda Ultra Short Duration Fund

Baroda Mutual Fund 501, Titanium, 5th Floor, Western Express Highway, Goregaon (East), Mumbai - 400 063 REPORT OF THE BOARD OF DIRECTORS OF BARODA TRUSTEE INDIA PRIVATE LIMITED (FORMERLY KNOWN AS BARODA PIONEER TRUSTEE COMPANY PRIVATE LIMITED) TO THE UNIT HOLDERS OF THE SCHEMES OF BARODA MUTUAL FUND (FORMERLY KNOWN AS BARODA PIONEER MUTUAL FUND) FOR THE YEAR ENDED MARCH 31, 2019. The Board of Directors of Baroda Trustee India Private Limited (“Trustee Company” or “Trustee”), trustee to Baroda Mutual Fund (“Mutual Fund”), has pleasure in presenting the Twenty Fifth Annual Report and the audited accounts of the schemes of the Mutual Fund for the year ended March 31, 2019. BRIEF BACKGROUND OF THE SPONSOR, TRUST / MUTUAL FUND, TRUSTEE COMPANY AND AMC SPONSOR The Mutual Fund was set up as a trust under the name of BOB Mutual Fund by Bank of Baroda (“BOB”), who was the sole sponsor of the Mutual Fund, and the settlor of the Mutual Fund trust. BOB entrusted a sum of Rs. 10,00,000/- to the Board of Trustees of the Mutual Fund as the initial contribution towards the corpus of the Mutual Fund. Consequent to its acquisition of 51% in BOB Asset Management Company Limited (known then by this name) (“AMC”), Pioneer Global Asset Management S.p.A. (“PGAM”) became a co-sponsor of the Mutual Fund in 2008 and the name of the AMC was changed to Baroda Pioneer Asset Management Company Limited. By virtue of a Share Purchase Agreement executed between BOB, UniCredit S.p.A. (“UniCredit”) (earlier PGAM which got merged into UniCredit effective November 1, 2017), AMC and Trustee on December 28, 2017, BOB decided to acquire the shares held by UniCredit in the AMC and Trustee Company, subject to necessary regulatory approvals. After obtaining all the regulatory approvals, the acquisition was completed on September 28, 2018 with BOB acquiring the entire shareholding of UniCredit in the AMC and Trustee and becoming the sole sponsor of the Mutual Fund. A Deed of Variation was executed on September 27, 2018 between BOB, UniCredit and the Trustee to amend the Deed of Trust as amended from time to time, to reflect changes relating to the change in sponsor and other related changes. Subsequently, the name of the Mutual Fund was changed to “Baroda Mutual Fund” post receipt of approval from SEBI vide letter no. IMD/DOF3/31324/1/2018 dated November 13, 2018. The names of the AMC and Trustee were changed to “Baroda Asset Management India Ltd.” and “Baroda Trustee India Pvt. Ltd.” respectively. BANK OF BARODA BOB, a body corporate constituted under the Banking Companies (Acquisition and Transfer of Undertakings) Act, 1970, with its head office at Baroda, and Central Office at Baroda Corporate Centre, Bandra-Kurla Complex, Bandra (East), Mumbai, is the sponsor of the Mutual Fund. BOB is one of the premier public sector banks of India with an extensive reach of 5,573 strong branch network as on March 31, 2018. BOB is also one of the few Indian banks with a formidable presence overseas in 25 countries through its 106 branches as on March 31, 2018. (Source : Bank of Baroda website) THE MUTUAL FUND / TRUST The Mutual Fund has been constituted as a trust (established by BOB) in accordance with the provisions of the Indian Trusts Act, 1882, by the execution of trust deed dated October 30, 1992, and is registered with SEBI under Registration No. MF/018/94/2, dated November 21, 1994. PGAM acquired 51% of the shareholding of the AMC in June 2008 and became the co-sponsor of the Mutual Fund. Subsequently, on September 28, 2018, BOB acquired the entire shareholding of UniCredit (earlier PGAM which got merged into UniCredit effective November 1, 2017) in the AMC and Trustee Company and became the sole sponsor of the Mutual Fund.

Baroda Mutual Fund 501, Titanium, 5th Floor, Western Express Highway, Goregaon (East), Mumbai - 400 063 THE AMC

The AMC is a public limited company, which was incorporated under the Companies Act, 1956 on November 5, 1992 under the name, BOB Asset Management Company Limited. It was appointed as the asset management company of the Mutual Fund by the erstwhile Board of Trustees vide Investment Management Agreement (“IMA”) dated November 24, 1992, and was a wholly owned subsidiary of BOB. On June 27, 2008, PGAM acquired a 51% shareholding in the AMC. Subsequently, the name of the AMC was changed to Baroda Pioneer Asset Management Company Limited and a fresh certificate of incorporation was issued by the Registrar of Companies, Mumbai, Maharashtra, on July 8, 2008. On September 28, 2018, the entire shareholding of UniCredit (earlier PGAM which got merged into UniCredit effective November 1, 2017) in the Company was transferred to BOB and the name of the AMC was changed to “Baroda Asset Management India Limited” and a fresh certificate of incorporation dated November 3, 2018 was issued to the AMC. Subsequently, the AMC and Trustee executed a restated IMA on November 19, 2018 to inter alia reflect the above changes. The AMC’s registered office is situated at 501, Titanium, 5th Floor, Western Express Highway, Goregaon (E), Mumbai - 400 063. THE TRUSTEE COMPANY Pursuant to the No-Objection Certificate received from SEBI vide its letter no. OW/24482/2011 dated July 28, 2011, the Trustee Company was incorporated on December 23, 2011, with PGAM and BOB holding 51% and 49% respectively of its share capital. Subsequently, as mentioned above, BOB acquired the entire shareholding of UniCredit held in the AMC and Trustee on September 28, 2018. The Trustee is the exclusive owner of the Trust Fund and holds the same in trust for the benefit of the unit holders. The Trustee has been discharging its duties and carrying out the responsibilities as provided in the SEBI (Mutual Fund) Regulations, 1996 (“SEBI MF Regulations”) and the Trust Deed. The Trustee seeks to ensure that the Mutual Fund and the schemes floated thereunder are managed by the AMC in accordance with the Trust Deed, the SEBI MF Regulations, directions and guidelines issued by the SEBI, the Stock Exchanges, the Association of Mutual Funds in India and other regulatory agencies. ECONOMIC SCENARIO 2018-19 During the year 2018-19, the Indian economy grew by 6.8% as compared to 7.2% in 2017-18. The world economy grew by 3.3% in 2019, as opposed to 3.6% in the previous year. While India is still a fastest growing economy, it has grown at a slower pace in the last few years. Fiscal deficit stood at 3.4% of the GDP. The macro-economic stability was however, maintained. Inflation was below the 4% target set by the RBI. On the equity market front, the BSE Sensex’s 1 year returns was 18% while the Mid cap and Small cap indices returns were negative on a 1 year basis. The 10 year G-sec traded at 7.35% at the year end, marginally lower as compared to the yield as of end of previous year. The Indian mutual industry continued its growth path. The industry’s AUM crossed the INR 24-lac crore mark during the year. The SIP book has grown and maintained momentum. Flows from B-30 cities continued to grow with the number of folios in the industry now crossing the 8 crore mark in March 2019. With increased financialization of savings, mutual funds offer attractive investment opportunities relative to others. FUTURE OUTLOOK AND OPERATIONS A relatively weak inflation will allow the RBI to shift towards strengthening growth in the Indian economy. The RBI appears to be favouring a more pro-growth stance, which could ease monetary policy further, if growth headwinds emerge over the coming months. While inflation could pick up over course of 2019 on the back of a rebound in food and fuel inflation and inflationary fiscal spending, this is likely to be relatively contained within the targets expected by RBI. The Government returned to power in May 2019 post the general elections. The political stability is likely to help push the economic growth agenda. The Government can look forward to implementing key programmes and policies can be implemented that can stimulate higher capacity utilization. Higher

Baroda Mutual Fund 501, Titanium, 5th Floor, Western Express Highway, Goregaon (East), Mumbai - 400 063 growth which will push public investment, can lead to increased demand and consumption. The Government has proposed INR 100 trillion investment for infrastructure over the next 5 years. The Government has set an ambitious target of becoming a USD 5 trillion economy by 2024-25 which will make India the third largest economy in the world then. India’s GDP for 2019-20 is estimated to grow at 7%. With investor base for mutual funds rising, and industry penetrating to smaller towns and cities, the outlook for the mutual fund industry looks bright. The increased use of technology by the players in service delivery will create more convenience to investors. The changing regulatory landscape will enhance further, the transparency level, improve performance standards, thus enabling investors to take better informed investment decisions. OVERVIEW As on March 31, 2019, the Mutual Fund had 15 open-ended schemes and 1 close-ended scheme. The Average Assets Under Management (“AAUM”) of the Mutual Fund for the year ended March 31, 2019 was Rs. 12,351.23 crores as compared to Rs. 11,508.40 crores of AAUM for the year ended March 31, 2018. Subsequent to the completion of the product rationalisation and categorisation activity pursuant to the SEBI circulars dated October 6, 2017 and December 4, 2017, and BOB becoming the sole sponsor of the Mutual Fund, the names of the existing schemes of the Mutual Fund have been changed as given below : Sr. No.

Old name of the scheme

New name of the scheme

1. Baroda Pioneer Large Cap Fund Baroda Large Cap Fund 2. Baroda Pioneer Mid-Cap Fund Baroda Mid Cap Fund 3. Baroda Pioneer ELSS’96 Baroda ELSS’96 4. Baroda Pioneer Multi Cap Fund (earlier

known as Baroda Pioneer Growth Fund) Baroda Multi Cap Fund

5. Baroda Pioneer Hybrid Equity Fund (earlier known as Baroda Pioneer Balance Fund)

Baroda Hybrid Equity Fund

6. Baroda Pioneer Banking and Financial Services Fund

Baroda Banking and Financial Services Fund

7. Baroda Pioneer Treasury Advantage Fund

Baroda Treasury Advantage Fund

8. Baroda Pioneer Income Fund Baroda Income Fund 9. Baroda Pioneer Gilt Fund Baroda Gilt Fund 10. Baroda Pioneer Conservative Hybrid

Fund (earlier known as Baroda Pioneer MIP Fund)

Baroda Conservative Hybrid Fund

11. Baroda Pioneer Dynamic Bond Fund Baroda Dynamic Bond Fund 12. Baroda Pioneer Credit Risk Fund (earlier

known as Baroda Pioneer Credit Opportunities Fund)

Baroda Credit Risk Fund

13. Baroda Pioneer Ultra Short Duration Fund Baroda Ultra Short Duration Fund 14. Baroda Pioneer Liquid Fund Baroda Liquid Fund 15. Baroda Pioneer Short Term Bond Fund Baroda Short Term Bond Fund

Baroda Mutual Fund 501, Titanium, 5th Floor, Western Express Highway, Goregaon (East), Mumbai - 400 063

During the financial year ended March 31, 2019, the following schemes were launched / merged:

Sr. No. Name of the Scheme Inception / Effective

date

1.

Baroda Ultra Short Duration Fund (an open ended ultra short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 months and 6 months) (please refer to pg. 33 of SID)

June 1, 2018

2. Baroda Dynamic Equity Fund (an open ended dynamic asset allocation fund) November 14, 2018

3. Baroda Income Fund was merged with Baroda Dynamic Bond Fund. Consequently, Baroda Income Fund ceased to exist. January 14, 2019

4. Baroda Fixed Maturity Plan – Series P (A close ended debt scheme) (Tenure: 1,160 days) February 16, 2019

SCHEMES’ PERFORMANCE (as on March 31, 2019) (A) EQUITY SCHEMES:

Scheme Name Baroda Multi Cap Fund (formerly known as Baroda Pioneer Growth Fund) (an open-ended equity scheme investing across large cap, mid cap and small cap stocks.)

Investment objective

The scheme aims to generate long-term capital appreciation from an actively managed portfolio of equity and equity related instruments.

Compounded Annualised Return

Plan A Plan B (Direct) Scheme Return

(%) Benchmark Return* (%)

Scheme Return (%)

Benchmark Return* (%)

1 Year 2.03 12.07 3.07 12.07 3 Years 11.22 16.11 12.27 16.11 5 Years 12.14 14.39 13.08 14.39

Since Inception 15.83 16.12 12.15 13.23 *S&P BSE 200 TRI (with effect from 2nd May 2016 the benchmark has been changed to S&P BSE 200) Note : “Since Inception” returns are calculated from the date of allotment viz. September 12, 2003 for Plan A and January 1, 2013 for Plan B (Direct). As TRI data is not available since inception of the scheme, benchmark performance is calculated using composite CAGR of the benchmark index Price Return values from 12 Sep 2003 to 29 June 2007, and TRI values since 29 June 2007. Mr. Sanjay Chawla is managing the scheme along with Mr. Dipak Acharya effective November 1, 2015. The scheme has underperformed its benchmark index over the one year period due to the scheme’s overweight position in Banking & Financial (NBFC), Consumer Goods, Construction, IT, Automobiles, Industrials and Pharma sectors and underweight position in Oil & Petroleum Products and Cement sectors.

Scheme Name Baroda ELSS 96 (an open-ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit.)


The scheme aims to provide the investor long-term capital growth as also tax benefit under Section 80C of the Income Tax Act, 1961.



(%) Benchmark Return*

(%) Scheme Return


(%) 1 Year -2.77 12.07 -1.83 12.07

3 Years 9.40 16.11 10.48 16.11 5 Years 10.84 14.39 12.12 14.39

Since Inception 12.02 13.00 12.09 13.17 *S&P BSE 200 TRI (with effect from 2nd May 2016 the benchmark has been changed to S&P BSE 200)


Note : “Since Inception” returns are calculated from the date of allotment viz., March 31, 1996 for Plan A and January 1, 2013 for Plan B. As TRI data is not available since inception of the scheme, benchmark performance is calculated using composite CAGR of the benchmark index Price Return values from 31 Mar 1996 to 29 June 2007, and TRI values since 29 June 2007. Mr. Sanjay Chawla is managing the scheme along with Mr. Dipak Acharya effective November 1, 2015. The scheme has underperformed its benchmark index over one year due to overweight position in Banking & Financial (NBFC), Consumer Goods, Construction, IT, Automobiles, Industrial and Pharma sector and underweight position in Oil & Petroleum Products sector.

Scheme Name Baroda Banking and Financial Services Fund (an open ended equity scheme investing in the Banking and Financial Services sector)

Investment objective The primary investment objective of the scheme is to generate long-term capital appreciation for unit holders from a portfolio invested predominantly in equity and equity related securities of companies engaged in the Banking & Financial Services Sector.




(%) Scheme Return


(%) 1 Year 16.29 25.84 17.11 25.84

3 Years 18.92 24.41 19.75 24.41 5 Years 15.71 19.89 16.64 19.89

Since Inception 13.30 18.70 11.80 15.82 *Nifty Bank Index TRI Note: “Since Inception” returns are calculated from the date of allotment, viz. June 22, 2012 for Plan A and January 1, 2013 for Plan B. The scheme has underperformed its benchmark index over one year due to underweight position in retail franchisee banks and overweight position in private small banks and NBFCs.

Scheme Name Baroda Mid cap Fund (Mid Cap Fund – an open-ended equity scheme pre-dominantly investing in mid cap stocks.)


The primary objective of the scheme is to generate capital appreciation by investing predominantly in a diversified portfolio of equity and equity related securities of growth oriented mid cap stocks. However, there is no assurance or guarantee that the investment objective of the Scheme will be realized.




(%) Scheme Return


(%) 1 Year -6.29 -2.07 -5.24 -2.07 3 Years 10.71 14.58 11.79 14.58 5 Years 6.19 18.28 7.13 18.28

Since Inception -1.16 9.07 3.97 14.40 *S&P BSE Mid-cap index TRI (Benchmark has been changed to S&B BSE Mid-cap Index effective October 3, 2016) Note: “Since Inception” returns are calculated from the date of allotment, viz. October 04, 2010 for Plan A and January 1, 2013 for Plan B (Direct). Mr. Sanjay Chawla is managing the scheme with Mr. Dipak Acharya effective October 3, 2016. Effective October 3, 2016, the scheme was converted into Baroda Pioneer Mid-cap Fund and the benchmark index was also changed to S&P BSE Mid-cap index. Until September 30, 2016, the investment universe of the scheme was restricted to Public Sector Undertakings, as per the investment objective of the scheme. The scheme has outperformed its benchmark index over one year period due to overweight position in Construction, Services, Telecom, Media and underweight position in Cement, Oil & Petroleum products and Consumer Goods sectors.


Scheme Name Baroda Large Cap Fund (an open-ended equity scheme pre-dominantly investing in large cap stocks.)


The primary investment objective of the scheme is to generate capital appreciation by investing predominantly in a diversified portfolio of equity and equity related securities of large cap companies. The scheme may also invest in debt and money market securities. However, there is no assurance or guarantee that the investment objective of the Scheme will be realized.




(%) Scheme Return


(%) 1 Year 10.73 13.92 11.51 13.92 3 Years 12.63 16.2 13.54 16.2 5 Years 11.79 13.81 12.56 13.81

Since Inception 4.34 11.04 10.48 13.03 *Nifty 100 TRI (Benchmark has been changed to Nifty 100 effective October 3, 2016)

Note: “Since Inception” returns are calculated from the date of allotment, viz. June 22, 2010 for Plan A and January 1, 2013 for Plan B (Direct). Mr. Sanjay Chawla is managing the scheme with Mr. Dipak Acharya effective October 3, 2016. Effective October 3, 2016, the scheme was converted into Baroda Pioneer Large Cap Fund and the benchmark index was also changed to Nifty 100. Until September 30, 2016, the scheme was restricted to invest only in sectors related to infrastructure and prohibited from investing in consumer staples, banking, consumer discretionary, pharmaceutical and IT sectors, as per the investment objective of the scheme. The scheme has underperformed its benchmark index over the one year period due to the scheme’s overweight position in Banking & Financial (NBFC), Automobiles, Constructions, Industrials, Pharma and Media sectors.

Scheme Name Baroda Hybrid Equity Fund (formerly known as Baroda Pioneer Balance Fund) (an open ended hybrid scheme investing predominantly in equity and equity related instruments.)


The scheme is targeted for long-term capital appreciation along with stability through a well balanced portfolio comprising of equity, equity related instruments, money market instruments and debt securities.




(%) Scheme Return


(%) 1 Year 2.30 10.44 3.57 10.44

3 Years 10.75 13.27 12.28 13.27 5 Years 10.72 12.75 12.14 12.75

Since Inception 11.71 13.37 11.60 11.71 *CRISIL Hybrid 35+65 -Aggressive Index (renamed effective February 1, 2018) Note: “Since Inception” returns are calculated from the date of allotment viz. September 12, 2003 for Plan A and January 1, 2013 for Plan B (Direct). Effective February 1, 2018, the equity component of the index has been changed from Nifty 50 to S&P BSE 200. The index is total return index in the equity component from August 1, 2016 while the debt component is total return since inception. Price return of S&P BSE 200 (equity component) is used for computing index values prior to August 1, 2016. Mr. Sanjay Chawla is managing the Scheme along with Mr. Dipak Acharya effective November 1, 2015. The scheme has underperformed its benchmark index over one year period due to overweight position in Automobiles, Banking & Finance ( NBFC ), Construction, Industrial, IT, Services and Media sectors and underweight position in Consumer Goods, Oil & Petroleum Products sectors.


(B) DEBT SCHEMES:

Scheme Name Baroda Short Term Bond Fund (an open-ended short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 1 year and 3 years (please refer to pg.no 34 of SID).)


The scheme aims to generate income from a portfolio constituted of short-term debt and money market securities.




(%) Scheme Return


(%) 1 Year 7.43 7.55 8.16 7.55 3 Years 8.09 7.60 8.86 7.60 5 Years 8.47 8.31 9.2 8.31

Since Inception 8.13 8.16 9.06 8.38 *CRISIL Short Term Bond Fund Index. Note: “Since Inception” returns are calculated from the date of allotment, viz. June 30, 2010 for Plan A and January 1, 2013 for Plan B (Direct). The scheme had comparatively lower duration than its benchmark, which resulted in outperformance of Plan B (Direct) over the one year period. The performance difference between Plan A and Plan B (Direct) as above is attributable to TER difference between the two Plans.

Scheme Name Baroda Treasury Advantage Fund (an open-ended low duration debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 6 months and 12 months (please refer to pg.no 34 of SID).)


The scheme aims to provide optimal returns and liquidity through a portfolio comprising of debt and money market instruments.




(%) Scheme Return


(%) 1 Year 6.72 7.62 7.03 7.62 3 Years 7.70 7.19 8.07 7.19 5 Years 8.27 7.72 8.66 7.72

Since Inception 8.26 7.49 8.85 8.02 *CRISIL Liquid Fund Index. Note: “Since Inception” returns are calculated from the date of allotment, viz. June 24, 2009 for Plan A and January 1, 2013 for Plan B (Direct). The scheme has underperformed its benchmark index over the one year period due to spread widening and down grade of credit exposures.


Scheme Name Baroda Gilt Fund (an open ended debt scheme investing in government securities across maturity)


The scheme aims to generate income by investing in a portfolio of government securities.




(%) Scheme Return


(%) 1 Year 6.06 9.43 6.91 9.43 3 Years 6.40 8.37 7.24 8.37 5 Years 8.22 9.67 9.21 9.67

Since Inception 6.30 7.81 8.48 8.98 *I-Sec- MI Bex Note: “Since Inception” returns are calculated from the date of allotment, viz. March 21, 2002 for Plan A and January 1, 2013 for Plan B. The scheme has underperformed its benchmark over one-year period mainly due to its conservative position with regard to duration. The scheme had comparatively lower duration than its benchmark, which resulted in underperformance of the scheme.

Scheme Name Baroda Liquid Fund (an open-ended liquid scheme)


The scheme aims to generate income with a high level of liquidity by investing in a portfolio of money market and debt securities.




(%) Scheme Return


(%) 1 Year 7.51 7.63 7.62 7.63 3 Years 7.21 7.19 7.32 7.19 5 Years 7.77 7.72 7.89 7.72

Since Inception 7.78 7.46 8.18 8.02 * CRISIL Liquid Fund Index Note: “Since inception” returns are calculated from the date of allotment viz. February 05, 2009 for Plan A and 01.01.2013 for Plan B (Direct). The scheme has minor underperformance to its benchmark over the one year period due to conservative position with regards to average maturity of the scheme.

Scheme Name Baroda Dynamic Bond Fund (an open-ended dynamic debt scheme investing across duration)


The scheme aims to generate returns with liquidity by managing the portfolio dynamically through interest rate cycles.




(%) Scheme Return


(%) 1 Year 6.16 6.72 6.7 6.72 3 Years 7.68 7.61 8.32 7.61 5 Years 9.20 9.10 9.93 9.10

Since Inception 8.58 8.40 9.23 8.25 * CRISIL Composite Bond Fund Index Note: Since Inception returns are calculated from the date of allotment, viz. July 02, 2012 for Plan A and January 1, 2013 for Plan B (Direct). The scheme has underperformed its benchmark index over one year period due to spread widening and down grade of credit exposures.


Scheme Name Baroda Credit Risk Fund (formerly known as Baroda Pioneer Credit Opportunities

Fund) (an open-ended debt scheme predominantly investing in AA and below rated corporate bonds. (Excluding AA+ rated corporate bonds))


The primary objective of the scheme is to generate returns by investing in debt and money market instruments across the credit spectrum.




(%) Scheme Return


(%) 1 Year 5.71 7.55 6.68 7.55 3 Years 8.23 7.6 9.44 7.6

Since Inception 8.83 7.86 10.06 7.86 * CRISIL Short Term Bond Fund Index Note: “Since Inception” returns are calculated from the date of allotment, viz. January 23, 2015. The scheme has been in existence for 4 years but less than 5 years. Mr. Karn Kumar is managing the scheme along with Mr. Alok Sahoo since July 24, 2017. The scheme has underperformed its benchmark index over one year period due to spread widening and down grade of credit exposures.

Scheme Name Baroda Conservative Hybrid Fund (formerly known as Baroda Pioneer Monthly Income Plan (MIP) Fund) (an open ended hybrid scheme investing pre-dominantly in debt instruments.)


The scheme aims to generate regular income through investment in debt and money market instruments and to generate long-term capital appreciation by investing a portion in equity and equity related instruments.




(%) Scheme Return


(%) 1 Year 6.01 7.65 6.83 7.65 3 Years 7.10 8.96 8.00 8.96 5 Years 8.08 10.01 9.04 10.01

Since Inception 6.07 8.55 8.77 9.12 *CRISIL Hybrid 85+15 -Conservative Index (renamed effective February 1, 2018) Note: “Since Inception” returns are calculated from the date of allotment, viz. September 08, 2004 for Plan A and January 1, 2013 for Plan B. Effective February 1, 2018, the equity component of the index has been changed from Nifty 50 to S&P BSE 200. The index is total return index in the equity component from August 1, 2016 while the debt component is total return since inception. Price return of S&P BSE 200 (equity component) is used for computing index values prior to August 1, 2016. The scheme has underperformed its benchmark index since inception and over the one year, three years and five years periods mainly due to its conservative position with regard to equity allocation. The scheme had comparatively lower equity allocation than its benchmark, which resulted in underperformance of the scheme. Common notes for the scheme performances given above : The “Returns” shown are for the growth option for all schemes except in case of Baroda ELSS’96, where the returns are for the dividend option and have been computed assuming that all pay-outs during the period have been re invested in the units of the scheme at the respective prevailing NAVs. Plan A and Plan B (Direct) have different expense structures. The last working day of March has been considered in all cases. Returns are Compounded Annualised and are calculated on the basis of Rs. 10 invested at inception for all schemes except in case of Baroda Liquid Fund and Baroda Treasury Advantage Fund, which have Rs. 1,000/- as the face value. Effective February 1, 2018, performance of the scheme is benchmarked to the Total Return variant of the benchmark / standard benchmark


index (TRI), in case of all equity schemes. Past performance may or may not be sustained in future and should not be used as a basis for comparison with other investments. Unit holders may note that performance for Baroda Ultra Short Duration Fund (an open ended ultra short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 months and 6 months), Baroda Dynamic Equity Fund (an open ended dynamic asset allocation fund) and Baroda Fixed Maturity Plan – Series P (a close ended debt scheme) has not been provided, since the schemes have been in existence for less than one year as on March 31, 2019. BASIS AND POLICY OF INVESTMENT UNDERLYING THE SCHEMES The basis and policy of investment underlying the schemes are in line with the investment objective of the respective schemes as mentioned above, and as per the asset allocation pattern and investment strategy detailed in the respective Scheme Information Document (SID) of the schemes. SIGNIFICANT ACCOUNTING POLICIES Accounting policies are in accordance with the SEBI MF Regulations. The significant accounting policies are annexed to the accounts of the scheme(s). UNCLAIMED DIVIDEND & REDEMPTION Pursuant to SEBI circular no. SEBI/HO/IMD/DF2/CIR/P/2016/37 dated February 25, 2016, the unclaimed redemption and dividend amounts have been invested in a separate plan (viz. Plan C) of Baroda Liquid Fund, an open ended liquid scheme, floated by the Mutual Fund specifically for deployment of the unclaimed amounts. The AMC does not charge any exit load in this plan and the total expense ratio of the plan is capped at 50 bps. Investors may refer to the website of the AMC (www.barodamf.com), which provides information on the names and addresses of investors in whose folios there are unclaimed amounts, subject to verification of prescribed parameters. The process of claiming the unclaimed amount along with the necessary form / documents is also readily available on the website of the AMC. Investors are requested to reconcile their bank account statements with the account statements sent by the Mutual Fund and in case of any non-receipt of dividend/redemption proceeds, investors can approach any of the AMC offices or Investor Service Centres in this regard. The scheme-wise unclaimed dividend and redemption amounts as at March 31, 2019 were as under:

Scheme Name Unclaimed Dividend Unclaimed Redemption Number of Investors

Amount (Rupees)

Number of Investors

Amount (Rupees)

Baroda ELSS’96 2,321 1,08,42,210.05 1,310 30,33,380.62 Baroda Hybrid Equity Fund 27 1,29,313.82 17 1,45,337.47 Baroda Dynamic Bond Fund 1 365.57 - - Baroda Multi Cap Fund 7,703 6,37,05,234.68 215 58,33,321.67 Baroda Mid Cap Fund - - 17 2,44,645.18 Baroda Credit Risk Fund - - 3 85,244.67 Baroda Liquid Fund - - 4 26,585.71 Baroda Banking and Financial Services Fund

5 28,648.46 3 60,002.66

Baroda Gilt Fund 15 16,178.47 8 18,745.47 Baroda Large Cap Fund 14 36,946.24 12 2,68,001.33 Baroda Short Term Bond Fund - - 4 79,189.78 Baroda Conservative Hybrid Fund 3 2,715.70 8 56,721.48


REDRESSAL OF INVESTOR COMPLAINTS Details of investor complaints received during the financial year ended March 31, 2019 in respect of the Mutual Fund are provided under Annexure – I and forms part of this Trustee Report. DISCLOSURE ON VOTING POLICY AND ACTUAL VOTING RIGHTS EXERCISED BY THE MUTUAL FUND DURING THE FINANCIAL YEAR ENDED MARCH 31, 2019 The Mutual Fund has framed a general voting policy and procedures for exercising the voting rights in respect of shares held by the schemes of the Mutual Fund. The Board of Directors of the Trustee Company has adopted the Voting Policy and the same is enclosed as Annexure – II. Further, in terms of the SEBI circular no. SEBI/ IMD/ CIR No.18/198647/ 2010 dated March 15, 2010 as amended by SEBI circular no. CIR/IMD/DF/05/2014 dated March 24, 2014, details of the actual exercise of the proxy votes in the AGMs/EGMs of the investee companies of the Mutual Fund during the financial year ended March 31, 2019 along with a summary of the votes cast across all the investee companies and its break-up in terms of total number of votes cast in favour, against or abstained from, is annexed as Annexure – III. The unit holders may take note that in terms of the SEBI Circular No. CIR/IMD/DF/05/2014 dated March 24, 2014, M/s. M. P. Chitale & Co., Chartered Accountants, have certified the voting reports being disclosed by the AMC and the certification dated June 26, 2019 issued by M/s. M. P. Chitale & Co., Chartered Accountants, is enclosed as Annexure – IV. The Voting Policy and disclosure of proxy votes are also displayed on the website of the Mutual Fund viz. www.barodamf.com REGULATORY UPDATES Following are few important regulatory updates for the financial year ended March 31, 2019:

Circulars Particulars

SEBI Circular No. SEBI / HO / IMD /DF2/CIR/P/2018/92 dated June 05, 2018 on Go Green Initiative in Mutual Funds

As part of “Go Green” initiative, SEBI permitted Mutual Funds to : Disclose NAVs only on AMC and AMFI websites; Provide annual reports or abridged summary thereof

vide e-mails to unit holders; Provide scheme portfolios vide e-mails to unit holders.

Circular No. SEBI / HO / IMD / DF2 / CIR / P / 2018 /137 dated October 22, 2018 on Total Expense Ratio (TER) and Performance Disclosure for Mutual Funds

In order to bring transparency in expenses, reducing churning and mis-selling in mutual fund schemes, SEBI has advised that : All scheme related expenses by whatever name it may

be called, shall be paid by the scheme only within the regulatory limits.

AMC shall adopt full trail model of commission in all schemes without payment of any upfront commission.

Additional TER can be charged upto 30 bps only on inflows from retail investors from B-30 cities.

AMCs shall disclose performance of all schemes on the website of AMFI.

http://www.barodamf.com/



Circular No. SEBI / HO / IMD / DF2 / CIR /P/2018/160 dated December 28, 2018 on creation of segregated portfolio in mutual fund schemes

In order to ensure fair treatment to all investors in case of a credit event and to deal with liquidity risk, SEBI has permitted creation of a segregated portfolio in case of a credit event at issuer level i.e. downgrade in credit rating by a SEBI registered Credit Rating Agency, subject to certain prescribed conditions. The process of creating a segregated portfolio, valuation of security, applicability of NAV for subscription and redemption at the time of such creation, disclosure requirements, TER applicability, monitoring by Trustee, etc. has been specifically delineated in the said SEBI circular.

Circular No. SEBI / HO / IMD / DF2 / CIR /P/2019/12 dated January 10, 2019 on cyber security and cyber resilience framework for Mutual Funds / AMCs

In order to maintain robust cyber security and to have cyber resilience framework to protect integrity of data and guard against breaches of privacy, SEBI has advised AMCs to adopt a comprehensive policy on cyber security and cyber resilience framework, duly approved by the Boards of the AMC and Trustee. Specific guidelines have been prescribed by SEBI on the above matter including designating a senior official as CISO (Chief Information Security Officer), constituting a Technology Committee comprising experts proficient in technology, which will, on a quarterly basis, review the implementation of cyber security and cyber resilience policy approved by the Board and establish a plan to improve and strengthen cyber security and cyber resilience, annual audit by a qualified auditor and submission of compliance report to SEBI within 3 months from end of the financial year, etc.

Circular No. SEBI / HO / IMD / DF4 / CIR /P/2019/41 dated March 22, 2019 on valuation of money market and debt securities

Effective June 21, 2019, the residual maturity for amortization based valuation has been reduced to 30 days from the existing 60 days, in order to make the valuation more reflective of the realisable value.

Detailed guidelines have been prescribed for valuation of money market and debt securities which are rated below investment grade.

Circular No. SEBI / HO / IMD / DF4 / CIR /P/2019/42 dated March 25, 2019 on review of commission, expenses, disclosure norms, etc.

Effective April 1, 2019, the Total Expense Ratio (TER) for various types of schemes has been revised, based on the Assets Under Management.

Guidelines have been prescribed for upfronting of distributor trail commission in SIPs, clarifications on performance disclosure, borrowing costs, miscellaneous expenses charged to schemes, etc.

STATUTORY INFORMATION

a) The sponsor is not responsible or liable for any loss resulting from the operation of the schemes of the Mutual Fund beyond its initial contribution of Rs. Ten lakhs for setting up the Mutual Fund, and such other accretions / additions to the same.

b) The price and redemption value of the units, and income from them, can go up as well as down with

fluctuations in the market value of its underlying investments. c) Full Annual Report is disclosed on the website (www.barodamf.com) and shall be available for

inspection at the Head Office of the Mutual Fund. Present and prospective unit holders can obtain a copy of the trust deed and the full Annual Report of the Mutual Fund / AMC upon request.

d) Unit holders are requested to update their e-mail ids and mobile numbers so as to receive

communication electronically as part of the “Go Green” initiative of SEBI.




ACKNOWLEDGEMENT The Trustee is grateful to the unit holders for reposing faith and confidence in the Mutual Fund and expresses gratitude to the Securities and Exchange Board of India, Association of Mutual Funds in India, Reserve Bank of India, Auditors, Registrars, Custodians, and Bankers for their continued support, advice and co-operation. The Trustee places on record its appreciation for the services rendered by the Directors and staff of the AMC in managing the affairs of the Mutual Fund. For and on behalf of the Board of Directors of Baroda Trustee India Private Limited R. L. Baxi Chairman Place : Mumbai Date : July 26, 2019 Mutual fund investments are subject to market risks, read all scheme related documents carefully. Disclaimer for Nifty Bank Index and Nifty 100 : Baroda Large Cap Fund and Baroda Banking and Financial Services Fund (“said Schemes”) offered by Baroda Mutual Fund are not sponsored, endorsed, sold or promoted by India Index Services & Products Limited (“IISL”). IISL does not make any representation or warranty, express or implied (including warranties of merchantability or fitness for particular purpose or use) and disclaims all liability to the owners of the said Schemes or any member of the public regarding the advisability of investing in securities generally or in the said Schemes linked to Nifty 100 and Nifty Bank Index or particularly in the ability of the Nifty 100 and Nifty Bank Index to track general stock market performance in India. Please read the full disclaimers in relation to the Nifty 100 and Nifty Bank Index in the Offer Document / Prospectus / Information Statement.

Within 30 days

30-60 days

60-180 days

Beyond 180 days

0-3 months

3-6 months

6-9 months

9-12 months

I ANon receipt of Dividend on Units

- 3 3 - - - - - - - -

I BInterest on delayed payment of Dividend

- - - - - - - - - - -

I CNon receipt of Redemption Proceeds

- 15 15 - - - - - - - -

I DInterest on delayed payment of Redemption

- 3 3 - - - - - - - -

II ANon receipt of Statement of Account/Unit Certificate

- 3 3 - - - - - - - -

II BDiscrepancy in Statement of Account

- 42 40 2 - - - - - - -

II CData corrections in Investor details

- 38 38 - - - - - - - -

II DNon receipt of Annual Report/Abridged Summary

- - - - - - - - - - -

Redressal of Complaints received during

2018-2019

Name of the Mutual Fund Baroda Mutual FundTotal Number of Folios 389108

Complaint code

Type of complaint#

(a) No. of complaints

pending at the beginning of

the year

Action on (a) and (b)(b) No of

complaints received

during the year

Resolved

Non Actionable*

Pending

vikshit.shah

Typewritten Text

ANNEXURE – I INVESTOR COMPLAINTS DURING FY 2018-19

III AWrong switch between Schemes

- - - - - - - - - - -

III BUnauthorized switch between Schemes

- - - - - - - - - - -

III CDeviation from Scheme attributes

- - - - - - - - - - -

III DWrong or excess charges/load

- - - - - - - - - - -

III ENon updation of changes viz. address, PAN, bank details, nomination, etc

- 2 2 - - - - - - - -

IV Others ** - 10 10 - - - - - -

VSIP / SWP / STP Related Queries

- 50 50 - - - - - - - -

TOTAL - 166 164 2 - - - - - - -

# including against its authorized persons/ distributors/ employees. etc.*Non actionable means the complaint that are incomplete / outside the scope of the mutual fund** If others include a type of complaint which is more than 10% of overall complaint, provide that reason separatelyExample : Complaint number from I A to III E is 1000 and Others alone is 500 and transmission linked complaints (within others) are 200 then provide Transmission as separate reason (V) along with all other parameters

1 Proxy Voting Policy

PROXY VOTING POLICY

1. Overview

As per the SEBI circular, SEBI/IMD/CIR No.18/198647/2010, dated March 15, 2010, on the role of mutual funds in the Corporate Governance of listed companies, AMCs shall disclose their general policies and procedures for exercising the voting rights in respect of shares held by them on their website as well as in the annual report distributed to the unit holders under the schemes of the mutual fund run by them.

Further, AMCs are also required to disclose on their website as well as in the annual report distributed to the unit holders under the schemes of the mutual fund run by them, the actual exercise of their proxy votes in the Annual General Meetings (“AGM”) / Extraordinary General Meetings (“EGM”) of the investee companies in respect of the following matters:

• Corporate governance matters, including changes in the state of incorporation, mergerand other corporate restructuring, and anti takeover provisions.

• Changes to capital structure, including increases and decreases of capital andpreferred stock issuances.

• Stock option plans and other management compensation issues;• Social and corporate responsibility issues.• Appointment and Removal of Directors.• Any other issue that may affect the interest of the shareholders in general and interest

of the unit-holders in particular.

This Policy has been drafted keeping in mind the aforesaid SEBI guidelines. Accordingly, Baroda Asset Management India Limited (“AMC”) owes to each of its clients, duties of care and loyalty with respect to proxy voting. The AMC’s sole concern in voting, at general meetings is the promotion of investors’ best interest and protecting value by playing a responsible role in evaluating corporate governance in the companies invested.

• To satisfy this duty, the AMC shall, in all instances, cast the proxy votes in a mannerconsistent with the best interest of its investors and will place the investor’s interestsahead of its own, bearing in mind, where applicable, the objectives and strategies ofthe schemes of Baroda Mutual Fund (“Fund”). Special consideration shall be given toissues relating to Ethics It shall endeavour to vote all proxies presented in a timelymanner.

• This Policy is designed to complement the AMC’s investment policies and proceduresregarding its general responsibility to monitor the performance and/or corporate eventsof companies that are issuers of securities held in schemes managed by the AMC. ThisPolicy summarizes the AMC’s position on a number of issues solicited by underlyingheld companies.

• This Policy seeks to monitor voting, exception votes, and review of conflicts of interestand ensure that case-by-case votes are handled within the best interest of investors.

2. Proxy Voting policies

The foremost concern of the AMC in voting proxies is the economic effect of the proposal on the value of portfolio holdings, considering both the short and long term impact. To this end, the consistency of the vote shall be also evaluated on the basis of a cost-benefit analysis, duly considering the economic costs that the voting procedure generates against its marginal weight on the overall vote. Should the analysis outline a negative cost-benefit ratio, a non-voting decision could be considered, duly supported by explanatory documentation. In many instances, the AMC may believe that supporting the company’s strategy and voting “for” managementproposals help build portfolio value. In other cases, however, proposals set forth by the management may have a negative effect on that value, while some shareholder proposals may hold the best prospects for enhancing it. The AMC will monitor developments in the proxy voting arena and will revise this policy as and when needed.

vikshit.shah

Typewritten Text

ANNEXURE - II


The AMC will try to actively participate and vote, directly or through proxy voting services, all proxies in all managed funds, at least for all publicly traded companies.

The Board of Trustees of the Fund has authorised the AMC to participate and exercise voting rights in respect of shares held by the schemes of the Fund. The AMC may appoint any of its senior executives or any other person or company or entities to exercise voting rights in respect of the shares held by the schemes of the Fund, as per the instructions issued by the AMC. The AMC may, as mentioned earlier, also use the services of a proxy voting services agency to exercise voting rights, on such terms and conditions as the Voting Committee deems fit and in terms of all applicable guidelines and/or dictates of SEBI in this behalf.

To this end, the AMC has established proxy voting procedures for identifying and reviewing conflicts of interest that may arise in the voting of proxies.

3. General Guiding Principles for Exercise of Votes

In deciding whether to vote for or against a proposal or to abstain from voting on the proposal, the AMC will be guided by the following fundamental principles. Where the information that the AMC has or is able to gather on the proposal is insufficient and/or not meaningful enough to arrive at a decision, the AMC will abstain from voting on that proposal. Where the AMC has adequate and meaningful information regarding a proposal that, the AMC believes, would stand the test of being regarded as adequate and meaningful for an entity not associated with the company concerned to arrive at a decision, the AMC will exercise its vote on such proposal. Such vote may be for or against the proposal, and this decision will be guided by the facts of the proposal, in particular, the reason(s), explicit or otherwise, necessitating the proposal, as is/are available to the AMC, and the consequences that the AMC believes the implementation of the proposal will have from the perspective of impact on the schemes and, therefore, unit holders of the Fund.

4. Proxy Voting Procedures

4.1 Proxy Voting Service

The AMC may engage, through specific written agreements, independent proxy voting services to assist in the voting of proxies. The proxy voting service will work with custodians to ensure that all proxy materials are received by the custodians and are processed in a timely manner. Proxy voting services must vote all proxies in accordance with the proxy voting policies established by the AMC. Proxy voting services will refer proxy questions to the Voting Committee, for instructions under circumstances where: (1) the application of the proxy voting guidelines is unclear; (2) a particular proxy question is not covered by the guidelines; or (3) the guidelines call for specific instructions on a case-by-case basis. Proxy voting services are also requested to call to the Voting Committee's attention specific proxy questions that, while governed by a guideline, appear to involve unusual or controversial issues.

4.2 Voting Committee

The members of the Voting Committee include the Chief Executive Officer, Chief Operating Officer, Chief Investment Officer, members from the Investment/Fund Management team and the Compliance Officer (CO).

The Voting Committee is responsible for developing, evaluating, and changing (when necessary) the Proxy Voting Policies and Procedures. The Committee shall at least annually evaluate and review policies and procedures and the services of third-party proxy voting services, if opted by the AMC. In addition, the Committee will meet as may be necessary.

4.3 Conflicts of Interest


A conflict of interest occurs when the interest of the AMC interferes with the investor’s interest.

Occasionally, the AMC may have a conflict that can affect how it votes proxies. The conflict may be actual or perceived and may exist when the matter to be voted on concerns:

• An affiliate of the AMC such as another company belonging to a group company of Bank ofBaroda;

• An issuer of a security for which Bank of Baroda, acts as a sponsor, advisor, manager,custodian, distributor, underwriter, broker, or other similar capacity;

• A person with whom the AMC (or any affiliate) has an existing, material contract orbusiness relationship that was not entered into in the ordinary course of the AMC’sbusiness.

In general, when a conflict of interest is present, the AMC will vote according to the recommendation of the Voting Committee (only where such recommendation would not go against the unit holders’ interest or where the conflict is deemed to be immaterial). When making the final determination as to how to vote a proxy, the Voting Committee shall review the report from the Investment team and the Conflicts of Interest Report, if any, issued by the Compliance Department.

Any person involved in the proxy voting process with knowledge of any apparent or actual conflict of interest must disclose such conflict to the Voting Committee and the Compliance Department. The Compliance Department will review each item referred to the AMC to determine whether an actual or potential conflict of interest with the AMC exists in connection with the proposal(s) to be voted upon.

4.4 Principles for Responsible Investment

The AMC shall be guided by the following broad principles for responsible investment :

➢ It is advisable to support shareholders’ social, workforce and environmental proposalsthat create good corporate citizens and improve the company’s public image.

➢ It is advisable to abstain on proposals calling for greater disclosure of corporate activities with regard to social issues. “Social issues” may generally be described as shareholders’ proposals for a company to:

o Conduct studies regarding certain issues of public concern and interests;o Study the feasibility of the company taking certain actions with regard to such

issues oro Take specific actions, including ceasing certain behavior and adopting

company standards and principles in relation to issues of public concern andinterest

➢ It is advisable to vote against proposals calling for radical and drastic changes in the company’s business or activity that the AMC believes to destroy the value

➢ It is advisable to vote against proposals with regard to political and charitable contributions, believing that management should control the routine disbursement of funds.

It is advisable to vote for:

• Board Diversity: proposals asking the board to take additional measures to ensure thatmore women and minorities are considered for nomination, or otherwise commit to apolicy of board inclusiveness;

• Equal employment opportunities;• Human Rights: proposals asking companies to adopt codes of conduct addressing

global labour and human rights practices, to establish credible monitoring programsand to publicly report on these efforts;

• Tobacco Sales restrictions on children;• Investing in clean / renewable energy: proposals seeking the preparation of a report on


a company‘s activities related the development of renewable energy sources.

4.5 Securities Lending

The AMC shall reserve voting rights and all lent securities, if any, shall be made available to be voted. The AMC shall vote for lent securities as per the prescribed guidelines, since the concerned schemes are owners of the lent securities.

4.6 Record Keeping

The Voting Committee shall ensure that the custodian: • Retain a copy of the proxy statement received (if any);• Retain a record of the vote cast;• Prepare any other form as may be required by the local laws or regulations, and• Is able to promptly provide the AMC with a copy of the voting record upon its request.

The Voting Committee shall ensure that for those votes that may require additional documentation (i.e. conflicts of interest, exception votes and case-by-case votes) the following records are maintained:

• A copy of any document created by the AMC that was material in making the decision onhow to vote the subject proxy; and

• A copy of any conflict notice, conflict consent or any other written communication (includingemails or other electronic communications) to or from the client regarding the subject proxyvote cast by, or the vote recommendation of the AMC.

The AMC shall maintain the above records for a period not less than eight (8) years.

4.7 Disclosure

The AMC will disclose on its website as well as in the annual report distributed to the unit holders under the schemes of the Fund, the actual exercise of their proxy votes in the AGMs / EGMs of the investee companies. The formats are given in Annex A.

4.8 Review of Policy

This policy will be reviewed by the Voting Committee at least once in a year and as and when deemed necessary.


Annex A – Formats (i) Format for disclosure of vote cast by Mutual Funds - during an individual quarter

Details of Votes cast during the quarter ended __, of the Financial year __-__

Meeting Date

Company Name

Type of meetings

(AGM/EGM)

Proposal by Management

or Shareholder

Proposal's description

Investee company’s Management

Recommendation

Vote (For/ Against/ Abstain)

Reason supporting the vote decision

(ii) Format for disclosure of voting by Mutual Funds/AMCs during a financial year Details of Votes cast during the Financial year __-__

Quarter Meeting Date

Company Name

Type of meetings

(AGM/EGM)

Proposal by Management

or Shareholder

Proposal's description

Investee company’s Management

Recommendation

Vote (For/ Against/ Abstain)

Reason supporting the vote decision

(iii) Format of providing the summary of proxy votes cast by Mutual Funds/AMCs across all the investee companies Summary of Votes cast during the F.Y. ___-___

F.Y. Quarter Total no. of resolutions

Break-up of Vote decision

For Against Abstained

ANNEXURE III

Format of providing the summary of proxy votes cast by Mutual Funds/AMCs across all the

investee companies

Summary of votes cast during the F.Y. 2018-19

F.Y. Quarter Total no. of

Resolutions

Break-up of Vote decision

For Against Abstained

2018-2019 Apr- Jun, 2018 157 148 9 -

2018-2019 Jul-Sept 2018 653 631 21 1

2018-2019 Oct-Dec 2018 36 32 4 -

2018-2019 Jan-Mar 2019 62 59 2 1

1

2345

6

7

891011

12

1314151617

18

1920

21

22

2324

25

26

27

28293031

32

33

34353637

A B C D E F G H I

Quarter Meeting DateCompany Name Type of meeProposal byProposal's description

Investee company’s Management Recommendatio

Vote (For/ Against/ Abstain) Reason supporting the vote decision

Apr-Jun,201803-Apr-18 NBCC (INDIA) LTD(X NATIONAAL INRPB M Approval for splitting of company Equity shares of Rs 2 each into two equity shares of face value Rs 1 For FOR To improve liquidity of equity shares.Apr-Jun,201803-Apr-18 NBCC (INDIA) LTD(X NATIONAAL INRPB M Approval to amend the capital clause in the memorandum of association of the company. For FOR Business purpose.Apr-Jun,201824-Apr-18 KARUR VYSYA BANK INR2 PB M To Approve the karur Vysya Bank Employees Stock Option Scheme 2018. For FOR Employee incentive scheme

Apr-Jun,201802-May-18 SUNDARAM FASTNER LTD PB MChange in designation of Ms Arathi Krishna,Joint Managing Director as Managing Director,effective, April 20,2018. For FOR

Change in designation other terms remains the same

Apr-Jun,201802-May-18 SUNDARAM FASTNER LTD PB MChange in designation of Ms Arundathi Krishna, Deputy Managing Director as Joint Managing Director, effective, April 20, 2018. For FOR

Change in designation other terms remains the same

Apr-Jun,201802-May-18 SUNDARAM FASTNER LTD PB MApproval of the appointment of Sri S Mahalingam as a Non Executive Independent Director for a period of five years effective, January 30, 2018. For FOR

He is ex-CFO of TCS and has wide experience

Apr-Jun,201802-May-18 SUNDARAM FASTNER LTD PB M Amendments to the Articles of Association of the Company. For FOR In line with Company ActApr-Jun,201809-May-18 ABB INDIA LTD(EX ABB LIMITED AGM M Adoption of Financial Statements and Reports of the Board of Directors and the Auditors thereon. For FOR Normal businessApr-Jun,201809-May-18 ABB INDIA LTD(EX ABB LIMITED AGM M Declaration of Dividend. For FOR Normal business

Apr-Jun,201809-May-18 ABB INDIA LTD(EX ABB LIMITED AGM MRatification of appointment of Statutory Auditors and to authorize the Board of Directors to determine their remuneration. For FOR Normal business

Apr-Jun,201809-May-18 ABB INDIA LTD(EX ABB LIMITED AGM M Appointment of Mr.Jean-Christophe Deslarzes as a Director. For FOR

He is a Swiss citizen, has been Chief Human Resources officer and member of the Executive Committee of ABB Ltd, Switzerland since Novemebr 2013, based in

Apr-Jun,201809-May-18 ABB INDIA LTD(EX ABB LIMITED AGM M Approval of remuneration to the Cost Auditor of the Company for Financial Year 2018. For FOR Normal businessApr-Jun,201809-May-18 BHARTI AIRTEL LTD-INR 5 PB M Issue of unsecured/secured redeemable Non-Convertible Debentures/Bonds by way of Private For FOR Fund raising for Business purposeApr-Jun,201810-May-18 NESTLE INDIA LTD AGM M Adoption of Financial Statements for the year ended 31 December,2017. For FOR Normal businessApr-Jun,201810-May-18 NESTLE INDIA LTD AGM M Confirm payment of three interim dividends and declare final dividend for the year 2017. For FOR Normal business

Apr-Jun,201810-May-18 NESTLE INDIA LTD AGM MTo appoint a Director in place of Mr.Shobinder Duggal,who retires by rotation and, being eligible, offers himself for re-appointment. For FOR Attended all Board Meetings

Apr-Jun,201810-May-18 NESTLE INDIA LTD AGM MRatification of appointment of M/s.B S R And Co. LLP, Chartered Accountants as Auditors and fixing their remunerations. For FOR Normal business

Apr-Jun,201810-May-18 NESTLE INDIA LTD AGM M Ratification of remuneration of ms Ramanath Iyer and Co.,Cost Auditors. For FOR Normal business

Apr-Jun,201810-May-18 NESTLE INDIA LTD AGM MSpecial Resolution for the re-appointment of Dr.Swati Ajay Piramal as an Independent Non-Executive Director for another term of five consecutive years w.e.f.1 April, 2019. For FOR Attended more than 75% Board Meetings

Apr-Jun,201810-May-18 NESTLE INDIA LTD AGM MSpecial Resolution for payment of remuneration under Section 197 of the Companies Act, 2013 to the on-executive director,for a period of five financial years commencing from 1 January, 2019. For FOR In line with Company Act

Apr-Jun,201818-May-18 SUPREME INDUSTRIES LTD PB MTo approve a related party transaction involving the proposed sale of the Automotive Component manufacturing facility situated at Khushkhera, Rajasthan. For FOR It is on arm length basis

Apr-Jun,201826-May-18 TATA CONSULTANCY SERVICES PB M Issue of Bonus Shares. For FOR Investors' friendly measure

Apr-Jun,201829-May-18 SADBHAV.ENGINEERING LTD PB M To approve Related Party Transactions. For FORIt is in the nature of ordinary course of business and at arm length basis

Apr-Jun,201829-May-18 SADBHAV.ENGINEERING LTD PB MIssue of Secured/Unsecured Non-Convertible Debentures and/or other Debt Securities on private placement basis. For FOR Fund raising for Business purpose

Apr-Jun,201801-Jun-18 SUN PHARMACEUTICAL INDUSTRIES CRT MScheme of Arrangement among Sun Pharma Global FZE and Sun Pharmaceutical Industries Limited and their respective members and creditors For FOR Scheme of arrangement

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM MAdoption of the audited fi nancial statements for the fi nancial year ended March 31, 2018 together with the Reports of the Auditors and Directors thereon For FOR Normal business

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Declaration of dividend on Equity Shares For FOR Normal businessApr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Ratification of the appointment of Statutory Auditors For FOR Normal businessApr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Appointment of Mr. Jamal Pradhan as a non-executive Director liable to retire by rotation For FOR Attneded more than 75% Board Meetings

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Appointment of Mr. Iqbal Khan as a non-executive Director liable to retire by rotation For FORAttneded more than 75% Board Meetings during his tenor

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Appointment of Mr. Ashok Barat as Independent Director For FOR

He is a Chartered Accountant. He has held responsible position in various Indian and multinational organisations, both in India and overseas such as Unilever Group, RPG Group, Pepsi, Electrolux etc.

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM MRe-appointment of Mr. Nasser Munjee as the Non-Executive (Part-time) Chairman of the Bank and payment of Honorarium to him For FOR Atteneded 75% Board Meetings

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Re-appointment of Mr. Murali M. Natrajan as Managing Director & CEO For FOR Attended all Board MeetingsApr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Raising of Funds by issue of bonds/ debentures/ securities on Private Placement basis For FOR Fund raising for Business purposeApr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Increase in Borrowing Powers For FOR Fund raising for Business purpose

Details of Votes cast during the Financial year 2018-2019

1

2

A B C D E F G H I





38394041

424344

45464748

49

50

51

52

53

5455

56

5758

59

6061626364

65

66

67

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM M Amendments in the Object Clause of the Memorandum of Association of the Bank For FOR In line with Companies Act 2013Apr-Jun,201805-Jun-18 SHRIRAM TRANSPORT FIN PB M Issue of Debentures on Private Placement Basis. For FOR Fund raising for Business purposeApr-Jun,201805-Jun-18 SHRIRAM TRANSPORT FIN PB M Enhancement of limits of borrowing by the Board For FOR Fund raising for Business purposeApr-Jun,201805-Jun-18 SHRIRAM TRANSPORT FIN PB M Enhancement of limits for creation of security by the Board in connection with borrowing For FOR Fund raising for Business purpose

Apr-Jun,201809-Jun-18 EMAMI LTD-INR 1 PB MIncrease in Authorised Share Capital and consequent amendment to Memorandum of Association of the Company For FOR Increase in share capital

Apr-Jun,201809-Jun-18 EMAMI LTD-INR 1 PB M Issue of Bonus Shares For FOR Investors' friendly measure.Apr-Jun,201809-Jun-18 EMAMI LTD-INR 1 PB M Payment of Commission to the Non-Executive Directors including Independent Directors For FOR In line with company Act

Apr-Jun,201812-Jun-18 CONTAINER CORP.OF INDIA PB MApproval for sub-division of Companys one Equity Share of Rs.10/-(Rupees ten) each into two Equity Shares of face value of Rs.5/- (Rupees five) each For FOR Improve liquidity

Apr-Jun,201812-Jun-18 CONTAINER CORP.OF INDIA PB M Approval to Amend the Capital Clause in the Memorandum of Association of the Company For FOR Increase in share capitalApr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM M Adoption of standalone and consolidated financial statement for the year ended March 31, 2018 For FOR Normal businessApr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM M Approval of dividend on equity shares For FOR Normal business

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MAppoint a director in place of Mr. Ajai Kumar (DIN: 02446976), who retires by rotation and being eligible, offers himself for re-appointment For FOR Attended all Board Meetings

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MRatification of appointment of M/s. B. S. R. & Co. LLP., Chartered Accountants (Registration No. 101248W/W-100022) as Statutory Auditors and fixation of remuneration thereof For FOR Normal business

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MApproval for Appointment of Mr. Subhash Chander Kalia (DIN:00075644) as a Director, liable to retire by rotation For FOR

He has rich experience of over 38 years in the Banking Industry holding key position in India and abroad. Previously he has served as an Executive Director of Vijaya Bank and Union Bank of India

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MApproval for Appointment of Mr. Rentala Chandrashekhar (DIN: 01312412) as an Independent Director of the Bank For FOR

He has extensive experience in IT and Telecom sectors. He has also been the Secretary to Government of India for Electronics and IT as well as Chairman of the Telecom Commission of India.

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MApproval for Appointment of Dr. Pratima Sheorey (DIN: 08120130) as an Independent Director of the Bank. For FOR

She is a Ph.D in Marketing and is an MBA ( Marketing) from Pune University. She has over 21 years of experience in Academics ( Marketing), Consumer behaviour, Market Research, Training and Customer insight mapping.

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MApproval for re-appointment of Mr. Rana Kapoor (DIN: 00320702), MD&CEO of the Bank and to approve the revisions in remuneration For FOR Attended all Board Meetings

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM M Approval for increase in the borrowing limits from Rs. 70,000 Crores to Rs. 110,000 Crores For FOR Fund raising for Business purpose

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MApproval for borrowing/ raising funds in Indian/ foreign currency by issue of debt securities upto Rs. 30,000 Crore (the NCDs) to eligible investors on private placement basis For FOR Fund raising for Business purpose

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM M

Approval for raising of capital upto USD 1 Billion by issue of shares or convertible securities in one or more tranches provided however that the aggregate amount raised shall not result in increase of the issued and subscribed equity share capital of the Bank by more than 10% of the then issued and subscribed equity shares of the Bank For FOR Equity Capitalisation

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM M Approval of Employee Stock Option Scheme of the Bank i.e. YBL ESOS - 2018 For FOR Employee Incentive scheme

Apr-Jun,201812-Jun-18 YES BANK LTD INR 2 AGM MApproval for extending the benefits of Employee Stock Option Scheme of the Bank to the eligible Employees of the Subsidiary Companies of the Bank For FOR Employee Incentive scheme

Apr-Jun,201813-Jun-18 JUBILANT FOODWORKS LTD PB MIncrease in the Authorized Share Capital of the Company and consequential alteration to Clause V of the Memorandum of Association of the Company For FOR Increase in share capital

Apr-Jun,201813-Jun-18 JUBILANT FOODWORKS LTD PB M Issue of Bonus Shares For FOR Investors' friendly measure.Apr-Jun,201814-Jun-18 MAH N MAH FIN SER INR 2 PB M To approve Borrowing limits of the Company and creation of charge on the assets of the Company For FOR Fund raising for Business purposeApr-Jun,201814-Jun-18 MAH N MAH FIN SER INR 2 PB M Private Placement of Non-Convertible Debentures including Subordinated Debentures For FOR Fund raising for Business purposeApr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM M Adoption of accounts For FOR Normal business

Apr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM MTo confirm the payment of Interim Dividends on Equity Shares and to declare a Final Dividend on Equity Shares for the financial year 2017 18 For FOR Normal business

Apr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM MTo appoint a Director in place of Mr N Chandrasekaran who retires by rotation and being eligible offers himself for re appointment For FOR Attended all Board Meetings

Apr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM MRatify the appointment of B S R and Co LLP Chartered Accountants as Auditors of the Company to hold office from the conclusion of this Annual General Meeting For FOR Normal business

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969798

Apr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM M Appointment of Ms. Aarthi Subramanian as a Director For FOR Attended all Board MeetingsApr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM M Appointment of Dr. Pradeep Kumar Khosla as an Independent Director For FOR Attended all Board Meetings during his tenorApr-Jun,201815-Jun-18 TATA CONSULTANCY SERVICES LTD AGM M Appointment of Branch Auditors For FOR Normal businessApr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM M Adoption of financial Accounts. For FOR Normal business

Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MAppointment of Director in place of Shri Rajiv Anand who retires by rotation and being eligible,has offered himself for re-appointment. For FOR Attended all Board Meetings

Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MAppointment of Director in place of Shri Rajesh Dahiya,who retires by rotation and being eligible,has offered himself for re-appointment. For FOR Attended all Board Meetings

Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM M

Appointment of Ms.Haribhakti And Co. LLP, Chartered Accountants,Mumbai,as the Statutory Auditors of the Bank and to hold office as such from theconclusion of 24th Annual General Meeting until the conclusion of 28th Annual General Meeting and payment of remuneration as may be decided by the Audit Committee of the Board. For FOR Normal business

Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MAppointment of Shri Stephen Pagliuca as the Non Executive Director of the Bank, for a period of 4 consecutive years,w.e.f.19th December 2017. For FOR Attended all Board Meetings during his tenor

Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MIncrease in the borrowing limits of the Bank upto 200,000 crore, under Section 180 (1)(c) of the Companies Act, 2013. For FOR Fund raising for Business purpose


Borrowing/Raising funds in Indian Currency/Foreign Currency by issue of Debt Securities including but not limited to long term bonds, green bonds, masala bonds,non-convertible debentures,perpetual debt instruments and Tier II capital bonds or such other ebt securities as may be permitted under the RBI guidelines,from time to time, on a private placement basis, for an amount of upto 35,000 crore,during a period of one year,from the date ofpassing of this Resolution. For FOR Fund raising for Business purpose

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM M Adoption of financial accounts. For FOR Normal business

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM MTo declare a normal dividend of 2.60 Rs per Equity Share of the nominal value of 1 each for the year ended 31st March,2018. For FOR Normal business

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM MTo appoint a Director in place of Mr. Masaru Tanaka,who retires by rotation and being eligible, offers himself for re appointment. For FOR Attended more than 75% Board Meetings

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM MTo appoint a Director in place of Mr.Hidenori Furukawa, who retires by rotation and being eligible, offers himself for re appointment. For FOR Attended more than 75% Board Meetings

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM M

Appointment Of B S R And Co. LLP, Chartered Accountants,as Auditors of the Company, to hold office from the conclusion of this meeting until the conclusion of the next Annual General Meeting of the Company. For FOR Normal business

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM M Payment of remuneration to Cost Auditors. For FOR Normal business

Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM M Appointment of Mr Anuj Jain as Whole time Director. For FORHe has a varied experience of 27 years and he is working with the company since 4

Apr-Jun,201823-Jun-18 INFOSYS LIMITED (EX INFOSYS TECHAGM M Adoption of financial statements For FOR Normal businessApr-Jun,201823-Jun-18 INFOSYS LIMITED (EX INFOSYS TECHAGM M Declaration of dividend For FOR Normal business

Apr-Jun,201823-Jun-18 INFOSYS LIMITED (EX INFOSYS TECHAGM M Appointment of U B Pravin Rao as a director liable to retire by rotation For FORHe is COO of the company. He attended more than 75% of Board Meetings

Apr-Jun,201823-Jun-18 INFOSYS LIMITED (EX INFOSYS TECHAGM M Ratification of appointment of auditors For FOR Normal business

Apr-Jun,201826-Jun-18 ASIAN PAINTS LTD INR 1 AGM MAdoption of financial statements of the Company for the financial year ended 31st March, 2018 together with the reports of the Board of Directors and Auditors thereon. For FOR Normal business

Apr-Jun,201826-Jun-18 ASIAN PAINTS LTD INR 1 AGM M Declaration of dividend on equity shares for the financial year ended 31st March,2018. For FOR Normal businessApr-Jun,201826-Jun-18 ASIAN PAINTS LTD INR 1 AGM M Re appointment of Mr.Ashwin Choksi as a Non Executive Director of the Company. For FOR Attended all Board MeetingsApr-Jun,201826-Jun-18 ASIAN PAINTS LTD INR 1 AGM M Re appointment of Mr.Ashwin Dani as a Non-Executive Director of the Company. For FOR Attended all Board Meetings

Apr-Jun,201826-Jun-18 ASIAN PAINTS LTD INR 1 AGM MRatification of remuneration payable to M/s.RA And Co.,Cost Accountants,Cost Auditors, of the Company for the financial year ending 31st March,2019. For FOR Normal business

Apr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M To receive consider and adopt the audited standalone financial statements For FOR Normal businessApr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M Declaration of Dividend of Rs.2 per equity share for the financial year ended March 31 2018 For FOR Normal business

Apr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM MAppoint a director in place of Dr Anand Agarwal who retires by rotation and being eligible offers himself for reappointment For FOR Attended all Board Meetings

Apr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M To ratify the appointment of Statutory Auditors and to fix their remuneration For FOR Normal businessApr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M To appoint Mr Sandip Das as an Independent Director For FOR Attended all Board Meetings during his tenor

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Apr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M To appoint Ms Kumud Srinivasan as an Independent Director For FOR

She is graduate in Economics from Calcutta University and followed this up with an MLS, School of Information Studies, Syracuse University before pursuing a doctoral programme at the school of Information Studies, Syracuse University

Apr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M Approve the remuneration of the Cost Auditors For FOR Normal businessApr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M To offer or invite for subscription of Non-Convertible Debentures on private placement basis For FOR Raising Fund for business PurposeApr-Jun,201826-Jun-18 STERLITE TECHNO. LTD-INR 2 AGM M Raising of the funds through Qualified Institutional Placement with rights of conversion For FOR Raising Fund for business PurposeApr-Jun,201827-Jun-18 UJJIVAN FINANCIAL SERV AGM M Adoption of Financial Statements. For FOR Normal businessApr-Jun,201827-Jun-18 UJJIVAN FINANCIAL SERV AGM M Declaration of Dividend. For FOR Normal business

Apr-Jun,201827-Jun-18 UJJIVAN FINANCIAL SERV AGM M

To approve the appointment of Mr.Ittira Davis as the Managing Director and Chief Executive of the Company for a period of 3 years w.e.f July 01, 2018 subject to the approval of the Reserve Bank of India. For FOR

He is currently COO of Ujjivan Small Finance Bank Ltd ( the wholly owned subsidiary of the company).. He is an international banker with over 36 years of Corporate and Investment Banking experience having worked extensively in the

Apr-Jun,201827-Jun-18 UJJIVAN FINANCIAL SERV AGM MCancellation of Options which are lapsed and valid under existing ESOP Schemes and approval for adding back the cancelled options to the ESOP 2015 Pool. For FOR Normal business

Apr-Jun,201827-Jun-18 UJJIVAN FINANCIAL SERV AGM MGrant of Stock Options to the Employees of the wholly owned subsidiary Ujjivan Small Finance Bank Limited under ESOP Scheme 2015. For FOR Employee Incentive scheme

Apr-Jun,201827-Jun-18 UNION BANK OF INDIA AGM M Adoption of financial accounts. For FOR Normal businessApr-Jun,201827-Jun-18 UNION BANK OF INDIA AGM M To raise Capital through FPO/Rights/QIP/Preferential allotment etc. For FOR Capitalisation of BalancesheetApr-Jun,201828-Jun-18 INDIAN.BANK AGM M Adoption of financial accounts. For FOR Normal businessApr-Jun,201828-Jun-18 INDIAN.BANK AGM M To declare dividend for the year ended March 31,2018. For FOR Normal businessApr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM M Adoption of accounts For FOR Normal businessApr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM M To declare a final dividend of Rs. 1.50 per equity share for the financial year 2017-18 For FOR Normal business

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM MTo appoint a Director in place of Mr. Rituraj Kishore Sinha (DIN: 00477256), who retires by rotation and, being eligible, offers himself for re-appointment For FOR Attended more than 75% Board Meetings

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM M Ratification of Appointment of Auditors For FOR Normal business

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM MAppointment of Mr. Rajan Krishnanath Medhekar (DIN: 07940253) as an Independent Director of the Company For FOR Attended all Board Meeting during his tenor

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM M Appointment of Mrs. Renu Mattoo (DIN: 08050374) as an Independent Director of the Company For FOR Attended all Board Meeting during his tenorApr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM M Revision in the remuneration of Mr. Ravindra Kishore Sinha (DIN:00945635), Chairman of the For FOR In line with industry

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM MRevision in the remuneration of Mr. Rituraj Kishore Sinha (DIN: 00477256), Managing Director of the Company For FOR In line with industry

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM M Revision in the remuneration of Mr. Arvind Kumar Prasad (DIN:02865273), Director Finance of the For FOR In line with industryApr-Jun,201828-Jun-18 STATE BANK OF INDIA INR 1 AGM M Adoption of Financial statements and statutory reports For FOR Normal business

Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM MAdoption of the audited nancial statements (standalone and consolidated) for the year ended March 31, 2018 and reports of the Board of Directors andAuditors thereon For FOR Normal business

Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM M Declaration of Dividend on equity shares For FOR Normal business

Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM MAppointment of Director in place of Mr. Keki Mistry (DIN 00008886), who retires by rotation and being eligible, offers himself for re-appointment For FOR Attended 75% of Board Meetings

Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM M Appointment of Statutory Auditors and fixing of their remuneration For FOR Normal business

Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM M Approval of related party transactions with HDFC Limited pursuant to applicable provisions For FOR

Transactions are in the ordinary course of business of the Bank and on an arm's length basis.

Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM MApproval of related party transactions with HDB Financial Services Limited pursuant to applicable provisions For FOR


Apr-Jun,201829-Jun-18 HDFC BANK LTD.EQ INR 2 AGM M Raising of additional capital For FORCapitalisation of Balance sheet for business growth

Apr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM MAdoption of Financial Statements together with the Reports of Board of Directors and Auditors thereon for the financial year ended 31st March,2018. For FOR Normal business

Apr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM M Confirmation of interim dividend and declaration of final dividend. For FOR Normal businessApr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM M Re appointment of Mr.Pradeep Banerjee as Director. For FOR Attended all Board MeetingApr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM M Re appointment of Mr.Dev Bajpai as Director. For FOR Attended all Board Meeting

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171

Apr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM M Re appointment of Mr.Srinivas Phatak as Director. For FOR Attended all Board Meeting during his tenorApr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM M Re appointment of Mr.Sanjiv Mehta as Managing Director & CEO for a further period of five years. For FOR Attended all Board Meeting

Apr-Jun,201829-Jun-18 HINDUSTAN UNILEVER(EX-HINDUSTAAGM MRatification of the remuneration of M/s.RA And Co,Cost Accountants for the financial year ending 31st March,2019. For FOR Normal business

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM M Adoption of accounts For FOR Normal business

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM M

To declare final dividend on Equity Shares for the Financial Year ended 31st March, 2018 and to confirm the payment of interim dividend on Equity Shares considered & approved by the Board of Directors of the Company. (Ordinary Resolution) For FOR Normal business

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM MTo appoint a Director in place of Shri B.L. Taparia (Director Identification No. 00112438), who retires by rotation and being eligible, offers himself for reappointment. (Ordinary Resolution) For FOR Attended all Board Meeting

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM M Ratification of appointment of Statutory Auditors. (Ordinary resolution) For FOR Normal businessApr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM M Appointment of Branch Auditors. (Ordinary Resolution) For FOR Normal business

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM MTo approve re-appointment and remuneration of Shri M.P. Taparia (Director Identification No. 00112461) as a Managing Director of the Company. (Special Resolution) For FOR

Attended all Board Meeting . In line with industry benchmark

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM MTo approve re-appointment and remuneration of Shri S.J. Taparia (Director Identification No. 00112513) as a Executive Director of the Company. (Special Resolution) For FOR

Attended all Board Meeting . In line with industry benchmark

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM MTo approve re-appointment and remuneration of Shri V.K. Taparia (Director Identification No. 00112567) as a Executive Director of the Company. (Ordinary Resolution) For FOR Attended all Board Meeting

Apr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM M To approve payment of Commission to Non-Executive Directors. (Ordinary Resolution) For FOR In line with company ActApr-Jun,201829-Jun-18 SUPREME INDUSTRIES LTD AGM M Ratification of remuneration of Cost Auditors. (Ordinary Resolution) For FOR Normal businessApr-Jun,201829-Jun-18 V-MART RETAIL LTD AGM M Adoption Of Financial Accounts. For FOR Normal businessApr-Jun,201829-Jun-18 V-MART RETAIL LTD AGM M To declare a dividend at the rate of Rs 2 per equity share for the financial year 2017 18. For FOR Normal business

Apr-Jun,201829-Jun-18 V-MART RETAIL LTD AGM MTo appoint a Director in place of Mr.Madam Gopal Agarwal,who retires by rotation and being eligible,offers himself for re appointment. For FOR Attended all Board Meeting

Apr-Jun,201829-Jun-18 V-MART RETAIL LTD AGM M

To appoint Ms S.R.Batliboi And Co. LLP as the Statutory Auditors of the Company to hold the office from the conclusion of this Annual General Meeting until the conclusion of 21st Annual General Meeting of the Company and to fix their remuneration. For FOR Normal business

Apr-Jun,201829-Jun-18 V-MART RETAIL LTD AGM M To consider and approve the holding of office of place of profit by Mr.Snehal Shah For FOR

He is a part of senior Management personnel and hoding office of Sr. Vice President ( operation & Marketing

Jul-Sep,2018 01-Jul-18 CITY UNION BANK LTD. PB M Issue of Bonus Shares. For FOR Investors' Friendly measure

Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM MAudited Financial Statement for the financial year ended March 31,2018 and the Reports of the Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM MAudited Consolidated Financial Statement for the financial year ended March 31,2018 and the Report of Auditors thereon. For FOR Normal business

Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM M Declaration of dividend on equity shares. For FOR Normal businessJul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM M Appointment of Shri P. M. S. Prasad, a Director retiring by rotation. For FOR Attended all Board Meeting Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM M Appointment of Shri Nikhil.R.Meswani,a Director retiring by rotation. For FOR Attended all Board Meeting Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM M Re-appointment of Shri Mukesh.D.Ambani as Managing Director. For FOR Attended all Board Meeting Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM M Re-appointment of Shri Adil Zainulbhai as an Independent Director. For FOR Attended all Board Meeting Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM M Ratification of the remuneration of the Cost Auditors for the financial year ending March 31,2019. For FOR Normal business

Jul-Sep,2018 05-Jul-18 RELIANCE INDUSTIES LTD AGM MApproval of offer or invitation to subscribe to Redeemable Non-Convertible Debentures on private placement. For FOR Business purpose

Jul-Sep,2018 06-Jul-18 D.B. CORPORATION LTD PB M Approval for the Buyback of Equity Shares of the Company. For FOR Investors' friendly measuresJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To Adopt Financial Statements for the year ended 31st March,2018. For FOR Normal businessJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To declare dividend. For FOR Normal business

Jul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM MReappointment of retiring director, Sri Achal Kumar Gupta,who retires by rotation under section 152 of Companies Act,2013 and being eligible,offers himself for re-appointment. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To Appoint Statutory Central Auditors of the Bank and fixing their remuneration. For FOR Normal businessJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To appoint Branch Auditors in consultation with Statutory Auditors. For FOR Normal businessJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M Approval for appointment of Sri Salim Gangadharan as a Director,liable to retire by rotation. For FOR Attended all Board MeetingsJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To appoint Mr.V.J.Kurian as an Independent Director. For FOR Attended all Board Meetings during his tenorJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To appoint Dr.John Joseph Alapatt as an Independent Director. For FOR Attended all Board MeetingsJul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To appoint Mr.Francis Alapatt as an Independent Director. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM MTo pass a special resolution for exercising the borrowing powers of the Bank pursuant to Section 180(1)(c)of the Companies Act,2013. For FOR Business purpose

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Jul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM M To Augment the Paid-up Capital of the Bank by further issue of shares. For FORCapitalisation of Balance sheet for business growth

Jul-Sep,2018 11-Jul-18 SOUTH INDIAN BANK LTD AGM MTo Approve the borrowing/raising funds in Indian/foreign currency by issue of debt securities upto 500 crore on private placement basis. For FOR Business purpose

Jul-Sep,2018 12-Jul-18 CYIENT LIMITED(EX INFOTECH ENTEAGM M Adoption of Accounts For FOR Normal businessJul-Sep,2018 12-Jul-18 CYIENT LIMITED(EX INFOTECH ENTEAGM M Confirmation of first and second Interim Dividend and declaration of Final Dividend For FOR Normal businessJul-Sep,2018 12-Jul-18 CYIENT LIMITED(EX INFOTECH ENTEAGM M Re appointment of Mr BVR Mohan Reddy as Director For FOR Attended all Board MeetingsJul-Sep,2018 12-Jul-18 CYIENT LIMITED(EX INFOTECH ENTEAGM M Appointment of Auditors For FOR Normal businessJul-Sep,2018 12-Jul-18 CYIENT LIMITED(EX INFOTECH ENTEAGM M Appointment of Branch Auditors For FOR Normal business

Jul-Sep,2018 13-Jul-18 BANK OF INDIA AGM M

To discuss, approve and adopt the Audited Balance Sheet as at 31st March 2018, Profit and Loss Account of the Bank for the year ended 31st March 2018, Report of the Board of Directors on the working and activities of the Bank for the period covered by the Accounts and the Auditors Report on the Balance Sheet and Accounts For FOR Normal business

Jul-Sep,2018 14-Jul-18 BALKRISHNA INDUSTRIES LTD AGM M Adoption of accounts For FOR Normal business

Jul-Sep,2018 14-Jul-18 BALKRISHNA INDUSTRIES LTD AGM MTo confirm Interim Dividends of 325% (Rs. 6.50 per equity share) already paid for the financial year ended 31st March, 2018 and to declare the Final Dividend for the financial year ended 31st March, For FOR Normal business

Jul-Sep,2018 14-Jul-18 BALKRISHNA INDUSTRIES LTD AGM MTo appoint a Director in place of Mr. Vipul Shah (DIN: 05199526), who retires by rotation and being eligible, offers himself for re-appointment For FOR Attended all Board Meetings

Jul-Sep,2018 14-Jul-18 BALKRISHNA INDUSTRIES LTD AGM MTo appoint Mr. Pannkaj Ghadiali (DIN: 00003462) as a Independent Director for a period of five years w.e.f. 8th November, 2017 to 7th November, 2022. For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 17-Jul-18 ASHOK LEYLAND () AGM M Adoption of accounts For FOR Normal businessJul-Sep,2018 17-Jul-18 ASHOK LEYLAND () AGM M To declare a dividend for the year ended March 31, 2018. For FOR Normal business

Jul-Sep,2018 17-Jul-18 ASHOK LEYLAND () AGM MTo appoint a Director in the place of Mr. Dheeraj G Hinduja who retires by rotation and being eligible, offers himself for re-appointment For FOR Attended all Board Meetings.

Jul-Sep,2018 17-Jul-18 ASHOK LEYLAND () AGM M To ratify the Cost Auditors remuneration for the financial year 2017-18 For FOR Normal business

Jul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM M

Adoption of Audited Financial Statements of the Company on a standalone and consolidated basis for the financial year ended March 31, 2018 including the Balance Sheet, Statement of Profit & Loss and the Reports of the Auditors and Directors thereon For FOR Normal business

Jul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM MConfirmation of Dividend(s) paid on the Preference Shares by the Company during, and for the financial year ended March 31, 2018 For FOR Normal business

Jul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM M Declaration of Dividend of Rs. 2.90 per Equity Share for the financial year ended March 31, 2018 For FOR Normal businessJul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM M Re-appointment of Mr Ashok Kurien as a Director of the Company For FOR Attended more than 75% Board Meetings.Jul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM M Ratification of remuneration payable to Cost Auditor for FY 2017-18 For FOR Normal businessJul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM M Re-appointment of Mr Adesh Kumar Gupta as Independent Director for second term. For FOR Attended all Board Meetings.

Jul-Sep,2018 17-Jul-18 ZEE ENTERTAINMENT ENTERPRISES AGM MRe- appointment of Mr Amit Goenka, a Related Party to the Office of Place of Profit in an overseas subsidiary of the Company For FOR It is re-appointment

Jul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Adoption of Accounts Standalone For FOR Normal businessJul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Adoption of Accounts Consolidated For FOR Normal businessJul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Declaration of Dividend For FOR Normal businessJul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Re appointment of Mr N Chandrasekaran as Director For FOR Attended all Board Meetings.Jul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Appointment of Mr Puneet Chhatwal as Director For FOR Attended all Board Meeting during his tenorJul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Appointment of Mr Puneet Chhatwal as Managing Director and Cheif Executive Director For FOR Attended all Board Meeting during his tenorJul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Revision in the terms of remunaration of Mr Mahernosh Kapadia Executive Director Corporate For FOR In line with IndustryJul-Sep,2018 19-Jul-18 INDIAN HOTELS CO. LTD. AGM M Private Placement of Convertible Debentures For FOR Business purposeJul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM M Adoption of accounts For FOR Normal businessJul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM M Declaration of dividend on equity shares for the year ended 31st March, 2018 For FOR Normal business

Jul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM MRetirement of Dr. Shankar Acharya (DIN 00033242), who retires by rotation and does not seek re-appointment For FOR Attended more than 75% Board Meetings.

Jul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM MAppointment of Mr. Prakash Apte (DIN 00196106) as part-time Chairman of the Bank from 20th July 2018 till 31st December 2020 For FOR Attended all Board Meetings

Jul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM MApproval to issue unsecured, perpetual and/ or redeemable non-convertible debentures/bonds for an amount up to 5,000 crore. For FOR Business purpose

Jul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM M Alter and increase in the Authorised share capital of the Bank For FOR Business purposeJul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM M Substitution of Clause V of the Memorandum of Association of the Bank For FOR Internal ManagementJul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM M Alteration of Article 11 of the Articles of Association of the Bank For FOR In line with Act

Jul-Sep,2018 19-Jul-18 KOTAK MAHINDRA BANK AGM MApproval to raise funds by way of Non-Convertible Preference Shares, in one or more tranches, for an amount not exceeding Rs. 500 crore, by way of a private placement For FOR Business purpose

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Jul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM M Adoption of Accounts Standalone For FOR Normal businessJul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM M Adoption of Accounts Consolidated For FOR Normal businessJul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM M Declaration of Dividend on fully paid and partly paid Ordinary Shares for Financial Year 2017 18 For FOR Normal business

Jul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM MAppointment of Director in place of Mr N Chandrasekaran who retires by rotation and being eligible seeks re appointment For FOR Attended all Board Meetings

Jul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM M Appointment of Mr Saurabh Agrawal as a Director For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM MRe Appointment of Mr Koushik Chatterjee as Whole Time Director designated as Executive Director and Chief Financial Officer and payment of remuneration For FOR Attended all Board Meetings

Jul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM M Ratification of remuneration of Messrs Shome And Banerjee Cost Auditors of the Company For FOR Normal businessJul-Sep,2018 20-Jul-18 TATA STEEL PPD AGM M Issue of Non Convertible Debentures on private placement basis not exceeding 12 000 crore For FOR Business purposeJul-Sep,2018 25-Jul-18 CROMPTON GREAVES CONSUMER ELAGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 25-Jul-18 CROMPTON GREAVES CONSUMER ELAGM M To declare dividend on equity shares. For FOR Normal business

Jul-Sep,2018 25-Jul-18 CROMPTON GREAVES CONSUMER ELAGM MTo appoint a Director in place of Ms.Shweta Jalan who retires by rotation and being eligible offers herself for reappointment. For FOR Attended 75% of Board Meetings

Jul-Sep,2018 25-Jul-18 CROMPTON GREAVES CONSUMER ELAGM M Ratification of remuneration payable to M/s.Ashwin Solanki and Associates,Cost Auditors of the For FOR Normal business

Jul-Sep,2018 25-Jul-18 TATA ELXSI LTD AGM MAdoption of financial statements for the year ended March 31,2018 together with Directors Report and Auditors Report. For FOR Normal business

Jul-Sep,2018 25-Jul-18 TATA ELXSI LTD AGM M Declaration of dividend for the financial year 2017-18. For FOR Normal businessJul-Sep,2018 25-Jul-18 TATA ELXSI LTD AGM M Re appointment of Mr.N.G. Subramaniam as a Director of the Company,liable to retire by rotation For FOR Attended all Board MeetingsJul-Sep,2018 25-Jul-18 TATA ELXSI LTD AGM M Ratification of the re-appointment of statutory auditors. For FOR Normal businessJul-Sep,2018 26-Jul-18 BHARAT FIN INCLUSION LTD(XSKS MAGM M Adoption of financial statements of the Company and the reports of the Directors and Auditors For FOR Normal business

Jul-Sep,2018 26-Jul-18 BHARAT FIN INCLUSION LTD(XSKS MAGM MAppointment of a Director in place of Mr. Ashish Lakhanpal DIN 02410201 and being eligible offered himself for reappointment For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 26-Jul-18 BHARAT FIN INCLUSION LTD(XSKS MAGM M Ratification of appointment of BSR and Associates LLP Chartered Accountants as Statutory Auditors For FOR Normal business

Jul-Sep,2018 26-Jul-18 BHARAT FIN INCLUSION LTD(XSKS MAGM MReappointment of Mr. M. Ramachandra Rao DIN 03276291 as the Managing Director and Chief Executive Officer of the Company For FOR Attended all Board Meetings

Jul-Sep,2018 26-Jul-18 BHARAT FIN INCLUSION LTD(XSKS MAGM M Issue and allotment of Non Convertible Debentures and other debt securities on private placement For FOR Raising Fund for Business PurposeJul-Sep,2018 26-Jul-18 CANARA BANK AGM M Adoption of accounts For FOR Normal businessJul-Sep,2018 26-Jul-18 CANARA BANK AGM M Approval for raising capital not exceeding Rs. 7,000 Crore For FOR Raising Fund for Business PurposeJul-Sep,2018 26-Jul-18 CANARA BANK AGM M Issue of Shares to Employees and Whole time Directors of the Bank For FOR Employee incentive schemeJul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM M Adoption Of Financial Accounts. For FOR Normal business

Jul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM MTo confirm the interim dividend paid on equity shares and approval of final dividend for the year ended 31 March,2018. For FOR Normal business

Jul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM M Re appointment of Mr.N.Srinivasan,director retiring by rotation. For FOR Attended all Board Meetings

Jul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM MRatification of appointment of M/s.S.R.Batliboi And Associates LLP,Chartered Accountants as statutory auditors and fixing their remuneration. For FOR Normal business

Jul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM M Appointment of Mr.Ashok Kumar Barat as an independent director of the company. For FOR Attended all Board Meetings during his tenorJul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM M Appointment of Mr.M.M.Murugappan as a director liable to retire by rotation. For FOR Attended all Board Meetings during his tenorJul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM M Special resolution for approval of borrowing powers of the company. For FOR Raising Fund for Business PurposeJul-Sep,2018 26-Jul-18 CHOLA INVST.FIN.CO.L(X CHOLA DBSAGM M Issue of securities on a private placement basis under section 42 of the Companies Act,2013. For FOR Raising Fund for Business Purpose

Jul-Sep,2018 26-Jul-18 DABUR INDIA LTD AGM MAdoption of the Audited Standalone Financial Statements for Financial Year ended 31.03.2018,reports of Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 26-Jul-18 DABUR INDIA LTD AGM MAdoption of the Audited Consolidated Financial Statements for Financial Year ended 31.03.2018 and report of Auditors thereon. For FOR Normal business

Jul-Sep,2018 26-Jul-18 DABUR INDIA LTD AGM MConfirmation of interim dividend already paid and declaration of final dividend on equity shares for the Financial Year ended 31.03.2018. For FOR Normal business

Jul-Sep,2018 26-Jul-18 DABUR INDIA LTD AGM M Re-appointment of Mr.Saket Burman as director,who retires by rotation. For FOR Attended all Board MeetingsJul-Sep,2018 26-Jul-18 DABUR INDIA LTD AGM M Approval and ratication of remuneration payable to Cost Auditors for Financial Year 2018-19. For FOR Normal business

Jul-Sep,2018 26-Jul-18 DABUR INDIA LTD AGM M

Authorising the Board of Directors under section186 of the Companies Act,2013 for giving of Loan,guarantee or security in connection with a loan to any person or other body corporate and acquisition of securities of any other body corporate up to Rs.8000 crore. For FOR

In extention of resolution passed in March,2015 as 81% of the limit is utilised. To avail the opportunities for investment of surplus funds and obligation of the company towards business requirements and growth plan of its subsidiaries and JVs and associates


Pursuant to SEBI Regulations 2015,approval for continuation of appointment of Mr R C Bhargava as Non-Executive Independent Director w.e.f. 1.4.2019 up to the conclusion of AGM of the company to be held in the calendar year 2019. For FOR Attended all Board Meetings

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Pursuant to SEBI (LODR) Regulations 2015, approval for continuation of appointment of Dr.S.Narayan as Non-Executive Independent Director w.e.f. 1.4.2019 up to the conclusion of AGM of the company to be held in the calendar year 2019. For FOR Attended all Board Meetings

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM M

To receive, consider and adopt the Audited Financial Statements (Standalone and Consolidated) for the Financial Yearended March 31, 2018, together with the Reports of the Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM M To declare Dividend on Equity Shares of the Bank for the Financial Year ended March 31, 2018. For FOR Normal business

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM MTo appoint a Director in place of Mr. R. Seshasayee (DIN: 00047985), who retires by rotation and, being eligible, offershimself for re-appointment For FOR Attended more than 75% Board Meetings.

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM M To appoint the Statutory Auditors of the Bank and authorise the Board of Directors to fix their For FOR Normal business

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM MOrdinary Resolution: Re-appointment of Mr. Romesh Sobti (DIN: 00031034), as Managing Director & CEO of the Bank For FOR Attended all Board Meetings

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM M Ordinary Resolution: Appointment of Mr. Yashodhan M. Kale as Non-Executive Director For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM MSpecial Resolution: Borrowing of monies pursuant to Section 180(1)(c) of the Companies Act, 2013 and otherapplicable provisions For FOR Business Purpose

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM M Special Resolution: Issue of Long Term Bonds / Non-Convertible Debentures on Private Placement For FOR Raising Fund for Business Purpose

Jul-Sep,2018 26-Jul-18 INDUSIND BANKDEMAT AGM M

Special Resolution: To increase the shareholding limit for Registered Foreign Institutional Investors (FIIs) / ForeignPortfolio Investors (FPIs) upto an aggregate limit of 74% of the Paid-Up Equity Share Capital of the Bank For FOR Investors friendly measures.

Jul-Sep,2018 26-Jul-18 SHRIRAM TRANSPORT FIN AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 26-Jul-18 SHRIRAM TRANSPORT FIN AGM M To confirm Interim Dividend and the declaration of Final Dividend on equity shares. For FOR Normal business

Jul-Sep,2018 26-Jul-18 SHRIRAM TRANSPORT FIN AGM M

To ratify appointment of M/s.Haribhakti And Co.LLP,Chartered Accountants and M/s Pijush Gupta And Co.Chartered Accountants as Joint Auditors of the Company and payment of remuneration to the Joint Auditors for the financial Year 2018 19. For FOR Normal business

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM M

Adoption of the Financial Statements of the Company for the financial year ended 31st March, 2018, the Consolidated Financial Statementsfor the said financial year and the Reports of the Board of Directors and the Auditors For FOR Normal business

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM M Declaration of dividend for the financial year ended 31st March, 2018 For FOR Normal businessJul-Sep,2018 27-Jul-18 ITC ( ) AGM M Appointment of Mr. Nakul Anand who retires by rotation and offers himself for re-election. For FOR Attended all Board MeetingsJul-Sep,2018 27-Jul-18 ITC ( ) AGM M Appointment of Mr. Sanjiv Puri who retires by rotation and offers himself for re-election. For FOR Attended all Board Meetings


Ratification of appointment of Messrs. Deloitte Haskins & Sells, Chartered Accountants, as Auditors, from the conclusion of the107th AGM till the conclusion of the 108th AGM and approval to their remuneration for the financial year 2018-19. For FOR Normal business

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM M Appointment of Mr. John Pulinthanam as Director, liable to retire by rotation For FORHe is representive of General Insurers' ( Public Sector ) Association of India

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM M Re-designation of Mr. Sanjiv Puri as Managing Director with effect from 16th May, 2018 For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM MRe-appointment of Mr. Sanjiv Puri as Director, not liable to retire byrotation, and also as Managing Director with effect from 22nd July, 2019. For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM MRe-appointment of Mr. Nakul Anand as Director, liable to retire byrotation, and also as Wholetime Director with effect from 3rd January, 2019. For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM MRe-appointment of Mr. Rajiv Tandon as Director, liable to retire by rotation, and also as Wholetime Director with effect from 22nd July, 2019. For FOR Attended all Board Meetings


Approval in terms of the SEBI (Listing Obligations and Disclosure Requirements)(Amendment) Regulations, 2018, to the remuneration of Mr. Yogesh Chander Deveshwar as Chairman for the period from 1st April, 2019 to 4th February, 2020 as already approved by the Members For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM MRe-appointment of Mr. Yogesh Chander Deveshwar as Non-Executive Director, not liable to retire by rotation, and Chairman for the period from5th February, 2020 to 3rd February, 2022. For FOR Attended all Board Meetings


Approval in terms of the SEBI (Listing Obligations and Disclosure Requirements)(Amendment) Regulations, 2018, to the continuation of Mr. Sahibzada Syed Habib-ur-Rehman as Independent Director for the period from 20th March, 2019 to 14th September, 2019 as already approved by the For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM M Re-appointment of Mr. Shilabhadra Banerjee as Independent Director with effect from 30th July, For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM MRemuneration by way of commission to the Non-Executive Directors, annually, for a period not exceeding five years, for each of the financial yearscommencing from 1st April, 2019 For FOR Inline with Company Act

Jul-Sep,2018 27-Jul-18 ITC ( ) AGM M Ratification of remuneration of Mr. P. Raju Iyer, Cost Auditor, for the financial year 2018-19 For FOR Normal businessJul-Sep,2018 27-Jul-18 ITC ( ) AGM M Ratification of remuneration of Messrs. Shome & Banerjee, Cost Auditors, for the financial year 2018- For FOR Normal business

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Jul-Sep,2018 27-Jul-18 MAH N MAH FIN SER AGM M

To receive, consider and adopt the Audited Financial Statements (including Audited Consolidated Financial Statements) of the Company for the Financial Year ended 31st March, 2018 and the Reports of the Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 27-Jul-18 MAH N MAH FIN SER AGM M Declaration of Dividend on Equity Shares. For FOR Normal business

Jul-Sep,2018 27-Jul-18 MAH N MAH FIN SER AGM MRatification of appointment of Messrs. B S R & Co. LLP, Chartered Accountants, (ICAI FirmRegistration Number 101248W/W-100022), as Statutory Auditors of the Company andapprove For FOR Normal business

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM M Adoption of accounts For FOR Normal business

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM MTo confirm the payment of Interim Dividend of Rs. 7 per share and to approve a Final Dividend of Rs. 3 per share for the Financial Year 2017-18 For FOR Normal business

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM M

To appoint a director in place of Mr. Thomas Kendra (DIN: 07406678), Non-Executive Non-Independent Director who retires by rotation and has confirmed his eligibility and willingness to accept office, if re-appointed For FOR

Attended all Board Meeting including 5 meetings on VC

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM M

To appoint Dr. Anant Deep Jhingran (DIN: 05116722) as an Independent Director of the Company, not liable to retire by rotation, to hold office for 5 (Five) consecutive years i.e. up to November 20, 2022 For FOR

He is B Tech Ein Electrical Engineering from IIT Delhi, is a Gold Medalist. He has worked with Google and IBM

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM MTo appoint Prof. Deepak B. Phatak (DIN: 00046205) as an Independent Director of the Company, not liable to retire by rotation, to hold office for 5 (Five) consecutive years i.e. up to April 23, 2023 For FOR

He is M.Tech and Ph.D. from the Indian Institute of Technology, Mumbai. He has been an advisor and consultant to many organisations and ministries on IT -related matters.

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM MTo appoint Mr. Guy Eiferman (DIN: 08101854) as an Independent Director of the Company, not liable to retire by rotation, to hold office for 5 (Five) consecutive years i.e. up to April 23, 2023 For FOR

He is Masters in Operation Research & Engineering From Paris. He has 30 years of experience in Pharmaceutical industry

Jul-Sep,2018 27-Jul-18 PERSISTENT SYSTEMS LTD AGM MTo appoint Mr. Sunil Sapre (DIN: 06475949) as an Executive Director of the Company, liable to retire by rotation to hold office for 3 (Three) consecutive years i.e. up to January 26, 2021 For FOR

He is CFO of the company. He has worked with L&T Group in various functions and his most recent role was with L&T Infotech as Head of Finance and accounts for global

Jul-Sep,2018 27-Jul-18 WABCO INDIA LIMITED (EX WABCO TAGM MConsider and adopt the audited financial statements, reports of the Board of directors and auditors for the year ended 31st March 2018 For FOR Normal business

Jul-Sep,2018 27-Jul-18 WABCO INDIA LIMITED (EX WABCO TAGM M Declaration of dividend For FOR Normal businessJul-Sep,2018 27-Jul-18 WABCO INDIA LIMITED (EX WABCO TAGM M Re-appointment of Ms. Lisa Brown (DIN: 07053317) who retires by rotation For FOR Attended all Board Meetings

Jul-Sep,2018 27-Jul-18 WABCO INDIA LIMITED (EX WABCO TAGM MRatification of the remuneration payable to Mr. A N Raman, Practising Cost Accountant as Cost Auditor for 2018-19. For FOR Normal business

Jul-Sep,2018 27-Jul-18 WABCO INDIA LIMITED (EX WABCO TAGM M Approval of material related party transactions with WABCO Europe BVBA For FORAll transactions were on an arm's length basis and were in ordinary course of business

Jul-Sep,2018 27-Jul-18 WABCO INDIA LIMITED (EX WABCO TAGM M Approve increase in limits in the remuneration payable to Mr. P Kaniappan, Managing Director For FOR In line with Industry

Jul-Sep,2018 30-Jul-18 BHARTI AIRTEL LTD CRT MScheme of Arrangement between Bharti Airtel Limited and Telesonic Networks Limited and their respective shareholders and creditors under Sections 230 to 232 of the Companies Act, 2013. For FOR Scheme of Arrangement

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM M

To consider and adopt the audited financial statements both standalone and consolidated) for the year ended March 31 2018 which include the Statement of Profit and Loss and Cash Flow Statement the Balance Sheet the Auditors Report thereon and the Directors Report For FOR Normal business

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM M To confirm the Interim Dividends paid during fiscal year 2017 18 For FOR Normal business

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM MTo appoint a Director in place of Mr. Vivek Gambhir DIN 06527810 who retires by rotation, and being eligible, offers himself for reappointment For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM MTo appoint a Director in place of Ms. Tanya Dubash DIN 00026028 who retires by rotation, and being eligible, offers herself for reappointment. For FOR Attended more than 75% Board Meetings.

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM M To ratify the appointment of Statutory Auditors for their remaining term and fix their remuneration For FOR Normal business

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM MRatification of remuneration payable to Ms P M Nanabhoy and Co appointed as Cost Auditors of the Company for fiscal year 2018-19 For FOR Normal business

Jul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM M Appointment of Ms Pippa Armerding DIN 08054033 as an Independent Director For FOR Attended all Board Meetings during her tenorJul-Sep,2018 30-Jul-18 GODREJ CONSUMER PROD AGM M To fix commission on profits for Non-executive Directors of the Company For FOR In line with Company Act

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM MAdoption of the audited financial statements of the Corporation for the financial year ended March 31,2018 together with the reports of the Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM MAdoption of the audited consolidated financial statements for the financial year ended March 31,2018 together with the report of the Auditors thereon. For FOR Normal business

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Declaration of final dividend on equity shares of the Corporation. For FOR Normal business

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Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Appointment of Mr.Upendra Kumar Sinha as an Independent Director of the Corporation. For FOR

He staretd his careear as IAS officer in 1976. He has worked as Joint Secretary in Department of Economic Affairs at Ministry of Finance. He was CMD at UTI Asset management Co. during 2005-2011. He has served as Chairman opf SEBI between 2011-

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Appointment of Mr.Jalaj Ashwin Dani as an Independent Director of the Corporation. For FOR

He is a co-promotor of Asian Paints and has spent over the last two decades in various capacities with Asian Paints Ltd

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Approval for continuation of directorship of Mr.B.S.Mehta For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Approval for continuation of directorship of Dr.Bimal Jalan. For FOR

Though he has attended less than 75% Board Meetings, Dr Jalan is the former Governor of RBI and a well known economist of India. His presence will add significant value to the organisation.

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Approval for continuation of directorship of Dr.J.J.Irani. For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM MRe appointment of Mr.Deepak S.Parekh as a Director of the Corporation and continuation of his directorship. For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM MApproval to issue Redeemable Non-Convertible Debentures and/or any other hybrid instruments on private placement basis, up to an amount not exceeding 85,000 crore. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM M Approval of related party transactions with HDFC Bank Limited. For FOR


Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM MAuthority to the Board of Directors of the Corporation to borrow monies for the purposes of the business of the Corporation, such that the overall outstanding amount does not exceed 5,00,000 crore. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 30-Jul-18 HOUSING DEV.FIN.CORP. AGM MRe-appointment of Mr.Keki.M.Mistry as the Managing Director designated as the Vice Chairman And Chief Executive Officer)of the Corporation,for a period of 3 years,with effect from November For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM MAdoption of Audited Financial Statements including the Consolidated Financial Statements and Reports of Directors and Auditors thereon For FOR Normal business

Jul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM M Declaration of Dividend for the financial year 2017 18 For FOR Normal businessJul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM M Re appointment of Mr. R. D. Chandak DIN 00026581 as Director of the Company For FOR Attended all Board MeetingsJul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM M Authority for appointment of Branch Auditors For FOR Normal businessJul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM M Ratification of remuneration payable to Cost Auditors For FOR Normal businessJul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM M Appointment of Ms. Manisha Girotra DIN 00774574 as Independent Director For FOR Attended all Board Meetings during her tenor

Jul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM MContinuation of Directorship of Mr. A. T. Vaswani DIN 00057953 post attainment of age of seventy five years For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM MContinuation of Directorship of Mr. S. M. Kulkarni DIN 00003640 post attainment of age of seventy five years. For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM MContinuation of Directorship of Mr. G. L. Mirchandani DIN 00026664 post attainment of age of seventy five years For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 KEC.INTERNATIONAL(EX KEC INFRA AGM M Issuance of Non Convertible Debentures on private placement basis. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM MAdoption of Audited financial statements of the Company for the financial year ended 31 March,2018,the reports of the Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM MConfirmation of payment of Interim Dividend of Re.20 per equity shares for the financial year ended 31 March,2018. For FOR Normal business

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM M To declare Final Dividend on equity shares of the Company for the financial year ended 31 For FOR Normal businessJul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM M Re-appointment of Shri Benu Gopal Bangur,Drector of the Company,retires by rotation. For FOR Attended all Board Meetings

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM MRatification of remuneration of the M/s.K.G.Goyal and Associates, Cost Accountants as Cost Auditors of the Company for the financial year ending on 31 March, 2019. For FOR Normal business

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM M Increase in Borrowing limits of Board of Directors pursuant to section 180(1)(c) of Companies Act, For FOR Fund Raising for Business purpose.

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM MAuthorization to Board of Directors for creation of charges/ mortgages/hypothecations in respect of borrowings pursuant to section 180(1)(a) of Companies Act,2013. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 30-Jul-18 SHREE CEMENT LTD AGM M

Authorization to Board of Directors for issue of Redeemable Nonconvertible Debentures (NCDs) through Private Placement basis pursuant to section 42 71 of the Companies Act, 2013 read with the Companies (Prospectus and Allotment of Securities) Rules,2014. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM M Declaration of Dividend on Equity shares for the Financial year ended March 31,2018 For FOR Normal business

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Jul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM M Re-appointment of Mr.Malcolm Monteiro as a Director,liable to retire by rotation. For FOR Attended all Board MeetingsJul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM M Approval for Appointment of Ms.Tulsi Nowlakha Mirchandaney as a Director, liable to retire by For FOR Attended all Board Meetings during her tenor

Jul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM MApproval for re-appointment of Mr.Anil Khanna as a Managing Director for a period of 3 years with effect from February 21,2018 For FOR Attended all Board Meetings

Jul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM MApproval for continuance of appointment of Mr.Sharad Upasani as Independent Director beyond the age of 75 years For FOR Attended all Board Meetings

Jul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM MApproval for re-appointment of Mr.Sharad Upasani for a second term of 5(five)consecutive years commencing from July 23, 2019 till July 22,2024 For FOR Attended all Board Meetings

Jul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM MAdoption of Audited Financial Statements for the year ended March 31,2018 and the Directors and Auditors Report thereon. For FOR Normal business

Jul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM M Declaration of Final Dividend. For FOR Normal businessJul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM M Appointment of Shri Manish Satyanarayan Nuwal as a Director liable to retire by rotation. For FOR Attended all Board Meetings

Jul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM M Appointment of Shri Suresh Menon as a Director of the Company. For FOR

He has a rich and varied experience in the Coal, Mining and Explosive Industries and he contributed in the marketing operations of the company over a longer period of time.

Jul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM M Appointment of Shri Suresh Menon as a Whole-time Director of the Company. For FOR

He has a rich and varied experience in the Coal, Mining and Explosive Industries and he contributed in the marketing operations of the company over a longer period of time.

Jul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM M Ratification of Cost Auditors Remuneration. For FOR Normal businessJul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM M To increase the Limits of Borrowings u/s 180(1)(c)of the Companies Act,2013. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 31-Jul-18 SOLAR INDUSTRIES INDIA LTD AGM MTo increase the Limits of Providing security u/s 180 (1)(a)of Companies Act,2013 in connection with the Borrowing of the Company. For FOR Fund Raising for Business purpose.

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM MAdoption of Financial Statements and Reports of the Board of Directors and Auditors thereon for the year ended 31st March,2018. For FOR Normal business

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM MAdoption of Consolidated Financial Statements and Reports of the Auditors thereon for the year ended 31st March,2018. For FOR Normal business

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM M Declaration of dividend for the financial year ended 31st March,2018. For FOR Normal business

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM M Retirement of Mr.Vineet Nayyar. For FORVolutary retirement. He has not seek re-appointment

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM M Re-appointment of Mr.C.P.Gurnani,as Managing Director and CEO of the Company. For FOR Attended all Board Meetings

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM MApproval of Employee Stock Option Scheme 2018 for the benefit of employees and directors of the Company. For FOR Employee incentive scheme

Jul-Sep,2018 31-Jul-18 TECH MAHINDRA AGM MApproval of Employee Stock Option Scheme 2018 for the benefit of employees and directors of the subsidiary companies. For FOR Employee incentive scheme

Jul-Sep,2018 01-Aug-18 APOLLO TYRES AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 01-Aug-18 APOLLO TYRES AGM M To declare dividend on equity shares. For FOR Normal business

Jul-Sep,2018 01-Aug-18 APOLLO TYRES AGM MTo appoint a Director in place of Mr.Sunam Sarkar,who retires by rotation,and being eligible offers himself for re-appointment. For FOR Attended more than 75% Board Meetings.

Jul-Sep,2018 01-Aug-18 APOLLO TYRES AGM M To ratify the payment of the remuneration to the Cost Auditor for the financial year 2018 19. For FOR Normal businessJul-Sep,2018 01-Aug-18 APOLLO TYRES AGM M To authorise Private Placement of Non-Convertible Debentures. For FOR Fund Raising for Business purpose.Jul-Sep,2018 01-Aug-18 EMAMI LTD AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 01-Aug-18 EMAMI LTD AGM M Declaration of Dividend on Equity Shares For FOR Normal businessJul-Sep,2018 01-Aug-18 EMAMI LTD AGM M Appointment of a Director in place of Shri H V Agarwal reappointment. For FOR Attended all Board Meetings.

Jul-Sep,2018 01-Aug-18 EMAMI LTD AGM MAppointment of a Director in place of Smt Priti A Sureka,who retires by rotation and being eligible, offers herself for re appointment For FOR Attended 75% Board Meetings.

Jul-Sep,2018 01-Aug-18 EMAMI LTD AGM MAppointment of a Director in place of Shri Prashant Goenka, who retires by rotation and being eligible, offers himself for re appointment For FOR Attended less than 75% Board Meetings.

Jul-Sep,2018 01-Aug-18 EMAMI LTD AGM M

Approval for continuation of Directorship of Shri Y P Trivedi, Shri K N Memani, Shri S B Ganguly and Shri P K Khaitan who were reappointed asIndependent Directors for a period of 5 years from 34th Annual General Meeting till conclusion of 39th Annual General Meeting and who haveattained the age of 75 years, for the remaining period of their existing term of directorship as Independent Directors of For FOR

All has attended more than 75% Board Meetings

Jul-Sep,2018 01-Aug-18 EMAMI LTD AGM MRatification of the fee of 1,50,000 payable to M/S V. K. Jain And Co,Cost Auditors for conducting audit of the cost records of the Company for the financial year 2018-19. For FOR Normal business

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Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M

To receive, consider and adopt the Standalone and Consolidated Financial Statements as at 31st March, 2018 including the Audited Balance Sheet as at31st March, 2018, the Statement of Profit and Loss for the year ended on that date and reports of the Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM MTo confirm the payment of interim dividend on equity shares for the financial year ended 31st March, 2018 and to declare the final dividend on equity shares for the said financial year For FOR Normal business

Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM MTo resolve not to fill the vacancy in the Board, caused by the retirement of Shri Markand Bhatt who retires by rotation and has expressed his unwillingness to be re appointed For FOR

Volutary retirement. He has not seek re-appointment

Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M Modification to the resolution related to the appointment of Statutory Auditors. For FOR Normal businessJul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M Ratification of remuneration of Cost Auditors of the Company for the year 2018 19 For FOR Normal business

Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M Appointment of Ms. Ameera Shah as an Independent Director For FORHer experience , knowledge and Counsel will help the company.

Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M Appointment of Shri Aman Mehta, a Relative of Directors as an Executive of the Company For FOR

He had worked with Torrent Power Ltf from 2013 to 2016 in various capcities. He has done his MBA from Columbia Business Scholl, USA

Jul-Sep,2018 03-Aug-18 BHARTI AIRTEL LTD CRT M

Scheme of Arrangement between Tata Teleservices (Maharashtra) Limited and Bharti Airtel Limited and theirrespective shareholders and creditors under Sections 230 to 232 of the Companies Act, 2013, as filed before theTribunal, For FOR Scheme of Arrangement

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM MTo consider and adopt the Audited Standalone Financial Statements of the Bank for the financial year ended March31, 2018 together with the Reports of the Board of Directors and the Auditors thereon. For FOR Normal business

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM MTo consider and adopt the Audited Consolidated Financial Statements of the Bank for the financial year endedMarch 31, 2018 and the Report of the Auditors thereon. For FOR Normal business

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M To declare dividend on equity shares For FOR Normal business

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM MTo appoint Director in place of Mr. Rajeev Ahuja (DIN 00003545), who retires by rotation and being eligible, offershimself for re-appointment For FOR Attended all Board Meetings

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M To appoint Statutory Auditors and fix their remuneration For FOR Normal businessJul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M Increase in Borrowing Powers For FOR Fund Raising for Business purpose.Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M Issue of Debt Securities on Private Placement basis For FOR Fund Raising for Business purpose.

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M Revision in remuneration of Mr. Rajeev Ahuja, Executive Director of the Bank For FORKeeping in view, growth made by the bank, it is in line with the industry.

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM MRe-appointment of Mr. Vishwavir Ahuja as Managing Director & Chief Executive Officer of the Bank and Revision in his Remuneration For FOR Attended all Board Meetings

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M Appointment of Mr. Vijay Mahajan as Non-Executive Director For FORHe is a distingushed alumnus of IIT, Delhi and IIM, Ahmedabad

Jul-Sep,2018 03-Aug-18 RBL BANK (XRATNAKAR BANK AGM M Appointment of Mr. Prakash Chandra as Non-Executive Part-time Chairman of the Bank For FOR Attended all Board Meetings

Jul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM MTo receive, consider and adopt the Audited StandaloneFinancial Statement of the Company for the financial yearended March 31, 2018 together with the Reports of the Boardof Directors and the For FOR Normal business

Jul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM MTo receive, consider and adopt the Audited ConsolidatedFinancial Statement of the Company for the financial year endedMarch 31, 2018 together with the Report of the Auditors thereon For FOR Normal business

Jul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM MTo appoint a Director in place of Mr Guenter Butschek (DIN:07427375) who, retires by rotation and being eligible, offershimself for re-appointment. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM M Appointment of Ms Hanne Birgitte Sorensen (DIN: 08035439)as a Director and as an Independent For FOR Attended all Board Meetings during her tenorJul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM M Ratification of Cost Auditors Remuneration For FOR Normal businessJul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM M Private placement of Non-Convertible Debentures/Bonds For FOR Fund Raising for Business purpose.

Jul-Sep,2018 03-Aug-18 TATA MOTORS LTD AGM MTata Motors Limited Employees Stock Option Scheme 2018and grant of stock options to the Eligible Employees underthe Scheme For FOR Employee incentive scheme

Jul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM M Adoption of accounts For FOR Normal businessJul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM M To declare dividend on equity shares for the financial year ended 31st March 2018. For FOR Normal business

Jul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM MTo appoint a Director in place of Mr. N.N. Tata (DIN: 00024713), who retires by rotation and, being eligible, offers himself for re-appointment. For FOR

Though he has attended less than 75% Board Meetings, N N Tata He oversaw the Growth of Westside and other Trent format.

Jul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM M Appointment of Mr. B Santhanam as an Independent Director For FOR

He is B.Tech in Civil engineering from IIT, Madras and is currently MD of Saint-Gobain India pvt Ltd.

Jul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM M Appointment of Mr. K. Gnanadesikan as a Director For FORFor. He is nominee of TIDCO. He has attended all Board meetings during his tenor

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Jul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM M Appointment of Mr. Ramesh Chand Meena as a Director For FORHe is nominee of TIDCO. He has attended all Board meetings during his tenor

Jul-Sep,2018 03-Aug-18 TITAN CO LTD(EX TITAN INDU AGM M Appointment of Branch Auditors For FOR Normal businessJul-Sep,2018 04-Aug-18 TATA CONSULTANCY SERVICES LTD PB M APPROVAL FOR BUYBACK OF EQUITY SHARES For FOR Investors' friendly measuresJul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM M To declare dividend for the financial year ended 31 March, 2018. For FOR Normal business

Jul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM MTo appoint a Director in place of Mr.Jeh N. Wadia, who retires by rotation in terms of Section 152(6) of the Companies Act, 2013 and being eligible, offers himself for re-appointment For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM M To approve the appointment of Mr.Keki Elavia as an Independent Director For FOR Attended all Board Meetings during his tenorJul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM M To re-appoint Mr.Varun Berry (DIN:05208062) as Managing Director of the Company For FOR Attended all Board Meetings

Jul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM MTo continue the directorship of Mr.Nusli N Wadia (DIN:00015731) as Non-Executive Director of the Company For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM M To approve the amendment of Britannia Industries Limited Employee Stock Option Scheme For FOR Employee incentive schemeJul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM M Adoption Of Financial Accounts. For FOR Normal business

Jul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM MTo declare dividend on equity shares at the rate of Re 2.5 per equity share for the financial year ended March 31,2018. For FOR Normal business

Jul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM MTo appoint a Director in place of Mr.Imtiaz Kanga,who retires by rotation and being eligible offers himself for re-appointment. For FOR Attended all Board Meetings

Jul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM M To appoint Auditor and to fix their remuneration. For FOR Normal businessJul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM M Issue and allot Secured/Unsecured redeemable nonconvertible debentures upto 300 Crores For FOR Fund raising for business purpose.Jul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM M Ratifying remuneration of Cost Auditor for the FY 2018-19 For FOR Normal business

Jul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM M Re-classiication of members from Promoter & Promoter Group category to Public category For FOR

Not holding any shares and no regulatory action is pending against them. It is also subject to approval of stock exchanges.

Jul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM MPayment of commission to Non-Executive Directors within the overall ceiling limit of 1 Percentage of net profits of the Company For FOR It is in lien with Act

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM M

To receive, consider and adopt the Audited Financial Statement (including Audited Consolidated Financial Statement) of the Company for the Financial Year ended 31st March, 2018 and the Reports of the Board of Directors and Auditors thereon. For FOR Normal business

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM M To declare a dividend on Ordinary (Equity) Shares For FOR Normal business

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM MTo appoint a Director in place of Mr. Anand G. Mahindra (DIN: 00004695), who retires by rotation and, being eligible, offers himself for re-appointment. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM M

Ratification of the Remuneration payable to Messrs D. C. Dave & Co., Cost Accountants (Firm Registration Number 000611), appointed as the Cost Auditors of the Company for the Financial Year ending 31st March, 2019. For FOR Normal business

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM MRe-appointment of Mr. M. M. Murugappan (DIN:00170478) as an Independent Director of the Company for a second term of two consecutive years commencingfrom 8th August, 2018 to 7th For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM MRe-appointment of Mr. Nadir B. Godrej (DIN: 00066195) as an Independent Director of the Company for a second term of two consecutive years commencing from 8th August, 2018 to 7th August, 2020. For FOR Attended 75% Board Meetings

Jul-Sep,2018 07-Aug-18 MAHINDRA AND MAHINDRA LTD. AGM MBorrow by way of securities, including but not limited to, secured/unsecured redeemable Non-Convertible Debentures (NCDs) to be issued under PrivatePlacement basis upto Rs. 5,000 crores. For FOR Fund raising for business purpose.

Jul-Sep,2018 07-Aug-18 MPHASIS LTD.EXMPHASIS BFL AGM M Adoption of standalone and consolidated financial statements For FOR Normal businessJul-Sep,2018 07-Aug-18 MPHASIS LTD.EXMPHASIS BFL AGM M Approval of final dividend on equity shares For FOR Normal businessJul-Sep,2018 07-Aug-18 MPHASIS LTD.EXMPHASIS BFL AGM M Re-appointment of Mr.Amit Dalmia, who retires by rotation For FOR Attended all Board MeetingsJul-Sep,2018 07-Aug-18 MPHASIS LTD.EXMPHASIS BFL AGM M Re-appointment of Mr.David Lawrence Johnson, who retires by rotation For FOR Attended all Board Meetings

Jul-Sep,2018 07-Aug-18 MPHASIS LTD.EXMPHASIS BFL AGM MAppointment of M/s. BSR And Co. LLP, Chartered Accountants as the Statutory Auditors and fixing their remuneration For FOR Normal business

Jul-Sep,2018 07-Aug-18 MPHASIS LTD.EXMPHASIS BFL AGM M Re-appointment of Mr.Narayanan Kumar as an Independent Director For FOR Attended all Board Meetings

Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M

To receive, consider and adopt the standalone and consolidated financial statements of the Company for the financial year ended March 31, 2018 and the reports of the Board of Directors and of the Auditors thereon. For FOR Normal business

Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M Declaration of dividend on equity shares For FOR Normal businessJul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M Re-appointment of Mr. Rakesh Bharti Mittal as a Director liable to retire by rotation. For FOR Attended all Board MeetingsJul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M Re-appointment of Ms. Tan Yong Choo as a Director liable to retire by rotation. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM MRatification of the appointment of Deloitte Haskins & Sells LLP, Chartered Accountants, as the Statutory Auditors of the Company and to fix their remuneration. For FOR Normal business

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Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM MChange in nature of directorship of Mr. Gopal Vittal, Managing Director and CEO (India and South Asia) of the Company. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M Revision in payment of commission to Non-Executive Directors of the Company. For FOR In line with Industry.

Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM MRatification of remuneration to be paid to R.J. Goel and Co, Cost Accountants, Cost Auditors of the Company for the FY 2018-19. For FOR Normal business

Jul-Sep,2018 08-Aug-18 BLUE STAR LTD AGM M Adoption of Accounts. For FOR Normal businessJul-Sep,2018 08-Aug-18 BLUE STAR LTD AGM M Declaration of Dividend. For FOR Normal businessJul-Sep,2018 08-Aug-18 BLUE STAR LTD AGM M Re appointment of Mr Suneel M Advani as Director. For FOR Attended all Board Meetings

Jul-Sep,2018 08-Aug-18 BLUE STAR LTD AGM MAppointment of M/s Deloitte Haskins & Sells LLP, Chartered Accountants as the Statutory Auditors of the Company For FOR Normal business

Jul-Sep,2018 08-Aug-18 BLUE STAR LTD AGM MAppointment of M/s Narasimha Murthy & Co, Hyderabad, Cost Accountants, (Firm Registration No. 000042), for financial year ending March 31, 2018 For FOR Normal business

Jul-Sep,2018 08-Aug-18 BLUE STAR LTD AGM M Appointment of Mr Anil Harish as an Additional Director. For FOR Attended all Board Meeting during his tenor

Jul-Sep,2018 08-Aug-18 GABRIEL INDIA LTD AGM MTo receive, consider and adopt the Financial Statements for the year ended March 31,2018 and Reports of Board of Directors and Auditors thereon For FOR Normal business

Jul-Sep,2018 08-Aug-18 GABRIEL INDIA LTD AGM M To declare final dividend for the financial year 2017 2018 For FOR Normal business

Jul-Sep,2018 08-Aug-18 GABRIEL INDIA LTD AGM MTo appoint a Director in place of Ms. Anjanli Singh who retires by rotation and being eligible offers herself for re appointment. For FOR Attended 75% Board Meetings

Jul-Sep,2018 08-Aug-18 GABRIEL INDIA LTD AGM M To Consider and Approve appointment of Mr. Pradeep Banerjee as Non Executive Independent For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 08-Aug-18 GABRIEL INDIA LTD AGM MTo consider and approve re classification of promoters Ms. Prem Anand and Mr. Kuldip Chand Anand as Non promoters For FOR

They have requested and agreed fro the resolutions

Jul-Sep,2018 08-Aug-18 GLAXO SMITHKLINE CONSUMER.HEAAGM M To consider and adopt the Audited Financial Statements of the Company for the year ended March 31, For FOR Normal business

Jul-Sep,2018 08-Aug-18 GLAXO SMITHKLINE CONSUMER.HEAAGM MTo declare Dividend for the year ended March 31, 2018 of Rs. 75 per equity share, as recommended by the Board of Directors. For FOR Normal business

Jul-Sep,2018 08-Aug-18 GLAXO SMITHKLINE CONSUMER.HEAAGM MTo ratify the appointment of M/s. Deloitte Haskins and Sells LLP, Chartered Accountants, as the Statutory Auditors of the Company to hold officeuntil the conclusion of the 63rd Annual General For FOR Normal business

Jul-Sep,2018 08-Aug-18 GLAXO SMITHKLINE CONSUMER.HEAAGM MTo approve appointment, remuneration and terms of appointment of Mr. Navneet Saluja (DIN:02183350) as the Managing Director of the Company. For FOR Attended all Board Meeting during his tenor

Jul-Sep,2018 08-Aug-18 GLAXO SMITHKLINE CONSUMER.HEAAGM M To consider and approve the amendment of Articles of Association of the Company. For FOR In line with Act

Jul-Sep,2018 08-Aug-18 SUNDRAM FASTNER LTD PB MApproval of remuneration payable to Sri Suresh Krishna Chairman and Non Executive Director effective, April 20, 2018. For FOR In line with Industry

Jul-Sep,2018 08-Aug-18 SUNDRAM FASTNER LTD PB MContinuation of Directorship of Sri Suresh Krishna Chairman and Non Executive Director from April 1, 2019 for the remaining period of his present tenure, till June 30, 2021 For FOR Attended all Board Meetings

Jul-Sep,2018 08-Aug-18 SUNDRAM FASTNER LTD PB MContinuation of Directorship of Sri R Srinivasan Non Executive Independent Director from April 1, 2019 for the remaining period of his present tenure till September 21, 2019. For FOR Attended all Board Meetings

Jul-Sep,2018 08-Aug-18 SUNDRAM FASTNER LTD PB MContinuation of Directorship of Sri B Muthuraman Non Executive Independent Director from September 26, 2019 upto the end of his present tenure, till April 15, 2020. For FOR Attended more than 75% Board Meetings.

Jul-Sep,2018 09-Aug-18 AIA ENGINEERING LTD. AGM M Adoption of Financial Statements (Both Standalone and Consolidated) for the year ended 31st March For FOR Normal BusinessJul-Sep,2018 09-Aug-18 AIA ENGINEERING LTD. AGM M Confirmation of declaration of Interim Dividend for the Financial Year 2017-18. For FOR Normal BusinessJul-Sep,2018 09-Aug-18 AIA ENGINEERING LTD. AGM M Re-appointment of Mrs.Bhumika.S.Shodhan, a Director retires by rotation. For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 AIA ENGINEERING LTD. AGM M Approval of Related Party Transactions. For FOR


Jul-Sep,2018 09-Aug-18 AIA ENGINEERING LTD. AGM MRatification of Remuneration to M/s. Kiran J. Mehta & Co., Cost Accountants, Ahmedabad as Cost Accountants of the Company for Financial Year 2018-19. For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM MAdoption of the Audited Standalone and Consolidated Financial Statements for the Financial Year ended March 31,2018 and the Reports of the Board of Directors and Auditors thereon For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM M Declaration of Dividend (3.50 per equity share) for the year ended March 31,2018. For FOR Normal BusinessJul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM M Re-appointment of Shri Anant Bajaj,who retires by rotation For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM MRatification of the appointment of Messrs S R B C And Co. LLP,as the Statutory Auditors and fixing their remuneration For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM MRatification of Remuneration 1,43,000/— payable to We. R. Nanabhoy & 00., Cost Accountants, having Firm Registration No.00010, to conduct the audit of the cost records of the Company for FY For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM MApproval for issue of Redeemable Non-Convertible Debentures/Commercial Paper on Private Placement Basis.(not exceeding 1500 crore) For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM M Promotion and re-designation of Shri Anant Bajaj as the Managing Director of the Company. For FOR Attended all Board MeetingsJul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM M Maintenance of Statutory Registers at a place other than the Registered Office of the Company For FOR Internal Management

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Jul-Sep,2018 09-Aug-18 BAJAJ ELECTRICALS LTD. AGM M Adoption of new Articles of Association of the Company in conformity with the Companies Act,2013. For FOR In line with Company Act

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM M

Audited financial statement for the year ended March 31, 2018 and the reports of the Board of Directors and Auditors thereon; and b. Audited consolidated financial statement for the year ended March 31, 2018 and the report of Auditors thereon For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM MTo confirm the payment of an interim dividend and to declare a final dividend on Equity Shares for the Financial Year 2017 18 For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM MTo appoint a Director in the place of Mr. P. C. Bhalerao who retires by rotation and being eligible, offers himself for re appointment For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM MTo appoint a Director in the place of Mr. S. E. Tandale who retires byrotation and being eligible, offers himself for re appointment For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM M To consider ratification of Appointment of Ms. S R B C and CO LLP as Statutory Auditors of the For FOR Normal BusinessJul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM M To approve the remuneration of the Cost Auditors For FOR Normal Business

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM MTo consider the matter relating to re appointment of Mr. B. N. Kalyani as the Managing Director of the Company For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM MTo consider the matter relating to re appointment of Mr. G. K. Agarwal as the Deputy Managing Director of the Company For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 09-Aug-18 BHARAT FORGE LTD AGM M To consider the matter relating to approval of Related Party Transactions. For FOR


Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM M Declaration of Dividend on equity shares For FOR Normal business

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM MAppointment of Director in the place of Shri M K Venkatesan, who retires by rotation and being eligible,offers himself for re-appointment For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM MAppointment of Director in the place of Shri M V Srinivasamoorthi,who retires by rotation and being eligible,offers himself for re-appointment For FOR Attended more than75% Board Meetings

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM MAppointment of M/s Walker Chandiok Co.LLP, Chartered Accountants, Mumbai,as the Statutory Auditors of the Bank and fixation of remuneration thereof For FOR Normal business

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM M Appointment of Branch Auditors of the Bank and fixing their remuneration For FOR Normal businessJul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM M Appointment of Shri P R Seshadri as a Director of the Bank For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM MApproval for appointment of Shri P R Seshadri as a Managing Director and Chief Executive Officer of the Bank For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM M Approval for the raising funds by issuing of debt instruments upto 1,200 Crores on private placement For FOR Fund raising for Business purpose

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM M Appointment of Shri R Ramkumar as a Non-Executive Non-Independent Director of the Bank For FOR

He has completed his Masterof Business Administration in Human Resources. He has more than 12 years of experience in textile business and Finance. He hails from promoter's family.

Jul-Sep,2018 09-Aug-18 KARUR VYSYA BANK AGM MIssue of Bonus Shares in proportion of 1:10 i.e. one equity share of Re 2 each for every ten fully paid-up equity shares of Re 2 each For FOR Investors' friendly measures.

Jul-Sep,2018 09-Aug-18 MRF LTD AGM M Adoption Of Financial Accounts. For FOR Normal businessJul-Sep,2018 09-Aug-18 MRF LTD AGM M To declare a final dividend on equity shares. Rs.54/- per share on equity shares of the Company For FOR Normal business

Jul-Sep,2018 09-Aug-18 MRF LTD AGM MTo appoint a Director in place of Dr.(Mrs)Cibi Mammen who retires by rotation and being eligible,offers herself for re- appointment. For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 MRF LTD AGM MTo appoint a Director in place of Mrs.Ambika Mammen who retires by rotation and being eligible, offers herself for re- appointment For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 MRF LTD AGM M Re-appointment of Mr.Arun Mammen as Vice Chairman and Managing Director of the Company. For FOR Attended all Board Meetings

Jul-Sep,2018 09-Aug-18 MRF LTD AGM MIssue of Secured/Unsecured Non Convertible Debentures not exceeding Rs.500 Crores through private placement. For FOR Fund raising for business purpose

Jul-Sep,2018 09-Aug-18 MRF LTD AGM M To ratify the remuneration payable to Mr.C.GovindanKutty,Cost Auditor of the Company For FOR Normal businessJul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M Adoption Of Financial Accounts. For FOR Normal BusinessJul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M Declaration of Dividend For FOR Normal BusinessJul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M Re-appointment of Retiring Director, Mr.Ganesh Sankaran For FOR Normal Business

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M

Appointment of Joint Central Statutory Auditors,M/s. B S R And Co. LLP, Chartered Accountants,Mumbai together with M/s M M Nissim And Co, Mumbai, Chartered Accountants as Auditors and fixation of remuneration thereof For FOR Attended all Board Meetings

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM MAppoint and to fix the remuneration of branch auditors in consultation with the Central Statutory Auditors for the purpose For FOR Normal Business

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516517518519

520521522523524525

526527528529530531

532533

534

535536537538539

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M Appointment of Mr.A P Hota,as an Independent Director of the Bank. For FOR Attended all Board Meetings During his tenor

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M Appointment of Mr.Deepak Maheshwari(DIN- 08163253),as an Independent Director of the Bank For FOR

He is a graduate in Commerce. He has served in State Bank of India and in HDFC Bank and has banking experience of over 40 years.

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM MApproval for appointment and payment of remuneration of 1,50,000/- per month to Mr.Nilesh Vikamsey ,Chairman of the Bank, subject to Reserve Bank of India approval For FOR

In line with industry. The banks has performed well.

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM MTaking on record the approval accorded by RBI for payment of variable pay of FY 2016-17 to Mr.Shyam Srinivasan MD And CEO of the Bank. For FOR



Approval for re-appointment of Mr.Ashutosh Khajuria as Executive Director of the Bank as approved by RBI and taking on record the approval accorded by RBI for payment of remuneration to Mr.Ashutosh Khajuria. For FOR

Attended all Board Meetings. In line with Industry. The banks has performed well.

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM MTaking on record the approval accorded by RBI for payment of variable pay of FY 2016-17 to Mr.Ashutosh Khajuria (DIN 05154975), Executive Director And CFO of the Bank. For FOR


Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM MApproval for re-appointment of Mr.Ganesh Sankaran (DIN 07580955) as Executive Director of the Bank for a period of two years from 04th July 2018 For FOR Attended all Board Meetings

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM MTaking on record the approval accorded by RBI for payment of variable pay of FY 2016-17 to Mr.Ganesh Sankaran (DIN 07580955), Executive Director of the Bank For FOR In line with industry. The banks has perform

Jul-Sep,2018 10-Aug-18 FEDERAL BANK LTD AGM M Approval for Raising of Funds through Issuance of Bonds for FY 2018-19. For FOR Fund raising for business purpose.


Approval for increase of the Borrowing power of the Bank by 12000 Crore over and above the Paid up Capital,free reserves including Securities Premium of the Bank pursuant to section 180 (1) (c) of the Companies Act, 2013. For FOR Fund raising for business purpose.

Jul-Sep,2018 13-Aug-18 MOTHERSON SUMI SYSTEMS LTD AGM M Adoption of Financial Statements for the year ended March 31, 2018 For FOR Normal BusinessJul-Sep,2018 13-Aug-18 MOTHERSON SUMI SYSTEMS LTD AGM M Declaration of dividend on equity shares For FOR Normal BusinessJul-Sep,2018 13-Aug-18 MOTHERSON SUMI SYSTEMS LTD AGM M Re-appointment of Mr. Laksh Vaaman Sehgal, who retires by rotation, being eligible, seek re- For FOR Attended all Board Meetings

Jul-Sep,2018 13-Aug-18 MOTHERSON SUMI SYSTEMS LTD AGM M Appointment of Mr. Shunichiro Nishimura as Director of the Company For FORReprentative of Sumitom Wiring Systems Ltd, Japan holding 25%

Jul-Sep,2018 13-Aug-18 MOTHERSON SUMI SYSTEMS LTD AGM M Adoption of new set of Articles of Association as per Companies Act, 2013 For FOR In line with Company ActJul-Sep,2018 13-Aug-18 MOTHERSON SUMI SYSTEMS LTD AGM M Ratification of the remuneration of the Cost Auditor for the Financial Year 2018 19 For FOR Normal BusinessJul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Adoption of Accounts For FOR Normal BusinessJul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Declaration of Dividend Rs. 130 per equity share of Rs. 5 each for the financial year ended March 31, For FOR Normal BusinessJul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Re appointment of Mr Chaitanya Kamat as Director For FOR Attended all Board Meetings

Jul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM MAppointment of M/s. Mukund M Chitale & Co., Chartered Accountants (ICAI Firm Registration no. 106655W), as the Statutory Auditors of the Company and to fix their remuneration. For FOR Normal Business

Jul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Retirement of Mr Robert K Weiler who retires by rotation and does not opt for re appointment For FOR He has not applied for re-appointmentJul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Authorised to appoint Branch Auditors For FOR Normal BusinessJul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Re appointment of Mr S Venkatachalam as an Independent Director For FOR Attended all Board MeetingsJul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Re appointment of Mr Richard Jackson as an Independent Director For FOR Attended more than 75% Board Meetings.Jul-Sep,2018 22-Aug-18 INFOSYS LIMITED EX INFOSYS TECH PB M Increase in authorized share capital to enable issue of bonus shares For FOR Investors' friendly measures

Jul-Sep,2018 22-Aug-18 INFOSYS LIMITED EX INFOSYS TECH PB MAlteration of Clause V of Memorandum of Association to reflect the increase in the authorized share capital proposed under Item no. 1 for the issue of bonus shares For FOR Investors' friendly measures

Jul-Sep,2018 22-Aug-18 INFOSYS LIMITED EX INFOSYS TECH PB M Approval for the issue of bonus shares For FOR Investors' friendly measures

Jul-Sep,2018 22-Aug-18 INFOSYS LIMITED EX INFOSYS TECH PB M Appointment of Michael Gibbs as an Independent Director For FOR

He has served as CIO for barious businesseincluding Conoco Refining & Marketing, Europe and Asia, based in London and ConocoPhillips Supply and Trading. He is thformer Group CIO for BP PLC having responsibility for setting and implementing BP's IT strategy.

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M

Adoption of audited financial statements for the year ended March 31, 2018 and the Reports of the Board of Directors and Auditors thereon and the audited consolidated financial statements of the Company and the reports of the auditors thereon for the year ended March 31, 2018. For FOR Normal Business

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Dividend on equity shares for the financial year 2017-18. For FOR Normal BusinessJul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Appoint Mr. Subramanian Sarma (DIN: 00554221) as a Director liable to retire by rotation For FOR Attended all Board MeetingsJul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Appoint Mr. A.M Naik (DIN: 00001514), as a Director liable to retire by rotation For FOR Attended all Board MeetingsJul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Appoint Mr. D.K Sen (DIN: 03554707), as a Director liable to retire by rotation For FOR Attended more than 75% Board Meetings

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564565566567568

569570571572

573574575

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Appoint Mr. Hemant Bhargava (DIN: 01922717), as a Director liable to retire by rotation For FORHe is currently the Managing Director of LIC and has been nominated by LIC

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Appoint Mr. A.M Naik (DIN: 00001514) aged 75 years, as Non-Executive Director For FORHe has played key role in the Company's growth

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Approve payment of remuneration to Mr. A.M Naik (DIN: 00001514), as Non-Executive Director For FORHe has played key role in the Company's growth

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM MIssue listed/unlisted secured/unsecured redeemable non-convertible debentures, in one or more series/tranches/ currencies, aggregating up to 6000 crore For FOR Fund raising for business purpose.

Jul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM MRatification of remuneration payable to Ms R. Nanabhoy and Co. Cost Accountants for the financial year 2018-19. For FOR Normal Business

Jul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M

To receive, consider and adopt the financial statements of the Company for the year ended 31st March, 2018 including the audited Balance Sheet as at 31st March, 2018, the statement of Profit and Loss for the year ended on that date and the reports of the Board of Directors and Auditors thereon. For FOR Normal Business

Jul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M To declare dividend on equity shares For FOR Normal Business

Jul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM MTo appoint a director in place of Mr. Toshiaki Hasuike who retires by rotation and being eligible, offers himself for re-appointment For FOR Attended all Board Meetings

Jul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM MTo appoint a director in place of Mr. Kinji Saito who retires by rotation and being eligible, offers himself for re-appointment. For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M Appointment of mR Kazunari Yamaguchi as a Whole-time Director designated as Director Production For FOR Attended all Board meetings during her tenorJul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M Ratification of remuneration of the cost auditors, Ms R. J. Goel and Co cost accountants For FOR Normal BusinessJul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M Amendment in Articles of Association of the Company For FOR In line with Company ActJul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M Continuance of appointment of Mr R.C.Bhargava as a non executive director For FOR Attended all Board MeetingsJul-Sep,2018 23-Aug-18 MARUTI SUZUKIILTDEXMARUTI UDYAGM M Continuance of appointment of Mr. O. Suzuki as a nonexecutive director For FOR Attended more than 75% Board MeetingsJul-Sep,2018 24-Aug-18 SUNDARAM FASTNER LTD AGM M To adopt the Audited Financial Statement for the year ended March 31, 2018 For FOR Normal BusinessJul-Sep,2018 24-Aug-18 SUNDARAM FASTNER LTD AGM M To re-elect Ms Arathi Krishna, who retires by rotation, as a Director of the Company For FOR Attended all Board MeetingsJul-Sep,2018 24-Aug-18 SUNDARAM FASTNER LTD AGM M To ratify the remuneration payable to the Cost Auditor for the financial year ending March 31, 2019 For FOR Normal Business

Jul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM M

To receive, consider and adopt, the Audited Financial Statements of the Company (Including Consolidated Financial Statement) for the financial year ended 31st March, 2018, together with the reports of Directors and Auditors thereon For FOR Normal Business

Jul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM M To confirm Interim Dividend on Equity Shares declared by the Board of Directors For FOR Normal BusinessJul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM M To declare Final Dividend on Equity Shares For FOR Normal Business

Jul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM MTo consider re-appointment of Mrs. Jagruti Engineer (DIN: 00067276) as the Whole-time Director who retires by rotation and being eligible, offers herself for re-appointment. For FOR Attended all Board Meetings

Jul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM M To consider re-appointment of Mr. Sandeep Engineer (DIN: 00067112) as the Managing Director For FOR Attended all Board MeetingsJul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM M To ratify remuneration of the Cost Auditors for the financial year ending 31st March, 2019. For FOR Normal Business

Jul-Sep,2018 28-Aug-18 BHARTI AIRTEL LTD CRT M

Composite Scheme of Arrangement between Tata Teleservices Limited,Bharti Airtel Limited and Bharti Hexacom Limited and their respective shareholders and creditors under Sections 230 to 232 of the Companies Act,2013,as filed before the Tribunal For FOR Scheme of Arrangement

Jul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M

Adoption of audited financial statements of the Company together with the reports of Board of Directors and Auditors thereon and audited consolidated financial statements of the Company for the year ended 31st March 2018. For FOR Normal Business

Jul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Declaration of dividend on Equity Shares. For FOR Normal BusinessJul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Re-appointment of Shri A B Parekh as a Director. For FOR Attended all Board MeetingsJul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Re appointment of Shri Sabyaschi Patnaik as a Director. For FOR Attended all Board MeetingsJul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Appointment of M/s.Deloitte Haskins And Sells LLP as Statutory Auditors. For FOR Normal Business

Jul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Appointment of Shri Piyush Pandey as an Independent Director for a period of 5 years. For FOR

He is a post-graduate from St Stephen's College, Delhi. He is the Executive Chairman and Creative Director of Ogilvy & Mather South Asia.

Jul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Re appointment of Shri M B Parekh as a Whole Time Director for a period of 5 years. For FOR Attended all Board MeetingsJul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Re appointment of Shri A B Parekh as a Whole Time Director for a period of 5 years. For FOR Attended all Board MeetingsJul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Re appointment of Shri Sabyaschi Patnaik as a Whole Time Director for a period of 3 years. For FOR Attended all Board Meetings

Jul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM MPayment of a sum not exceeding 1Percent of the net profits of the Company as Commission to Non Whole-Time Directors. For FOR In line with Company Act

Jul-Sep,2018 30-Aug-18 PIDILITE INDUSTRIES AGM M Ratification of payment of remuneration to M/s.V J Talati And Co.Cost Auditors. For FOR Normal BusinessJul-Sep,2018 31-Aug-18 ALKEM LABORATORIES LTD AGM M Adoption Of Financial Accounts. For FOR Normal Business

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603604

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609

610

611

612613614

Jul-Sep,2018 31-Aug-18 ALKEM LABORATORIES LTD AGM MConfirm the payment of interim dividend and to declare final dividend on equity shares for the financial year ended 31st March,2018. For FOR Normal Business

Jul-Sep,2018 31-Aug-18 ALKEM LABORATORIES LTD AGM MAppointment of Mr.Mritunjay Kumar Singh,who retires by rotation and being eligible,offers himself for re-appointment. For FOR Attended all Board Meetings

Jul-Sep,2018 31-Aug-18 ALKEM LABORATORIES LTD AGM MRatification of the payment of the remuneration to Mr.Suresh D.Shenoy,Cost Accountant,as Cost Auditor of the Company. For FOR Normal Business

Jul-Sep,2018 31-Aug-18 SYMPHONY LTD AGM M Adoption Of Financial Accounts. For FOR Normal Business

Jul-Sep,2018 31-Aug-18 SYMPHONY LTD AGM MTo confirm payment of three interim dividends aggregating to Rs.3 per share and to declare a final dividend on equity shares for financial year ended on March 31,2018. For FOR Normal Business

Jul-Sep,2018 31-Aug-18 SYMPHONY LTD AGM M Re appointment of Mr.Nrupesh Shah,a Director retiring by rotation For FOR Attended all Board MeetingsJul-Sep,2018 31-Aug-18 SYMPHONY LTD AGM M Ratification of appointment of Auditor and fixation of their remuneration. For FOR Normal Business

Jul-Sep,2018 31-Aug-18 SYMPHONY LTD AGM M Appointment of Mr.Ashish Deshpande as an Independent Director For FOR

He has a experience of 29 years in design entreprenurship. He is President, Associatioof Designers of India.

Jul-Sep,2018 31-Aug-18 SYMPHONY LTD AGM M Creation of Charge on assets of the Company including subsidiaries For FOR Fund raising for business purpose.Jul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Adoption of accounts For FOR Normal BusinessJul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Declaration of dividend For FOR Normal BusinessJul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Appointment of auditors and fixing their remuneration For FOR Normal BusinessJul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Appointment of branch auditors For FOR Normal BusinessJul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Re appointment of Mr. V. N. Shivashankar as an independent auditor For FOR Attended all Board Meetings During his tenorJul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Re appointment of Mr. Dr.T.S.Sridhar as an independent auditor For FOR Attended all Board Meetings During his tenor

Jul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM MPayment of remuneration to Non Executive Director ( profit linked comission to Non- executive directors of the bank) For FOR In line with Company Act

Jul-Sep,2018 01-Sep-18 CITY UNION BANK LTD. AGM M Offer, issue and allot by way of Qualified Institutions Placement to Qualified Institutional Buyers For FORCapitalisation of Balance sheet for business growth

Jul-Sep,2018 04-Sep-18 BANK OF INDIA EGM M Issue of Shares to Employees and Whole Time Directors of the Bank For FOR Employee incentive scheme

Jul-Sep,2018 04-Sep-18 GODREJ CONSUMER PROD PB M Increase in Authorised Share Capital and Alteration of Memorandum of Association For FORCapitalisation of Balance sheet for business growth

Jul-Sep,2018 04-Sep-18 GODREJ CONSUMER PROD PB M Issue of Bonus Shares For FOR Rewarding investorsJul-Sep,2018 07-Sep-18 APOLLO TYRES PB M Re-appointment of Mr. Neeraj Kanwaras Managing Directo For FOR Attended all Board Meetings.Jul-Sep,2018 07-Sep-18 APOLLO TYRES PB M Continuation of Dr. S. Narayan as anIndependent Director For FOR Attended all Board Meetings.Jul-Sep,2018 07-Sep-18 APOLLO TYRES PB M Continuation of Mr. Robert Steinmetz asNon-Executive Director For FOR Attended all Board Meetings.Jul-Sep,2018 07-Sep-18 SUN TV NETWORK LTD. AGM M Adoption of Financial Statements For FOR Normal BusinessJul-Sep,2018 07-Sep-18 SUN TV NETWORK LTD. AGM M Confirmation of Interim Dividend For FOR Normal BusinessJul-Sep,2018 07-Sep-18 SUN TV NETWORK LTD. AGM M Re-appointment of Mr. K.Vijaykumar as Director For FOR Attended all Board Meetings.Jul-Sep,2018 07-Sep-18 SUN TV NETWORK LTD. AGM M Ratification of Remuneration of Cost Auditor For FOR Normal Business

Jul-Sep,2018 10-Sep-18 DIVIS LAB AGM MAdoption of Audited Financial Statements (Standalone andConsolidated) for the year ended 31 March 2018 alongwith the Reports of the Board of Directors and Auditorsthereon For FOR Normal Business

Jul-Sep,2018 10-Sep-18 DIVIS LAB AGM M Declaration of dividend on Equity Shares for the financialyear ended 31 March 2018 For FOR Normal Business

Jul-Sep,2018 10-Sep-18 DIVIS LAB AGM MRe-appointment of Mr. N.V. Ramana (DIN: 00005031), whoretires by rotation and being eligible, offers himself for reappointment For FOR Attended all Board Meetings.

Jul-Sep,2018 10-Sep-18 DIVIS LAB AGM MRe-appointment of Mr. Madhusudana Rao Divi (DIN:00063843), who retires by rotation and being eligible,offers himself for re-appointment For FOR Attended more than 75% Board meetings

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MAdoption of audited Financial Statements and audited consolidated financial statements of the Company for the year ended31st March, 2018 and Report of the Board of Directors and Auditors For FOR Normal Business

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MApproval of Final Dividend for the financial year ended 31st March, 2018 and to confirm the payment of Interim Dividendalready paid in January, 2018 For FOR Normal Business

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MAppointment of Shri Subir Purkayastha, who retires by rotation, and being eligible, offers himself for re-appointment For FOR Attended all Board Meetings.

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MAppointment of Shri Ashish Chatterjee, who retires by rotation, and being eligible, offers himself for re-appointment For FOR Attended more than 75% Board meetings

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MAuthorization to the Board of Directors to fix the remuneration of the Joint Statutory Auditors for FY 2018-19 For FOR Normal Business

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MApproval for appointment of Shri Jayanto Narayan Choudhury as Independent Director, not liable to retire by rotation For FOR

Attended more than 75% Board meetings during his tenor

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM M Approval for appointment of Ms. Banto Devi Kataria as Independent Director, not liable to retire by For FOR Reprentative of Government of InidaJul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM M Approval for appointment of Shri Manoj Jain as Director (Business Development), liable to retire by For FOR Reprentative of Government of Inida

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Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MApproval for ratifcation of remuneration of the Cost Auditors for FY 2017-18 and authorization to the Board of Directors to fix the remuneration for FY 2018-19. For FOR Normal Business

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM M Approval for Material Related Party Transactions with Petronet LNG Limited for FY 2018 -19 For FOR


Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM M Amendment in Object Clause of Memorandum of Association of the Company For FOR Related to Business activitiesJul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM M Approval for Private Placement of Securities For FOR Fund raising for Business Purpose.Jul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M Adoption Of financial Accounts. For FOR Normal Business

Jul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM MTo approve Interim dividend paid on equity shares for the Financial Year 2017-18 as final dividend for the year 2017-18. For FOR Normal Business

Jul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M

To appoint a director in place of Shri Rajesh Kumar Sinha[DIN-05351383]who retires by rotation in terms of Section 152(6) of the Companies Act, 2013 and Article 39(j) of Articles of Association of the Company and being eligible,offers himself for reappointment. For FOR Attended more than75% Board Meetings

Jul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M Appointment of Shri B L Gajipara as an Independent Director For FOR Attended more than75% Board MeetingsJul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M Appointment of Shri B Dayal as Whole time Director For FOR Attended more than75% Board MeetingsJul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M Appointment of Shri R P Shrivastava as Whole time Director For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M Appointment of Shri A K Jha as Whole time Director For FOR

He is also holding charge of CMD of Mahanadi Coalfields Ltd a leading subsidiary of Coal India Ltd. He comes with a rich experience spanning 35 years in the field of mine planning, production, management, supervision, direction and control of underground as well as open cast coal mine.

Jul-Sep,2018 12-Sep-18 COAL INDIA LTD AGM M Payment of remuneration to Cost Auditors For FOR Normal BusinessJul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Adoption of Financial Statements for the financial year ended March 31,2018 For FOR Normal BusinessJul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Confirmation of interim dividend on preference shares and declare the interim dividend as final For FOR Normal BusinessJul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Declaration of dividend on equity share For FOR Normal Business

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MRe-appointment of Mr.Vijay Chandok (DIN:01545262) who retires by rotation and,being eligible,offers himself for re-appointment For FOR

He is an Executive Director on the Board of ICICI Bank. He joined the ICICI group in

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Appointment of Statutory Auditors For FOR Normal BusinessJul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Appointment of Branch Auditors For FOR Normal BusinessJul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Ordinary Resolution for appointment of Mr.Uday Chitale (DIN:00043268) as an Independent Director For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MOrdinary Resolution for appointment of Mr.Radhakrishnan Nair (DIN:07225354) as an Independent Director For FOR

He holds degrees in Science, Securities Laws, Management and Law. He has around forty years of experience in banking industry and in the field of securities and insurance

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Ordinary Resolution for appointment of Mr.M.D.Mallya (DIN:01804955) as an Independent Director For FOR

He is Ex-Chairman and Managing Directore of Bank of Baroda. His rich experinece of over 36 years in banking industry at various positions and assignment will help bank.

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MOrdinary Resolution for appointment of Mr.Girish Chandra Chaturvedi (DIN:00110996) as an Independent Director For FOR

He has served in Government of India at various level as IAS officer. Hie experinec in sectors like banking, insurance, pention, Health will help bank.

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MOrdinary Resolution for appointment of Mr.Girish Chandra Chaturvedi (DIN:00110996) as Non-Executive (Part-time) Chairman For FOR

He has served in Government of India at various level as IAS officer. Hie experinec in sectors like banking, insurance, pention, Health will help bank.

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Ordinary Resolution for appointment of Mr.Sandeep Bakhshi (DIN:00109206) as Director For FORhe has been the MD & CEO of ICICI Prudential Life Insuarnace Company since

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MOrdinary Resolution for appointment of Mr.Sandeep Bakhshi (DIN: 00109206) as Wholetime Director and Chief Operating Officer(Designate) For FOR

he has been the MD & CEO of ICICI Prudential Life Insuarnace Company since

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Special Resolution for amendment to Capital Clause of the Memorandum of Association For FOR Re-classification of capitalJul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Special Resolution for amendment to Article 5(a)of the Articles of Association For FOR Re-classification of capital

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MSpecial Resolution for amendment to the definition of Exercise Period under Employees Stock Option Scheme 2000 For FOR Employee incentive scheme

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM M Special Resolution for private placement of securities under Section 42 of the Companies Act,2013 For FOR Fund raising for business purpose.

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Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM MTo receive,consider and adopt the Audited Standalone as well as Consolidated Financial Statements of the Company for the year ended 31st March,2018 together with the Reports of Directors and Auditors For FOR Normal Business

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To consider declaration of final dividend on equity shares. For FOR Normal Business

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM MTo appoint a Director in place of Shri G.K.Satish (DIN 06932170) who retires by rotation and being eligible offers himself for re-appointment. For FOR All Board meetings attended.

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To appoint Shri Shashi Shankar (DIN 06447938) as Director of the Company For FOR Nominee Director of ONGC

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To appoint Shri V.K.Mishra (DIN 08125144) as Director (Finance) of the Company For FOR

He is a Chartered Accountant and also holds degree in MBA ( Finance) and Law. He posesses vast experience in financial management, corporate finance , terasury management etc.

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To appoint Shri Sidhartha Pradhan (DIN 06938830) as an Independent Director of the Company For FOR

He has worked in various capacities, both in Central Government and Government of Orissa. He joined Indian Revenue Services in 1977. In his last assignment, he has worked as member of the High Level Committee ( HLC), appointed by the Finance Minister , to interact with Trade and Industry on Tax

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To appoint Dr. M. M. Kutty (DIN 01943083) as Director and Chairman of the Company For FOR

Dr. M.M. Kutty is Secretary to the Government of India in the Ministry of Petroleum and Natural Gas. He is a member of the Indian Administrative Service with over 32 years’ experience at the State and

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To ratify the remuneration of Cost Auditor for the financial year 2018-19 For FOR Normal Business

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM MTo approve Related Party Transactions entered or to be entered by the Company during the financial year 2018-19 For FOR

Transactions are in the ordinary course of business and on arm's length basis

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To re-appoint Dr.Jyoti Kiran Shukla (DIN 03492315) as Independent Director of the Company For FOR Attended all Board Meetings

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM M To approve recoverable advance given to Shri V.K.Mishra,Director (Finance) of the Company For FOR

It is in line with term and conditions of his appointment. It is in the naturen of existing House Building Advance at GAIL as recoverable advance for the company

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM M Adoption of audited Annual Financial Statements for the Financial Year 2017-18 For FOR Normal Business

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM MTo confirm the already paid two interim dividends on equity shares during theFinancial Year 2017-18 as final dividend For FOR Normal Business

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM M Reappointment of Dr. D. Linga Rao, (DIN: 07088404) as a Director liable to retire byrotation For FOR Attended all Board Meetings

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM MAppointment of Mr. Sridhar Sankararaman (DIN: 06794418) as a Non-Executive andNon-Independent Director For FOR

He is a Chartered Accountant and MBA. He has 13 years of experience which includes 9 years in Private equity

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM MReappointment of Shri. P. S. R. K. Prasad, (DIN: 07011140) as Director and ExecutiveVice President (Corporate Engineering Services) For FOR Attended all Board Meetings

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM M Reappointment of Dr. D. Linga Rao (DIN: 07088404) as Director & President (Tech.Affairs) For FOR Attended all Board MeetingsJul-Sep,2018 15-Sep-18 NATCO PHARMA AGM M Ratification of remuneration of Cost Auditors For FOR Normal Business

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM M Alteration of Objects clause in Memorandum of Association For FORTo include manufacturing of more chemicals and investing excess funds in various

Jul-Sep,2018 15-Sep-18 NATCO PHARMA AGM M Ratification to continue the Directorship of Mr. G. S. Murthy (DIN:00122454) as anIndependent For FOR Attended all Board Meetings

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM MTo consider and adopt the Audited Financial Statements of the Company for the financial year ended March 31, 2018,together with the Reports of the Board of Directors and Auditors thereon. For FOR Normal Business

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM MTo confirm the payment of Interim Dividend of Rs.8 per equity share, already paid and to declare the final dividend of Rs.11 per equity shares for the financial year ended on March 31, 2018 For FOR Normal Business

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM MTo appoint a Director in place of Mr.Virendra Nath Datt (DIN: 07823778),who retires by rotation and being eligible, offers himself for re-ppointment. For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Ratification of Appointment of Auditors. For FOR Normal BusinessJul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Ratification of Cost Auditors remuneration. For FOR Normal Business

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM MConfirmation of re-appointment of Mr.Rajeev Kumar Mathur (DIN:03308185) as Managing Director and approval of terms and conditions. For FOR Attended All Board Meetings

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Appointment of Mr.Goutam Ghosh (DIN: 07529446) as a Whole-Time Director. For FOR Attended all Board Meetings during his tenorJul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Re-appointment of Mr.Raj Kishore Tewari (DIN:07056080) as an Independent Director. For FOR Attended All Board Meetings

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Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Appointment of Mr.Premesh Kumar Jain (DIN: 02145534) as an Independent Director. For FOR

He is a Chartered Accountant and MBA ( University of Hull, UK). He was Director (Finance) of GAIL for more than 6 years. He has over 35 years of experience in Oil & Gas Sector in areas of FX Risk Management, Budgeting and Corporate Accounts.

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Appointment of Mr.Sanjib Datta (DIN: 07008785) as Director. For FOR

He is a Managing Director, Nominee of GAIl. He is heading business develoment fucntion in GAIL prior to joining MGL. He has over 32 years of experinece

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M Appointment of Mr.Sanjib Datta (DIN: 07008785) as Managing Director. For FOR

He is a Managing Director, Nominee of GAIl. He is heading business develoment fucntion in GAIL prior to joining MGL. He has over 32 years of experinece

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M

Enhancement in aggregate Foreign Investment limit for Investment by Foreign Institutional Investors (FIIs)/Foreign Portfoilio Investors (FPIs) put together from 24Percent to 40 percent of the paid-up equity share capital of the Company For FOR

To improve liquidity and invetors' friendly measures

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M To approve Material Related Party Transactions. For FORTransactions are in the ordinary course of business and on arm's length basis

Jul-Sep,2018 17-Sep-18 MAHANAGAR GAS LIMITED AGM M To appoint Mr.Satish Gavai (DIN:01559484) as Non-Executive Director. For FOR

He is a Nominee of Government of Maharashtra. He has 30 years long years of service. He is at present Addional Chief

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MAdoption of Balance Sheet, Statement of Profit and Loss, Report of the Board of Directors and Auditors for the financial year ended March 31, 2018 For FOR Normal Business

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM M Declaration of final dividend for the financial year ended March 31, 2018 For FOR Normal BusinessJul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM M Re-appointment of Mr.Sunil Alaric D Souza as Director who retires by rotation For FOR Attended All Board Meetings

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MRatification & appointment of M/s MSKA & Associates (Firm Registration Number: 105047W), Chartered Accountants, as Auditors from the conclusion of 57th AGM until the conclusion of the 61st For FOR Normal Business

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MRatification of remuneration of M/s R. J. Goel & Co., Cost accountants (Firm Registration No. 000026) as Cost auditors for FY 2018-19 (Ordinary Resolution) For FOR Normal Business

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MRemuneration payable to Mr. Arvind Uppal (DIN: 00104992) as Non-Executive Chairman of the Company (Special Resolution) For FOR

Company has achieved sales growth backed by strong all round execution across key business levers.

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MAppointment of Mr. Arumalla Hari Bhavanarayana Reddy (DIN: 0008060227) as Director (Ordinary Resolution) For FOR

He holds B.Tech Degree in Mechanical Engineering. He has over 27+ years of rich and diverse experience. He began his career as a graduate Engineer trainee in Whirlpool India. He worked in several capacities in Whirlpool including Tool Design, Process Engineering, Project Management, Product Development, Innovation and Plant

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MAppointment of Mr. Arumalla Hari Bhavanarayana Reddy (DIN: 0008060227) as Executive Director (Special Resolution) For FOR

He holds B.Tech Degree in Mechanical Engineering. He has over 27+ years of rich and diverse experience. He began his career as a graduate Engineer trainee in Whirlpool India. He worked in several capacities in Whirlpool including Tool Design, Process Engineering, Project Management, Product Development, Innovation and Plant

Jul-Sep,2018 17-Sep-18 WHIRLPOOL OF INDIA LTD AGM MRevision of remuneration payable to Mr. Anil Berera (DIN: 00306483), Executive Director (Special Resolution) For FOR It is in line with industry.

Jul-Sep,2018 18-Sep-18 PUNJAB NATIONAL BANK AGM M Adoption Of Financial Accounts. For FOR Normal BusinessJul-Sep,2018 18-Sep-18 PUNJAB NATIONAL BANK AGM M Offer, issue and allot Equity Shares to Employees on ESPS Basis to an amount upto Rs 10 crore For FOR Employee incentive scheme

Jul-Sep,2018 18-Sep-18 PUNJAB NATIONAL BANK AGM MOffer, issue and allot Equity Shares aggregating to an amount upto Rs 2816 to Government of India on Preferential basis For FOR

Capitalisation of Balance sheet for business growth

Jul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Adoption of Accounts for the financial year ended 31st March 2018 For FOR Normal BusinessJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Declaration of Dividend for the financial year 2017-18 For FOR Normal Business

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Jul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Approval of remuneration to M/s. Brahmayya & Co.,, (Firm Regn.No.000511S), Statutory Auditor For FOR Normal BusinessJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Ratification of remuneration to M/s. Geeyes & Co., (Firm Regn.No.000044), Cost Auditors. For FOR Normal BusinessJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Approval of appointment of Thiru S. Sivashanmugaraja, IAS (DIN- 06684301) as Managing Director For FOR Attended all Board Meetings during his tenorJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Appointment of Thiru. V. Chandrasekaran. (DIN 03126243) as an Independent Director For FOR Attended all Board Meetings during his tenorJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Appointment of Thiru. K Gnanadesikan, IAS (DIN 00111798) as a Director For FOR Attended all Board Meetings during his tenorJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Borrowing limits of the Company under Section 180(1)(c) of the Companies Act, 2013 For FOR To raise the fund for business purpose

Jul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM MCreation of Charges on the movable and immovable properties of the Company, both present and future, in respect of borrowings under Section 180 (1)(a) of the Companies Act, 2013 For FOR To raise the fund for business purpose

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM M Adoption of Annual Financial Statements as on March 31, 2018 (Ordinary Resolution) For FOR Normal Business

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM MConfirmation of payment of Interim Dividend and Declaration of Final Dividend payable tomembers (Ordinary Resolution) For FOR Normal Business

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM M Reappointment of Shri Pradip K. Agrawal, Director (Domestic Division) (Ordinary Resolution) For FOR Attended all Board Meetings.

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM MReappointment of Shri Sanjay Swarup, Director (International Marketing & Operations)(Ordinary Resolution) For FOR Attended all Board Meetings.

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM MTo take note of appointment of Statutory Auditors and authorisation for their remuneration(Ordinary Resolution) For FOR Normal Business

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM M Appointment of Ms. Vanita Seth, as Part-time Non-official (Independent) Director(Ordinary For FOR Attended all Board Meetings during her tenor

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM MAppointment of Shri Lov Verma, as Part-time Non-official (Independent) Director(Ordinary Resolution) For FOR

Attended more than 75% Board Meetings during his tenor

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM MAppointment of Shri Anjaneya Prasad Mocherla, as Part-time Non-official (Independent)Director (Ordinary Resolution) For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM M Appointment of Shri Rahul Mithal, as Director (Projects & Services) / CONCOR (OrdinaryResolution) For FOR Attended all Board Meetings during his tenorJul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM M Appointment of Shri Manoj Kumar Srivastava, as Director (Government Nominee)(Ordinary For FOR He is Government Nomineee DirectorJul-Sep,2018 20-Sep-18 CONTAINER CORPORATION OF INDIAAGM M Appointment of Shri Deepak Shetty, as Part-time Non-official (Independent)Director (Ordinary For FOR He is Government Nomineee Director

Jul-Sep,2018 24-Sep-18 GULF OIL LUBRICANTS IND AGM MTo receive, consider and adopt, the audited financial statements of the Company for the financial year ended March 31,2018 and the Reports of the Board of Directors and the Auditors thereon. For FOR Normal Business

Jul-Sep,2018 24-Sep-18 GULF OIL LUBRICANTS IND AGM M To declare dividend on equity shares for the financial year ended March 31, 2018. For FOR Normal Business

Jul-Sep,2018 24-Sep-18 GULF OIL LUBRICANTS IND AGM MTo appoint a Director in place of Mr.Shom A. Hinduja (DIN: 07128441), who retires by rotation and being eligible, offershimself for re-appointment. For FOR Attended all Board Meetings

Jul-Sep,2018 24-Sep-18 GULF OIL LUBRICANTS IND AGM M To ratify the remuneration to the Cost Auditors for the FY 2018-19. For FOR Normal Business

Jul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM M

To consider and adopt the Audited Financial Statements (including the ConsolidatedFinancial Statements) of the Company for the Financial Year ended March 31, 2018 andthe Reports of the Board of Directors and Auditors thereon For FOR Normal Business

Jul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM M Declaration of Dividend on Equity Shares for the Financial Year ended 31st March, 2018 For FOR Normal BusinessJul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM M Re-appointment of Mr. Atindra Narayan Basu (DIN 05296613), as a Director liableto retire by For FOR Attended all Board Meetings.

Jul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM MRatifi cation of remuneration of M/s. Bandyopadhyaya Bhaumik & Co., Cost Accountants(Firm Registration No. 000041), Cost Auditors of the Company, for the fi nancial year2018-19. For FOR Normal Business

Jul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM MRe-appointment of Mr. Atindra Narayan Basu (DIN: 05296613), as a WholetimeDirector of the Company liable to retire by rotation, for a period of 5 yearscommencing from 20th September, 2019 For FOR Attended all Board Meetings.


Re-appointment of Mr. Nripendra Nath Bhattacharyya (DIN: 00014250), as anIndependent Director of the Company, to hold offi ce for a period of fi ve consecutiveyears, with eff ect from 5th September, 2019 or the date of the 101st Annual GeneralMeeting, whichever is earlier. For FOR Attended all Board Meetings.


Re-appointment of Mr.Sheo Kishan Damani (DIN: 00062780), as an IndependentDirector of the Company, to hold offi ce for a period of fi ve consecutive years, witheff ect from 5th September, 2019 or the date of the 101st Annual General Meeting,whichever is earlier. For FOR Attended all Board Meetings during his tenor.


Re-appointment of Mr.Asutosh Sen (DIN: 00165345), as an Independent Directorof the Company, to hold offi ce for a period of fi ve consecutive years, with eff ectfrom 5th September, 2019 or the date of the 101st Annual General Meeting,whichever is earlier. For FOR Attended all Board Meetings.

Jul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM MIssue of Secured/Unsecured redeemable Non-Convertible Debentures (NCDs) ofan amount not exceeding INR 500 Crores on private placement basis. For FOR Fund raising for business purposes.

Jul-Sep,2018 25-Sep-18 SIMPLEX INFRA LTD AGM MIssue of equity shares and/or convertible bonds or any other security convertibleinto equity to raise a total amount not exceeding INR 600 Crores. For FOR Fund raising for business purposes.

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM M Adoption of accounts For FOR Normal BusinessJul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM M Declaration of dividend on equity shares for the financial year ended March 31, 2018 For FOR Normal Business

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM MRe-appointment of Mr. Dilip S. Shanghvi (DIN: 00005588), who retires by rotation and being eligible offers himself forre-appointment For FOR Attended all Board Meetings

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A B C D E F G H I





727728

729

730

731

732733734

735736737

738

739

740

741742743744745746747

748

749

750751752753

754755756757

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM MRe-appointment of Mr. Sudhir V. Valia (DIN: 00005561), who retires by rotation and being eligible offers himself for re-appointment For FOR Attended all Board Meetings

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM M Appointment of Mr. Vivek Chaand Sehgal (DIN: 00291126) as Independent Director of the Company For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM M Appointment of Mr. Gautam Doshi (DIN: 00004612) as an Independent Director of the Company For FOR

He is a Chartered Accountants. He has more than 40 years of experience in area covering Merger & Acquisitions, Direct, Indirect, International Taxation, Transfer pricing etc.

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM MSpecial Resolution for re-appointment and remuneration of Mr. Sudhir V. Valia (DIN: 00005561) as Whole-time Director For FOR

Considering his experience and contribution to comapany, it is in line with industry

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM MSpecial Resolution for re-appointment and remuneration of Mr. Sailesh T. Desai (DIN: 00005443) as Whole-time Director For FOR

Considering his experience and contribution to comapany, it is in line with industry

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM MRe-appointment of Mr. Kalyanasundaram Subramanian (DIN: 00179072) as Whole-time Director without any remuneration For FOR Attended all Board Meetings during his tenor

Jul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM M Special Resolution for continuation of Directorship of Mr. Israel Makov (DIN:05299764) For FOR Attended all Board MeetingsJul-Sep,2018 26-Sep-18 SUN PHARMACEUTICAL INDUSTRIES AGM M Ratification of Remuneration of Cost Auditors of the Company for the financial year 2018-19 For FOR Normal Business

Jul-Sep,2018 27-Sep-18 JUBILANT FOODWORKS LTD AGM MAdoption of Financial Statements (Standalone and Consolidated) of theCompany and Reports thereon for the financial year ended March 31, 2018. For FOR Normal Business

Jul-Sep,2018 27-Sep-18 JUBILANT FOODWORKS LTD AGM M Declaration of dividend on Equity Shares For FOR Normal BusinessJul-Sep,2018 27-Sep-18 JUBILANT FOODWORKS LTD AGM M Re-appointment of Mr. Hari S. Bhartia (DIN 00010499), who retires byrotation. For FOR Attended all Board Meetings

Jul-Sep,2018 27-Sep-18 JUBILANT FOODWORKS LTD AGM MRatify Appointment of M/s. Deloitte Haskins And Sells LLP, CharteredAccountants (ICAI Registration No. 117366W/W-100018) as StatutoryAuditors and fixing their remuneration. For FOR Normal Business

Jul-Sep,2018 27-Sep-18 JUBILANT FOODWORKS LTD AGM M Appointment of Mr. Ashwani Windlass (DIN 00042686) as an IndependentDirector. For FOR

He is a MBA from University of Delhi. He has over four decades of experience in strategy, telecom and technology.

Jul-Sep,2018 27-Sep-18 JUBILANT FOODWORKS LTD AGM M Appointment of Mr. Abhay Prabhakar Havaldar (DIN 00118280) as anIndependent Director. For FOR

He has done M.Sc. In Management from Sloan Fellow program at London Business School and B.E. in Electrical Engineering from Bombay University. In his excellent career records, he held various technical and marketing position at Tata Unisys.

Jul-Sep,2018 27-Sep-18 MPHASIS LTD.(EXMPHASIS BFL) PB M

Approval for Buy back of equity shares of the Company on a proportionate basis through Tender Offer route under the Securities andExchange Board of India (Buyback of Securities)Regulations, 1998, by means of special resolution,for an amount not exceeding Rs.9,882.75 million(Rupees nine thousand eight hundred and eightytwo million and seven fifty thousands). For FOR Investors' Friendly measure.

Jul-Sep,2018 27-Sep-18 SADBHAV.ENGINEERING LTD AGM M Adoption of accounts For FOR Normal BusinessJul-Sep,2018 27-Sep-18 SADBHAV.ENGINEERING LTD AGM M Declaration of Dividend on Equity Shares. For FOR Normal BusinessJul-Sep,2018 27-Sep-18 SADBHAV.ENGINEERING LTD AGM M Appointment of Mr. Vikram R. Patel who retires by rotation For FOR Attended all Board MeetingsJul-Sep,2018 27-Sep-18 SADBHAV.ENGINEERING LTD AGM M Appointment of Mr. Vasistha C. Patel who retires by rotation. For FOR Attended 75% of Board MeetingsJul-Sep,2018 27-Sep-18 SADBHAV.ENGINEERING LTD AGM M Appointment of Statutory Auditors and fixing their remuneration. For FOR Normal BusinessJul-Sep,2018 27-Sep-18 SADBHAV.ENGINEERING LTD AGM M Ratification of Remuneration to Cost Auditor. For FOR Normal Business

Jul-Sep,2018 27-Sep-18 SBI LIFE INSURANCE COMPANY AGM M

Receive, consider and adopt the Revenue Account, Profit and Loss Account and Receipts and Payments Account for the year ended March 31, 2018 and the Balance sheet as at that date together with the Reports of the Board of Directors and Auditors thereon and comments of the Comptroller & Auditor General of India. For FOR Normal Business

Jul-Sep,2018 27-Sep-18 SBI LIFE INSURANCE COMPANY AGM MConfirm the interim dividend paid by the Company as final dividend for the Financial Year ended March 31, 2018. For FOR Normal Business

Jul-Sep,2018 27-Sep-18 SBI LIFE INSURANCE COMPANY AGM M

Appoint a Director in the place of Mr. Gerard Binet, Director (DIN 00066024) who retires by rotation as per the provisions of Section 152 of the Companies Act, 2013 and, being eligible, offers himself for re-appointment. For FOR Attended all Board meetings

Jul-Sep,2018 27-Sep-18 SBI LIFE INSURANCE COMPANY AGM M Ratification of appointment of Joint Statutory Auditors and to fix their remuneration. For FOR Normal BusinessJul-Sep,2018 27-Sep-18 SBI LIFE INSURANCE COMPANY AGM M Appointment of Mr. Sanjeev Nautiyal as Managing Director and Chief Executive Officer (DIN: For FOR Attended all Board Meetings during his tenor.Jul-Sep,2018 27-Sep-18 SBI LIFE INSURANCE COMPANY AGM M Approval of SBI Life Employee Stock Option Plan 2018 and Scheme 2018. For FOR Employee incentive scheme

Jul-Sep,2018 28-Sep-18 DISH TV IND.(EX.ASC ENT.) AGM MAdoption of Audited Financial Statements - on a Standalone and Consolidated basis, for the FinancialYear ended March 31, 2018 For FOR Normal Business

Jul-Sep,2018 28-Sep-18 DISH TV IND.(EX.ASC ENT.) AGM M To ratify the remuneration of Cost Auditors for the financial year ended March 31, 2019 For FOR Normal BusinessJul-Sep,2018 28-Sep-18 DISH TV IND.(EX.ASC ENT.) AGM M To re-appoint Dr. (Mrs.) Rashmi Aggarwal (DIN - 07181938) as an Independent Director of the For FOR Attended more than 75% Board MeetingsJul-Sep,2018 28-Sep-18 DISH TV IND.(EX.ASC ENT.) AGM M Re-Appointment of Mr. Jawahar Lal Goel (DIN-00076462) as the Managing Director of the Company For FOR Attended all Board Meetings

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758

759

760761762763

764

765

766

767

768

769770771

772773

774775

776

777

778779780

781

782

783

784

Jul-Sep,2018 28-Sep-18 DISH TV IND.(EX.ASC ENT.) AGM M Dish TV India Limited Employees Stock Option Scheme 2018 (ESOP 2018) for the For FOR Employee incentive scheme

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM M

To consider and adopt (a) Audited standalone Financial Statement of the Company for financial yearended March 31, 2018 and the reports of the Board of Directors and Auditors thereon; and (b) AuditedConsolidated Financial Statement of the Company for the financial year ended March 31, 2018 and thereport of Auditors thereon For FOR Normal Business

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM MTo appoint Mr. Dinesh Kumar Saraogi (DIN: 06426609), who retires by rotation and being eligible, offershimself for (es) re-appointment as a Director For FOR Attended more than 75% Board Meetings

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM M To ratify the remuneration of Cost Auditors for the financial year ending March 31, 2019 For FOR Normal BusinessJul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM M To approve the issuance of further securities For FOR Fund raising for business purpose.Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM M To approve the issuance of Non-Convertible Debentures For FOR Fund raising for business purpose.

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM MTo approve Jindal Steel & Power Limited Employee Stock Purchase Scheme -2018 (JSPL ESPS 2018 orScheme) and issue of Shares to the employees of the Company under JSPL ESPS 2018 For FOR Employee incentive scheme

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM MTo approve issuance of shares to the employees of Subsidiary Company(ies) of the Company under JSPLESPS 2018 For FOR Employee incentive scheme

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM MTo consider, ratify and approve the remuneration and waiver of recovery of excess remuneration paid toMr. Naveen Jindal, Wholetime Director designated as the Chairman of the Company For FOR

The trend of remmuneration is in line with performance. Since 2014-15, it was on downward trend till 2016-17 and came down to Rs. 7.05 crs. This year the rise is 37% in remmunerartion. Standalon loss has come down from Rs. 986 crs to Rs 361 crs.

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM M To consider and approve the holding of office or place of profit/employment in the Company For FOR

Mr Venkatesh Jindal is a Bachelor of Science in Economics from Yale University and also worked with Boston Consulting Group.

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM MTo consider and approve the amendment in terms and conditions of appointment of Mr. Rajeev RupendraBhadauria, Wholetime Director of the Company For FOR

Original terms & Condition of appointment do not include the payment of remuneration by way of share based employee benefits. ESOP/ESPS. Now it is propsoing to include.

Jul-Sep,2018 28-Sep-18 JINDAL STEEL N POWER AGM MTo consider and approve the amendment in terms and conditions of appointment of Mr. Dinesh KumarSaraogi, Wholetime Director of the Company For FOR

Original terms & Condition of appointment do not include the payment of remuneration by way of share based employee benefits. ESOP/ESPS. Now it is propsoing to include.

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Adoption Of Financial Accounts. For FOR Normal BusinessJul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Declare dividend on Equity Shares for the financial year ended 31st March 2018. For FOR Normal Business

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM MAppoint a Director in place of Shri Chakresh Kumar Jain, Managing Director, (DIN 00086768),who retires by rotation and being eligible, offers himself for re-appointment. For FOR Attended 75% Board Meetings

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Ratify remuneration of Cost Auditors of the Company for FY. 2018-19. For FOR Normal Business

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Appointment of Mr. Gauri shankar (DIN: 06764026) as an independent director. For FOR

He has over 40 years' of experience in Banking and Finance served as MD and CEO of PNB in 2015.

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Revision in the remuneration of Mr. Pradeep Kumar Jain (Din: 00086653), Chairman & Managing For FOR Attended 75% Board Meetings

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Revision in the remuneration of Mr. Chakresh Kumar Jain (DIN:00086768) , Managing Director. For FORConsidering his experience and contribution to comapany, it is in line with industry

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Revision in the remuneration of Mr. Yogesh Kumar Jain (DIN: 00086811), Managing Director. For FORConsidering his experience and contribution to comapany, it is in line with industry

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Revision in the Remuneration Of Mr. Anil Kumar Rao (DIN: 01224525), Whole Time Director. For FORConsidering his experience and contribution to comapany, it is in line with industry

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Enhance the borrowing powers of the company. For FOR Fund raising for business purpose.Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM M Enhance the power of board to mortgage, hypothecate, pledge, creation of charge. For FOR Fund raising for business purpose.

Jul-Sep,2018 29-Sep-18 PNC INFRATECH LTD AGM MTo approve continuation of Mr. C.R. Sharma (DIN: 00522678) as a Non- Executive Independent Director of the Company. For FOR Attended all Board Meetings

Oct-Dec,201801-Oct-18 ITC PB MSpecial Resolution for granting, offering and issuing EquitySettled Stock Appreciation Rights (SARs) to the eligibleemployees of the Company under an Employee StockAppreciation Rights Scheme. For FOR Employee incentive scheme

Oct-Dec,201801-Oct-18 ITC PB MSpecial Resolution for granting, offering and issuingSARs to the employees, including Managing I WholetimeDirectors, of subsidiary companies of the Company. For FOR Employee incentive scheme

Oct-Dec,201801-Oct-18 ITC PB M

Ordinary Resolution for variation in the terms of remunerationpayable to the Managing Director and the other WholetimeDirectors of the Company, to the extent of modification in thecomputation of monetary limit of perquisites with respect toSARs, as stated under (1} above. For FOR

Employee incentive scheme

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A B C D E F G H I





785

786787788789790

791

792

793794

795

796797798

799

800801802803804805

806

807

808

Oct-Dec,201801-Oct-18 LARSEN N TOUBRO PB M

Approval of Buyback of 6,00,00,000 Equity Sharesor higher of the Company from all the equityshareholders on a proportionate basis throughTender Offer Mechanism for acquisition of sharesthrough stock exchange under the Securities andExchange Board of India (Buyback of Securities)Regulations, 1998 at a maximum price of Rs. 1500per equity share aggregating to Rs. 9000 For FOR Investors' Friendly measure.

Oct-Dec,201815-Oct-18 BRITANNIA INDUSTRIES LTD PB M Sub- division of Equity Shares of the Company. For FORTo improve liquidity and invetors' friendly measures

Oct-Dec,201815-Oct-18 BRITANNIA INDUSTRIES LTD PB M Amendment of the Capital Clause of the Memorandum of Association of the Company. For FOR To capitalise Balance SheetOct-Dec,201815-Oct-18 BRITANNIA INDUSTRIES LTD PB M Amendment of Article 5 of the Articles of Association of the Company. For FOR Internal ManagementOct-Dec,201815-Oct-18 BRITANNIA INDUSTRIES LTD PB M Amendment of Britannia Industries Limited Employee Stock Option Scheme (ESOS). For FOR Employee incentive schemeOct-Dec,201830-Oct-18 PUNJAB NATIONAL BANK EGM M ISSUE OF EQUITY SHARES ON PREFERENTIAL BASIS For FOR To capitalise Balance Sheet

Oct-Dec,2018 30-Nov-18 Dish TV India Ltd. PB MSpecial Resolution for extension of benefits of Dish TV India Limited 'Employees Stock Option Scheme 2018' ("ESOP 2018") - for employees of the Subsidiary Company(ies) of the Company.

For FOR Employee incentive scheme

Oct-Dec,2018 30-Nov-18 Dish TV India Ltd. PB MSpecial Resolution for extension of benefits of Dish TV India Limited 'Employees Stock Option Scheme 2018' ("ESOP 2018") - for employees of any future holding Company of the Company.

For FOR Employee incentive scheme

Oct-Dec,2018

07-Dec-18 STATE BANK OF INDIA

EGM M

A) To create, offer, issue and allot, such number of Equity Shares of Re.1 each, for an amount not exceeding Rs.20,000 crores (Rupees twenty thousand crores) or such amount as approved by GoI & RBIB) To decide the quantum & mode(s), number of tranches, price or prices, discount/premium, reservations to employees,customers, existing shareholders and / or any other persons as decided by the Board and as provided under SEBI(ICDR) Regulations 2018 For

FORCapitalisation of Balance sheet for business growth

Oct-Dec,2018 10-Dec-18 Bosch Ltd. PB M Special Resolution for approving Buyback of equity shares. For FOR Investors' Friendly measure

Oct-Dec,2018

11-Dec-18 IndusInd Bank Ltd.

CCM M

Resolution to approve the Composite Scheme of Arrangement among Bharat Financial Inclusion Limited, IndusInd Bank Limited and IndusInd Financial Inclusion Limited under Sections 230 to 232 and other applicable provisions of the Companies Act, 2013. For FOR

Scheme of Arrangement

Oct-Dec,2018

11-Dec-18 BHARAT FINANCIAL INCLUSION LIMITED

CCM M

Approval of the Composite Scheme of Arrangement among Bharat Financial Inclusion Limited, IndusInd Bank Limited and IndusInd Financial Inclusion Limited and their respective shareholders and creditors under Sections 230 to 232 and other applicable provisions of the Companies Act, 2013 For FOR

Scheme of Arrangement

Oct-Dec,2018 21-Dec-18 Blue Star Ltd. PB M Re-appointment of Mr Shailesh Haribhakti (DIN:00007347) as an Independent Director of the Company. For FOR Normal BusinessOct-Dec,2018 21-Dec-18 Blue Star Ltd. PB M Re-appointment of Mr Gurdeep Singh (DIN:00036922) as an Independent Director of the Company. For FOR Attended all Board Meetings

Oct-Dec,201821-Dec-18 Blue Star Ltd.

PB MApproval for payment of Commission to Non-Executive Directors upto 1% (one percent) of Net Profit of the Company. For FOR

It is within the limit of Act

Oct-Dec,201821-Dec-18 CESC Ltd.

AGM MAdoption of financial statements (standalone and consolidated) and reports of Directors and Auditors for the year ended 31st March 2018 For FOR

Normal Business

Oct-Dec,2018 21-Dec-18 CESC Ltd. AGM M To confirm Interim Dividend For FOR Normal BusinessOct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Re-appointment of Mr. S Goenka as a Director For FOR All Board meetings attended.Oct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Re-appointment of Ms. Rekha Sethi as an Independent Director For FOR All Board meetings attended.Oct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Re-appointment of Mr. K. Jairaj as an Independent Director For FOR All Board meetings attended.Oct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Continuation of appointment of Mr. P.K.Khaitan as an Independent Director For FOR Attended more than 75% Board Meetings

Oct-Dec,2018

21-Dec-18 CESC Ltd.

AGM M

Appointment of Mr. R.Chowdhury as a Director

For FOR

He has joined CESC in 1984 and has vast experience of over 32 years in operations and maintenance of Thermal Power Generating Station.

Oct-Dec,2018

21-Dec-18 CESC Ltd.

AGM M

Appointment of Mr. D. Banerjee as a Director

For FOR

He is an Electrical Engineer, having 34 years of rich and diverse industry experience. He has started his career from Areva and worked with Crompton Greaves and Schneider Electric, heading business operations in Utilities.

Oct-Dec,2018

21-Dec-18 CESC Ltd.

AGM M

Appointment of Mr. R. Chowdhury as Managing Director (Generation)

For FOR

He has joined CESC in 1984 and has vast experience of over 32 years in operations and maintenance of Thermal Power Generating Station.

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A B C D E F G H I





809810811812

813

814

815

816

817

818

819

820

821

Oct-Dec,2018

21-Dec-18 CESC Ltd.

AGM M

Appointment of Mr. D. Banerjee as Managing Director (Distribution)

For FOR

He is an Electrical Engineer, having 34 years of rich and diverse industry experience. He has started his career from Areva and worked with Crompton Greaves and Schneider Electric, heading business operations in Utilities.

Oct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Commission to Non-executive Director For FOR In line with company ActOct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Approval to mortgage/charge/encumber properties under Section 180(1)(a) of the Companies Act,2013 For FOR Fund raising for business purpose.Oct-Dec,2018 21-Dec-18 CESC Ltd. AGM M Borrowing limit of the Company For FOR Fund raising for business purpose.

Oct-Dec,2018

21-Dec-18 CESC Ltd.

AGM M

Ratification of remuneration of Cost Auditors of the Company

For FOR

Normal Business

Jan-Mar 19

05-Jan-19 ALKEM LABORATORIES LIMITED FV RS 2

PB MThe consent of the shareholders of the Company be and is hereby accorded for continuance of office of Mr. Samprada Singh (DIN: 00760279), aged about 88 years, as a Non-Executive Director designated as the Chairman Emeritus of the Company for his st remaining term vaild upto 31 March, 2020 For

FORAttended more than 75% Board meeting and from Propmotors' group

Jan-Mar 19


PB M

The consent of the shareholders of the Company be and is hereby accorded for continuance of office of Mr. Akhouri Maheshwar Prasad (DIN: 07066439), aged about 77 years, as a Non-Executive Director designated as an Independent Director of the th Company for his remaining term vaild upto 15 March, 2020 For

FOR

Attended more than 75% Board Meetings.

Jan-Mar 19

14-Jan-19 Aarti Industries Ltd. PB MTo authorise the Board of Directors (the Board) to issue Securities, for an aggregate amount of up to Rs. 750 Crore (Rupees Seven Hundred Fifty Crore Only) by way of a public issue, preferential allotment, private placement or a rights issue, including a qualified institutions placement or through any other permissible mode and/or combination thereof as the Board may deem appropriate, by way of issue of equity shares or by way of issue of any instrument or security including fully/partly convertible debentures, global depository receipts, american depository receipts, foreign currency convertible bonds, or by way of a composite issue of non-convertible debentures and warrants entitling the warrant holder(s) to apply for equity shares or any other eligible securities or any combination of Securities, with or without premium. For

FOR

To mobilse capital for business purpose.

Jan-Mar 19

17-Jan-19 AXIS BANK LTD PB M

Appointment of Shri Girish Paranjpe (DIN 02172725) as an Independent Director of the Bank, for a period of 4 years w.e.f. 2nd November 2018. For

FOR He is a member of the Institue of Chartered Accountants of India and Institute of Cost and Works Accountants of India. He served Wipro Ltd for over two decades. He is presently the Member of IT Strategy Committee of the Bank

Jan-Mar 19


Appointment of Shri Amitabh Chaudhry (DIN: 00531120) as a Director of the Bank. For

FOR He is B.Tech in Electronics & Electricals from BITs Pilani and alumnus of IIM, Ahmedabad. He was associated with HDFC Life since January 2010. Before joining this bank, he was the Managing Dsirector and CEO of HDFC Standard Life Insurance Co. Ltd

Jan-Mar 1917-Jan-19 AXIS BANK LTD PB M Appointment of Shri Amitabh Chaudhry (DIN: 00531120) as the Managing Director & CEO of the Bank, for

a period of 3 years, w.e.f. 1st January 2019 and the terms and conditions relating to the said appointment, ForFOR He is B.Tech in Electronics & Electricals

from BITs Pilani and alumnus of IIM,

Jan-Mar 19

17-Jan-19 AXIS BANK LTD PB M Re-appointment of Prof. Samir K. Barua (DIN: 00211077) as an Independent Director of the Bank, with effect from 1st April 2019. For

FOR Attended all Board Meeting during Fy 2017‐18

Jan-Mar 19

17-Jan-19 AXIS BANK LTD PB M Reappointment of Shri Som Mittal (DIN: 00074842) as an Independent Director of the Bank, with effect from 1st April 2019. For

FOR Attended more than 75% Board Meeting during Fy 2017‐18

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822

823

824

825

826

827

828829

830

831

832

833

834

835

836

837838839

Jan-Mar 19

17-Jan-19 AXIS BANK LTD PB M Reappointment of Shri Rohit Bhagat (DIN: 02968574) as an Independent Director of the Bank, with effect from 1st April 2019. For

FOR Attended all Board Meeting during Fy 2017‐18

Jan-Mar 1917-Jan-19 AXIS BANK LTD PB M Issuance of employee stock options, convertible into Equity Shares Rs. 2/- each of the Bank, fully paid, to

the eligible Employees/Whole-Time Directors of the Bank. ForFOR Employee incentive scheme

Jan-Mar 19


Issuance of employee stock options, convertible into Equity Shares Rs. 2/- each of the Bank, fully paid, to the eligible Employees/Whole-Time Directors of the Subsidiary Companies of the Bank For

FOR

Employee incentive scheme

Jan-Mar 19

26-Jan-19 CONTAINER CORPORATION OF INDIA LTD EQ SHS FV RS 5

PB M Issue of Bonus shares in the ratio of 1 (One) new equity share for 4 (Four) existing fully paid equity shares by way of Capitalization of Reserves and Surplus. For

FOR Investors' friendly measures and rewarding investors

Jan-Mar 19

28-Jan-19 HAVELLS INDIA LTD NEW FV RE 1 CCM M Resolution pursuant to provisions of Section 230 to 232 of the Companies Act 2013 read with relevant Companies (Compromises, Arrangements and Amalgamation) Rules, 2016 and NCLT Rules, 2016 and SEBI LODR Regulations and SEBI Circulars and other relevant provisions of applicable law for approval of the Scheme of Amalgamation of Havells Global Limited, Standard Electrical Limited, Lloyd Consumer Private Limited & Promptec Renewable Energy Solutions Private Limited ( Transferor Companies ) with Havells India Limited ( Transferee Company or Company ). For

FOR

Scheme of Amalgmation & Arrangement

Jan-Mar 19

14-Feb-19 Union Bank of India PB M To create, grant offer, issue and allot up to 8,00,00,000 (Eight crore) new equity shares of face value of Rs.10/-(Rupees Ten only) each, ranking pari passu with the existing equity shares of the Bank, under an Employee share Purchase Scheme (hereinafter referred to as `Union Bank -ESPS`) in one or more tranches, to eligible employees, at such price or prices, and on such terms and conditions as may be decided by the Board/Committee in its absolute discretion. For

FOR

Raising Capital for Growth

Jan-Mar 19

22-Feb-19 Wipro Ltd. PB M Increase in Authorized Share Capital and consequent amendment to Memorandum of Association of the Company For

FOR Enabling clause to raise capital in future for growth

Jan-Mar 19 22-Feb-19 Wipro Ltd. PB M Issue of Bonus Shares For FOR Investors' friendly measure

Jan-Mar 19

25-Feb-19 ASIAN PAINTS LTD. PB M

Appointment of Mr. Manish Choksi as a Non-Executive Director of the Company For

FOR Mr. Manish Choksi joined Asian Paints Limited in the year 1992 as an Executive and has grown in ranks by holding various positions across Sales, Information Technology, Supply Chain, Chemicals, International Business and HR functions of the Company.

Jan-Mar 1925-Feb-19 ASIAN PAINTS LTD. PB M Continuation of Directorship by Mr. Ashwin Dani as Non-Executive Director of the Company, liable to retire

by rotation ForFOR Attended all Board Meetings

Jan-Mar 1925-Feb-19 ASIAN PAINTS LTD. PB M Re-appointment of Dr. S. Sivaram as an Independent Director of the Company to hold office for a second

term from 1st April, 2019 to 30th September, 2021 ForFOR Attended all Board Meetings

Jan-Mar 1925-Feb-19 ASIAN PAINTS LTD. PB M Re-appointment of Mr. M. K. Sharma as an Independent Director of the Company to hold office for a

second term from 1st April, 2019 to 31st March, 2022 ForFOR Attended all Board Meetings

Jan-Mar 1925-Feb-19 ASIAN PAINTS LTD. PB M Re-appointment of Mr. Deepak Satwalekar as an Independent Director of the Company to hold office for a

second term from 1st April, 2019 to 30th September, 2023 ForFOR Attended more than 75% Board

Meetings

Jan-Mar 1925-Feb-19 ASIAN PAINTS LTD. PB M Re-appointment of Mrs. Vibha Paul Rishi as an Independent Director of the Company to hold office for a

second term from 1st April, 2019 to 31st March, 2024 ForFOR Attended more than 75% Board

Meetings

Jan-Mar 19


Appointment of Mr. Suresh Narayanan as an Independent Director on the Board of Directors of the Company to hold office for 5 (five) consecutive years from 1st April, 2019 to 31st March, 2024 For

FOR He is a vast experience of working with many multi national companies like Hindustan Unilever, Netle India and Colgate Palmolive.

Jan-Mar 19


Appointment of Mrs. Pallavi Shroff as an Independent Director on the Board of Directors of the Company to hold office for 5 (five) consecutive years from 1st April, 2019 to 31st March, 2024 For

FOR She is the Managing Partner of M/s Shardul Amarchand Mangaldas with extensive experience of over 37 years.

Jan-Mar 19 12-Mar-19 INFOSYS LIMITED PB M Approval for the Buyback of Equity Shares of the Company. For FOR Investors' friendly measureJan-Mar 19 12-Mar-19 INFOSYS LIMITED PB M Re-appointment of Kiran Mazumdar-Shaw as an Independent Director. For FOR Attended more than 75% Board Meeting.

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840

841

842

843

844

845

846

847

848

849

850

851

852

853

854

855

Jan-Mar 1916-Mar-19 Divi s Laboratories Ltd. PB M Re-appointment of Dr. G. Suresh Kumar (DIN: 00183128) as an Independent Director for a second term of

five consecutive years, in terms of Section 149 of the Companies Act, 2013 ForFOR

Attended all Board Meetings.

Jan-Mar 1916-Mar-19 Divi s Laboratories Ltd. PB M Re-appointment of Mr. R. Ranga Rao (DIN: 06409742) as an Independent Director for a second term of five

consecutive years, in terms of Section 149 of the Companies Act, 2013 ForFOR


Jan-Mar 1916-Mar-19 Divi s Laboratories Ltd. PB M Approval for continuance of Directorship of Mr. K. V. K. Seshavataram (DIN: 00060874), Non-Executive

Independent Director of the Company despite having attained the age of 75 years ForFOR


Jan-Mar 1916-Mar-19 Divi s Laboratories Ltd. PB M Re-appointment of Mr. K. V. K. Seshavataram (DIN: 00060874) as an Independent Director for a second

term of five consecutive years, in terms of section 149 of the Companies Act, 2013 ForFOR


Jan-Mar 1919-Mar-19 Pidilite Industries Ltd. PB M APPROVAL FOR CONTINUATION OF DIRECTORSHIP OF SHRI N K PAREKH, NON-EXECUTIVE

DIRECTOR. ForFOR


Jan-Mar 1919-Mar-19 Pidilite Industries Ltd. PB M APPROVAL FOR CONTINUATION OF DIRECTORSHIP OF SHRI B S MEHTA,NON-EXECUTIVE

INDEPENDENT DIRECTOR. ForFOR


Jan-Mar 19

19-Mar-19 AUROBINDO PHARMA LTD PB M Re-appointment of Mr. M.Sitarama Murty (DIN: 01694236) as an Independent Director of the Company, for his second term of two consecutive years from April 1, 2019 to March 31, 2021 as well as to continue to hold the position of Non-Executive Independent Director of the Company beyond 75 years of age. For

FOR


Jan-Mar 1919-Mar-19 AUROBINDO PHARMA LTD PB M Authorization for increase in the limits for loans, guarantees, investments in securities, etc. under Section

186 of the Companies Act, 2013. ForFOR Enabling clause for an investment in business

through subsidiaries and Joint-ventures.

Jan-Mar 19

20-Mar-19 Sundaram Finance Ltd. PB M Special Resolution under Section 42,71 and other applicable provisions, if any of the Companies Act, 2013, read with Companies (Prospectus and Allotment of Securities) Rules, 2014 and Companies (Share Capital and debentures) Rules, 2014 for private placement of debentures upto Rs. 12,000 cr. during the period 1st April 2019 to 31st March 2020. For

FOR

Fund raising for business purpose.

Jan-Mar 1920-Mar-19 Sundaram Finance Ltd. PB M Special Resolution under Section 149, 152 and other applicable provisions of the Companies Act, 2013,

for reappointment of Shri P N Venkatachalam, Independent Director for a term upto 31st March 2024. ForFOR Attended more than 75% Board

Meetings.

Jan-Mar 1920-Mar-19 Sundaram Finance Ltd. PB M Special Resoltion under Sections 149,152 and other applicable provisions of the Companies Act, 2013

for reappointment of Sri S Prasad, Independent Director for a term upto 31st March 2024. ForFOR Attended all Board Meetings.

Jan-Mar 19

20-Mar-19 Sundaram Finance Ltd. PB MSpecial Resolution under Section 149,152 and other applicable provisions of the Companies Act, 2013, for reappointment of Ms. Shobhana Ramachandran, Independent Director for a term upto 31st March 2024 For

FORAttended all Board Meetings.

Jan-Mar 1920-Mar-19 Sundaram Finance Ltd. PB M Special Resolution under Section 149, 152 and other applicable provisions of the Companies, Act, 2013

for reappointment of Sri S Mahalingam, Independent Director for a term upto 25th May 2024. ForFOR Attended all Board Meetings.

Jan-Mar 1920-Mar-19 Sundaram Finance Ltd. PB M Ordinary Resolution under Sections 196,197 and 203 read with Schedule V of the Companies Act, 2013,

for reappointment of Sri A N Raju Directtor (Operations) for a term upto 31st March 2024. ForFOR Attended more than 75% Board

Meetings.

Jan-Mar 19

25-Mar-19 V.I.P. INDUSTRIES LTD.FV 2 PB M

Appointment of Ms. Nisaba Godrej (DIN: 00591503) as Non-Executive Independent Director of the Company for a period of 2 (two) years w.e.f 1st April, 2019 to 31st March, 2021. For

FOR She is B.Sc. from The Wharton School and MBA from Harvard Business School. She is Executive Chairperson of Godrej Consumer Products Ltd and She is on the Board of Directors of GHodrej Agrovet Ltd. She is involved in successful turnaround of Godrej Agrovet Ltd.

Jan-Mar 19


Appointment of Mr. Sudip Ghose (DIN: 08351249) as Director of the Company. For

FORMr. Ghose, is an Executive Management Graduate from Narsee Monjee Institute of Management Studies in Mumbai and has attended Clarion ollege of Communications for his Post Graduate Diploma studies. Mr. Sudip Ghose, prior to joining the Company, has worked with Samsonite South Asia Pvt. Ltd., MIRC Electronics Ltd., Whirlpool of India Ltd., Reliance Infocomm Ltd. and Bausch & Lomb India Pvt. Ltd. He has over two decades experience in Sales and marketing with expertise in spanning strategic planning, integrated brand marketing, consumer behavior and insights.

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856

857

858

859

860

861

862

863

864

865

Jan-Mar 19


Appointment of Mr. Sudip Ghose (DIN: 08351249) as Managing Director of the Company for a period of 3 (three) years w.e.f. 1st April, 2019 to 31st March, 2022. For

FORMr. Ghose, is an Executive Management Graduate from Narsee Monjee Institute of Management Studies in Mumbai and has attended Clarion ollege of Communications for his Post Graduate Diploma studies. Mr. Sudip Ghose, prior to joining the Company, has worked with Samsonite South Asia Pvt. Ltd., MIRC Electronics Ltd., Whirlpool of India Ltd., Reliance Infocomm Ltd. and Bausch & Lomb India Pvt. Ltd. He has over two decades experience in Sales and marketing with expertise in spanning strategic planning, integrated brand marketing, consumer behavior and insights.

Jan-Mar 19

25-Mar-19 V.I.P. INDUSTRIES LTD.FV 2 PB M Appointment of Ms. Radhika Piramal (DIN 02105221) as Executive Vice Chairperson of the Company for a period of 5 (five) years w.e.f. 7th April, 2019 to 6th April, 2024 For

FOR Attended all Board meetings upto Feb 8,2019

Jan-Mar 19

25-Mar-19 V.I.P. INDUSTRIES LTD.FV 2 PB M Continuation of Directorship of Mr. G. L. Mirchandani (DIN: 00026664) till his original term up to 9th July, 2019. For

FOR Attended all Board Meetings during FY 2018‐19 upto Feb8,2019 as per notice

Jan-Mar 19

25-Mar-19 V.I.P. INDUSTRIES LTD.FV 2 PB M Continuation of Directorship of Mr. D. K. Poddar (DIN: 00001250) till his original term up to 9th July, 2019 and re-appointment of Mr. D. K. Poddar as Non-Executive Independent Director of the Company for a period of 2 (two) years w.e.f. 10th July, 2019 to 9th July, 2021. For

FOR Attended all Board Meetings during FY 2018‐19 upto Feb8,2019 as per notice

Jan-Mar 19


Payment of Commission to Non-Executive Directors of the Company not exceeding 3% of profits of the Company. For

FOR In line with Company Act. Considering the Non Executive Directors of Company bring with them significant professional expertise and rich experience across a wide spectrum of functional areas such as marketing, technology, corporate strategy, information systems and finance.

Jan-Mar 19

25-Mar-19 CASTROL INDIA LTD PB M Re-appointment of Mr. Omer Dormen (DIN: 07282001) as the Managing Director of the Company for a period of 1 (one) year effective 12 October 2018. For

FOR Attended all Board Meetings during CY 2018 as per ballot notice.

Jan-Mar 19

25-Mar-19 CASTROL INDIA LTD PB M Re-appointment of Ms. Rashmi Joshi (DIN: 06641898) as Wholetime Director of the Company for a period of 5 (five) years effective 1 August 2018. For


Jan-Mar 19

25-Mar-19 CASTROL INDIA LTD PB M To confirm appointment of Mr. S. M. Datta (DIN: 00032812) as an Independent Director, up to 30 September 2019 pursuant to Regulation 17(1A) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 For


Jan-Mar 19

25-Mar-19 CASTROL INDIA LTD PB M

Approval for payment of royalty to Castrol Limited, UK, Promoter Company. For

FOR To require access to global technology and expertise to be able to compete effectively in the changing times.

Jan-Mar 19

26-Mar-19 SUNDRAM FASTENERS LTD. PB M Approval of remuneration payable to Sri Suresh Krishna (DIN: 00046919), Chairman and Non-Executive Director during the financial year ending March 31, 2020 in view of the remuneration expected to exceed 50% of the total annual remuneration payable to all Non-Executive Directors for the said year. For

FORAttended all Board Meetings.

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866

867

868

869

870

871

872

873

874

875

876

877

878

879

880

881882

883884885

Jan-Mar 19

26-Mar-19 SUNDRAM FASTENERS LTD. PB M

Approval of the appointment of Dr Nirmala Lakshman (DIN 00141632) as a Non-Executive Independent Director for a period of five years effective September 20, 2018. For

FOR Dr Nirmala Lakshman is a Director of the Hindu Group. A writer, and a senior journalist, she was the Joint Editor of ‘The Hindu’ for two decades. She is a seasoned commentator on a range of social, gender, and development issues as well as on the arts, literature and culture

Jan-Mar 19

27-Mar-19 IPCA LABORATORIES LTD EQ FV 2 PB M Re-appointment of Mr. Anand T. Kusre (DIN 00818477) as Independent Director for another (second) term of five consecutive years with effect from 1st April, 2019 till 31st March, 2024. For

FOR Attended all Board Meetings during FY 2018‐19 upto Feb 12,2019 as per notice

Jan-Mar 19

27-Mar-19 IPCA LABORATORIES LTD EQ FV 2 PB M Re-appointment of Mr. Dev Parkash Yadava (DIN 00778976) as Independent Director for another (second) term of five consecutive years with effect from 1st April, 2019 till 31st March, 2024 including for residual period of his appointment even after his attaining the age of 75 (seventy five) years on 15th November, 2020. For

FOR Attended all Board Meetings during FY 2018‐19 upto Feb 12,2019 as per notice

Jan-Mar 19

27-Mar-19 IPCA LABORATORIES LTD EQ FV 2 PB M

Re-appointment of Dr. (Ms.) Manisha Premnath (DIN 05280048) as Independent Director for another (second) term of five consecutive years with effect from 21st September, 2019 till 20th September, 2024. For

FOR Attended more than 75% Board Meetings during FY 2018‐19 upto Feb 12,2019 as per notice

Jan-Mar 19

27-Mar-19 INDIAN BANK PB M RESOLUTION No. 1 AGENDA ITEM No.1 To raise equity capital upto Rs. 7000 crore (including premium) in one or more tranches in the current or subsequent years based on the requirement through FPO/Private Placement/QIP/Right Issue/Preferential issue / Employee Share Purchase Plan For

FOR Capitalisation of Balance sheet for business growth

Jan-Mar 19

27-Mar-19 INDIAN BANK PB M RESOLUTION No. 2 AGENDA ITEM No.2 To offer, issue and allot upto 4.00 crore (Four crore) new equity shares of face value of Rs. 10/- each to permanent employees including the Whole Time Directors of the Bank under Employees Share Purchase Scheme (INDBANK ` ESPS) in one or more tranches. For

FOREmploee Incentive scheme

Jan-Mar 19

31-Mar-19

MAHINDRA & MAHINDRA FINANCIAL SERVICES LTD PB

M

Appointment of Mr. Milind Sarwate as an Independent Director of the Company, to hold office for a term of 5 (five) consecutive years commencing from 1st April, 2019 to 31st March, 2024. For

FOR He is a Chartered Accountant, Cost Accountant, Company Secretary, Commerce Graduate and CII‐Fulbright Fellow (Carnegie Mellon University, Pittsburgh, USA). He has over 35 years of experience in Finance, HR, Strategy and Corporate Communication in groups such as Marico and Godrej

Apr-Jun,201802-Jun-18 DCB BANK LIMITED (EX DEVELOP CRAGM MRe-appointment of Mr. Shaffiq Dharamshi, who retires by rotation and being eligible offers himself for re-appointment For Against Attended less than 75% Board Meetings

Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MPayment of remuneration to Dr. Sanjiv Misra as the Non Executive (Part Time)Chairman of the Bank, for a period of one year,w.e.f.18th July 2018. For Against

Considering the performance of the bank and inability to gauge asset quality in the bank


Re appointment of Smt.Shikha Sharma as the Managing Director And CEO of the Bank, from 1st June 2018 up to 31st December 2018 (both days inclusive) and the terms and conditions relating to the said re appointment, including remuneration. For Against


Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MRevision in the remuneration payable to Shri V.Srinivasan as the Deputy Managing Director of the Bank,w.e.f.1st June 2018. For Against


Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MRevision in the remuneration payable to Shri Rajiv Anand as the Executive Director of the Bank, for period of one year,w.e.f.1st June 2018. For Against


Apr-Jun,201820-Jun-18 AXIS BANK LIMITED INR 2 AGM MRevision in the remuneration payable to Shri Rajesh Dahiya as the Executive Director (Corporate Centre)of the Bank, for period of one year,w.e.f. 1st June 2018. For Against


Apr-Jun,201821-Jun-18 KANSAI NEROLAC PAINTS(EXGOOD) AGM MTo appoint a Director in place of Mr.Katsuhiko Kato,who retires by rotation and being eligible, offers himself for re appointment. For Against Attended less than 75% Board Meetings

Apr-Jun,201827-Jun-18 UJJIVAN FINANCIAL SERV AGM MRe Appointment of Mr.Jayanta Basu as a Director liable to retire by rotation and being eligible,offers himself for re appointment. For Against Attended less than 75% Board Meetings

Apr-Jun,201828-Jun-18 SECURITY + INTELLIGENCE SERVICE AGM MTo appoint a Director in place of Mr. Jayanta Kumar Basu (DIN: 01268046), who retires by rotation and, being eligible, offers himself for re-appointment For Against Attended less than 75% Board Meetings

Jul-Sep,2018 26-Jul-18 SHRIRAM TRANSPORT FIN AGM M To re-appoint Mr.Puneet Bhatia,as Director retiring by rotation. For Against Attended less than 75% Board Meetings

Jul-Sep,2018 27-Jul-18 MAH N MAH FIN SER AGM MRe-appointment of Dr. Anish Shah (DIN: 02719429) as a Director, who retires by rotation and,being eligible, offers himself for re-appointment For Against Attended less than 75% Board Meetings

Jul-Sep,2018 31-Jul-18 BLUE DART EXPRESS AGM M Approval for Appointment of Mr.Charles Brewer as a Director, liable to retire by rotation For Against Attended less than 75% Board MeetingsJul-Sep,2018 01-Aug-18 APOLLO TYRES AGM M To appoint Ms.Anjali Bansal as an Independent Director For Against Attended less than 75% Board Meetings.

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886887888889890891

892893894895

896

897

898

899900901

902

903

Jul-Sep,2018 01-Aug-18 EMAMI LTD AGM MApproval to reappointment of Smt Rama Bijapurkar,as an independent Director to hold office for further term of 5 years from sept 1 2018. For Against Attended less than 75% Board Meetings.

Jul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M Re appointment of Shri Shailesh Haribhakti as an Independent Director. For Against Attended less than 75% Board MeetingsJul-Sep,2018 02-Aug-18 TORRENT.PHARMA LTD AGM M Re appointment of Shri Haigreve Khaitan as an Independent Director For Against Attended less than 75% Board MeetingsJul-Sep,2018 06-Aug-18 BRITANNIA INDUSTRIES LTD AGM M To continue the directorship of Mr.A K Hirjee (DIN:00044765) as Non-Executive Director of the For Against Attended less than 75% Board MeetingsJul-Sep,2018 07-Aug-18 KALPATARU POWER TRANS AGM M Continuing the directorship of Mr.K.V. Mani,Independent Non-Executive Director of the Company For Against Attended less than75% Board MeetingsJul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M Re-appointment of Mr. Craig Edward Ehrlich as an Independent Director. For Against Attended less that 75% Board Meetings

Jul-Sep,2018 08-Aug-18 SUNDRAM FASTNER LTD PB MContinuation of Directorship of Sri K Ramesh Non Executive Director from April 1, 2019 till the date he becomes liable to retire by rotation For Against Attended less than 75% Board Meetings

Jul-Sep,2018 14-Aug-18 ORACLE FINA.SER.EXIFLEX SOLUTIO AGM M Re appointment of Mr Harinderjit Singh as Director For Against Attended less than 75% Board MeetingsJul-Sep,2018 23-Aug-18 LARSEN N TOUBRO AGM M Appoint Mrs. Sunita Sharma (DIN: 02949529), as a Director liable to retire by rotation. For Against Attended less than 75% Board Meetings. Jul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM M To ratify appointment of Mr. K. R. Shenoy (DIN: 00801985) as an Independent Director for present For Against Attended less than 75% Board Meetings

Jul-Sep,2018 25-Aug-18 ASTRAL POLYTECHNIK LTD AGM MTo ratify appointment of Mr. Narasinh K. Balgi (DIN: 00163468) as an Independent Director for present tenure For Against Attended less than 75% Board Meetings

Jul-Sep,2018 11-Sep-18 GAIL (INDIA) LTD AGM MApproval for appointment of Dr. Rahul Mukherjee as Independent Director, not liable to retire by rotation For Against

Attended less than 75% Board Meeting during his tenor

Jul-Sep,2018 12-Sep-18 ICICI BANK LIMITED AGM MOrdinary Resolution for appointment of Ms.Neelam Dhawan (DIN:00871445) as an Independent Director For Against

Attended less than 75 % Board Meetings durin her tenor.

Jul-Sep,2018 14-Sep-18 PETRONET LNG LTD AGM MTo appoint a Director in place of Shri T.Natarajan (DIN 00396367) who retires by rotation and being eligible offers himself for re-appointment. For Against Attended less than 75% Board Meetings.

Jul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Re-appointment of Thiru K Shanmugam, IAS (DIN 00794191) as Director who retires by rotation For Against He attended less than 75% Board MeetingsJul-Sep,2018 19-Sep-18 TAMILNADU NEWSPRINT N PAPERS AGM M Appointment of Tmt. Anu George, IAS (DIN 07940662) as a Director For Against Attended less than 75% Board Meetings

Jul-Sep,2018 28-Sep-18 DISH TV IND.(EX.ASC ENT.) AGM MTo appoint Director in place of Mr. Ashok Mathai Kurien (DIN-00034035), who retires by rotation andbeing eligible, offers himself for re-appointment For Against Attended less than 75% Board Meetings

Oct-Dec,2018

20-Dec-18 GlaxoSmithkline Consumer Healthcare Ltd.

PB M

Revision in the terms of payment of remuneration to Mr. Navneet Saluja, Managing Director (DIN: 02183350)

For AGAINST

Considering the approval of salary by AGM recently in the month of August-2018, there is no need for increase in payment for the year. No rational is given for the same

1

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A B C D E F G H I





904

905906

907

908909

910

Oct-Dec,2018


PB M

Revision in the terms of payment of remuneration to Mr. Vivek Anand, Director Finance and Chief Financial Officer (DIN: 06891864)

For AGAINST

There was no agenda of salary in AGM recently in the month of August-2018. No rational is given for the same

Oct-Dec,2018


PB M

Revision in the terms of payment of remuneration to Mr. Anup Dhingra, Director – Operations (DIN: 07602670)

For AGAINST

There was no agenda of salary in AGM recently in the month of August-2018. No rational is given for the same

Oct-Dec,201821-Dec-18 CESC Ltd. AGM M Re-appointment of Mr. C. K. Dhanuka as an Independent Director For AGAINST Attended less than 75% Board Meetings

Jan-Mar 19


PB MThe consent of the shareholders of the Company be and is hereby accorded for payment of an amount not exceeding 1.75% of net profits for the financial year 2019-2020 as commission, to Mr. Samprada Singh (DIN: 00760279), Chairman Emeritus and Non-Executive Director of the Company, which may exceed 50% of the total annual remuneration payable to all Non-Executive Directors of the Company considering the past performance of the Company. For

AGAINST Commission of Rs. 14.1 crores paid during 2017‐18. The paymnet is more than 50% of the total annual remuneration payable to all non‐executive directors looks on higher side.

Jan-Mar 19

25-Mar-19 CASTROL INDIA LTD PB M

Appointment of Ms. Sangeeta Talwar (DIN: 00062478) as an Independent Director of the Company. For

AGAINST Attended less than 75% Board Meetings during CY 2018 as per ballot notice.

Jul-Sep,2018 08-Aug-18 BHARTI AIRTEL LTD AGM M Alteration of the Articles of Association of the Company For Abstain Proper information not available

Jan-Mar 19

08-Feb-19 Aarti Industries Ltd. CCM M Resolution for approval on Composite Scheme of Arrangement between Aarti Industries Limited (``Demerged Company A`` or ``Resultant Company B``), Arti Surfactants Limited (``Resultant Company A``) and Nascent Chemical Industries Limited (``Demerged Company B``) and their respective shareholders under Sections 230 to 232 and other applicable provisions of the Companies Act, 2013. For

Abstain

M. P. Chitale & Co. Chartered Accountants 1/11, Prabhadevi Ind. Estate, 1st Flr., Opp. Siddhivinayak Temple, Veer Savarkar Marg, Prabhadevi, Mumbai - 25 Tel.: 43474301-03 Fax : 43474304

June 26, 2019

The Board of Directors, Baroda Asset Management India Ltd., 501, Titanium, 5th Floor, Western Express Highway, Goregaon (E), Mumbai, 400 063.

We have been appointed as scrutinizer by Baroda Asset Management India Ltd. to certify the disclosure of votes cast on their website for the year 2018-19 in terms of SEBI circular No. CIR/IMD/DF/05/2014 dated March 24, 2014 and modified by SEBI Circular No. SEBI/HO/IMD/DF2/CIR/P/2016/68 dated August 10, 2016.

We have verified the voting disclosures made by Baroda Asset Management India Ltd. on the website for the year April 2018 to March 2019 on the basis of data obtained from custodian w.r.t. resolutions on which AMC is required to cast votes and details received from the Investment Team w.r.t. the voting decision (either to vote for/against/abstain from voting) duly supported by the rationale for each agenda item. We certify that AMC has disclosed details of all the votes cast in the format specified in the circular.

This certification has been issued for submission to Board of Directors of Baroda Trustee India Private Ltd. and to disclose the same in the Baroda Asset Management India Ltd.’s annual report and on website in terms of SEBI circular No. CIR/IMD/DF/05/2014 dated March 24, modified by SEBI Circular No. SEBI/HO/IMD/DF2/CIR/P/2016/68 dated August 10, 2016 and should not be used for any other purpose.

Thanking you,

Yours faithfully,

For M. P. Chitale& Co. Chartered Accountants Firm Reg. No. 101851W

Vidya Barje Partner M. No. 104994 UDIN No.: 19104994AAAAAY8171

vikshit.shah

Typewritten Text

ANNEXURE - IV

Independent auditors’ report

To the Board of Directors of Baroda Trustee India Private Limited (Formerly known as Baroda Pioneer Trustee India Private Limited)

Report on the Financial Statements

Opinion

1. We have audited the accompanying financial statements of the under mentioned schemes of Baroda MutualFund (Formerly known as Baroda Pioneer Mutual Fund) (the “Schemes”), which comprise the Balance Sheetand the related Revenue Account and Cash Flow Statement, where applicable, for the year/period mentionedbelow, including a summary of significant accounting policies and other explanatory information.

Schemes Year / Period

Baroda Conservative Hybrid Fund (Formerly known as Baroda Pioneer Monthly Income Plan (MIP) Fund) April 1, 2018 to March 31, 2019

Baroda Gilt Fund (Formerly known as Baroda Pioneer Gilt Fund) April 1, 2018 to March 31, 2019

Baroda Liquid Fund (Formerly known as Baroda Pioneer Liquid Fund) April 1, 2018 to March 31, 2019

Baroda Treasury Advantage Fund (Formerly known as Baroda Pioneer Treasury Advantage Fund) April 1, 2018 to March 31, 2019

Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund) April 1, 2018 to March 31, 2019

Baroda Dynamic Bond Fund (Formerly known as Baroda Pioneer Dynamic Bond Fund) April 1, 2018 to March 31, 2019

Baroda Credit Risk Fund (Formerly known as Baroda Pioneer Credit Opportunities Fund) April 1, 2018 to March 31, 2019

Baroda Pioneer Hybrid Fund - Series I April 1, 2018 to April 10, 2018Baroda Ultra Short Duration Fund June 01, 2018 to March 31, 2019

2. In our opinion, and to the best of our information and according to the explanations given to us, the aforesaidfinancial statements give the information required by the Securities and Exchange Board of India (MutualFunds) Regulations, 1996 and amendments thereto (the “Regulations”) in the manner so required and give atrue and fair view in conformity with the accounting principles generally accepted in India:

(a) in the case of the Balance Sheet, of the state of affairs of the Schemes as at Balance Sheet date;

(b) in the case of the Revenue Account, of the net surplus for the year/period ended on that date; and

(c) in the case of the Cash Flow Statement, where applicable, of the cash flows for the year/period ended on that date.

INDEPENDENT AUDITORS’ REPORT To the Board of Baroda Trustee India Private Limited (Formerly known as Baroda Pioneer Trustee Company Private Limited) Report on the Financial Statements Page 2 of 5 Basis for opinion 3. We conducted our audit in accordance with the Standards on Auditing (SAs) and other applicable

authoritative pronouncements issued by the Institute of Chartered Accountants of India. Our responsibilities under those Standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Statements section of our report. We are independent of the Scheme in accordance with the Code of Ethics issued by the Institute of Chartered Accountants of India together with the ethical requirements that are relevant to our audit of the financial statements and we have fulfilled our other ethical responsibilities in accordance with these requirements and the Code of Ethics. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion.

Key audit matters 4. Key audit matters are those matters that, in our professional judgment, were of most significance in our audit

of the financial statements of the current period. These matters were addressed in the context of our audit of the financial statements as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters.

Key audit matter How our audit addressed the key audit matter Appropriateness of Valuation of Investments The Schemes hold investments in various types of securities, whose scheme wise aggregate value as at March 31, 2019 is as mentioned in Schedule 1 to the Schedules forming part of the Balance Sheet as at March 31, 2019 and the Revenue Account for the year/period ended March 31, 2019. Valuation of investments including equity and equity related securities, derivatives, debt securities and money market securities is carried out using different valuation methodologies depending on the type of security and as required by the Regulations and the guidelines prescribed by the Association of Mutual Funds in India (AMFI). This is a key audit matter due to the following reasons: - Investments constitute a significant portion of the net asset value of the Schemes and are accordingly material to the Schemes. - the computation of the net asset value of the Schemes is affected by the valuation methodology. - the Schemes are required to ensure strict compliance to the valuation policies and procedures for different types of securities in the

We carried out audit procedures, which included the following: - Understanding, evaluating and testing the design and operating effectiveness of controls around the valuation of securities. - Obtaining and assessing the valuation policies and procedures approved by the Trustee and Board of Directors of Baroda Asset Management India Limited (Formerly known as Baroda Pioneer Asset Management Company Limited) who have determined the methodologies to be used for valuing each type of security held by the Schemes. - Ensuring that the valuation policies as referred to above are in line with the requirements of the Regulations and guidelines prescribed by AMFI. - Obtaining the prices as on March 31, 2019 for all types of securities from independent sources, including recognised stock exchanges, rating agencies such as CRISIL and ICRA as specified in the Regulations. - Reperforming the valuation of all securities as on March 31, 2019 using the prices obtained from independent sources and compared the same to the values in the books of account.

INDEPENDENT AUDITORS’ REPORT To the Board of Baroda Trustee India Private Limited (Formerly known as Baroda Pioneer Trustee Company Private Limited) Report on the Financial Statements Page 3 of 5

portfolio of the Schemes as approved by the Trustee and Board of Directors of Baroda Asset Management India Limited (Formerly known as Baroda Pioneer Asset Management Company Limited) in line with the Regulations.

Basis the above procedures performed, we did not note any exceptions with respect to the valuation of investments as determined by the Management.

Other Information 5. The Board of Directors of Baroda Trustee India Private Limited (the “Trustee”) and the Management of

Baroda Asset Management India Limited (Formerly known as Baroda Pioneer Asset Management Company Limited) (the “Management”) are responsible for the other information. The other information comprises the information included in the Annual Report and the Abridged Annual Report, but does not include the financial statements and our auditor’s report thereon. Our opinion on the financial statements does not cover the other information and we do not express any form of assurance conclusion thereon.

In connection with our audit of the financial statements, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial statements or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact. We have nothing to report in this regard.

Responsibilities of Trustee, Management and Those Charged with Governance for the Financial Statements 6. The Trustee and the Management of Baroda Mutual Fund are responsible for the preparation of these

financial statements that give a true and fair view of the financial position, financial performance and cash flows of the Schemes in accordance with the accounting policies and standards specified in the Ninth Schedule of the Regulations. This responsibility also includes maintenance of adequate accounting records for safeguarding of the assets of the Scheme and for preventing and detecting frauds and other irregularities; selection and application of appropriate accounting policies; making judgments and estimates that are reasonable and prudent; and design, implementation and maintenance of adequate internal controls, that were operating effectively for ensuring the accuracy and completeness of the accounting records, relevant to the preparation and presentation of the financial statement that give a true and fair view and are free from material misstatement, whether due to fraud or error.

7. In preparing the financial statements, the Trustee and the Management are responsible for assessing the

Schemes’ ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless management either intends to liquidate the Schemes or to cease operations, or has no realistic alternative but to do so. The Trustee and the Management are also responsible for overseeing the Schemes’ financial reporting process.

Auditor’s responsibilities for the audit of the financial statements 8. Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are

free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with SAs will always detect a material misstatement when it exists. Misstatements


can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of these financial statements.

9. As part of an audit in accordance with SAs, we exercise professional judgment and maintain professional

scepticism throughout the audit. We also:

• Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control.

• Obtain an understanding of internal control relevant to the audit in order to design audit procedures that

are appropriate in the circumstances but not for the purpose of expressing an opinion on the effectiveness of internal control.

• Evaluate the appropriateness of accounting policies used and the reasonableness of accounting

estimates and related disclosures made by the Management. • Conclude on the appropriateness of Management’s use of the going concern basis of accounting and,

based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Schemes’ ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor’s report. However, future events or conditions may cause the Schemes to cease to continue as a going concern.

• Performed procedures including to confirm confirmation of securities owned and unit capital balances

as at the Balance Sheet date by correspondence with the custodian/others and registrar and transfer agent, respectively.

• Evaluate the overall presentation, structure and content of the financial statements, including the

disclosures, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation.

10. We communicate with those charged with governance regarding, among other matters, the planned

scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit.

11. We also provide those charged with governance with a statement that we have complied with relevant

ethical requirements regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, related safeguards.

12. From the matters communicated with those charged with governance, we determine those matters that

were of most significance in the audit of the financial statements of the current period and are therefore the key audit matters. We describe these matters in our auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine


that a matter should not be communicated in our report because the adverse consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication.

Report on other legal and regulatory requirements 13. As required by section 55(4) of the Regulations, we report that:

(a) We have sought and obtained all the information and explanations which to the best of our knowledge and belief were necessary for the purposes of our audit; and

(b) In our opinion, the Balance Sheet, Revenue Account and Cash Flow Statement dealt with by this report have been prepared in accordance with the accounting policies and standards specified in the Ninth Schedule of the Regulations.

14. As required by clause 5 (ii)(2) of the Eleventh Schedule to the Regulations, we report that the Balance

Sheet, Revenue Account, and Cash Flow Statement dealt with by this report are in agreement with the books of account of the Schemes.

15. In our opinion, the methods used to value non-traded securities as at the Balance Sheet date, as

determined by the Management under procedures approved by the Trustee of Baroda Mutual Fund in accordance with the guidelines for valuation of securities for mutual funds as mentioned in the Eighth Schedule of the Regulations issued by the Securities and Exchange Board of India, are fair and reasonable.

For Price Waterhouse Chartered Accountants LLP Firm Registration Number: 012754N/N500016 Chartered Accountants Alpa Kedia Partner Membership Number: 100681 UDIN: 19100681AAAABL4413 Place: Mumbai Date: July 26, 2019

BALANCE SHEET (Currency : Indian Rupees)

-1-

ASSETS

Investments 1 181,088,431 212,435,983 265,690,240 329,991,261 32,066,384,000 34,662,541,500

Deposits 2 500,000 - 500,000 - 4,528,000,000 5,528,000,000

Other Current Assets 3 18,893,730 38,709,656 15,179,766 5,543,333 158,616,965 89,896,748

200,482,161 251,145,639 281,370,006 335,534,594 36,753,000,965 40,280,438,248

LIABILITIES

Unit Capital 4 88,893,881 120,214,047 98,280,184 124,374,907 19,825,350,789 19,464,773,769

Reserves and Surplus 5 107,780,090 130,400,951 181,651,648 210,453,544 16,766,806,017 16,699,272,816

Loans and Borrowings 6 - - - - - 4,000,000,000

Current Liabilities and Provisions 7 3,808,190 530,641 1,438,174 706,143 160,844,159 116,391,663

200,482,161 251,145,639 281,370,006 335,534,594 36,753,000,965 40,280,438,248

Notes to the financial statements 10

The Schedules referred to herein form an integral part of the Financial Statements.

This is the Balance Sheet referred to in our report of even date.

BARODA CONSERVATIVE HYBRID FUND (FORMERLY KNOWN AS BARODA PIONEER MONTHLY

INCOME PLAN (MIP) FUND)

March 31, 2019Rupees






Schedule

BARODA GILT FUND (FORMERLY KNOWN AS BARODA PIONEER

GILT FUND)

BARODA LIQUID FUND (FORMERLY KNOWN AS BARODA

PIONEER LIQUID FUND)

For Price Waterhouse Chartered Accountants LLP For Baroda Trustee India Private Limited For Baroda Asset Management India LimitedFirm Registration Number - 012754N / N500016Chartered Accountants

Alpa Kedia Mr. R. L. Baxi Mr. Vikramaditya Singh Khichi Mr. Anthony HerediaPartner Chairman Director DirectorMembership No. 100681 DIN : 168751 DIN : 08317894 DIN : 2205628UDIN : 19100681AAAABJ5782

Mr. S. K. Suvarna Mr. Kiran Deshpande Mr. Sanjay ChawlaDirector COO & CFO CIODIN : 3641694

Mr. Alok Sahoo Ms. Hetal ShahHead - Fixed Income Fund Manager

Place : MUMBAI Place : MUMBAI Place : MUMBAI Mr. Karn KumarDate : July 26, 2019 Date : July 26, 2019 Date : July 22, 2019 Fund Manager

BALANCE SHEET (Contd.) (Currency : Indian Rupees)

-2-

ASSETS

Investments 1 5,339,429,352 15,590,285,308 2,704,401,289 1,812,587,615 230,549,985 206,348,173

Deposits 2 12,000,000 6,000,000 2,000,000 - 1,000,000 -

Other Current Assets 3 440,615,789 684,183,314 136,482,767 134,639,140 14,014,027 16,305,235

5,792,045,141 16,280,468,622 2,842,884,056 1,947,226,755 245,564,012 222,653,408

LIABILITIES

Unit Capital 4 2,804,551,674 8,659,454,418 1,794,998,230 1,216,059,815 140,284,793 134,330,885

Reserves and Surplus 5 2,909,963,782 7,560,456,122 1,033,167,151 704,286,736 102,545,633 87,890,092

Loans and Borrowings 6 - - - - - -

Current Liabilities and Provisions 7 77,529,685 60,558,082 14,718,675 26,880,204 2,733,586 432,431

5,792,045,141 16,280,468,622 2,842,884,056 1,947,226,755 245,564,012 222,653,408




BARODA TREASURY ADVANTAGE FUND (FORMERLY KNOWN AS BARODA PIONEER TREASURY

ADVANTAGE FUND)







Schedule

BARODA SHORT TERM BOND FUND (FORMERLY KNOWN AS

BARODA PIONEER SHORT TERM BOND FUND)

BARODA DYNAMIC BOND FUND (FORMERLY KNOWN AS BARODA PIONEER DYNAMIC BOND FUND)



Mr. S. K. Suvarna Mr. Kiran Deshpande Mr. Sanjay ChawlaDirector COO & CFO CIO DIN : 3641694



BALANCE SHEET (Contd.) (Currency : Indian Rupees)

-3-

ASSETS

Investments 1 9,163,965,130 8,972,083,042 - 98,531,222 2,126,584,350

Deposits 2 4,000,000 - - - 2,000,000

Other Current Assets 3 514,323,162 525,744,340 342,404,014 243,387,953 193,743,607

9,682,288,292 9,497,827,382 342,404,014 341,919,175 2,322,327,957

LIABILITIES

Unit Capital 4 6,746,535,416 6,993,328,343 295,375,898 295,375,898 2,176,785,654

Reserves and Surplus 5 2,900,356,734 2,437,630,716 40,588,442 42,830,673 138,457,867

Loans and Borrowings 6 - - - - -

Current Liabilities and Provisions 7 35,396,142 66,868,323 6,439,674 3,712,604 7,084,436

9,682,288,292 9,497,827,382 342,404,014 341,919,175 2,322,327,957




BARODA CREDIT RISK FUND (FORMERLY KNOWN AS BARODA

PIONEER CREDIT OPPORTUNITIES FUND)



April 10, 2018Rupees



Schedule

BARODA PIONEER HYBRID FUND - SERIES I

BARODA ULTRA SHORT

DURATION FUND






REVENUE ACCOUNT FOR THE YEAR/PERIOD ENDED MARCH 31, 2019 (Currency : Indian Rupees)

INCOME AND GAINS

Dividends on Equity Shares (Note 2.2) 420,591 458,983 - - - -

Interest and Discount (Note 2.2) 8 13,095,196 15,472,202 21,914,413 32,319,580 5,748,266,166 4,274,607,171

Net Profit on Sale / Redemption of Investments and Derivative transactions (Note 2.5) 1,572,291 3,074,098 - - 993,063 -

Net Profit on Inter Scheme Sale of Investments (Note 2.5) - - - - 2,847,833 128,983

Load income - - 106,691 648 - -

Miscellaneous Income 175 - - - 670,499 -

TOTAL (A) 15,088,253 19,005,283 22,021,104 32,320,228 5,752,777,561 4,274,736,154

EXPENSES AND LOSSES

Net Loss on Sale / Redemption of Investments and Derivative transactions (Note 2.5) - - 441,634 2,839,373 - 167,665

Net Loss on Inter Scheme Sale of Investments (Note 2.5) 404,722 - - 90,088 - -

Investment Management Fees (Note 4) 2,316,320 2,626,818 2,756,148 4,207,728 70,717,681 62,046,200

Service Tax/GST on Investment Management Fees 416,938 454,281 496,106 726,829 12,729,220 10,709,504

Trusteeship Fees and Expenses (Note 5) 5,531 5,973 7,629 10,254 1,680,109 1,237,778

Transfer Agent Fees and Expenses 72,595 - 120,797 - 7,509,912 -

Custodian Fees and Expenses (Note 6) 8,745 9,799 8,420 3,278 2,286,716 356,486

Brokerage and commission 1,143,994 2,299,498 1,751,799 3,189,165 14,589,225 10,110,405

Audit Fees 1,506 1,750 2,141 3,353 513,990 410,485

Marketing and Publicity Expenses 1,137 - 2,047 - 2,004,952 29,262

Investor Education and Awareness Expenses 43,008 51,005 58,490 90,531 16,041,028 12,835,149

Interest on borrowings - - 4,774 - 2,058,169 22,323,034

Other Operating Expenses 9 91,511 8,547 79,495 26,127 494,298 281,373

TOTAL (B) 4,506,007 5,457,671 5,729,480 11,186,726 130,625,300 120,507,341

Net Realised Gains for the Year/ Period (A-B) 10,582,246 13,547,612 16,291,624 21,133,502 5,622,152,261 4,154,228,813

Net Change in Unrealised Depreciation in Value of Investments and Derivative transactions (Note 8) 15,121 (15,121) - - - 1,173

Net Gains for the Year/ Period 10,597,367 13,532,491 16,291,624 21,133,502 5,622,152,261 4,154,229,986

Net Change in Unrealised Appreciation in Value of Investments and Derivative transactions (Note 8) 1,069,713 (35,250) 27,725 (7,557,807) (23,037,222) 35,231,507

Net Surplus including Net Change in Unrealised Appreciation/Depreciation in Value of Investments and Derivative transactions 11,667,080 13,497,241 16,319,349 13,575,695 5,599,115,039 4,189,461,493

Net Change in Unrealised Appreciation in Value of Investments and Derivative transactions transferred to Unrealised Appreciation Reserve (Note 8) (1,069,713) 35,250 (27,725) 7,557,807 23,037,222 (35,231,507)

Net Surplus for the Year/ Period 10,597,367 13,532,491 16,291,624 21,133,502 5,622,152,261 4,154,229,986

Add : Transfer from Reserve Fund 128,684,422 85,881,240 119,082,932 156,760,463 17,983,655,246 11,578,033,860

Add / (less): Transfer From Income Equalisation Reserve (Note 2.6) (32,589,102) 31,595,550 (23,575,087) (58,644,938) (4,851,397,279) 2,760,272,613

Less: Dividend Distributions 1,060,904 1,667,685 - 119,943 490,124,519 342,029,858

Less: Dividend Distribution Tax thereon 427,050 657,174 - 46,152 240,844,936 166,851,355

Balance Transferred to Reserve Fund 105,204,733 128,684,422 111,799,469 119,082,932 18,023,440,773 17,983,655,246



This is the Revenue Account referred to in our report of even date.

-4-



April 01, 2018March 31, 2019

Rupees

Schedule


GILT FUND)



April 01, 2017March 31, 2018

Rupees

April 01, 2018March 31, 2019

Rupees

April 01, 2017March 31, 2018

Rupees

April 01, 2018March 31, 2019

Rupees

April 01, 2017March 31, 2018

Rupees






REVENUE ACCOUNT FOR THE YEAR/PERIOD ENDED MARCH 31, 2019 (Contd.) (Currency : Indian Rupees)

INCOME AND GAINS

Dividends on Equity Shares (Note 2.2) - - - - - -

Interest and Discount (Note 2.2) 8 1,118,304,218 1,965,302,197 196,959,625 418,959,421 16,071,675 18,908,717

Net Profit on Sale / Redemption of Investments and Derivative transactions (Note 2.5) - 1,391,946 - - 44,952 614,308

Net Profit on Inter Scheme Sale of Investments (Note 2.5) - 31,025,384 - - - 3,410,498

Load income - - 207,762 334,340 2,547 7,002

Miscellaneous Income 1,317,384 22,129 471,798 761,365 1 101,500

TOTAL (A) 1,119,621,602 1,997,741,656 197,639,185 420,055,126 16,119,175 23,042,025

EXPENSES AND LOSSES

Net Loss on Sale / Redemption of Investments and Derivative transactions (Note 2.5) 7,585,520 - 8,476,971 5,794,825 - -

Net Loss on Inter Scheme Sale of Investments (Note 2.5) 7,986,768 - 2,394,627 2,938,115 82,148 -

Investment Management Fees (Note 4) 54,815,255 100,497,087 11,545,673 25,218,546 1,665,918 2,241,380

Service Tax/GST on Investment Management Fees 9,866,744 17,261,099 2,078,226 4,403,523 299,866 387,463

Trusteeship Fees and Expenses (Note 5) 334,757 540,048 61,838 109,074 5,692 5,555

Transfer Agent Fees and Expenses 1,034,137 - 717,248 - 126,521 -

Custodian Fees and Expenses (Note 6) 318,856 212,389 75,564 44,729 7,847 2,086

Brokerage and commission 15,668,411 26,454,051 10,994,519 15,282,894 347,555 386,812

Audit Fees 101,684 169,063 18,364 33,885 1,234 1,791

Marketing and Publicity Expenses 1,146,656 1,291,977 42,167 - 227 -

Investor Education and Awareness Expenses 2,673,870 5,006,369 467,250 1,010,137 38,626 48,243

Interest on borrowings - 1,791,474 - 541,253 7,110 -

Other Operating Expenses 9 219,094 126,273 93,863 24,219 157,097 1,697

TOTAL (B) 101,751,752 153,349,830 36,966,310 55,401,200 2,739,841 3,075,027

Net Realised Gains for the Year/ Period (A-B) 1,017,869,850 1,844,391,826 160,672,875 364,653,926 13,379,334 19,966,998

Net Change in Unrealised Depreciation in Value of Investments and Derivative transactions (Note 8) (143,007,992) (319,500) 5,641,643 (8,963,075) (3,554,855) -

Net Gains for the Year/ Period 874,861,858 1,844,072,326 166,314,518 355,690,851 9,824,479 19,966,998

Net Change in Unrealised Appreciation in Value of Investments and Derivative transactions (Note 8) (42,412,762) (51,951,074) 3,434,252 (11,101,188) (1,080,252) (6,230,687)

Net Surplus including Net Change in Unrealised Appreciation/Depreciation in Value of Investments and Derivative transactions 832,449,096 1,792,121,252 169,748,770 344,589,663 8,744,227 13,736,311

Net Change in Unrealised Appreciation in Value of Investments and Derivative transactions transferred to Unrealised Appreciation Reserve (Note 8) 42,412,762 51,951,074 (3,434,252) 11,101,188 1,080,252 6,230,687

Net Surplus for the Year/ Period 874,861,858 1,844,072,326 166,314,518 355,690,851 9,824,479 19,966,998

Add : Transfer from Reserve Fund 2,290,757,649 1,158,575,413 756,308,672 1,220,477,035 89,886,862 86,739,725

Add / (less): Transfer From Income Equalisation Reserve (Note 2.6) (1,850,486,236) (542,230,609) 190,928,926 (789,051,226) 3,664,268 (15,831,496)

Less: Dividend Distributions 57,615,486 117,287,537 21,557,123 21,031,630 - 713,861

Less: Dividend Distribution Tax thereon 25,557,148 52,371,944 10,575,748 9,776,358 - 274,504

Balance Transferred to Reserve Fund 1,231,960,637 2,290,757,649 1,081,419,245 756,308,672 103,375,609 89,886,862




-5-


ADVANTAGE FUND)

April 01, 2018March 31, 2019

Rupees

Schedule




April 01, 2017March 31, 2018

Rupees

April 01, 2018March 31, 2019

Rupees

April 01, 2017March 31, 2018

Rupees

April 01, 2018March 31, 2019

Rupees

April 01, 2017March 31, 2018

Rupees






REVENUE ACCOUNT FOR THE YEAR/PERIOD ENDED MARCH 31, 2019 (Contd.) (Currency : Indian Rupees)

INCOME AND GAINS

Dividends on Equity Shares (Note 2.2) - - - - -

Interest and Discount (Note 2.2) 8 870,496,836 736,174,915 563,605 22,252,528 213,103,460

Net Profit on Sale / Redemption of Investments and Derivative transactions (Note 2.5) 1,069,107 - - - 12,618,218

Net Profit on Inter Scheme Sale of Investments (Note 2.5) - 6,103,612 - - -

Load income 3,190,010 4,006,794 - - -

Miscellaneous Income 2,121,953 10,272,597 - 10,821 351,496.00

TOTAL (A) 876,877,906 756,557,918 563,605 22,263,349 226,073,174

EXPENSES AND LOSSES

Net Loss on Sale / Redemption of Investments and Derivative transactions (Note 2.5) - 3,519,353 - 5,825,028 -

Net Loss on Inter Scheme Sale of Investments (Note 2.5) 9,851,296 - - - 471,562

Investment Management Fees (Note 4) 76,945,761 51,320,792 159,166 5,530,623 4,703,184

Service Tax/GST on Investment Management Fees 13,850,238 9,024,282 28,650 967,636 846,578

Trusteeship Fees and Expenses (Note 5) 251,445 190,609 - 7,508 61,102

Transfer Agent Fees and Expenses 2,949,308 - - - 378,137

Custodian Fees and Expenses (Note 6) 321,024 61,420 - 2,267 105,070

Brokerage and commission 62,344,368 72,140,220 21,305 865,891 1,058,945

Audit Fees 64,405 55,216 732 2,348 19,917

Marketing and Publicity Expenses 301,811 767,995 - - 985

Investor Education and Awareness Expenses 1,920,556 1,630,860 1,854 64,866 556,586

Interest on borrowings - - - - -

Other Operating Expenses 9 190,795 54,249 6 331,734 50,872

TOTAL (B) 168,991,007 138,764,996 211,713 13,597,901 8,252,938

Net Realised Gains for the Year/ Period (A-B) 707,886,899 617,792,922 351,892 8,665,448 217,820,236

Net Change in Unrealised Depreciation in Value of Investments and Derivative transactions (Note 8) (155,540,799) (8,846,560) 1,502 25,594,748 -

Net Gains for the Year/ Period 552,346,100 608,946,362 353,394 34,260,196 217,820,236

Net Change in Unrealised Appreciation in Value of Investments and Derivative transactions (Note 8) (4,901,070) (20,709,458) - (686,284) 3,512,859

Net Surplus including Net Change in Unrealised Appreciation/Depreciation in Value of Investments and Derivative transactions 547,445,030 588,236,904 353,394 33,573,912 221,333,095

Net Change in Unrealised Appreciation in Value of Investments and Derivative transactions transferred to Unrealised Appreciation Reserve (Note 8) 4,901,070 20,709,458 - 686,284 (3,512,859)

Net Surplus for the Year/ Period 552,346,100 608,946,362 353,394 34,260,196 217,820,236

Add : Transfer from Reserve Fund 2,317,716,614 967,792,779 42,950,073 8,689,877 -

Add / (less): Transfer From Income Equalisation Reserve (Note 2.6) (67,214,703) 761,017,260 - - (66,783,035)

Less: Dividend Distributions 10,030,173 14,072,068 1,865,060 - 10,842,954

Less: Dividend Distribution Tax thereon 4,250,314 5,967,719 730,565 - 4,441,828

Balance Transferred to Reserve Fund 2,788,567,524 2,317,716,614 40,707,842 42,950,073 135,752,419




-6-



April 01, 2018March 31, 2019

Rupees

Schedule


BARODA ULTRA SHORT

DURATION FUND

April 01, 2017 March 31, 2018

Rupees

April 01, 2018April 10, 2018

Rupees

April 01, 2017March 31, 2018

Rupees

June 01, 2018March 31, 2019

Rupees






CASH FLOW STATEMENT FOR THE YEAR/PERIOD ENDED MARCH 31, 2019 (Currency : Indian Rupees)

-7-

A. Cash flow from Operating Activities

Net Surplus for the year/ period 5,599,115,039 4,189,461,493 832,449,096 1,792,121,252 169,748,770 344,589,663

Change in unrealised depreciation in value of investments/derivatives - (1,173) 143,007,992 319,500 (5,641,643) 8,963,075

Change in unrealised appreciation in value of investments/derivatives 23,037,222 (35,231,507) 42,412,762 51,951,074 (3,434,252) 11,101,188

Interest on Borrowings 2,058,169 22,323,034 - 1,791,474 - 541,253

Operating Profit Before Working Capital Changes 5,624,210,430 4,176,551,847 1,017,869,850 1,846,183,300 160,672,875 365,195,179

Adjustments for:-

(Increase)/Decrease in Other Current Assets 23,680,372 (44,970,165) 193,046,502 (38,361,745) 27,264,287 (18,476,713)

(Increase)/Decrease in Deposits 1,000,000,000 (2,503,000,000) (6,000,000) - (2,000,000) -

(Increase)/Decrease in Investments 2,573,120,278 (10,048,628,370) 10,065,435,202 1,066,903,680 (882,737,779) 1,057,324,809

Increase/(Decrease) in Current Liabilities and Provisions 44,460,276 63,874,307 42,440,058 8,874,491 (9,750,751) 4,505,120

Net cash generated from/(used in) Operating Activities ( A ) 9,265,471,356 (8,356,172,381) 11,312,791,612 2,883,599,726 (706,551,368) 1,408,548,395

B. Cash flow from Financing Activities

Increase/(Decrease) in Unit Capital 360,577,020 1,509,725,485 (5,854,902,744) (542,651,616) 578,938,415 (625,169,131)

Interest paid on Borrowings (2,058,169) (22,323,034) - (1,791,474) - (541,253)

Increase / (Decrease) in Borrowings (4,000,000,000) (1,500,000,000) - (1,500,000,000) - -

Increase/(Decrease) in Unit Premium Reserve and Income Equalisation Reserve (4,800,612,383) 2,756,982,169 (5,399,768,802) (450,751,791) 191,264,516 (786,780,074)

Adjustments for:-

Increase/(Decrease) in Redemption Payable for Units Redeemed by Investors (7,780) (3,573,192) (25,468,455) (90,301,373) (2,410,778) 2,369,895

(Increase) / Decrease in Subscription Receivable for Units Issued to Investors - - - - - -

Dividend Distribution (including dividend distribution tax paid) (730,969,455) (508,881,213) (83,172,634) (169,659,481) (32,132,871) (30,807,988)

Net Cash Generated from/(used in) Financing Activities ( B ) (9,173,070,767) 2,231,930,215 (11,363,312,635) (2,755,155,735) 735,659,282 (1,440,928,551)

Net Increase/(Decrease) in Cash and Cash Equivalents ( A+B ) 92,400,589 (6,124,242,166) (50,521,023) 128,443,991 29,107,914 (32,380,156)

Cash and Cash Equivalents at the beginning of the year/ period 27,222,336 6,151,464,502 211,895,526 83,451,535 25,646,234 58,026,390

Cash and Cash Equivalents at the end of the year/ period 119,622,925 27,222,336 161,374,503 211,895,526 54,754,148 25,646,234

Net Increase/(Decrease) in Cash and Cash Equivalents 92,400,589 (6,124,242,166) (50,521,023) 128,443,991 29,107,914 (32,380,156)

Notes : -

1. Cash and Cash Equivalents include the following :

Balances with Banks :

- In Current Accounts 112,923,779 22,971,429 99,366,486 167,416,520 6,526,282 15,381,848

Other Collateralised lending

- Collateralised Borrowing and Lending Obligation/Reverse Repo/TREPS 6,699,146 4,250,907 62,008,017 44,479,006 48,227,866 10,264,386

119,622,925 27,222,336 161,374,503 211,895,526 54,754,148 25,646,234

2. The above Cash Flow Statement has been prepared under the “Indirect Method” set out in the Accounting Standard - 3 on the Cash Flow Statements issued by The Institute of Chartered Accountants of India.

3. The figures in brackets represents cash outflow.

* This Scheme has previously qualified for exemption from application of accounting standard (‘AS’) 3- Cash Flow Statements but no longer qualifies for exemption in the current accounting year, Since this is the first year of application of these accounting standard disclosures, corresponding previous year figures have not been disclosed.

This is the Cash Flow Statement referred to in our report of even date.










ADVANTAGE FUND)








A. Cash flow from Operating Activities

Net Surplus for the year/ period 547,445,030 353,394 33,573,912

Change in unrealised depreciation in value of investments/derivatives 155,540,799 (1,502) (25,594,748)

Change in unrealised appreciation in value of investments/derivatives 4,901,070 - 686,284

Interest on Borrowings - - -

Operating Profit Before Working Capital Changes 707,886,899 351,892 8,665,448

Adjustments for:-

(Increase)/Decrease in Other Current Assets 32,198,527 121,097 28,829,460

(Increase)/Decrease in Deposits (4,000,000) - -

(Increase)/Decrease in Investments (352,323,957) 98,532,724 128,479,187

Increase/(Decrease) in Current Liabilities and Provisions (35,524,106) 2,727,070 (15,895,587)

Net cash generated from/(used in) Operating Activities ( A ) 348,237,363 101,732,783 150,078,508

B. Cash flow from Financing Activities

Increase/(Decrease) in Unit Capital (246,792,927) - -

Interest paid on Borrowings - - -

Increase / (Decrease) in Borrowings - - -

Increase/(Decrease) in Unit Premium Reserve and Income Equalisation Reserve (70,438,525) - -

Adjustments for:-

Increase/(Decrease) in Redemption Payable for Units Redeemed by Investors 4,051,925 - -

(Increase) / Decrease in Subscription Receivable for Units Issued to Investors - - -

Dividend Distribution (including dividend distribution tax paid) (14,280,487) (2,595,625) -

Net Cash Generated from/(used in) Financing Activities ( B ) (327,460,014) (2,595,625) -

Net Increase/(Decrease) in Cash and Cash Equivalents ( A+B ) 20,777,349 99,137,158 150,078,508

Cash and Cash Equivalents at the beginning of the year/ period 141,413,530 243,210,887 93,132,379

Cash and Cash Equivalents at the end of the year/ period 162,190,879 342,348,045 243,210,887

Net Increase/(Decrease) in Cash and Cash Equivalents 20,777,349 99,137,158 150,078,508

Notes : -

1. Cash and Cash Equivalents include the following :

Balances with Banks :

- In Current Accounts 54,201,085 159,134 1,634,933

Other Collateralised lending

- Collateralised Borrowing and Lending Obligation/Reverse Repo/TREPS 107,989,794 342,188,911 241,575,954

162,190,879 342,348,045 243,210,887

2. The above Cash Flow Statement has been prepared under the “Indirect Method” set out in the Accounting Standard - 3 on the Cash Flow Statements issued by The Institute of Chartered Accountants of India.

3. The figures in brackets represents cash outflow.

* This Scheme has previously qualified for exemption from application of accounting standard (‘AS’) 3- Cash Flow Statements but no longer qualifies for exemption in the current accounting year, Since this is the first year of application of these accounting standard disclosures, corresponding previous year figures have not been disclosed.

This is the Cash Flow Statement referred to in our report of even date.

CASH FLOW STATEMENT FOR THE YEAR/PERIOD ENDED MARCH 31, 2019 (Contd.) (Currency : Indian Rupees)

-8-

March 31, 2019 Rupees April 10, 2018Rupees




PIONEER CREDIT OPPORTUNITIES FUND) *






SCHEDULE - 1INVESTMENTS (Notes 2.5, 8, 12, 17, 19 and 21) (Currency : Indian Rupees)

Equity Shares 29,486,308 38,635,655 - - - -

26,593,284 36,411,837 - - - -

Debentures and Bonds Listed / Awaiting listing - 45,050,883 - - - -

- 45,066,004 - - - -

Unlisted Debentures and Bonds - - - - - -

- - - - - -

Central & State Government Securities 151,602,123 128,749,445 265,690,240 329,991,261 - -

149,885,285 127,433,114 256,054,883 320,383,628 - -

Commercial Paper - - - - 22,413,007,500 26,162,256,900

- - - - 22,399,128,321 26,128,619,664

Certificate of Deposit - - - - 9,653,376,500 8,500,284,600

- - - - 9,649,107,523 8,492,736,458

Mutual Fund Units - - - - - -

- - - - - -

TOTAL 181,088,431 212,435,983 265,690,240 329,991,261 32,066,384,000 34,662,541,500

176,478,569 208,910,955 256,054,883 320,383,628 32,048,235,844 34,621,356,122

SCHEDULE - 2 DEPOSITS

Fixed Deposits with Banks - - - - 4,500,000,000 5,500,000,000

Margin Deposits with The Clearing Corporation of India Limited. (CCIL) 500,000 - 500,000 - 28,000,000 28,000,000

TOTAL 500,000 - 500,000 - 4,528,000,000 5,528,000,000

SCHEDULE - 3 OTHER CURRENT ASSETS

Balance with Banks

- in Current Account 910,120 1,012,445 209,547 255,168 112,923,779 22,971,429

Collateralised Borrowing and Lending Obligations (CBLO)/Reverse Repo/ TREPS 13,069,153 35,251,427 11,732,706 1,969,933 6,699,146 4,250,907

Inter-Scheme Receivable

- Switch-in - - - - - 20,045,997

- Others - 500,000 - - 3,603,500 1,020,576

Investment in Plan C of Baroda Pioneer Liquid Fund (Note 14)

- Towards Unclaimed Dividend 2,716 2,583 16,178 7,175 - -

- Towards Unclaimed Redemption 56,721 50,443 18,745 11,842 26,586 -

Sales Contracts Awaiting Completion

- Equity Shares 3,366,478 - - - - -

Investment in Baroda Liquid Fund towards Investor Education and Awareness 13,129 9,124 17,856 16,194 4,896,968 2,295,892

Interest Receivable on

- Collateralised Borrowing and Lending Obligation/Reverse Repo/TREPS 6,230 24,145 5,593 1,349 3,194 2,912

- Central and State Government Securities 1,469,183 1,088,974 3,179,141 3,125,013 - -

- Debentures / Bonds - 741,241 - - - -

- Deposits - - - - 27,071,918 38,168,493

Receivable from Investment Manager - 29,246 - 156,659 3,391,874 1,140,425

Miscellaneous Receivables - 28 - - - 117

TOTAL 18,893,730 38,709,656 15,179,766 5,543,333 158,616,965 89,896,748

-9-







(Refer to attached Statement of Portfolio Holdings as at March 31, 2019)

Market / Fair value Rupees

Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees




GILT FUND)



SCHEDULE - 1 (Contd.)INVESTMENTS (Notes 2.5, 8, 12, 17, 19 and 21) (Currency : Indian Rupees)

Equity Shares - - - - - -

- - - - - -

Debentures and Bonds Listed / Awaiting listing 4,329,178,891 7,221,739,758 1,712,372,799 1,481,316,975 60,420,678 71,098,020

4,467,033,438 7,188,975,731 1,714,255,946 1,486,553,797 63,975,532 70,411,320

Unlisted Debentures and Bonds 493,293,750 898,921,800 293,521,930 331,270,640 - -

498,766,695 899,241,300 294,960,215 334,996,893 - -

Central & State Government Securities - - 132,272,460 - 170,129,307 135,250,153

- - 130,408,034 - 166,652,151 131,379,445

Commercial Paper - 4,119,366,550 - - - -

- 4,113,911,672 - - - -

Certificate of Deposit 176,564,700 3,350,257,200 566,234,100 - - -

176,246,660 3,345,353,292 564,664,275 - - -

Mutual Fund Units 340,392,011 - - - - -

340,000,000 - - - - -

TOTAL 5,339,429,352 15,590,285,308 2,704,401,289 1,812,587,615 230,549,985 206,348,173

5,482,046,793 15,547,481,995 2,704,288,470 1,821,550,690 230,627,683 201,790,765


Fixed Deposits with Banks - - - - - -

Margin Deposits with The Clearing Corporation of India Limited. (CCIL) 12,000,000 6,000,000 2,000,000 - 1,000,000 -

TOTAL 12,000,000 6,000,000 2,000,000 - 1,000,000 -


Balance with Banks

- in Current Account 99,366,486 167,416,520 6,526,282 15,381,848 791,508 469,228

Collateralised Borrowing and Lending Obligations (CBLO)/Reverse Repo/ TREPS 62,008,017 44,479,006 48,227,866 10,264,386 6,176,281 10,264,386


- Switch-in - 1,317,488 50,967 - - -

- Others 11,216,549 3,108,742 568,053 120,100 1,375,585 -


- Towards Unclaimed Dividend - 407 - - 366 -

- Towards Unclaimed Redemption - 2,045 79,190 56,520 - -


- Equity Shares - - - - - -

Investment in Baroda Liquid Fund towards Investor Education and Awareness 816,273 895,515 142,641 180,689 11,792 8,629


- Collateralised Borrowing and Lending Obligation/Reverse Repo/TREPS 29,560 30,465 22,991 7,030 2,944 7,030

- Central and State Government Securities - - 2,231,663 - 2,096,592 1,214,438

- Debentures / Bonds 267,065,445 466,922,350 78,519,655 108,613,400 3,558,959 4,341,233

- Deposits - - - - - -

Receivable from Investment Manager - 9,291 - 3,562 - -

Miscellaneous Receivables 113,459 1,485 113,459 11,605 - 291

TOTAL 440,615,789 684,183,314 136,482,767 134,639,140 14,014,027 16,305,235

-10-











ADVANTAGE FUND)



Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees

(Currency : Indian Rupees)

-11-

Equity Shares - - - - -

- - - - -

Debentures and Bonds Listed / Awaiting listing 6,138,623,218 6,344,978,039 - 98,531,222 647,666,650

6,296,497,856 6,345,762,017 - 98,532,724 646,542,240

Unlisted Debentures and Bonds 1,651,603,800 1,597,447,660 - - 206,325,720

1,660,635,546 1,608,029,266 - - 205,870,550

Central & State Government Securities 179,001,112 487,766,943 - - -

176,334,566 480,074,810 - - -

Commercial Paper 49,299,950 - - - 355,725,330

49,299,945 - - - 355,093,156

Certificate of Deposit 1,145,437,050 541,890,400 - - 916,866,650

1,144,480,963 541,058,825 - - 915,565,545

Mutual Fund Units - - - - -

- - - - -

TOTAL 9,163,965,130 8,972,083,042 - 98,531,222 2,126,584,350

9,327,248,876 8,974,924,918 - 98,532,724 2,123,071,491


Fixed Deposits with Banks - - - - -

Margin Deposits with The Clearing Corporation of India Limited. (CCIL) 4,000,000 - - - 2,000,000

TOTAL 4,000,000 - - - 2,000,000


Balance with Banks

- in Current Account 54,201,085 113,419,750 159,134 1,634,933 56,901,807

Collateralised Borrowing and Lending Obligations (CBLO)/Reverse Repo/ TREPS 107,989,794 27,993,780 342,188,911 241,575,954 85,140,051


- Switch-in 131,350 - - - 123,988

- Others 3,123,239 699,176 - - 27,272,750


- Towards Unclaimed Dividend - - - - -

- Towards Unclaimed Redemption 85,245 - - - -


- Equity Shares - - - - -

Investment in Baroda Liquid Fund towards Investor Education and Awareness 586,303 291,721 - 11,603 169,913


- Collateralised Borrowing and Lending Obligation/Reverse Repo/TREPS 51,480 19,174 55,969 165,463 40,588

- Central and State Government Securities 2,185,233 3,572,644 - - -

- Debentures / Bonds 345,963,845 379,666,374 - - 24,094,510

- Deposits - - - - -

Receivable from Investment Manager - 48,886 - - -

Miscellaneous Receivables 5,588 32,835 - - -

TOTAL 514,323,162 525,744,340 342,404,014 243,387,953 193,743,607









BARODA ULTRA SHORT

DURATION FUND

SCHEDULE - 1 (Contd.)INVESTMENTS (Notes 2.5, 8, 12, 17, 19 and 21)


Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees


Cost Rupees


SCHEDULE - 4 UNIT CAPITAL (Currency : Indian Rupees)

Plan A - Growth Option

Units outstanding, beginning of the year/period 8,147,955.367 81,479,553 5,343,010.545 53,430,105 9,657,777.498 96,577,774 15,722,813.035 157,228,130

Units issued during the year/period 2,104,301.073 21,043,011 8,104,110.933 81,041,109 218,728.998 2,187,290 386,100.647 3,861,006

Units repurchased during the year/period (4,604,928.332) (46,049,283) (5,299,166.111) (52,991,661) (1,557,454.302) (15,574,543) (6,451,136.184) (64,511,362)

Units outstanding, end of the year/period 5,647,328.108 56,473,281 8,147,955.367 81,479,553 8,319,052.194 83,190,521 9,657,777.498 96,577,774

Plan A - Bonus Option

Units outstanding, beginning of the year/period - - - - - - - -

Units issued during the year/period - - - - - - - -

Units repurchased during the year/period - - - - - - - -

Units outstanding, end of the year/period - - - - - - - -

Plan A - Dividend Option

Units outstanding, beginning of the year/period - - - - 82,719.065 827,191 190,246.535 1,902,465

Units issued during the year/period - - - - 769.040 7,690 6,553.474 65,535

Units repurchased during the year/period - - - - (8,290.514) (82,905) (114,080.944) (1,140,809)

Units outstanding, end of the year/period - - - - 75,197.591 751,976 82,719.065 827,191

Plan A - Daily Dividend Option





Plan A - Weekly Dividend Option





Plan A - Monthly Dividend Option

Units outstanding, beginning of the year/period 1,006,690.126 10,066,901 477,020.215 4,770,202 - - - -

Units issued during the year/period 50,449.761 504,498 3,541,170.537 35,411,705 - - - -

Units repurchased during the year/period (639,726.011) (6,397,260) (3,011,500.626) (30,115,006) - - - -

Units outstanding, end of the year/period 417,413.876 4,174,139 1,006,690.126 10,066,901 - - - -

Plan A - Quarterly Dividend Option

Units outstanding, beginning of the year/period 324,069.494 3,240,695 498,669.215 4,986,692 - - - -

Units issued during the year/period 14,384.572 143,846 52,511.184 525,112 - - - -

Units repurchased during the year/period (40,087.501) (400,875) (227,110.905) (2,271,109) - - - -

Units outstanding, end of the year/period 298,366.565 2,983,666 324,069.494 3,240,695 - - - -

Plan B (Direct) - Growth Option


Units issued during the year/period 63,712.328 637,123 335,782.866 3,357,829 1,712,320.938 17,123,209 273,038.420 2,730,384

Units repurchased during the year/period (77,129.272) (771,293) (338,453.236) (3,384,532) (2,966,560.692) (29,665,607) (2,660.591) (26,606)


Plan B (Direct) - Bonus Option





Plan B (Direct) - Dividend Option

Units outstanding, beginning of the year/period - - - - 16,533.845 165,338 30,507.277 305,073

Units issued during the year/period - - - - 274.427 2,744 3,089.828 30,898

Units repurchased during the year/period - - - - (9,260.071) (92,601) (17,063.260) (170,633)


Plan B (Direct) - Daily Dividend Option





Plan B (Direct) - Weekly Dividend Option





Plan B (Direct) - Monthly Dividend Option


Units issued during the year/period 10,738.518 107,385 8,419.956 84,200 - - - -

Units repurchased during the year/period (8,282.763) (82,828) (7,590.426) (75,904) - - - -


-12-

BARODA GILT FUND (FORMERLY KNOWN AS BARODA PIONEER GILT FUND)

BARODA CONSERVATIVE HYBRID FUND (FORMERLY KNOWN AS BARODA PIONEER MONTHLY INCOME PLAN (MIP) FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

SCHEDULE - 4 UNIT CAPITAL (Contd.) (Currency : Indian Rupees)

Plan B (Direct) - Quarterly Dividend Option

Units outstanding, beginning of the year/period 5,449.073 54,490 4,511.404 45,114 - - - -

Units issued during the year/period 51.469 515 8,146.227 81,462 - - - -

Units repurchased during the year/period (5,500.542) (55,005) (7,208.558) (72,086) - - - -

Units outstanding, end of the year/period - - 5,449.073 54,490 - - - -

Plan C - Growth Option





Regular Plan - Growth Option





Regular Plan - Dividend Option





Regular Plan - Daily Dividend Option





Regular Plan - Weekly Dividend Option





Regular Plan - Monthly Dividend Option





Regular Plan - Quarterly Dividend Option





Unclaimed Redemption below 3 years

Units outstanding, beginning of the year/period




Unclaimed Redemption above 3 years





Unclaimed Dividend below 3 years





Unclaimed Dividend above 3 years





Total


Units issued during the year/period 2,243,637.721 22,436,378 12,050,141.703 120,501,417 1,932,093.403 19,320,933 668,782.369 6,687,823

Units repurchased during the year/period (5,375,654.421) (53,756,544) (8,891,029.862) (88,910,298) (4,541,565.579) (45,415,656) (6,584,940.979) (65,849,410)


-13-

BARODA GILT FUND (FORMERLY KNOWN AS BARODA PIONEER GILT FUND)

BARODA CONSERVATIVE HYBRID FUND (FORMERLY KNOWN AS BARODA PIONEER MONTHLY INCOME PLAN (MIP) FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

Note : Includes units allotted to Baroda Asset Management India Limited on account of its investment in the schemes as stipulated under Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2014.



Units outstanding, beginning of the year/period 5,119,941.052 5,119,941,052 5,447,592.442 5,447,592,442 2,308,538.878 2,308,538,878 2,098,502.257 2,098,502,257

Units issued during the year/period 144,688,466.742 144,688,466,742 102,179,713.211 102,179,713,211 2,371,771.173 2,371,771,173 7,701,726.941 7,701,726,941

Units repurchased during the year/period (143,259,142.653) (143,259,142,653) (102,507,364.601) (102,507,364,601) (3,540,056.085) (3,540,056,085) (7,491,690.320) (7,491,690,320)

Units outstanding, end of the year/period 6,549,265.141 6,549,265,141 5,119,941.052 5,119,941,052 1,140,253.966 1,140,253,966 2,308,538.878 2,308,538,878


Units outstanding, beginning of the year/period - - - - 31.494 31,494 31.494 31,494



Units outstanding, end of the year/period - - - - 31.494 31,494 31.494 31,494







Units outstanding, beginning of the year/period 1,783,024.933 1,783,024,933 4,630,550.487 4,630,550,487 874,115.646 874,115,646 1,529,081.786 1,529,081,786



Units outstanding, end of the year/period 2,673,096.935 2,673,096,935 1,783,024.933 1,783,024,933 159,304.078 159,304,078 874,115.646 874,115,646


Units outstanding, beginning of the year/period 105,597.196 105,597,196 11,683.543 11,683,543 16,992.795 16,992,795 17,157.771 17,157,771

Units issued during the year/period 25,101.881 25,101,881 107,927.628 107,927,628 5,027.309 5,027,309 279,993.466 279,993,466

Units repurchased during the year/period (122,235.681) (122,235,681) (14,013.975) (14,013,975) (12,452.801) (12,452,801) (280,158.442) (280,158,442)

Units outstanding, end of the year/period 8,463.396 8,463,396 105,597.196 105,597,196 9,567.303 9,567,303 16,992.795 16,992,795


Units outstanding, beginning of the year/period - - - - 9,234.573 9,234,573 10,909.390 10,909,390

Units issued during the year/period - - - - 14,720.363 14,720,363 19,016.800 19,016,800

Units repurchased during the year/period - - - - (17,350.956) (17,350,956) (20,691.617) (20,691,617)

Units outstanding, end of the year/period - - - - 6,603.980 6,603,980 9,234.573 9,234,573












Units outstanding, beginning of the year/period 311.619 311,619 320.068 320,068 - - 3.135 3,135


Units repurchased during the year/period (311.619) (311,619) (8.449) (8,449) - - (3.135) (3,135)

Units outstanding, end of the year/period - - 311.619 311,619 - - - -







Units outstanding, beginning of the year/period 745,847.882 745,847,882 1,410,352.899 1,410,352,899 596,827.087 596,827,087 698,401.047 698,401,047



Units outstanding, end of the year/period 2,406,770.678 2,406,770,678 745,847.882 745,847,882 176,717.214 176,717,214 596,827.087 596,827,087



Units issued during the year/period 60,863.192 60,863,192 3,498.235 3,498,235 146,465.796 146,465,796 26,606.099 26,606,099

Units repurchased during the year/period (15,007.950) (15,007,950) (36,236.650) (36,236,650) (165,939.637) (165,939,637) (7,081.697) (7,081,697)

Units outstanding, end of the year/period 47,529.005 47,529,005 1,673.763 1,673,763 1,694.793 1,694,793 21,168.634 21,168,634



Units issued during the year/period - - - - 550.808 550,808 1,213,248.976 1,213,248,976

Units repurchased during the year/period - - - - (2,929.953) (2,929,953) (1,211,276.484) (1,211,276,484)


-14-

BARODA TREASURY ADVANTAGE FUND (FORMERLY KNOWN AS BARODA PIONEER TREASURY ADVANTAGE FUND)

BARODA LIQUID FUND (FORMERLY KNOWN AS BARODA PIONEER LIQUID FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

SCHEDULE - 4 UNIT CAPITAL (Contd.)








Units issued during the year/period 144.064 144,064 40,662.900 40,662,900 - - - -

Units repurchased during the year/period (29.131) (29,131) (76,263.783) (76,263,783) - - - -





Units repurchased during the year/period (915.961) (915,961) (2,296.644) (2,296,644) (6,454.043) (6,454,043) (2,192.070) (2,192,070)

Units outstanding, end of the year/period 833.808 833,808 1,749.769 1,749,769 9,272.505 9,272,505 15,726.548 15,726,548


Units outstanding, beginning of the year/period 81.981 81,981 81.981 81,981 - - - -



Units outstanding, end of the year/period 81.981 81,981 81.981 81,981 - - - -


Units outstanding, beginning of the year/period 33.352 33,352 34.644 34,644 3,034.809 3,034,809 4,137.557 4,137,557


Units repurchased during the year/period - - (1.292) (1,292) (5.810) (5,810) (1,102.748) (1,102,748)

Units outstanding, end of the year/period 33.352 33,352 33.352 33,352 3,028.999 3,028,999 3,034.809 3,034,809


Units outstanding, beginning of the year/period - - - - 1.007 1,007 1.007 1,007



Units outstanding, end of the year/period - - - - 1.007 1,007 1.007 1,007




Units repurchased during the year/period - - - - (1,115.790) (1,115,790) (997.058) (997,058)

Units outstanding, end of the year/period - - - - 69.084 69,084 1,184.874 1,184,874







Units outstanding, beginning of the year/period 5,230.550 5,230,550 - -

Units issued during the year/period 4,299.283 4,299,283 5,605.940 5,605,940 - - - -

Units repurchased during the year/period (1,100.324) (1,100,324) (375.390) (375,390) - - - -



Units outstanding, beginning of the year/period 759.426 759,426 - -

Units issued during the year/period - - 768.417 768,417 - - - -

Units repurchased during the year/period (45.961) (45,961) (8.991) (8,991) - - - -

Units outstanding, end of the year/period 713.465 713,465 759.426 759,426 - - - -




Units repurchased during the year/period (2,484.501) (2,484,501) (869.014) (869,014) - - - -




Units issued during the year/period - - 8,658.473 8,658,473 - - - -

Units repurchased during the year/period (398.814) (398,814) (131.458) (131,458) - - - -


Total


Units issued during the year/period 1,215,771,743.776 1,215,771,743,776 1,200,959,810.995 1,200,959,810,995 13,485,811.198 13,485,811,198 54,887,796.756 54,887,796,756

Units repurchased during the year/period (1,215,411,166.756) (1,215,411,166,756) (1,199,450,085.510) (1,199,450,085,510) (19,340,713.942) (19,340,713,942) (55,430,448.372) (55,430,448,372)


-15-


BARODA TREASURY ADVANTAGE FUND (FORMERLY KNOWN AS BARODA PIONEER TREASURY ADVANTAGE FUND)

BARODA LIQUID FUND (FORMERLY KNOWN AS BARODA PIONEER LIQUID FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees



Units outstanding, beginning of the year/period 54,708,308.901 547,083,088 101,523,779.682 1,015,237,796 4,823,258.489 48,232,585 6,128,574.683 61,285,747

Units issued during the year/period 118,635,654.664 1,186,356,547 196,707,634.500 1,967,076,345 8,876,072.434 88,760,724 2,409,547.457 24,095,475

Units repurchased during the year/period (92,036,311.692) (920,363,117) (243,523,105.281) (2,435,231,053) (4,475,921.354) (44,759,214) (3,714,863.651) (37,148,637)









Units issued during the year/period - - - - 508,148.375 5,081,484 70,363.246 703,632














Units outstanding, beginning of the year/period 30,247,094.237 302,470,942 23,864,304.991 238,643,050 - - - -

Units issued during the year/period 53,509,893.752 535,098,938 28,122,772.239 281,227,722 - - - -

Units repurchased during the year/period (8,350,880.015) (83,508,800) (21,739,982.993) (217,399,830) - - - -

Units outstanding, end of the year/period 75,406,107.974 754,061,080 30,247,094.237 302,470,942 - - - -


Units outstanding, beginning of the year/period 16,728.904 167,290 - - - - - -



Units outstanding, end of the year/period 333,888.416 3,338,886 16,728.904 167,290 - - - -



Units issued during the year/period 41,677,976.341 416,779,763 450,590,559.052 4,505,905,591 1,263,975.447 12,639,754 6,252,611.252 62,526,113

Units repurchased during the year/period (46,547,309.952) (465,473,100) (481,016,546.581) (4,810,165,466) (5,268,252.107) (52,682,521) (7,680,485.604) (76,804,856)









Units issued during the year/period - - - - 56,462.831 564,628 24,459.563 244,596

Units repurchased during the year/period - - - - (3,474.694) (34,747) (8,262.248) (82,622)
















Units outstanding, end of the year/period 710,358.535 7,103,586 10,027,819.903 100,278,200 - - - -

-16-


BARODA SHORT TERM BOND FUND (FORMERLY KNOWN AS BARODA PIONEER SHORT TERM BOND FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees


-17-



BARODA SHORT TERM BOND FUND (FORMERLY KNOWN AS BARODA PIONEER SHORT TERM BOND FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees


Units outstanding, beginning of the year/period 152,134.188 1,521,342 - - - - - -

Units issued during the year/period 39,741.787 397,418 378,064.718 3,780,647 - - - -


























































Total

Units outstanding, beginning of the year/period 121,605,981.325 1,216,059,815 184,122,894.548 1,841,228,946 13,433,088.397 134,330,885 16,301,433.247 163,014,333

Units issued during the year/period 221,364,212.423 2,213,642,125 705,357,279.526 7,053,572,796 10,704,659.087 107,046,590 8,756,981.518 87,569,816

Units repurchased during the year/period (163,470,370.998) (1,634,703,710) (767,874,192.749) (7,678,741,927) (10,109,268.129) (101,092,682) (11,625,326.368) (116,253,264)

Units outstanding, end of the year/period 179,499,822.750 1,794,998,230 121,605,981.325 1,216,059,815 14,028,479.355 140,284,793 13,433,088.397 134,330,885




Units issued during the year/period 181,013,749.186 1,810,137,492 378,724,909.081 3,787,249,091 - - - -

Units repurchased during the year/period (189,365,456.714) (1,893,654,567) (151,041,294.815) (1,510,412,948) - - - -








Units outstanding, beginning of the year/period - - - - 1,792,198.575 17,921,986 1,792,198.575 17,921,986



Units outstanding, end of the year/period - - - - 1,792,198.575 17,921,986 1,792,198.575 17,921,986



















Units repurchased during the year/period (942,401.941) (9,424,019) (1,810,182.915) (18,101,829) - - - -



Units outstanding, beginning of the year/period 115,220,340.330 1,152,203,404 62,908,729.238 629,087,293 757,623.000 7,576,230 757,623.000 7,576,230



Units outstanding, end of the year/period 109,525,542.205 1,095,255,422 115,220,340.330 1,152,203,404 757,623.000 7,576,230 757,623.000 7,576,230


Units outstanding, beginning of the year/period 7,287.546 72,875 7,287.546 72,875 - - - -


Units repurchased during the year/period (7,287.546) (72,875) - - - - - -

Units outstanding, end of the year/period - - 7,287.546 72,875 - - - -


Units outstanding, beginning of the year/period - - - - 1,010.000 10,100 1,010.000 10,100
















Units issued during the year/period 458,904.118 4,589,041 5,008,530.328 50,085,303 - - - -

Units repurchased during the year/period (5,792,200.977) (57,922,010) (135,131.117) (1,351,311) - - - -


-18-

BARODA PIONEER HYBRID FUND - SERIES IBARODA CREDIT RISK FUND (FORMERLY KNOWN AS BARODA PIONEER CREDIT OPPORTUNITIES FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

April 10, 2018

Units Rupees

March 31, 2018

Units Rupees


-19-




Units issued during the year/period 14,788.705 147,887 288,594.430 2,885,944 - - - -

Units repurchased during the year/period (365,649.788) (3,656,498) (131,509.618) (1,315,096) - - - -

Units outstanding, end of the year/period 75,319.713 753,197 426,180.796 4,261,808 - - - -
























































Total


Units issued during the year/period 203,186,018.419 2,031,860,183 461,885,462.012 4,618,854,620 - - - -

Units repurchased during the year/period (227,865,311.047) (2,278,653,110) (175,047,756.690) (1,750,477,566) - - - -


BARODA PIONEER HYBRID FUND - SERIES IBARODA CREDIT RISK FUND (FORMERLY KNOWN AS BARODA PIONEER CREDIT OPPORTUNITIES FUND)

March 31, 2019

Units Rupees

March 31, 2018

Units Rupees

April 10, 2018

Units Rupees

March 31, 2018

Units Rupees



Units outstanding, beginning of the year/period - -

Units issued during the year/period - -

Units repurchased during the year/period - -

Units outstanding, end of the year/period - -

































Units issued during the year/period 12,015,445.710 12,015,445,710

Units repurchased during the year/period (10,760,989.933) (10,760,989,933)

Units outstanding, end of the year/period 1,254,455.777 1,254,455,777













Units issued during the year/period 236,931.409 236,931,409

Units repurchased during the year/period (158,533.346) (158,533,346)

Units outstanding, end of the year/period 78,398.063 78,398,063











-20-

BARODA ULTRA SHORT DURATION FUND

March 31, 2019

Units Rupees

























Units repurchased during the year/period (374,299.135) (374,299,135)





Units repurchased during the year/period (356.397) (356,397)
































Total




Units outstanding, end of the year/period 2,176,785.654 2,176,785,654

-21-

March 31, 2019

Units Rupees

SCHEDULE - 4 UNIT CAPITAL (Contd.)

BARODA ULTRA SHORT DURATION FUND


SCHEDULE - 5 RESERVES AND SURPLUS (Currency : Indian Rupees)

Unit Premium Reserve

At the beginning of the year/period (1,823,619) (3,006,838) 81,762,979 117,240,020 (1,325,567,808) (1,322,277,364)

On issue / redemption during the year/period (32,799,987) 32,778,769 (45,121,245) (94,121,979) (4,800,612,383) 2,756,982,169

Transfer from / (to) equalisation reserve 32,589,102 (31,595,550) 23,575,087 58,644,938 4,851,397,279 (2,760,272,613)

At the end of the year/period (2,034,504) (1,823,619) 60,216,821 81,762,979 (1,274,782,912) (1,325,567,808)

Equalisation reserve

At the beginning of the year/period - - - - - -

Additions during the year/period (32,589,102) 31,595,550 (23,575,087) (58,644,938) (4,851,397,279) 2,760,272,613

Transferred to revenue account 32,589,102 (31,595,550) 23,575,087 58,644,938 4,851,397,279 (2,760,272,613)

At the end of the year/period - - - - - -

Unrealised appreciation reserve

At the beginning of the year/period 3,540,148 3,575,398 9,607,633 17,165,440 41,185,378 5,953,871

Net change in Unrealised Appreciation in Value of Investments and Derivatives transferred from Revenue Account 1,069,713 (35,250) 27,725 (7,557,807) (23,037,222) 35,231,507

At the end of the year/period 4,609,861 3,540,148 9,635,358 9,607,633 18,148,156 41,185,378

Reserve Fund

At the beginning of the year/period 128,684,422 85,881,240 119,082,932 156,760,463 17,983,655,246 11,578,033,860

Transferred to Revenue Account (128,684,422) (85,881,240) (119,082,932) (156,760,463) (17,983,655,246) (11,578,033,860)

Balance Transferred from Revenue Account 105,204,733 128,684,422 111,799,469 119,082,932 18,023,440,773 17,983,655,246

At the end of the year/period 105,204,733 128,684,422 111,799,469 119,082,932 18,023,440,773 17,983,655,246

TOTAL 107,780,090 130,400,951 181,651,648 210,453,544 16,766,806,017 16,699,272,816

SCHEDULE - 6 CURRENT LIABILITIES AND PROVISIONS

Investment Management Fees (Excluding GST/Service Tax) 121,543 19,337 233,208 70,136 - 6,513,955

Transfer Agent Fees and Expenses 12,843 - 20,882 - 1,280,123 -

Trusteeship Fees and Expenses 401 674 570 901 74,533 97,347

Custodian Fees and Expenses 2,852 - 1,331 - 351,111 -

Audit Fees 1,173 1,336 1,596 2,372 419,630 331,146

Selling and Distribution Expenses - - - - 265,427 57,000

Unit Redemption Payable 507 53,021 104,000 106,200 4,352 12,132

Inter Scheme payable

- For Switch - Out - - 573,339 196,400 - 20,049,997

- For Others 3,420,500 42,000 49,000 - 16,825,217 2,095,666

Dividend Payable (including DDT) 40,816 88,541 - - 3,169,559 1,775,191

Unclaimed Redemption (Note 14) 56,721 50,443 18,745 11,842 26,586 -

Unclaimed Dividend (Note 14) 2,716 2,583 16,178 7,175 - -

Investor Education and Awareness Payable (Note 15) 16,406 13,159 22,605 22,202 6,042,180 3,598,301

Brokerage and Commission payable 96,466 201,920 318,364 252,768 968,841 453,168

Subscription pending allotment 3,983 52,483 22,994 20,994 130,654,115 75,724,315

Tax deducted at source payable 3,148 319 4,701 736 370,612 80,916

Sundry Payables 28,115 4,825 50,661 14,417 391,873 5,602,529

TOTAL 3,808,190 530,641 1,438,174 706,143 160,844,159 116,391,663

SCHEDULE - 7 LOANS AND BORROWINGS

At the beginning of the year - - - - 4,000,000,000 5,500,000,000

Added during the year - - 28,995,226 70,888,495 3,062,123,271 74,642,340,318

Paid during the year - - 28,995,226 70,888,495 7,062,123,271 76,142,340,318

At the end of the year - - - - - 4,000,000,000

-22-








GILT FUND)





SCHEDULE - 5 RESERVES AND SURPLUS (Contd.) (Currency : Indian Rupees)


At the beginning of the year/period 5,226,575,659 5,135,096,841 (52,021,936) (54,293,088) (6,554,177) (4,306,895)

On issue / redemption during the year/period (5,399,768,802) (450,751,791) 191,264,516 (786,780,074) 5,911,314 (18,078,778)

Transfer from / (to) equalisation reserve 1,850,486,236 542,230,609 (190,928,926) 789,051,226 (3,664,268) 15,831,496

At the end of the year/period 1,677,293,093 5,226,575,659 (51,686,346) (52,021,936) (4,307,131) (6,554,177)


At the beginning of the year/period - - - - - -

Additions during the year/period (1,850,486,236) (542,230,609) 190,928,926 (789,051,226) 3,664,268 (15,831,496)

Transferred to revenue account 1,850,486,236 542,230,609 (190,928,926) 789,051,226 (3,664,268) 15,831,496

At the end of the year/period - - - - - -


At the beginning of the year/period 43,122,814 95,073,888 - 11,101,188 4,557,407 10,788,094

Net change in Unrealised Appreciation in Value of Investments and Derivatives transferred from Revenue Account (42,412,762) (51,951,074) 3,434,252 (11,101,188) (1,080,252) (6,230,687)

At the end of the year/period 710,052 43,122,814 3,434,252 - 3,477,155 4,557,407

Reserve Fund

At the beginning of the year/period 2,290,757,649 1,158,575,413 756,308,672 1,220,477,035 89,886,862 86,739,725

Transferred to Revenue Account (2,290,757,649) (1,158,575,413) (756,308,672) (1,220,477,035) (89,886,862) (86,739,725)

Balance Transferred from Revenue Account 1,231,960,637 2,290,757,649 1,081,419,245 756,308,672 103,375,609 89,886,862

At the end of the year/period 1,231,960,637 2,290,757,649 1,081,419,245 756,308,672 103,375,609 89,886,862

TOTAL 2,909,963,782 7,560,456,122 1,033,167,151 704,286,736 102,545,633 87,890,092


Investment Management Fees (Excluding GST/Service Tax) 428,588 5,233,247 923,575 4,816,458 54,195 147,156

Transfer Agent Fees and Expenses 138,089 - 166,688 - 21,719 -

Trusteeship Fees and Expenses 11,639 43,662 5,761 5,169 494 599

Custodian Fees and Expenses 34,343 - 15,609 - 1,226 -

Audit Fees 72,938 131,207 12,745 26,473 1,054 1,265

Selling and Distribution Expenses - 75,000 - 4,000 - -

Unit Redemption Payable 752,051 26,220,506 478,000 2,888,778 227,695 -


- For Switch - Out 1,204,043 1,501,941 106,204 112,975 - -

- For Others 1,313,000 499,665 6,351,250 2,250,500 1,772,500 100,000

Dividend Payable (including DDT) 484,015 1,453,571 2,034,819 1,531,048 - -

Unclaimed Redemption (Note 14) - 2,045 79,190 56,520 - -

Unclaimed Dividend (Note 14) - 407 - - 366 -

Investor Education and Awareness Payable (Note 15) 918,220 1,157,723 189,906 221,417 16,050 12,290

Brokerage and Commission payable 892,190 753,714 1,583,300 312,864 381,404 138,819

Subscription pending allotment 70,731,131 22,378,856 2,529,834 13,732,807 4,513 4,000

Tax deducted at source payable 64,863 39,060 38,015 20,583 9,880 435

Sundry Payables 484,575 1,067,478 203,779 900,612 242,490 27,867

TOTAL 77,529,685 60,558,082 14,718,675 26,880,204 2,733,586 432,431


At the beginning of the year - 1,500,000,000 - - - -

Added during the year - 4,809,282,776 - 2,000,876,241 19,992,890 8,998,548

Paid during the year - 6,309,282,776 - 2,000,876,241 19,992,890 8,998,548

At the end of the year - - - - - -

-23-











ADVANTAGE FUND)


-24-









BARODA ULTRA SHORT

DURATION FUND

SCHEDULE - 5 RESERVES AND SURPLUS (Contd.)


At the beginning of the year/period 111,390,395 42,598,710 - - -

On issue / redemption during the year/period (70,438,525) 829,808,945 - - (67,590,446)

Transfer from / (to) equalisation reserve 67,214,703 (761,017,260) - - 66,783,035

At the end of the year/period 108,166,573 111,390,395 - - (807,411)


At the beginning of the year/period - - - - -

Additions during the year/period (67,214,703) 761,017,260 - - (66,783,035)

Transferred to revenue account 67,214,703 (761,017,260) - - 66,783,035

At the end of the year/period - - - - -


At the beginning of the year/period 8,523,707 29,233,165 (119,400) 566,884 -

Net change in Unrealised Appreciation in Value of Investments and Derivatives transferred from Revenue Account (4,901,070) (20,709,458) - (686,284) 3,512,859

At the end of the year/period 3,622,637 8,523,707 (119,400) (119,400) 3,512,859

Reserve Fund

At the beginning of the year/period 2,317,716,614 967,792,779 42,950,073 8,689,877 -

Transferred to Revenue Account (2,317,716,614) (967,792,779) (42,950,073) (8,689,877) -

Balance Transferred from Revenue Account 2,788,567,524 2,317,716,614 40,707,842 42,950,073 135,752,419

At the end of the year/period 2,788,567,524 2,317,716,614 40,707,842 42,950,073 135,752,419

TOTAL 2,900,356,734 2,437,630,716 40,588,442 42,830,673 138,457,867


Investment Management Fees (Excluding GST/Service Tax) 4,636,708 6,922,426 3,204,080 3,091,337 386,163

Transfer Agent Fees and Expenses 570,706 - - - 56,832

Trusteeship Fees and Expenses 19,649 25,387 - 911 4,715

Custodian Fees and Expenses 53,689 - - - 15,347

Audit Fees 52,390 42,742 2,432 1,700 18,229

Selling and Distribution Expenses 200,000 75,000 - - -

Unit Redemption Payable 4,309,865 257,940 - - 127,075


- For Switch - Out 502,825 536,269 - - 16,000

- For Others 9,517,053 1,598,000 - - -

Dividend Payable (including DDT) 362,071 967,389 2,595,626 - 115,037

Unclaimed Redemption (Note 14) 85,245 - - - -

Unclaimed Dividend (Note 14) - - - - -

Investor Education and Awareness Payable (Note 15) 748,167 449,083 1,854 17,338 215,858

Brokerage and Commission payable 6,991,867 5,509,729 56,780 35,475 135,674

Subscription pending allotment 5,316,616 49,118,415 - - 5,735,142

Tax deducted at source payable 177,974 14,535 189 530 16,456

Sundry Payables 1,851,317 1,351,408 578,713 565,313 241,908

TOTAL 35,396,142 66,868,323 6,439,674 3,712,604 7,084,436


At the beginning of the year - - - - -

Added during the year - - - - -

Paid during the year - - - - -

At the end of the year - - - - -

SCHEDULE - 8 INTEREST AND DISCOUNT (Currency : Indian Rupees)

Debentures and Bonds 1,091,085 3,545,273 - - 28,610,199 38,379,163

Commercial Papers - - - - 3,723,228,742 2,776,874,145

Certificate of Deposits - - - - 738,922,121 558,680,230

Government Securities 11,446,457 10,016,719 20,396,356 27,615,999 - -

Treasury Bills - - - - 104,391,795 293,637,887

CBLO/Reverse Repo/TREPS 557,654 1,884,836 1,518,057 4,703,581 606,331,223 257,413,453

Deposits - 25,374 - - 546,782,086 349,622,293

TOTAL 13,095,196 15,472,202 21,914,413 32,319,580 5,748,266,166 4,274,607,171

SCHEDULE - 9 OTHER OPERATING EXPENSES

Bank Charges 6,670 8,502 21,994 26,127 436,845 183,820

Brokerage On Derivatives - - - - - -

Other Expenses 84,841 45 57,501 - 57,453 97,553

TOTAL 91,511 8,547 79,495 26,127 494,298 281,373

-25-








GILT FUND)





SCHEDULE - 8 INTEREST AND DISCOUNT (Cntd.) (Currency : Indian Rupees)

Debentures and Bonds 684,203,797 949,709,643 163,573,556 281,556,154 5,396,952 7,056,105

Commercial Papers 175,046,571 650,582,731 - 73,366,868 - -

Certificate of Deposits 233,730,874 212,214,163 17,392,901 36,584,636 - -

Government Securities - - 4,909,458 - 10,080,368 9,170,169

Treasury Bills - 38,991,391 - 2,522,464 - -

CBLO/Reverse Repo/TREPS 25,322,976 106,825,748 11,083,710 24,665,600 594,355 2,682,443

Deposits - 6,978,521 - 263,699 - -

TOTAL 1,118,304,218 1,965,302,197 196,959,625 418,959,421 16,071,675 18,908,717


Bank Charges 159,128 126,273 43,179 24,219 9,867 1,697

Brokerage On Derivatives - - - - - -

Other Expenses 59,966 - 50,684 - 147,230 -

TOTAL 219,094 126,273 93,863 24,219 157,097 1,697

-26-











ADVANTAGE FUND)

SCHEDULE - 8 INTEREST AND DISCOUNT (Contd.) (Currency : Indian Rupees)

Debentures and Bonds 791,030,548 595,110,797 101,262 14,640,439 44,968,644

Commercial Papers 33,110,180 107,451,728 - - 84,652,902

Certificate of Deposits 11,156,017 604,795 - - 63,198,882

Government Securities 25,497,208 17,007,485 - - -

Treasury Bills - - - - -

CBLO/Reverse Repo/TREPS 9,702,883 16,000,110 462,343 7,612,089 20,283,032

Deposits - - - - -

TOTAL 870,496,836 736,174,915 563,605 22,252,528 213,103,460


Bank Charges 108,760 54,249 6 - 14,174

Brokerage On Derivatives - - - 331,734 -

Other Expenses 82,035 - - - 36,698

TOTAL 190,795 54,249 6 331,734 50,872

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BARODA ULTRA SHORT

DURATION FUND

-28-

Schedule - 9NOTES TO THE FINANCIAL STATEMENTS

1. Organization

a) Baroda Pioneer Mutual Fund (“the Mutual Fund”), formerly known as BOB Mutual Fund, has been constituted as a Trust in accordance with the provisions of the Indian Trusts Act, 1882 (2 of 1882) on 30th October 1992. The trust deed has been registered under the Indian Registration Act, 1908. The Mutual Fund is registered with SEBI under Registration No. MF/018/94/2, dated November 21, 1994.

BOB Mutual Fund was established by Bank of Baroda by the execution of a Trust Deed dated October 30, 1992. Pioneer Global Asset Management S.p.A. acquired 51% stake in BOB Asset Management Company Limited in 2008 and became co-sponsor for BOB Mutual Fund. The name of BOB Mutual Fund was then changed to Baroda Pioneer Mutual Fund, for which SEBI approval was received vide their letter IMD/RB/134922/08 dated August 12, 2008.

Effective November 1, 2017, Pioneer Global Asset Management (PGAM) has been merged into its controlling company, UniCredit S.p.A. (UniCredit) As a consequence, the shareholding of PGAM in the Company stood transferred to UniCredit S.p.A.

Further, by virtue of a Share Purchase Agreement executed between Bank of Baroda and UniCredit on Dec 28, 2017, On September 28, 2018, Bank of Baroda acquired the entire shareholding of UniCredit S.p.A. (erstwhile PGAM, which merged into its holding company viz. UniCredit S.p.A. effective November 1, 2017) held in the AMC and Baroda Pioneer Trustee Company Private Limited (“Trustee”). Subsequently, the names of the AMC and Trustee have been changed to Baroda Asset Management India Limited and Baroda Trustee India Private Limited respectively, and the name of Mutual Fund has been changed to Baroda Mutual Fund.

b) The key features of the Debt Schemes of the Mutual Fund presented in these financial statements are as under :

Scheme Name(Collectively termedas

""the Schemes"")

Type of Scheme Launched on Investment Objective Plans /Options currently offered


An open ended hybrid scheme investing pre-dominantly in debt instruments.

July 28, 2004

Date of allotment

September 08, 2004

To generate regular income through investment in debt and money market instruments and also to generate long term capital appreciation by investing a portion in equity and equity related instrument.

Plan A - Growth OptionPlan A - Monthly Dividend OptionPlan A - Quarterly Dividend OptionPlan B (Direct) - Growth OptionPlan B (Direct) - Monthly Dividend OptionPlan B (Direct) - Quarterly Dividend Option


An open ended debt scheme i n v e s t i n g i n g o v e r n m e n t securities across maturity

February 14, 2002

March 21, 2002

To generate income by investing in a portfolio of Government securities.

Plan A - Growth OptionPlan A - Dividend OptionPlan B (Direct) - Growth OptionPlan B (Direct) - Dividend Option

Baroda Income Fund (Formerly known as Baroda Pioneer Income Fund) ̂ ^^

An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 4 years and 7 years.

The primary objective of the scheme is to generate regular income by investing in a portfolio of good quality fixed income securities by maintaining a balance between risk & return.


February 14, 2002

March 21, 2002

Baroda Liquid Fund (Formerly known as Baroda Pioneer Liquid Fund)

An open ended Liquid Scheme To generate income with a high level of liquidity by investing in a portfolio of money market and debt securities.

Plan A - Growth OptionPlan A - Daily Dividend OptionPlan A - Weekly Dividend OptionPlan B (Direct) - Growth OptionPlan B (Direct) - Bonus Option**Plan B (Direct) - Daily Dividend OptionPlan B (Direct) - Weekly Dividend OptionPlan C - Growth Option %Regular Plan - Growth Option ̂Regular Plan - Dividend Option ̂Regular Plan - Daily Dividend Option ̂Plan C - Unclaimed Dividend below 3 yearsPlan C - Unclaimed Dividend above 3 yearsPlan C - Unclaimed Redemption below 3 yearsPlan C - Unclaimed Redemption above 3 years

February 14, 2002

February 05, 2009


An open-ended low duration debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 6 months and 12 months.

The main objective of the scheme is to provide optimal returns and liquidity through a portfolio comprising of debt securities and money market instruments.

Plan A - Growth OptionPlan A - Bonus Option **Plan A - Daily Dividend OptionPlan A - Weekly Dividend OptionPlan A - Monthly Dividend OptionPlan A - Quarterly Dividend OptionPlan B (Direct) - Growth OptionPlan B (Direct) - Bonus Option **Plan B (Direct) - Daily Dividend OptionPlan B (Direct) - Weekly Dividend OptionPlan B (Direct) - Monthly Dividend OptionPlan B (Direct) - Quarterly Dividend OptionRegular Plan - Growth Option ̂Regular Plan - Daily Dividend Option ̂Regular Plan - Weekly Dividend Option ̂Regular Plan - Monthly Dividend Option ̂

June 24, 2009

June 24, 2009


An open-ended short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 1 year and 3 years.

June 14, 2010

June 30, 2010 The objective of the Scheme is to generate income from a portfolio constituted of short term debt and money market securities.

Plan A - Growth OptionPlan A - Monthly Dividend Option #Plan A - Quarterly Dividend Option #Plan B (Direct) - Growth OptionPlan B (Direct) - Monthly Dividend Option #Plan B (Direct) - Quarterly Dividend Option #


An open-ended dynamic debt scheme inves t ing across duration.

June 22, 2012

June 30, 2012 The investment objective of the scheme is to generate returns with liquidity by managing the portfolio dynamically through interest rate cycles.


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Schedule - 9NOTES TO THE FINANCIAL STATEMENTS (Cntd.)

Scheme Name(Collectively termedas

""the Schemes"")

Type of Scheme Launched on Investment Objective Plans /Options currently offeredDate of allotment

Baroda Credi t Risk Fund (Formerly known as Baroda Pioneer Credit Opportunities Fund)

An open ended debt scheme predominantly investing in AA and below rated corporate bonds.

January 08, 2015

January 23, 2015

The primary objective of the Scheme is to generate returns by investing in debt and money market instruments across the credit spectrum.

Plan A - Growth OptionPlan A - Monthly Dividend OptionPlan A - Quarterly Dividend OptionPlan B (Direct) - Growth OptionPlan B (Direct) - Bonus Option **Plan B (Direct) - Monthly Dividend OptionPlan B (Direct) - Quarterly Dividend Option


A close ended hybrid scheme March 02, 2015

March 25, 2015

To generate regular income through investment in debt and money market instruments and also to generate long term capital appreciation by investing a portion in equity and equity related instruments.


Baroda Ultra Short Duration Fund An open-ended ultra short-term debt scheme

May 24, 2018 June 01, 2018 The primary objective of the scheme is to generate regular income by investing in a portfolio of debt and money market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months.

Plan A - Growth OptionPlan A - Daily Dividend OptionPlan A - Weekly Dividend OptionPlan B (Direct) - Growth OptionPlan B (Direct) - Daily Dividend OptionPlan B (Direct) - Weekly Dividend Option

Note :-

** The bonus option in the Schemes has been discontinued with effective from June 08, 2015.

^ Plans have been discontinued with effective from December 31, 2012.

# change in nomenclature of the existing Dividend option to Monthly Dividend Option and introduction of a Quarterly Dividend option in the Scheme under Plan A and Plan B (Direct) in addition to the existing options with effect from Friday, December 23, 2016

% The new plan (referred to as “Plan C”), was introduced with the limited purpose of deploying the unclaimed redemption and dividend amounts (“unclaimed amounts”) of the schemes of the Mutual Fund with effective from April 1, 2016.

^^^ With effect from January 14, 2019 , Baroda Income Fund an open ended medium term debt scheme has been merged with Baroda Dynamic Bond Fund, an open ended dynamic debt scheme. The unit holders under the growth and dividend options (Regular and Direct plans) of Baroda Income Fund have been allotted new units under the growth and dividend options (Direct and Regular plans) of Baroda Dynamic Bond Fund respectively.

c) Pursuant to the approval given by the Board of Directors of Baroda Asset Management India (AMC) Limited on October 26,2017 and January 30,2018 and Securities and Exchange Board of India (SEBI) vide its letter dated - in accordance with the SEBI circulars dated October 06,2017 and December 04, 2017 Baroda Mutual Fund has done categorization and rationalization of its existing open ended schemes with effect from June 06,2018.Further, pursuant the above changes an exit option was given to the unit holders of the Schemes where there was a change in fundamental attributes vide notice dated May 04,2018.Details of changes carried out as envisaged above are included in Annexure VI.

2. Significant Accounting Policies

2.1 BASIS OF ACCOUNTING

The scheme maintains books of accounts on an accrual basis. These financials statements have been prepared in accordance with the accounting policies and standards specified in the Ninth Schedule of the Securities and Exchange Board of India (Mutual Fund) Regulations 1996 and amended thereto ("SEBI Regulations") as applicable. Presentation of these separate balance sheet and revenue account in a columnar form is not intended to indicate that they bear any relation to each other or comparable in any way. They are independent of each other.

2.2 INCOME RECOGNITION

i. Interest income is recorded on accrual basis.

ii. Dividend income is recognized on ex-dividend date

2.3 EXPENSES

i. Expenses are accounted for on accrual basis.

ii. Investment management fees payable to Asset Management Company is computed on the basis of Daily Net Asset Value.

2.4 LOAD CHARGES

SEBI circular No. CIR /IMD/DF/ 4/2011 dated March 09, 2011 has mandated that there should be segregation of load accounts into two parts, one to reflect the balance as on July 31, 2009 and the other to reflect accretions since August 01, 2009. While the unutilized balances can be carried forward, not more than one third of the load balances lying in the Scheme as on July 31, 2009 can be used in any financial year, starting from 2010-2011 for future marketing and selling expenses. All accretions after July 31, 2009 is used by the Schemes for future marketing and selling expenses including distributors/agents commission.

Pursuant to SEBI (Second Amendment) (Mutual Fund) Regulations, 1992 dated September 26, 2012, with effect from October 01, 2012, exit load net off service tax/GST is credited to the scheme.

2.5 INVESTMENTS

a) Basis of accounting

i. Transactions for purchase and sale of investments are recognized as of the trade date. In determining the holding cost of investments and the gain or loss on sale of investments, the “weighted average cost” method is followed. The cost of investments includes brokerage, stamp charges and any other charge customarily included in the contract note but excludes custodian safekeeping fees. Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, with effect from October 01, 2012, Brokerage and Transaction Costs which are incurred for the purpose of execution of trade are included in the cost of investment, not exceeding 0.12 per cent in case of cash market transactions and 0.05 per cent in case of derivatives transactions. Remaining portion is charged to expenses, within total expense ratio in line with Regulations.

ii. Bonus entitlements are recognized as investments on ex-bonus date.

iii. Rights entitlements are recognized as investments on ex-rights date.

b) Valuation

Investments are stated at market/fair value at the Balance Sheet date/date of determination. In valuing the Scheme's investments:-

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I) Valuation of Equity and Equity related securities

Category Traded Non-Traded Thinly Traded

Equity Shares / Preference Shares / Warrants

The securities shall be valued at the last quoted closing price on the primary stock exchange (National Stock Exchange of India Limited).

When on a particular valuation day, a security has not been traded on the primary stock exchange; the value at which it is traded on another stock exchange may be used.

Any security for which the trading in a month is less than Rs.5 lakhs and total volume is less than 50,000 shares will be classified as a Thinly traded security.

When a security is not traded on any stock exchange on a particular valuation day, the value at which it was traded on the selected stock exchange or any other stock exchange, as the case may be, on the earliest previous day may be used provided such date is not more than thirty days prior to the valuation date.

If the security is not traded even after 30 days, the same would be valued in Good Faith by the AMC as per the valuation principles laid down by SEBI.

Such Thinly traded securities shall be valued in Good Faith by the AMC as per the valuation principles laid down by SEBI.

Futures and Options Valued as per NSE Settlement price.

Based on settlement price / any other equivalent price provided by the respective stock exchange.

Unlisted Shall be valued in Good Faith by the AMC based on the latest available Annual Report of the company as per SEBI Regulations. In case of any deviation due to non-availability of any parameters required for valuation as per SEBI Regulations, the methodology used for valuation shall be documented and recorded.

Rights In accordance with guidelines prescribed by the SEBI.

Amalgamation / Merger / De-merger / Spin off

In case if any of the resultant entities is not listed, the valuation for the same shall be arrived at in good faith by the Valuation Committee.

Initial Public Offer (IPOs) Valued at acquisition cost till the date of listing. Post listing, it will be valued as per the norms applicable for Traded equity shares.

II. Valuation of Fixed Income and related Instruments

Category Details

Traded Securities All securities with residual maturity greater than 60 days shall be valued at the average of the prices provided by the agencies nominated by AMFI (currently CRISIL & ICRA) on a daily basis

For Instruments with residual maturity less than or equal to 60 days - Instruments may be valued by amortisation on a straight-line basis to maturity from cost or last valuation price whichever is more recent. For traded instruments maturing upto 60 days, the weighted average price/ yield may be taken if there are at least three trades aggregating to Rs. 100 crore or more. The amortised price may be used for valuation as long as it is within ±0.10% of the reference price. In case the variance exceeds ±0.10%, the valuation shall be adjusted to bring it within the ±0.10% band.In case of subsequent trades by the fund in the same security, the valuation must reflect the most recent trade as long as the trade is of market lot (Rs. 5crores). The security such valued would be amortised to maturity with such amortised prices to be in line with ±0.10% of the reference price as above.

Non-Traded Securities All securities with residual maturity greater than 60 days shall be valued at the average of the prices provided by the agencies nominated by AMFI (currently CRISIL & ICRA) on a daily basis.

Securities with residual maturity less than or equal to 60 days Straight line amortisation from the last valuation price / cost, whichever is more recent. The amortised price would be compared to the reference price. In case if the difference between the amortised price and the reference price is greater than +/- 0.10%, the YTM will have to be adjusted to bring the price within the +/- 0.10% band.

Government Securities, Securities with residual maturity of less than or equal to 60 days will be valued as per the methodology prescribed above for traded and non-traded securities. Treasury Bills and Cash Securities with residual maturity of more than 60 days would be valued at the average of the prices provided by the agencies nominated by AMFI (currently CRISIL & Management Bills ICRA) on a daily basis."

Fixed Deposits / CBLO / To be Valued at Cost Reverse Repo/ TREPS

Bill Rediscounting Securities with residual maturity of less than or equal to 60 days will be valued on Straight line amortisation from the last valuation price / cost, whichever is more recent. Securities with residual maturity of more than 60 days would be valued at the average of the prices provided by the agencies nominated by AMFI (currently CRISIL & ICRA) on a daily basis.

Mutual Fund Units To be valued as per the same day NAV or last available NAV

Own Trades Own trade shall mean trades by schemes of Baroda Pioneer Mutual Fund provided the face value of such trades is INR 5 crores or more. The price at which the own trade has taken place, will be considered as reflective of the realizable value of the total holding in a single instrument. Accordingly, the total holding in that instrument will be valued at the weighted average yield at which the own trade has taken place.

Convertible Debentures In respect of convertible debentures, the non-convertible and convertible components shall be valued separately. The non-convertible component should be valued on the same basis as would be applicable to a debt instrument. The convertible component should be valued on the same basis as would be applicable to an equity instrument. If, after conversion the resultant equity instrument would be traded paripassu with an existing instrument which is traded, the value of the latter instrument can be adopted after an appropriate discount for the non-tradability of the instrument during the period preceding the conversion. While valuing such instruments, the fact whether the conversion is optional, should also be factored in.

The net unrealized appreciation / depreciation in the value of investments is determined separately for each category of investments. In respect of each category of investments, the net change in the unrealized appreciation if any, between two balance sheet dates / valuation dates is accounted through the Revenue Account and thereafter the net unrealized appreciation is transferred from the Revenue Account to the Unrealized Appreciation Reserve. The net change in depreciation if any is accounted through the Revenue Account.

Net unrealized appreciation is reduced from the distributable income at the time of income distribution.

2.6 UNIT CAPITAL, UNIT PREMIUM RESERVE ACCOUNT AND EQUALISATION ACCOUNT

Unit capital represents the net outstanding as at the balance sheet date.

Upon issue and redemption of units, the net premium or discount to the face value of the units is adjusted against the unit premium reserve of the respective plans/ options of the Scheme, after an appropriate portion of the issue proceeds and redemption pay-out is credited or debited respectively to the income equalization reserve.

The net distributable income relating to units issued / repurchased is transferred to / from income equalization reserve for determining the net surplus / deficit, transferred from / to unit premium reserve. At year end, balance in income equalization reserve is transferred to revenue account.

2.7 NET ASSET VALUE (NAV)

The net asset value of the units of the Schemes is determined separately for units issued under the various Plans /Options.

For reporting the net asset values of the Plans /Options, daily income earned, including realized and unrealized gain or loss in the value of investments and expense incurred by the Schemes is allocated to the Plans /Options in proportion to the value of the net assets.

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2.8 DERIVATIVES

The Scheme enters into derivative transactions in equity/ index futures for the purpose of hedging, leveraging and portfolio balancing.

“Derivative margin deposit” representing the margin towards equity derivative contracts entered into by the Scheme is disclosed under “Deposits”.

Futures

i. Futures contracts are marked to market daily at the futures settlement price as determined by the exchange. The variation margin calculated as the difference between the trade price and the previous day's settlement price, as the case may be, and the current day's settlement price is recorded as a receivable or payable.

ii. When a contract is closed (squared off)/settled (on expiry), the difference between the final settlement/ square-off price and the contract price is recognized in the revenue account. If more than one futures contracts in respect of the same stock/index and expiry date, to which the squared off /settled contract pertains, is outstanding at the time of square off /settlement of the contract, the weighted average method is followed for determining the gain or loss.

iii. As at the Balance Sheet date/date of determination, all open futures positions are valued at the futures settlement price as determined by the exchange where it is traded. Non traded futures contracts are valued as per fair valuation policy as approved by AMC and the trustee. The unrealized appreciation/depreciation on all open positions is considered for determining the net asset value.

Options

(i) Premium paid/received on bought/written option contracts is debited/credited to "Investments-Options" and recorded as Asset/Liability.

(ii) When the option contracts are squared off before expiry, the difference between the premium paid and received on the squared off transactions is recognized in the Revenue Account. When the option contracts are exercised on or before the expiry, the difference between the option settlement price as determined by the exchange and the premium is recognized in the revenue account. If more than one option contracts in respect of the same stock/index with the same strike price and expiry date to which the squared off/ exercised contract pertains is outstanding at the time of square off/ exercise of the contract, the weighted average method is followed for determining the gain or loss.

(iii) Premium assets/liabilities in respect of options not exercised/ squared off as at expiry date is transferred to Revenue Account.

(iv) As at the Balance Sheet date/ date of determination, all open option positions are valued at the settlement price as determined by the exchange where it is traded. Non-traded option contracts are valued at fair value as per procedures determined by the AMC and approved by the Trustee. The unrealized appreciation/depreciation all open positions is considered for determining the net asset value.

Baroda Conservative Hybrid Fund Plan A - Growth Option 23.6038 22.2657

(Formerly known as Baroda Pioneer Monthly Income Plan (MIP) Fund) Plan A - Monthly Dividend Option 13.4044 13.4254

Plan A - Quarterly Dividend Option 12.9918 13.0406

Plan B (Direct) - Growth Option 24.8876 23.2995

Plan B (Direct) - Monthly Dividend Option 13.9595 13.8460

Plan B (Direct) - Quarterly Dividend Option - 13.4899

Baroda Gilt Fund (Formerly known as Baroda Pioneer Gilt Fund) Plan A - Growth Option 28.3128 26.6952

Plan A - Dividend Option 20.0773 18.9303


Plan B (Direct) - Dividend Option 25.9139 24.2377

Baroda Liquid Fund (Formerly known as Baroda Pioneer Liquid Fund) Plan A - Growth Option 2,139.2250 1,989.3326

Plan A - Daily Dividend Option 1,001.1996 1,001.1996

Plan A - Weekly Dividend Option 1,001.9659 1,000.8027

Plan B (Direct) - Growth Option 2,151.9528 1,999.1401

Plan B (Direct) - Bonus Option - 1,999.4840

Plan B (Direct) - Daily Dividend Option 1,002.0849 1,002.0124

Plan B (Direct) - Weekly Dividend Option 1,221.4560 1,221.4006

Plan C - Growth Option 1,241.5848 1,141.3947

Plan C - Unclaimed Dividend below 3 years 1,226.9994 1,141.3920

Plan C - Unclaimed Dividend above 3 years 1,000.0000 1,000.0000

Plan C - Unclaimed Redemption below 3 years 1,226.2375 1,141.3943

Plan C - Unclaimed Redemption above 3 years 1,000.0000 1,000.0000

Regular Plan - Growth Option 3,147.8604 2,927.2952

Regular Plan - Dividend Option 2,696.9641 2,507.9749

Regular Plan - Daily Dividend Option 1,006.0602 1,006.0602

Baroda Treasury Advantage Fund (Formerly known as Baroda Pioneer Treasury Advantage Fund) Plan A - Growth Option 2,171.2874 2,034.2475

Plan A - Bonus Option 2,155.5490 2,019.5278

Plan A - Daily Dividend Option 1,031.2365 1,031.2718

Plan A - Weekly Dividend Option 1,003.1685 1,004.2042

Plan A - Monthly Dividend Option 1,002.8198 1,004.3851

Plan A - Quarterly Dividend Option 1,031.3451 1,031.7799

Plan B (Direct) - Growth Option 2,214.6907 2,068.8910

Plan B (Direct) - Bonus Option - -

Plan B (Direct) - Daily Dividend Option 1,009.4304 1,009.4719

Plan B (Direct) - Weekly Dividend Option 1,003.2195 1,004.2443

Plan B (Direct) - Monthly Dividend Option 1,002.8662 1,004.4298

Plan B (Direct) - Quarterly Dividend Option 1,042.5940 1,040.2988

Regular Plan - Growth Option 2,117.4842 1,983.8397

Regular Plan - Daily Dividend Option 1,007.1053 1,007.1398

Regular Plan - Weekly Dividend Option 1,003.1976 1,004.2205

Regular Plan - Monthly Dividend Option 1,002.8199 1,004.3852

Regular Plan - Quarterly Dividend Option - -

Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund) Plan A - Growth Option 19.8331 18.4622

Plan A - Monthly Dividend Option 10.0579 10.0459




Plan B (Direct) - Quarterly Dividend Option 10.3101 10.1932

Baroda Dynamic Bond Fund (Formerly known as Baroda Pioneer Dynamic Bond Fund) Plan A - Growth Option 17.4366 16.4249




Baroda Credit Risk Fund (Formerly known as Baroda Pioneer Credit Opportunities Fund) Plan A - Growth Option 14.2513 13.4810

Plan A - Monthly Dividend Option 10.5446 10.7951



Plan B (Direct) - Bonus Option - 14.0026


Plan B (Direct) - Quarterly Dividend Option 10.9507 11.1056

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3. Net Asset Value Per Unit

The net asset values of the various plans of the Schemes as on the date of the Balance sheet are as follows:

SCHEME NAME Options March 31, 2019 March 31, 2018


3. Net Asset Value Per Unit

The net asset values of the various plans of the Schemes as on the date of the Balance sheet are as follows:

Options March 31, 2019 March 31, 2018

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SCHEME NAME

Baroda Pioneer Hybrid Fund - Series I ** Plan A - Growth Option 11.4472 11.4354




Baroda Ultra Short Duration Fund Plan A - Growth Option 1,068.4965 -

Plan A - Daily Dividend Option 1,003.6696 -

Plan A - Weekly Dividend Option 1,002.8814 -

Plan B (Direct) - Growth Option 1,070.2553 -

Plan B (Direct) - Daily Dividend Option 1,003.4634 -

Plan B (Direct) - Weekly Dividend Option 1,002.9110 -

** - NAV as on April 10, 2018 for March 31, 2019

4. Investment Management Fees

The computation of the management fees (Excluding service tax/Goods and Services tax on management fees) charged to the Revenue Account for the year/period ended March 31, 2019 for the Schemes are as under:

Scheme Name Period ended Average Daily Net Asset Value

Management Fees (Excluding

service tax)

% of Management Fees to Average Net Asset Value

March 31, 2019 215,038,169 2,316,320 1.08

March 31, 2018 228,832,354 2,679,086 1.17

March 31, 2019 292,450,932 2,756,148 0.94

March 31, 2018 496,562,347 5,044,552 1.02

March 31, 2019 76,915,516,850 70,717,681 0.09

March 31, 2018 65,197,802,355 122,563,866 0.19

March 31, 2019 13,369,126,071 54,815,255 0.41

March 31, 2018 23,955,762,919 79,611,059 0.33

March 31, 2019 2,336,166,573 11,545,673 0.49

March 31, 2018 2,792,200,967 11,218,682 0.40

March 31, 2019 193,127,157 1,665,918 0.86

March 31, 2018 278,878,529 1,681,783 0.60

March 31, 2019 9,602,738,090 76,945,761 0.80

March 31, 2018 2,917,063,051 17,398,949 0.60

April 10, 2018 338,142,060 159,166 1.72

March 31, 2018 291,959,160 5,565,832 1.91









Baroda Ultra Short Duration Fund * March 31, 2019 3,341,344,319 4,703,184 0.17

March 31, 2018 N.A. N.A. N.A.

* Period from June 01, 2018 to March 31, 2019 (Annualised)

5. Trusteeship Fees

Baroda Trustee India Private Limited, Trustee to Baroda Mutual Fund was entitled to an annual fee of 1.25% of the net assets or INR 24.5 lakhs per annum, whichever was lower, for the Financial year 2018-19. Such fee was allocated among the schemes of Baroda Mutual Fund proportionately on the basis of their month end AUMs.

6. Custodian Fees

SBI-SG Global Securities Private Limited provides custodial services to the Schemes for which it receives Custody fees (including transaction and registration charges). The Custody fees are borne by Baroda Asset Management India Limited upto September 30, 2018. The custodian of the schemes of the mutual fund was changed from CitiBank N.A to SBI-SG Global Securities Private Limited effective October 22, 2018.

7. Custodian Confirmation

Confirmation has been received from SBI-SG Global Securities Private Limited at the end of the year for the investments held by the Schemes. All investments, except Government of India Securities, Fixed Deposit Receipts, Mutual Fund Units, Collateralized Borrowing and Lending Obligation (CBLO)/TREPS and Repurchase Agreements are held in safe custody of the custodian. Investments in Government Securities are held in an SGL account maintained with Reserve Bank of India in the name of Baroda Pioneer Mutual Fund as of 31st March 2019. The same was subsequently changed to Baroda Mutual Fund.

8. Aggregate Appreciation and Depreciation in the Value of Investments and Derivatives:

Scheme Name

March 31, 2019

Appreciation DepreciationInvestments

March 31, 2018 March 31, 2019 March 31, 2018

Baroda Conservative Hybrid Fund (Formerly known Equity Shares 3,153,397 3,264,486 260,374 1,040,669

as Baroda Pioneer Monthly Income Plan (MIP) Fund) Debentures and Bonds Listed / Awaiting listing - 141,419 - 156,540

Government Securities 2,870,071 2,603,646 1,153,233 1,287,315

TOTAL 6,023,468 6,009,551 1,413,606 2,484,523

Baroda Gilt Fund (Formerly known as Government Securities 9,780,738 10,007,769 145,380 400,136

Baroda Pioneer Gilt Fund) TOTAL 9,780,738 10,007,769 145,380 400,136

Baroda Liquid Fund (Formerly known as Certificate of Deposit 4,531,665 7,548,143 262,688 -

Baroda Pioneer Liquid Fund) Commercial Paper 14,332,410 33,637,236 453,230 -

TOTAL 18,864,075 41,185,379 715,918 -


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Scheme Name

March 31, 2019

Appreciation DepreciationInvestments

March 31, 2018 March 31, 2019 March 31, 2018

Baroda Treasury Advantage Fund (Formerly known Certificate of Deposit 318,040 4,903,931 - 23

as Baroda Pioneer Treasury Advantage Fund) Commercial Paper - 5,454,879 - -

Debentures and Bonds Listed / Awaiting listing 971,220 50,102,832 138,825,767 17,338,805

Unlisted Debentures and bonds - - 5,472,945 319,500

Mutual Fund Units 392,011 - - -

TOTAL 1,681,271 60,461,642 144,298,712 17,658,328

Baroda Short Term Bond Fund (Formerly known as Certificate of Deposit 1,569,826 - - -

Baroda Pioneer Short Term Bond Fund) Debentures and Bonds Listed / Awaiting listing 9,934,441 4,345,810 11,817,587 9,582,632

Unlisted Debentures and bonds - 1,438,285 3,726,253

Government Securities 1,864,426 - -

TOTAL 13,368,692 4,345,810 13,255,872 13,308,885

Baroda Dynamic Bond Fund (Formerly known as Debentures and Bonds Listed / Awaiting listing 128,860 686,700 3,683,714 -

Baroda Pioneer Dynamic Bond Fund) Unlisted Debentures and bonds - - - -

Government Securities 3,477,155 4,426,016 - 555,308

TOTAL 3,606,015 5,112,716 3,683,714 555,308

Baroda Credit Risk Fund (Formerly known as Commercial Paper 5 - - -

Baroda Pioneer Credit Opportunities Fund) Certificate of Deposit 956,087 831,575 - -

Debentures and Bonds Listed / Awaiting listing 6,646,475 28,246,910 164,521,113 29,030,888

Unlisted Debentures and bonds - 815,250 9,031,746 11,396,856

Government Securities 2,666,546 7,692,133 - -

TOTAL 10,269,114 37,585,868 173,552,859 40,427,744

Debentures and Bonds Listed / Awaiting listing - 1,869 - 3,371

TOTAL - 1,869 - 3,371


Baroda Ultra Short Duration Fund Certificate of Deposit 1,301,106 - - -

Commercial Paper 632,174 - - -

Debentures and Bonds Listed / Awaiting listing 1,330,660 - 206,250 -

Unlisted Debentures and bonds 455,170 - - -

TOTAL 3,719,109 5,112,716 206,250 -

9. Disclosure under Regulation 25(11) of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 as amended

Investment made by Baroda Mutual Fund in companies which hold units in excess of 5% of the net asset value of any of the schemes of Baroda Mutual Fund for the year/period ended March 31, 2019 which have been listed in Annexure I.

10. Disclosure under Regulation 25(8) of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 as amended

The Schemes have entered into transactions with certain related parties. The information required in accordance with Accounting Standard (AS) -18 on ‘Related Party Disclosures’ issued by the Institute of Chartered Accountants of India and Regulation 25(8) of the SEBI Regulations, is provided in Annexure II.

11. Segment Reporting

The Schemes are primarily engaged in the business of investing the amounts received from investors as unit capital, in accordance with their investment objectives, to generate returns. Since there is only one business segment and no geographical segments, the segmental reporting disclosures as required by Accounting Standard (AS) - 17, issued by the Institute of Chartered Accountants of India have not been made.

12. Aggregate Value of Purchase and Sale of Investments

The aggregate value of investments (excluding Fixed Deposits, CBLO, TREPS, Future, Option and Reverse Repo) purchased and sold (including maturity/redemptions) during the year and their percentage of the respective average daily net assets are as follows:

Scheme Name March 31, 2019 March 31, 2018

Purchases Sales Purchases Sales

Amount % of Avg. Net Assets

Baroda Conservative Hybrid Fund (Formerly known as 101,966,211 47.42 135,641,151 63.08 561,339,551 220.11 518,783,891 203.42 Baroda Pioneer Monthly Income Plan (MIP) Fund)

Baroda Gilt Fund (Formerly known as 67,770,889 23.17 131,658,000 45.02 1,244,997,995 275.04 1,260,435,500 278.45 Baroda Pioneer Gilt Fund)

Baroda Liquid Fund (Formerly known as 791,594,503,530 1,029.17 798,738,134,760 1,038.46 575,937,979,080 911.64 569,518,504,290 901.48 Baroda Pioneer Liquid Fund)

Baroda Treasury Advantage Fund (Formerly known as 27,805,182,359 207.98 38,316,118,539 286.60 153,013,427,902 611.29 155,052,203,632 619.43 Baroda Pioneer Treasury Advantage Fund)

Baroda Short Term Bond Fund (Formerly known as 3,478,342,452 148.89 2,632,637,283 112.69 13,573,104,576 268.74 14,752,892,339 292.10 Baroda Pioneer Short Term Bond Fund)

Baroda Dynamic Bond Fund (Formerly known as 190,066,672 98.41 161,192,558 83.46 637,451,508 264.27 675,701,672 280.13 Baroda Pioneer Dynamic Bond Fund)

Baroda Credit Risk Fund (Formerly known as 48,847,286,190 508.68 48,644,129,584 506.57 22,972,160,872 281.72 19,110,507,168 234.36 Baroda Pioneer Credit Opportunities Fund)

- - 98,633,986 29.17 42,170,278 13.00 152,000,000 46.87 Baroda Pioneer Hybrid Fund - Series I

Baroda Ultra Short Duration Fund 47,664,232,223 1,426.50 45,717,477,950 1,368.24 - - - -





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13. Income / Expenditure

Annualized total income (includes net of loss on sale and depreciation on investments) and expenditure (excluding loss on sale of investments) as a percentage of the average daily net assets during the year are given below:


Total income(Rupees)

Percentage of average-

-daily net assets

Baroda Conservative Hybrid Fund (Formerly known as 14,683,531 6.83 4,101,285 1.91 18,954,912 7.43 5,457,671 2.14 Baroda Pioneer Monthly Income Plan (MIP) Fund)

Baroda Gilt Fund (Formerly known as 21,579,470 7.38 5,287,846 1.81 21,832,960 4.82 8,257,265 1.82 Baroda Pioneer Gilt Fund)

Baroda Liquid Fund (Formerly known as 5,729,740,339 7.45 130,625,300 0.17 4,309,801,169 6.82 120,339,676 0.19 Baroda Pioneer Liquid Fund)

Baroda Treasury Advantage Fund (Formerly known as 918,628,561 6.87 86,179,464 0.64 1,945,471,082 7.77 153,349,830 0.61 Baroda Pioneer Treasury Advantage Fund)

Baroda Short Term Bond Fund (Formerly known as 186,767,587 7.99 26,094,712 1.12 391,257,923 7.75 46,668,260 0.92 Baroda Pioneer Short Term Bond Fund)

Baroda Dynamic Bond Fund (Formerly known as 11,401,921 5.90 2,657,693 1.38 16,811,338 6.97 3,075,027 1.27 Baroda Pioneer Dynamic Bond Fund)

Baroda Credit Risk Fund (Formerly known as 706,584,739 7.36 159,139,711 1.66 723,482,547 8.87 135,245,643 1.66 Baroda Pioneer Credit Opportunities Fund)

563,605 6.08 211,713 2.29 41,346,785 12.75 7,772,873 2.40 Baroda Pioneer Hybrid Fund - Series I

Baroda Ultra Short Duration Fund 225,601,612 8.11 7,781,376 0.28 N.A. N.A. N.A. N.A.

Total Expenses(Rupees)


-daily net assets

Total income(Rupees)


-daily net assets


-daily net assets

Total Expenses(Rupees)

14. Unclaimed Dividend / Redemption

The details of unclaimed redemption and dividend amount and the number of investors to whom these amounts are payable are as detailed below:-

Scheme Name Unclaimed Dividend Unclaimed Redemption

Number of Investors

Amount (Rupees)

Baroda Conservative Hybrid Fund (Formerly known as 3 2,716 3 2,583 8 56,721 6 50,443 Baroda Pioneer Monthly Income Plan (MIP) Fund)

Baroda Gilt Fund 15 16,178 8 7,175 8 18,745 5 11,842 (Formerly known as Baroda Pioneer Gilt Fund)

Baroda Dynamic Bond Fund (Formerly known as 1 366 - - - - - - Baroda Pioneer Dynamic Bond Fund)

Baroda Credit Risk Fund (Formerly known as - - - - 3 85,245 - - Baroda Pioneer Credit Opportunities Fund)

Baroda Liquid Fund (Formerly known as - - - - 4 26,586 - - Baroda Pioneer Liquid Fund)

Baroda Treasury Advantage Fund (Formerly known as Baroda Pioneer Treasury Advantage Fund) - - 1 407 - - 2 2,045

Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund) - - - - 4 79,190 3 56,520

Baroda Mutual Fund has unidentified unclaimed dividend and redemption amounts of Rs.2.25 Crores as of March 31, 2019 (Rs.2.06 Crores as of March 31, 2018). As represented by the management, these amount are not recorded in the schemes financial statements as it pertains to unidentified investors prior to March 31, 2008. Had this amount been identified, it would have been recorded as asset and liability in the respective schemes resulting in no impact in net asset value.

March 31, 2019 March 31, 2018 March 31, 2019 March 31, 2018

Number of Investors

Amount (Rupees)

Number of Investors

Amount (Rupees)

Number of Investors

Amount (Rupees)

15. Investor Education and Awareness Initiatives

In view of the AMFI Best Practices Guidelines Circular No. 56/2015-16, the IEF accrual is set aside in a separate bank account and the consolidated balance across all schemes as on March 31, 2019 is Rs. 96.28 lakhs. The break-up of which is as under:

An annual charge of 2 basis points ( 0.02% p.a.) of daily net assets, being part of total recurring expenses is set aside for Investor Education and Awareness Initiatives (IEAI) in accordance with SEBI (Mutual Funds) Regulations, 1996 and guidelines issued thereunder. These funds set aside are used only for meeting expenses for Investor Education and Awareness Initiatives.

As per SEBI circular no. IMD/DF2/RS/813/2016 dated January 08, 2016, 50% of the unutilised portion of investor awareness and education fund as on March 31, 2016 has been transferred to AMFI. Also from April 1, 2016 onwards, 50% of the 2 bps accrual on daily net assets set aside by mutual fund for investor education and awareness initiative has been transferred to AMFI.

Movement of IEAI balances for Baroda Mutual fund during the financial year ended 31 March, 2019 and 31 March, 2018 is given below:

Particulars FY 2018-19

Amount (Rupees in Lakhs)

Opening balance 59.91

Add : Accrual for the period April 1, 2018 to March 31, 2019 254.23

Less : Amount transferred to AMFI 124.61

Less : utilization during the current year 93.25

Closing balance 96.28

Particulars FY 2017-18

Amount (Rupees in Lakhs)

Opening balance 17.91

Add : Accrual for the period April 1, 2017 to March 31, 2018 236.72

Less : Amount transferred to AMFI 113.94

Less : utilization during the current year 80.78

Closing balance 59.91


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16. Income Taxes

No provision for taxation is required as Baroda Pioneer Mutual Fund is a recognised Mutual Fund under Section 10 (23D) of the Income Tax Act, 1961.

17. Aggregate Fair Value of Non Traded / Thinly Traded Investments

The aggregate fair value of non traded / thinly traded investments, which have been valued in good faith in accordance with the guidelines for valuation of securities for Mutual Fund issued by SEBI, are given below:


Market / Fair Value Market / Fair Value

- 45,050,883

32,066,384,000 34,662,541,500

4,999,037,341 15,590,285,308

2,572,128,829 1,812,587,615

60,420,678 71,098,020

8,984,964,018 8,484,316,099

- 98,531,222



Baroda Treasury Advantage Fund (Formerly known as Baroda Pioneer Treasury Advantage Fund) Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund)




Baroda Ultra Short Duration Fund 2,126,584,350 -

18. Disclosure under SEBI Circular No Cir/ IMD/ DF/11/2010 dated August 18, 2010

Pursuant to the above SEBI Circular, the disclosure for investments in derivative instruments has been done as per Annexure III.

19. The Statement of Portfolio Holding and industry wise classification of the schemes' investments in each category of investment as on March 31, 2019 is given in Annexure IV.

20. There were no Unitholders over 25% of the NAV of the Scheme as at March 31, 2019 and March 31, 2018.

21. Registered Securities

In accordance with Regulation 44(1) of the Securities and Exchange board of India (Mutual Fund) Regulations, 1996, Securities purchased should be held in the name of scheme. Government Securities and Treasury bills Investments in following scheme are held in the name of Baroda Pioneer Mutual Fund as of 31st March 2019. The same was subsequently changed to Baroda Mutual Fund. This is in accordance with the requirement of Reserve Bank of India to open the subsidiary general ledger account, holding securities issued by the Government of India in the name of the fund and not in the name of Individual Scheme.


Market / Fair Value Market / Fair Value

Baroda Conservative Hybrid Fund (Formerly known as Baroda Pioneer Monthly Income Plan (MIP) Fund) 151,602,123 128,749,445

Baroda Gilt Fund (Formerly known as Baroda Pioneer Gilt Fund) 265,690,240 329,991,261

Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund) 132,272,460 -

Baroda Dynamic Bond Fund (Formerly known as Baroda Pioneer Dynamic Bond Fund) 170,129,307 135,250,153

Baroda Credit Risk Fund (Formerly known as Baroda Pioneer Credit Opportunities Fund) 179,001,112 487,766,943

22. Details of borrowing

Details of borrowings from scheduled banks by schemes of Baroda Mutual Fund outstanding as on March 31, 2019 is: Nil

Details of borrowings from scheduled banks by schemes of Baroda Mutual Fund outstanding as on March 31, 2018 are as follows:

Scheme Amount Borrowed Rate of interest Date of Borrowing Date of Repayment Nature of Borrowing % of Net Assets Borrowed*

Baroda Liquid Fund (Formerly known as 2,000,000,000 8.60% March 27, 2018 April 03, 2018 Loan (Bank of Baroda) 3.45%Baroda Pioneer Liquid Fund)

Baroda Liquid Fund (Formerly known as 1,000,000,000 7.85% March 27, 2018 April 03, 2018 Loan (Allahabad bank) 1.72%Baroda Pioneer Liquid Fund)

Baroda Treasury Advantage Fund (Formerly known as 1,000,000,000 7.85% March 28, 2018 April 03, 2018 Loan (Allahabad bank) 2.01%Baroda Pioneer Treasury Advantage Fund)

*Borrowing as percentage of opening net assets on the date of the borrowing.

23. Additional note on DHFL :Baroda Mutual Fund, through its various schemes had invested in the Non-convertible Debentures of Dewan Housing Finance Corporation Limited (DHFL) between 2016 to 2018. These securities have been downgraded in the current year. The details of these investments are given below :

Security Name Rating at the time of Investment Rating downgrade dates in 2018-19 Revised Rating Rating as at Mar 31,2019

9.10% DEWAN HOUSING FIN CORP NCD09092019 CARE AAA February 03, 2019 CARE AA+ CARE AA-

March 07, 2019 CARE AA-





Dewan Housing Fin Corp Ltd. 9% 04JUN23 NCD CARE AAA February 03, 2019 CARE AA+ CARE AA-


Exposure in schemes as at March 31, 2019 (value determined as per prescribed valuation method) is as follows :

Name Baroda Credit Risk Fund Baroda Dynamic Bond Fund Baroda Treasury Advantage Fund

9.10% DEWAN HOUSING FIN CORP NCD09092019 - - 738,525,000

9.25% DEWAN HOUSING FIN CORP NCD09092023 253,875,604 33,038,606

Baroda Hybrid Equity Fund

-

- 230,400,805

Dewan Housing Fin Corp Ltd. 9% 04JUN23 NCD - - 130,239,900 173,653,200

9.30% DEWAN HOUSING FIN CORP NCD 16082026 81,372,800 16,274,560 34,746,186

Total 335,248,404 33,038,606 146,514,460 1,177,325,191

Based on management assessments of these investments as at March 31, 2019, there was no requirement to make additional provision in the value of these securities as at March 31, 2019 since these were investment grade securities then, for which prices were provided by designated agencies for valuation. There was no further trigger requiring any adjustment to the price as at March 31, 2019.

Subsequent to the year end, on 4th June 2019, the Rating Agencies downgraded the papers to Default category. In accordance with the AMFI guidelines around the applicability of haircut on default, the value of various securities was marked down to 25% of their investment value. The accruals till that date was also accordingly marked down and future accrual was stopped from that day for all the securities, irrespective of the dates of their maturity and the impact on the NAV of the respective schemes due to such downgrade is thus considered on the date of credit rating downgrade.

24. Previous Year’s Figures

Previous period's figures have been reclassified, wherever necessary, to conform with current year's presentation.

As this is the first financial statements for Baroda Ultra Short Duration Fund from the date of their commencement, there are no comparative figures for the previous year.

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ANNEXURE IDisclosure under Regulation 25(11) of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 as amended Investments made by the schemes of Baroda Mutual Fund in Companies or their subsidiaries that have invested more than 5% of the net assets of any scheme.

Company NameSchemes invested in

by the Company

Investment made by schemes of Baroda Mutual Fund in the

company/subsidiary

Aggregate cost of acquisition duringthe period ended March 31, 2019

(Rupees in Lakhs)

Outstanding as at March 31, 2019(At Market / Fair Value)

(Rupees in Lakhs)

Bank of Baroda Baroda Liquid Fund Baroda Banking and Financial 26.81 -Services Fund

Baroda Ultra Short Duration Fund Baroda Conservative Hybrid Fund 2.52 -Baroda Credit Risk Fund 3,133.48 1,160.94Baroda Hybrid Equity Fund 1,898.24 1,350.23Baroda Large Cap Fund 43.43 -Baroda Multi Cap Fund 707.39 -Baroda Treasury Advantage Fund 4,966.41 -Baroda Ultra Short Duration Fund 2,390.69 2,401.02

Canara Bank Baroda Ultra Short Duration Fund Baroda Banking and Financial 106.56 -(Including Subsidiary Can Fin Services FundHomes Ltd.) Baroda Conservative Hybrid Fund 25.81 -

Baroda ELSS 96 Fund 300.91 -Baroda Equity Trigger Fund-Series I 258.30 -Baroda Hybrid Equity Fund 524.90 -Baroda Large Cap Fund 12.65 -Baroda Mid-cap Fund 78.18 -

HDFC Bank Ltd. Baroda Liquid Fund Baroda Banking and Financial 604.42 1,197.64Services FundBaroda Conservative Hybrid Fund 31.52 46.38Baroda Credit Risk Fund 5,698.63 3,692.04Baroda Dynamic Equity Fund 3,840.43 2,459.45Baroda ELSS 96 Fund 986.59 1,391.34Baroda Equity Trigger Fund-Series I 409.86 -Baroda Hybrid Equity Fund 7,924.23 4,867.80Baroda Large Cap Fund 254.70 312.46Baroda Liquid Fund 278,173.49 -Baroda Multi Cap Fund 5,556.40 7,534.54Baroda Short Term Bond Fund 8,612.78 1,259.52Baroda Treasury Advantage Fund 101,939.14 -Baroda Ultra Short Duration Fund 7,679.63 1,873.89

Interglobe Aviation Ltd. Baroda Treasury Advantage Fund Baroda Equity Trigger Fund-Series I 218.90 -Baroda Hybrid Equity Fund 338.36 -

National Bank for Agriculture Baroda Liquid Fund Baroda Credit Risk Fund 400.40 402.49and Rural Development Baroda Dynamic Equity Fund 202.71 204.85

Baroda Fixed Maturity Plan - Series P 304.06 307.28Baroda Liquid Fund 975,828.38 -Baroda Short Term Bond Fund 6,596.51 1,609.97Baroda Treasury Advantage Fund 59,007.18 -

NMDC Ltd. Baroda Liquid Fund Baroda Conservative Hybrid Fund 13.11 -Baroda ELSS 96 Fund 98.31 -Baroda Equity Trigger Fund-Series I 131.08 -Baroda Hybrid Equity Fund 262.16 -Baroda Large Cap Fund 32.34 -Baroda Multi Cap Fund 327.70 -

Power Finance Corporation Ltd. Baroda Liquid Fund Baroda Conservative Hybrid Fund 101.94 -Baroda Credit Risk Fund 1,401.89 -Baroda Dynamic Equity Fund 50.20 -Baroda Fixed Maturity Plan - Series P 300.00 301.00Baroda Hybrid Equity Fund 700.95 -Baroda Liquid Fund 50,084.33 -Baroda Short Term Bond Fund 4,847.85 -Baroda Treasury Advantage Fund 4,369.03 -

RBL Bank Ltd. Baroda Treasury Advantage Fund Baroda Banking & Financial Services Fund 132.96 68.04Baroda Ultra Short Duration Fund Baroda Conservative Hybrid Fund 10.66 -

Baroda Dynamic Equity Fund 2,500.00 -Baroda ELSS 96 Fund 327.37 -Baroda Equity Trigger Fund-Series I 155.27 -Baroda Hybrid Equity Fund 548.02 -Baroda Liquid Fund 243,430.68 15,000.00Baroda Mid-cap Fund 191.77 68.04Baroda Multi Cap Fund 1,613.05 1,020.53Baroda Treasury Advantage Fund 7,494.71 -Baroda Ultra Short Duration Fund 2,498.24 -

Tata Steel Ltd. Baroda Liquid Fund Baroda Conservative Hybrid Fund 20.79 -(Including Subsidiary Baroda ELSS 96 Fund 527.40 -Tata Sponge Iron Ltd.) Baroda Hybrid Equity Fund 1,157.29 -

Baroda Large Cap Fund 110.10 -Baroda Liquid Fund 39,928.33 -Baroda Mid-cap Fund 68.65 -Baroda Multi Cap Fund 2,037.84 -

The above investments comprise equity shares, debentures / bonds, commercial paper, certificate of deposits, bill rediscounting and other debt instruments including fixed deposits. Investments in debt instruments have been made in the normal course based on the fundamentals of the issuers as evaluated by the fund managers depending on the nature of instrument.

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Annexure II1. Details of transactions with Associates in terms of regulation 25(8)

a) Brokerage paid to associates/related parties/group companies of Sponsor/AMC

Name of associates/relatedparties/group companies of Nature of relation Covered Transaction Transaction of paid by the Fund Sponsor/AMC the Fund

(Rs. in crores) (Rs. in crores)

BOB Capital Markets Ltd. Associate Broker Apr-18 To Mar-19 132.28 1.99% 0.11 2.34%

Name of associates/related Nature of Association/ Period Value of % of Total Value of Brokerage % of total Brokerageparties/group companies of Nature of relation Covered Transaction Transaction of paid by the Fund Sponsor/AMC the Fund

(Rs. in crores) (Rs. in crores)

BOB Capital Markets Ltd. Associate Broker Apr-17 To Mar-18 86.99 1.50% 0.10 3.15%

b) Commission paid to associates/related parties/group companies of sponsor/AMC

Name of associate/related parties/ Nature of association Yearlygroup companies of Sponsor/AMC /Nature of relation April 01, 2018 to March 31, 2019

Business % of Total Business Commission % of total Given (Rs.) received by the fund Paid (Rs.) commission

paid by the fund

Bank of Baroda Sponsor 54,202,983,723 2.28 162,387,095 58.73

b) Commission paid to associates/related parties/group companies of sponsor/AMC

Name of associate/related parties/ Nature of association Yearlygroup companies of Sponsor/AMC /Nature of relation April 01, 2017 to March 31, 2018

Business % of Total Business Commission % of total Given (Rs.) received by the fund Paid (Rs.) commission

paid by the fund

Bank of Baroda Sponsor 40,246,473,859 1.73 155,218,588 52.78

2. Interest on Borrowings & Bank charges

Scheme Name of Nature of Nature of Associate Association Expenses 2018-19 2017-18

Baroda Liquid Fund Bank of Baroda Sponsor Interest on borrowing 942,466 2,619,247

Bank charges 21,819 24,101

Baroda Treasury Advantage Fund Bank of Baroda Sponsor Interest on borrowing - 789,249

Bank charges 45,181 26,483

Baroda Credit Risk Fund Bank of Baroda Sponsor Bank charges 5,475 2,797

Baroda ELSS 96 Bank of Baroda Sponsor Bank charges 159,256 34,395

Baroda Multi Cap Fund Bank of Baroda Sponsor Bank charges 1,759,161 385,180

Baroda Hybrid Equity Fund Bank of Baroda Sponsor Bank charges 295,233 66,089

Baroda Short Term Bond Fund Bank of Baroda Sponsor Bank charges 386 2,251

Baroda Banking and Financial Services Fund Bank of Baroda Sponsor Bank charges 22,141 7,103

Baroda Dynamic Bond Fund Bank of Baroda Sponsor Bank charges 4,265 182

Baroda Gilt Fund Bank of Baroda Sponsor Bank charges 8,454 3,517

Baroda Income Fund Bank of Baroda Sponsor Bank charges 7,704 3,757

Baroda Ultra Short Duration Fund Bank of Baroda Sponsor Bank charges 89 -

Baroda Dynamic Equity Fund Bank of Baroda Sponsor Bank charges 406 -

Baroda Fixed Maturity Plan - Series P Bank of Baroda Sponsor Bank charges 290 -

Baroda Conservative Hybrid Fund Bank of Baroda Sponsor Bank charges 1,702 1,219

Baroda Mid-cap Fund Bank of Baroda Sponsor Bank charges 8,638 2,811

Baroda Large Cap Fund Bank of Baroda Sponsor Bank charges 8,657 2,723

3. Related Party Disclosures (Schedule 8 - Refer Note 10 for Equity, Debt and Schedule 7 - Refer Note 10 for Fixed Maturity Plan)

(A) RELATED PARTY TRANSACTIONS

The information in accordance with Accounting Standard 18 on 'Related Party Disclosures' issued by the Institute of Chartered Accountants of India and Regulation 25(8) of the SEBI Regulations, is provided below.

Related party relationships

Name Description of relationship

Bank of Baroda Sponsor of the Fund

Pioneer Global Asset Management Sponsor of the Fund upto September 28, 2018

Baroda Trustee India Private Limited Trustee of the Fund

Baroda Asset Management India Limited Asset manager to the Scheme

Schemes of the Fund under common control

Baroda ELSS'96 Fund (Formerly known as Baroda Pioneer ELSS'96 Fund)

Baroda Multi Cap Fund (Formerly known as Baroda Pioneer Growth Fund)

Baroda Hybrid Equity Fund (Formerly known as Baroda Pioneer Balance Fund)

Baroda Large Cap Fund (Formerly known as Baroda Pioneer Large Cap Fund)

Baroda Mid-Cap Fund (Formerly known as Baroda Pioneer Mid-cap Fund)

Baroda Banking and Financial Services Fund (Formerly known as Baroda Pioneer Banking and Financial Services Fund)




Nature of Association/ Period Value of % of Total Value of Brokerage % of total Brokerage

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Annexure II (Contd.)3. Related Party Disclosures (Schedule 8 - Refer Note 10 for Equity, Debt and Schedule 7 - Refer Note 10 for Fixed Maturity Plan)

(A) RELATED PARTY TRANSACTIONS

Baroda Treasury Advantage Fund (Formerly known as Baroda Pioneer Treasury Advantage Fund) Baroda Short Term Bond Fund (Formerly known as Baroda Pioneer Short Term Bond Fund) Baroda Dynamic Bond Fund (Formerly known as Baroda Pioneer Dynamic Bond Fund)

Baroda Credit Risk Fund (Formerly known as Baroda Pioneer Credit Opportunities Fund) Baroda Pioneer Hybrid Fund - Series I Baroda Ultra Short Duration Fund

Baroda Dynamic Equity Fund

Baroda Fixed Maturity Plan - Series P

Key Management Personnel

AMC

Mr. Anthony Heredia Associate Director & Chief Executive Officer

Mr. Kiran Deshpande Chief Operating Officer and Chief Financial Officer

Ms. Farhana Mansoor Compliance Head and Company Secretary

(B) The Schemes have entered into transactions with related parties which are required to be disclosed in accordance with Accounting Standard – 18 ‘Related Party Disclosures’

(i) Transactions during the Year

Transaction between the Schemes under Common Control of Sponsor

Selling Scheme Buying Scheme Amount (Rs.)

Baroda Conservative Hybrid Fund Baroda Credit Risk Fund 24,493,228

Baroda Conservative Hybrid Fund Baroda Dynamic Equity Fund 5,019,715

Baroda Conservative Hybrid Fund Baroda Short Term Bond Fund 4,878,500

Baroda Conservative Hybrid Fund Baroda Treasury Advantage Fund 5,046,600

Baroda Credit Risk Fund Baroda Dynamic Equity Fund 159,243,840

Baroda Credit Risk Fund Baroda Hybrid Equity Fund 19,906,340

Baroda Credit Risk Fund Baroda Liquid Fund 3,232,915,846

Baroda Credit Risk Fund Baroda Short Term Bond Fund 50,095,050

Baroda Credit Risk Fund Baroda Treasury Advantage Fund 345,854,950

Baroda Credit Risk Fund Baroda Ultra Short Duration Fund 512,378,880

Baroda Dynamic Bond Fund Baroda Conservative Hybrid Fund 5,055,500

Baroda Dynamic Bond Fund Baroda Hybrid Equity Fund 45,727,530

Baroda Dynamic Bond Fund Baroda Short Term Bond Fund 18,526,728

Baroda Dynamic Bond Fund Baroda Treasury Advantage Fund 39,855,300

Baroda Dynamic Equity Fund Baroda Fixed Maturity Plan - Series P 57,727,656

Baroda Dynamic Equity Fund Baroda Liquid Fund 247,643,550

Baroda Dynamic Equity Fund Baroda Short Term Bond Fund 82,320,790

Baroda Dynamic Equity Fund Baroda Ultra Short Duration Fund 48,384,850

Baroda Hybrid Equity Fund Baroda Credit Risk Fund 295,386,140

Baroda Hybrid Equity Fund Baroda Dynamic Equity Fund 49,151,510

Baroda Hybrid Equity Fund Baroda Fixed Maturity Plan - Series P 29,520,090

Baroda Hybrid Equity Fund Baroda Liquid Fund 347,113,950

Baroda Hybrid Equity Fund Baroda Short Term Bond Fund 294,003,139

Baroda Hybrid Equity Fund Baroda Treasury Advantage Fund 70,110,250

Baroda Hybrid Equity Fund Baroda Ultra Short Duration Fund 270,110,800

Baroda Liquid Fund Baroda Credit Risk Fund 348,542,600

Baroda Liquid Fund Baroda Hybrid Equity Fund 179,966,160

Baroda Liquid Fund Baroda Short Term Bond Fund 762,910,790

Baroda Liquid Fund Baroda Treasury Advantage Fund 5,749,437,000

Baroda Liquid Fund Baroda Ultra Short Duration Fund 696,031,350

Baroda Short Term Bond Fund Baroda Hybrid Equity Fund 296,958,800

Baroda Short Term Bond Fund Baroda Liquid Fund 299,139,900

Baroda Short Term Bond Fund Baroda Ultra Short Duration Fund 88,822,160

Baroda Treasury Advantage Fund Baroda Credit Risk Fund 515,927,390

Baroda Treasury Advantage Fund Baroda Dynamic Equity Fund 440,785,200

Baroda Treasury Advantage Fund Baroda Hybrid Equity Fund 273,336,470

Baroda Treasury Advantage Fund Baroda Liquid Fund 14,471,950,200

Baroda Treasury Advantage Fund Baroda Ultra Short Duration Fund 2,225,191,340

Baroda Ultra Short Duration Fund Baroda Credit Risk Fund 480,413,750

Baroda Ultra Short Duration Fund Baroda Dynamic Equity Fund 52,032,000

Baroda Ultra Short Duration Fund Baroda Hybrid Equity Fund 296,028,660

Baroda Ultra Short Duration Fund Baroda Liquid Fund 2,605,275,420

Baroda Ultra Short Duration Fund Baroda Short Term Bond Fund 97,733,700

Baroda Ultra Short Duration Fund Baroda Treasury Advantage Fund 587,605,560

-41-

(ii) (a) Investment in schemes under common control of sponsor

Scheme Particulars of investment Purchase (Rs) Sell (Rs)

Baroda Treasury Advantage Fund 1,960,000,000 1,620,336,412

Baroda Credit Risk Fund 36,820,000,000 36,831,579,890


Baroda Liquid Fund - Plan B (Direct) - Growth Option Baroda Liquid Fund - Plan B (Direct) - Growth Option Baroda Liquid Fund - Plan B (Direct) - Growth Option 36,880,000,000 36,891,929,820

(b) By Key Management Personnel

Key Management Personnel Scheme Name Value of Subscription Dividend (including Redemption of Value of the unitsof Units (including switch in and dividend Units (including outstanding As at

dividend reinvestment) (Rs.) reinvested) (Rs.) switch out) (Rs.) March 31, 2019 (Rs)

Anthony Lincoln Heredia Baroda Dynamic Bond Fund - - - 4,870,138

Anthony Lincoln Heredia Baroda Dynamic Equity Fund 5,600,000 - - 5,954,400

Anthony Lincoln Heredia Baroda Large Cap Fund 100,000 - - 100,000

Anthony Lincoln Heredia Baroda Ultra Short Duration Fund 134,136,119 3,087,165 71,196,321 63,103,711

Anthony Lincoln Heredia Baroda Short Term Bond Fund 65,876,576 352,099 131,048,954 -

Kiran Deshpande Baroda Credit Risk Fund 102,963 - 102,963 2,147,018

Kiran Deshpande Baroda Dynamic Equity Fund 49,900 - - 52,774

Kiran Deshpande Baroda Liquid Fund 200,000 - - 206,041

Kiran Deshpande Baroda Mid-Cap Fund - - - 233,782

Kiran Deshpande Baroda Treasury Advantage Fund - - - 1,384,691

Kiran Deshpande Baroda Hybrid Equity Fund - - 181,423 -

Farhana Mansoor Baroda Liquid Fund - - - 139,597

Farhana Mansoor Baroda Dynamic Equity Fund 30,000 - - 31,920

(c) By Investment Manager

Investment Manager Scheme Name Value of Subscription Dividend (including Redemption of Value of the unitsof Units (including switch in and dividend Units (including outstanding As at


Baroda Asset Management Baroda ELSS 96 Fund - - - 3,539,154India Ltd

Baroda Asset Management Baroda Hybrid Equity Fund - - - 2,872,372India Ltd

Baroda Asset Management Baroda Banking And Financial - - - 5,385,649India Ltd Services Fund

Baroda Asset Management Baroda Credit Risk Fund - - - 4,927,230India Ltd

Baroda Asset Management Baroda Dynamic Bond Fund 8,872,596 - - 15,803,525India Ltd

Baroda Asset Management Baroda Dynamic Equity Fund 5,000,000 - - 5,320,000India Ltd

Baroda Asset Management Baroda Gilt Fund - - - 5,256,068India Ltd

Baroda Asset Management Baroda Multi Cap Fund - - - 6,678,425India Ltd

Baroda Asset Management Baroda Large Cap Fund - - - 2,981,346India Ltd

Baroda Asset Management Baroda Income Fund - - 8,872,596 -India Ltd

Baroda Asset Management Baroda Liquid Fund 4,703,400,000 - 4,141,244,681 568,416,536India Ltd

Baroda Asset Management Baroda Conservative Hybrid Fund - - - 857,216India Ltd

Baroda Asset Management Baroda Mid-Cap Fund - - - 5,718,563India Ltd

Baroda Asset Management Baroda Short Term Bond Fund - - - 2,974,874India Ltd

Baroda Asset Management Baroda Treasury Advantage Fund - - - 6,932,123India Ltd

Baroda Asset Management Baroda Ultra Short Duration Fund 5,000,000 - - 5,349,158India Ltd

(d) By Sponsor of Investment Manager and Trustee

Sponsor of Investment Scheme Name Value of Subscription Dividend (including Redemption of Value of the unitsManager and Trustee of Units (including switch in and dividend Units (including outstanding As at


Bank of Baroda Baroda Multi Cap Fund - - 3,210,497 40,481,768

Bank of Baroda Baroda Liquid Fund 16,150,000,001 - 16,411,045,872 -

Bank of Baroda Baroda Ultra Short Duration Fund 500,000,000 502,610,930 -

Bank of Baroda Baroda Conservative Hybrid Fund - - - 38,431,400

Baroda Trustee India Private Baroda Liquid Fund 2,909,000 - 2,880,001 783,297 Limited

Annexure II (Contd.)

-42-

(iii) Investment Management Fees and Trustee fees

(a) Accrued during the year

Scheme Management Fees Trustee Fees(Rs.) (Rs.)

Baroda ELSS 96 Fund 23,474,249 37,145

Baroda Multi Cap Fund 102,907,313 187,990

Baroda Hybrid Equity Fund 92,246,229 183,827

Baroda Large Cap Fund 5,408,077 7,793

Baroda Mid-Cap Fund 7,456,053 11,601

Baroda Banking And Financial Services Fund 7,460,695 10,186

Baroda Conservative Hybrid Fund 2,316,320 5,531

Baroda Gilt Fund 2,756,148 7,629

Baroda Liquid Fund 70,717,681 1,680,109

Baroda Treasury Advantage Fund 54,815,255 334,757

Baroda Short Term Bond Fund 11,545,673 61,838

Baroda Dynamic Bond Fund 1,665,918 5,692

Baroda Credit Risk Fund 76,945,761 251,445

Baroda Pioneer Hybrid Fund - Series 1 159,166 -

Baroda Ultra Short Duration Fund 4,703,184 61,102

Baroda Dynamic Equity Fund 6,594,423 39,776

Baroda Fixed Maturity Plan - Series P 49,833 1,354

(b) Outstanding at the end of the year

Scheme Management Fees Trustee Fees(Rs.) (Rs.)

Baroda ELSS 96 Fund 2,373,692 3,135

Baroda Multi Cap Fund 5,398,941 16,261

Baroda Hybrid Equity Fund 8,504,223 13,969

Baroda Large Cap Fund 588,309 657

Baroda Mid-Cap Fund 1,089,788 973

Baroda Banking And Financial Services Fund 1,055,994 858

Baroda Conservative Hybrid Fund 121,543 401

Baroda Gilt Fund 233,208 570

Baroda Liquid Fund - 74,533

Baroda Treasury Advantage Fund 428,588 11,639

Baroda Short Term Bond Fund 923,575 5,761

Baroda Dynamic Bond Fund 54,195 494

Baroda Credit Risk Fund 4,636,708 19,649

Baroda Pioneer Hybrid Fund - Series 1 17,136 -

Baroda Ultra Short Duration Fund 386,163 4,715

Baroda Dynamic Equity Fund 1,266,564 7,716

Baroda Fixed Maturity Plan - Series P 17,806 669

(iv) Reimbursement of Expenses (Net) to the Schemes : NIL

(v) Transactions with Associate Companies

Associate Company Scheme Name Purchase (Rs) Sell (Rs) Market Value (Rs)

Bank of Baroda Baroda Multi Cap Fund - 91,104,699 91,104,699

Bank of Baroda Baroda Hybrid Equity Fund 49,824,250 49,930,650 99,754,900

Bank of Baroda Baroda Treasury Advantage Fund - 239,068,740 239,068,740

Bank of Baroda Baroda Large Cap Fund - 3,904,487 3,904,487

Bank of Baroda Baroda Short Term Bond Fund 50,095,050 - 50,095,050

Bank of Baroda Baroda Banking And Financial Services Fund - 9,110,470 9,110,470

Bank of Baroda Baroda Credit Risk Fund 49,930,650 50,095,050 100,025,700

Bank of Baroda Baroda Ultra Short Duration Fund 239,068,740 - 239,068,740

(vi) Transactions where Associate Company is counterparty :

Company Name Scheme Name Asset Type Net value

Dena Bank Baroda Hybrid Equity Fund Non Convertible Debentures 53,942,058

Annexure II (Contd.)

ANNEXURE III

Disclosure for investments in derivative instruments

Hedging Positions through Futures as on 31st March 2019 :

Scheme Name Underlying Series Long/Short Future Price Current Market Margin when Price of the Maintained

Purchased Contract (In Lakhs.)

Baroda Dynamic Equity Fund Axis Bank Ltd. Apr-19 Short 751.97 780.30 107.42

Baroda Dynamic Equity Fund Housing Development Finance Corp Ltd. Apr-19 Short 1,961.73 1,976.60 188.34

Baroda Dynamic Equity Fund ITC Ltd. Apr-19 Short 298.59 299.00 202.40

Baroda Dynamic Equity Fund Jindal Steel & Power Ltd. Apr-19 Short 163.60 181.15 113.91

Baroda Dynamic Equity Fund JSW Steel Ltd. Apr-19 Short 289.57 294.90 85.75

Baroda Dynamic Equity Fund Maruti Suzuki India Ltd. Apr-19 Short 6,557.57 6,719.40 124.29

Baroda Dynamic Equity Fund Reliance Industries Ltd. Apr-19 Short 1,369.21 1,372.60 169.28

Baroda Dynamic Equity Fund Tata Motors Ltd. Apr-19 Short 170.01 175.65 45.47

Baroda Dynamic Equity Fund Tata Consultancy Services Ltd. Apr-19 Short 2,012.74 2,014.60 119.82

Baroda Dynamic Equity Fund Union Bank of India Apr-19 Short 94.36 96.30 85.14

Baroda Dynamic Equity Fund Yes Bank Ltd. Apr-19 Short 251.00 276.95 240.47

Total exposure due to futures 19.80(non hedging positions) as a %age of net assets

For the period 01st April 2018 to 31st March 2019, following hedging transactions through futures have been squared off/expired :

Scheme Total Number of contracts Total Number of Total Number of Gross Notional Gross Notional Gross Notional Net Profit/Loss where futures were bought contracts where contracts where Value of contracts Value of contracts Value of contracts value on all(opening balance) futures were futures were sold where futures were where futures were where futures contracts

bought bought (opening bought were sold combined balance)

Baroda Large Cap Fund - 13 13 - 9,641,670 9,447,720 (193,950)

Baroda Multi Cap Fund - 315 315 - 241,251,419 238,453,904 (2,797,515)

Baroda Hybrid Equity Fund - 240 240 - 183,884,525 180,315,533 (3,568,992)

Baroda Dynamic Equity Fund - 3,275 3,275 - 1,618,774,415 1,582,946,155 (35,828,260)

Other than Hedging Positions through Futures as on 31st March 2019 : Nil

For the period 01st April 2018 to 31st March 2019, following non-hedging transactions through futures have been squared off/expired :

Scheme Total Number of contracts Total Number of Total Number of Gross Notional Gross Notional Gross Notional Net Profit/Loss where futures were bought contracts where contracts where Value of contracts Value of contracts Value of contracts value on all(opening balance) futures were futures were sold where futures were where futures were where futures contracts


Baroda Multi Cap Fund - 250 250 - 166,931,300 171,433,620 4,502,320

Baroda Mid-Cap Fund - 10 10 - 8,875,275 8,749,475 (125,800)

Baroda Large Cap Fund - 26 26 - 17,249,600 17,635,775 386,175

Baroda Hybrid Equity Fund - 220 220 - 147,182,972 149,554,675 2,371,704

Hedging Position through Put Option as on 31st March 2019 : Nil

For the period 01st April 2018 to 31st March 2019, hedging transactions through options which have been squared off/expired : Nil

Other than Hedging Positions through Options as on 31st March 2019 : Nil

For the period 01st April 2018 to 31st March 2019, non-hedging transactions through options have been squared off/expired : Nil

Hedging Positions through Swaps as on March 31, 2019 : Nil

For the period 01st April 2018 to 31st March 2019, hedging transactions through Swaps which have been squared off/expired : Nil

Previous Year

Hedging Positions through Futures as on March 31, 2018 : Nil

For the period April 01, 2017 to March 31, 2018, following hedging transactions through futures have been squared off/expired :

Scheme Total Number of contracts Total Number of Total Number of Gross Notional Gross Notional Gross Notional Net Profit/Loss where futures were sold contracts where contracts where Value of contracts Value of contracts Value of contracts value on all(opening balance) futures were futures were sold where futures were where futures were where futures contracts


Baroda Pioneer Growth Fund - 120 120 - 92,415,990 82,089,510 (10,326,480)

Baroda Pioneer Large - 8 8 - 6,139,876 5,482,000 (657,876)Cap Fund

Baroda Pioneer Banking - 40 40 - 30,803,000 27,428,630 (3,374,370) And Fin Serv Fund

-

-43-

-44-

ANNEXURE III (Contd.)

Other than Hedging Positions through Futures as on March 31, 2018 : Nil

For the period April 01, 2017 to March 31, 2018, following non-hedging transactions through futures have been squared off/expired :

Scheme Total Number of contracts Total Number of Total Number of Gross Notional Gross Notional Gross Notional Net Profit/Loss where futures were sold contracts where contracts where Value of contracts Value of contracts Value of contracts value on all(opening balance) futures were futures were sold where futures were where futures were where futures contracts


Baroda Pioneer Growth Fund - 1,650 1,650 - 987,647,462 1,001,078,521 13,431,059

Baroda Pioneer Balance Fund - 766 766 - 475,921,895 472,582,626 (3,339,269)

Baroda Pioneer Large - 83 83 - 51,950,912 52,631,379 680,468Cap Fund

Baroda Pioneer Mid-cap Fund - 20 20 - 9,745,533 9,782,760 37,228

Baroda Pioneer Banking - 22 22 - 16,221,284 17,962,583 1,741,299And Fin Serv Fund

Baroda Pioneer Equity - 330 330 - 117,598,637 115,614,856 (1,983,781)Trigger Fund - sr I

Hedging Position through Put Option as on March 31, 2018 : Nil

For the period April 01, 2017 to March 31, 2018, hedging transactions through options which have been squared off/expired : Nil

Other than Hedging Positions through Options as on March 31, 2018 : Nil

For the period April 01, 2017 to March 31, 2018, non-hedging transactions through options have been squared off/expired :

Scheme Total Number of contracts Gross Notional Value of Rs. Net Profit/Loss value on all contracts entered into contracts entered into (treat premium paid as loss) Rs.

Baroda Pioneer Hybrid Fund - Series I 1,000 215,000,000 (4,552,500)

Note : In case of derivative transactions end of the day position on the date of such transaction is considered as the basis to assess the nature of transaction as hedge / non-hedge.

-45-

ANNEXURE IV: Perspective Historical Per Unit Statistics for the period ended March 31, 2019

(a) Net asset value per unit at the end of the period / maturity / final redemption date

Plan A - Dividend Option - - - 20.0773 18.9333 19.7693

Regular Plan - Dividend Option - - - - - -

Regular Plan - Growth Option - - - - - -

Regular Plan - Daily Dividend Option - - - - - -

Regular Plan - Weekly Dividend Option - - - - - -

Regular Plan - Monthly Dividend Option - - - - - -

Regular Plan - Quarterly Dividend Option - - - - - -

Plan A - Bonus Option - - - - - -

Plan A - Daily Dividend Option - - - - - -

Plan A - Weekly Dividend Option - - - - - -

Plan A - Growth Option 23.6038 22.2683 21.1416 28.3128 26.6994 25.7951

Plan A - Monthly Dividend Option 13.4044 13.4270 13.5771 - - -

Plan A - Quarterly Dividend Option 12.9918 13.0421 13.1533 - - -

Plan B (Direct) - Dividend Option - - - 25.9139 24.2420 23.2268

Plan B (Direct) - Bonus Option - - - - - -

Plan B (Direct) - Daily Dividend Option - - - - - -

Plan B (Direct) - Growth Option 24.8876 23.3032 21.8997 29.9330 28.0020 26.8293

Plan B (Direct) - Quarterly Dividend Option - 13.4920 13.4456 - - -

Plan B (Direct) - Weekly Dividend Option - - - - - -

Plan B (Direct) - Monthly Dividend Option 13.9595 13.8481 13.8401 - - -

Plan C - Growth Option - - - - - -

Plan C - Unclaimed Dividend below 3 years - - - - - -

Plan C - Unclaimed Dividend above 3 years - - - - - -

Plan C - Unclaimed Redemption below 3 years - - - - - -

Plan C - Unclaimed Redemption above 3 years - - - - - -

(b) Gross Income

(i) income other than profit on sale of investment 1.52 1.33 2.06 2.24 2.60 1.99

(ii) income from profit on inter scheme sales/transfer of investment (0.05) - 0.05 - (0.01) 0.04

(iii) income (net) from profit on sale of investments to third party 0.18 0.26 0.73 (0.04) (0.23) 0.81

(iv) transfer of revenue account from past year’s reserve - - - - - -

(c) Aggregate of expenses, writeoff, amortisation and charges 0.46 0.45 0.52 0.54 0.66 0.47

(d) Net Income (excluding change in unrealised appreciation/ 1.19 1.13 2.31 1.66 1.70 2.37

(e) Unrealised appreciation / (depreciation) in value of investments 0.12 (0.00) 0.12 0.00 (0.61) 0.17

(f) Redemption price

Highest



Regular Plan - Bonus Option - - - - - -


















Plan B (Direct) - Quarterly Dividend Option 13.5748 13.7998 13.6075 - - -






(excluding loss on sale of investments)

depreciation on investments)

Baroda Conservative Hybrid Fund Baroda Gilt Fund

Period Ended Period Ended Period Ended Period Ended Period Ended Period EndedMarch 31, 2019 March 31, 2018 March 31, 2017 March 31, 2019 March 31, 2018 March 31, 2017

-46-

Perspective Historical Per Unit Statistics for the period ended March 31, 2019 (Contd.)



Lowest



























Purchase price

Highest



























Lowest






-47-

























(h) Price earnings ratio N.A N.A N.A N.A N.A N.A

(i) Ratio of expenses to average daily net assets by percentage 1.91% 2.14% 2.63% 1.81% 1.82% 1.81%(annualised,excluding unrealised appreciation/depreciation on investments)

(j) Ratio of gross income/loss to average daily net assets by percentage 6.83% 7.43% 14.91% 7.38% 4.82% 11.60%(annualised, including unrealised appreciation / depreciation oninvestments and net profit or loss on sale of investments.)

-48-



Plan A - Dividend Option - - - - - -

Regular Plan - Dividend Option 2,696.4309 2,508.4306 2,348.3405 - - -

Regular Plan - Growth Option 3,147.2385 2,927.8270 2,740.9650 2,117.4842 1,984.1992 1,848.7212

Regular Plan - Daily Dividend Option 1,006.0602 1,006.2431 1,006.0602 1,007.1053 1,007.3224 1,005.4704

Regular Plan - Weekly Dividend Option - - - 1,003.1976 1,004.4091 1,005.9980

Regular Plan - Monthly Dividend Option - - - 1,002.8199 1,004.5672 1,012.3117


Plan A - Bonus Option - - - 2,155.5490 2,019.8939 1,881.9635

Plan A - Daily Dividend Option 1,001.1996 1,001.3815 1,001.1191 1,031.2365 1,031.4587 1,029.6800

Plan A - Weekly Dividend Option 1,001.7679 1,000.9845 1,000.9139 1,003.1685 1,004.3862 1,022.4676

Plan A - Growth Option 2,138.8023 1,989.6940 1,862.7067 2,171.2874 2,034.6161 1,895.6956

Plan A - Monthly Dividend Option - - - 1,002.8198 1,004.5671 1,012.3115

Plan A - Quarterly Dividend Option - - - 1,031.3451 1,031.9669 1,026.6256

Plan B (Direct) - Dividend Option - - - - - -

Plan B (Direct) - Bonus Option - 1,999.8528 1,870.3364 - - 1,922.3381

Plan B (Direct) - Daily Dividend Option 1,002.0849 1,002.1972 1,001.8422 1,009.4304 1,009.6628 1,008.8997

Plan B (Direct) - Growth Option 2,151.5236 1,999.5088 1,870.0189 2,214.6907 2,069.2824 1,922.3966

Plan B (Direct) - Quarterly Dividend Option - - - 1,042.5940 1,040.4955 1,031.6416

Plan B (Direct) - Weekly Dividend Option 1,221.2124 1,221.6258 1,225.2553 1,003.2195 1,004.4343 1,006.0506

Plan B (Direct) - Monthly Dividend Option - - - 1,002.8662 1,004.6198 1,012.6149

Plan C - Growth Option 1,241.3395 1,141.6020 1,068.7428 - - -

Plan C - Unclaimed Dividend below 3 years 1,226.7570 1,141.5993 - - - -

Plan C - Unclaimed Dividend above 3 years 1,000.0000 1,000.0000 - - - -

Plan C - Unclaimed Redemption below 3 years 1,225.9952 1,141.6016 - - - -

Plan C - Unclaimed Redemption above 3 years 1,000.0000 1,000.0000 - - - -

(b) Gross Income


(ii) income from profit on inter scheme sales/transfer of investment 0.14 0.01 0.11 (2.85) 3.58 1.87

(iii) income (net) from profit on sale of investments to third party 0.05 (0.01) 0.12 (2.70) 0.16 4.65



(d) Net Income 283.58 213.43 260.04 362.93 212.99 218.12

(e) Unrealised appreciation / (depreciation) in value of investments (1.16) 1.81 (1.11) (66.11) (6.04) 8.41


Highest







Regular Plan - Quarterly Dividend Option - - - - - 1,203.8087








Plan B (Direct) - Bonus Option 2,027.2949 1,999.4840 1,870.3364 - 1,947.0463 1,922.3381













(excluding change in unrealised appreciation/ depreciation on investments)

Baroda Liquid Fund Baroda Treasury Advantage Fund


-49-




Lowest





Regular Plan - Weekly Dividend Option - - - 994.0992 998.8909 1,000.3789

Regular Plan - Monthly Dividend Option - - - 995.1403 999.4595 1,001.1325





Plan A - Weekly Dividend Option 1,000.0627 1,000.1687 1,000.1740 994.1059 998.8958 1,016.6471

Plan A - Monthly Dividend Option - - - 995.1400 999.4595 1,001.1909







Plan B (Direct) - Weekly Dividend Option 1,219.2702 1,219.1576 1,224.3403 994.1379 998.9195 1,000.4371

Plan B (Direct) - Monthly Dividend Option - - - 995.2080 999.4814 1,001.2274







Purchase price

Highest



























Lowest





Regular Plan - Weekly Dividend Option - - - 995.0943 1,007.5174 1,001.3803

-50-




Regular Plan - Monthly Dividend Option - - - 996.1364 1,012.4243 1,002.1346





Plan A - Weekly Dividend Option 1,000.0627 1,001.5571 1,000.1740 995.1010 1,029.0058 1,017.6648

Plan A - Monthly Dividend Option - - - 996.1361 1,012.4246 1,002.1931







Plan B (Direct) - Weekly Dividend Option 1,219.2702 1,225.9273 1,224.3403 995.1330 1,007.5768 1,001.4385

Plan B (Direct) - Monthly Dividend Option - - - 996.2042 1,012.6669 1,002.2296









(j) Ratio of gross income/loss to average daily net assets by percentage 7.45% 6.82% 17.20% 6.87% 7.77% 14.36%(annualised, including unrealised appreciation / depreciation on investments and net profit or loss on sale of investments.)

-51-



Plan A - Dividend Option 10.0579 10.0479 - 13.3000 12.5306 12.8426











Plan A - Monthly Dividend Option - - 10.1383 - - -

Plan A - Quarterly Dividend Option 10.2200 10.1699 - - - -

Plan B (Direct) - Dividend Option 10.0348 10.0233 - 14.0908 13.2093 13.4160




Plan B (Direct) - Quarterly Dividend Option 10.3101 10.1954 - - - -


Plan B (Direct) - Monthly Dividend Option - - 10.1257 - - -






(b) Gross Income


(ii) income from profit on inter scheme sales/transfer of investment (0.01) (0.02) 0.03 (0.01) 0.25 0.02

(iii) income (net) from profit on sale of investments to third party (0.05) (0.05) 0.02 0.00 0.05 0.24




(d) Net Income 0.90 3.00 1.34 0.95 1.49 1.56


(e) Unrealised appreciation / (depreciation) in value of investments 0.05 (0.16) 0.06 (0.33) (0.46) 0.23


Highest



























Baroda Short Term Bond Fund Baroda Dynamic Bond Fund


-52-




Lowest



























Purchase price

Highest



























Lowest






-53-




























-54-


Baroda Credit Risk Fund Baroda Pioneer Hybrid Fund - Series 1

Period Ended Period Ended Period Ended Period Ended Period Ended Period Ended March 31, 2019 March 31, 2018 March 31, 2017 April 10, 2019 March 31, 2018 March 31, 2017
















Plan B (Direct) - Bonus Option - 14.0055 12.8650 - - -











(b) Gross Income


(ii) income from profit on inter scheme sales/transfer of investment (0.01) 0.01 0.04 - - 0.00

(iii) income (net) from profit on sale of investments to third party 0.00 (0.01) 0.02 - (0.20) (0.01)




(d) Net Income 1.05 0.88 0.69 0.01 0.29 0.57


(e) Unrealised appreciation / (depreciation) in value of investments (0.24) (0.04) 0.06 0.00 0.84 0.12


Highest















Plan B (Direct) - Bonus Option 13.9873 13.8542 12.7363 - - -












-55-



Period Ended Period Ended Period Ended Period Ended Period Ended Period Ended March 31, 2019 March 31, 2018 March 31, 2017 April 10, 2019 March 31, 2018 March 31, 2017

Lowest



























Purchase price

Highest



























Lowest






-56-



Period Ended Period Ended Period Ended Period Ended Period Ended Period EndedMarch 31, 2019 March 31, 2018 March 31, 2017 March 31, 2019 April 10, 2018 March 31, 2017

























-57-



Period EndedMarch 31, 2019


Plan A - Dividend Option -

Regular Plan - Dividend Option -

Regular Plan - Growth Option 1,068.4965

Regular Plan - Daily Dividend Option 1,003.6696

Regular Plan - Weekly Dividend Option 1,002.8814

Regular Plan - Monthly Dividend Option -

Regular Plan - Quarterly Dividend Option -

Plan A - Bonus Option -

Plan A - Daily Dividend Option -

Plan A - Weekly Dividend Option -

Plan A - Growth Option -

Plan A - Monthly Dividend Option -

Plan A - Quarterly Dividend Option -

Plan B (Direct) - Dividend Option -

Plan B (Direct) - Bonus Option -

Plan B (Direct) - Daily Dividend Option 1,003.4634

Plan B (Direct) - Growth Option 1,070.2553

Plan B (Direct) - Quarterly Dividend Option -

Plan B (Direct) - Weekly Dividend Option 1,002.9110

Plan B (Direct) - Monthly Dividend Option -

Plan C - Growth Option -

Plan C - Unclaimed Dividend below 3 years -

Plan C - Unclaimed Dividend above 3 years -

Plan C - Unclaimed Redemption below 3 years -

Plan C - Unclaimed Redemption above 3 years -

(b) Gross Income

(i) income other than profit on sale of investment 98.06

(ii) income from profit on inter scheme sales/transfer of investment (0.22)

(iii) income (net) from profit on sale of investments to third party 5.80

(iv) transfer of revenue account from past year’s reserve -

(c) Aggregate of expenses, writeoff, amortisation and charges 3.57

(d) Net Income 100.07

(e) Unrealised appreciation / (depreciation) in value of investments 1.61


Highest



Regular Plan - Bonus Option -


























-58-




Lowest



























Purchase price

Highest



























Lowest








-59-























(h) Price earnings ratio N.A

(i) Ratio of expenses to average daily net assets by percentage 0.28%(annualised,excluding unrealised appreciation/depreciation on investments)

(j) Ratio of gross income/loss to average daily net assets by percentage 6.75%(annualised, including unrealised appreciation / depreciation on investments and net profit or loss on sale of investments.)

-62-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OFBARODA CONSERVATIVE HYBRID FUND (FORMERLY KNOWN AS BARODA PIONEER MONTHLY INCOME PLAN (MIP) FUND)

Details of investment portfolio and industrywise classification of the Scheme's investments in each category of investments as at March 31, 2019 are presented below. The industry and company exposures are stated as a percentage of scheme's net assets as at March 31, 2019 as well as the aggregate investments in each investment category.

Industry and Company Particulars Quantity Amount (in Rs.) Percentage to Net Assets Percentage to Investment Catagory

EQUITY SHARES

Listed / Awaiting listing on Stock Exchanges

Banks 16,500 10,748,925 5.46% 100.00%

HDFC Bank Ltd. 2,000 4,637,800 2.36% 43.15%

State Bank of India 8,000 2,566,000 1.30% 23.87%

Axis Bank Ltd. 2,500 1,943,125 0.99% 18.08%

ICICI Bank Ltd. 4,000 1,602,000 0.81% 14.90%

Chemicals 1,000 1,246,250 0.63% 100.00%

Pidilite Industries Ltd. 1,000 1,246,250 0.63% 100.00%

Construction Project 1,500 2,077,950 1.06% 100.00%

Larsen & Toubro Ltd. 1,500 2,077,950 1.06% 100.00%

Consumer Durables 1,500 1,158,750 0.59% 100.00%

Havells India Ltd. 1,500 1,158,750 0.59% 100.00%

Consumer Non Durables 5,500 1,906,575 0.97% 100.00%

Marico Ltd. 5,500 1,906,575 0.97% 100.00%

Finance 300 907,500 0.46% 100.00%

Bajaj Finance Ltd. 300 907,500 0.46% 100.00%

Industrial Capital Goods 50 1,116,583 0.57% 100.00%

Honeywell Automation India Ltd. 50 1,116,583 0.57% 100.00%

Petroleum Products 500 420,925 0.21% 100.00%

Gulf Oil Lubricants India Ltd. 500 420,925 0.21% 100.00%

Pharmaceuticals 2,300 3,759,940 1.91% 100.00%

Abbott India Ltd. 300 2,191,440 1.11% 58.28%

Aurobindo Pharma Ltd. 2,000 1,568,500 0.80% 41.72%

Software 11,000 6,142,910 3.12% 100.00%

Larsen & Toubro Infotech Ltd. 1,300 2,213,380 1.13% 36.03%

Wipro Ltd. 7,500 1,911,000 0.97% 31.11%

HCL Technologies Ltd. 1,000 1,087,450 0.55% 17.70%

Tech Mahindra Ltd. 1,200 931,080 0.47% 15.16%

TOTAL 29,486,308 14.98% 100%

CENTRAL & STATE GOVERNMENT SECURITIES 1,580,000 151,602,123 77.08% 100.00%

6.68% CGL 2031 750,000 69,486,975 35.33% 45.83%

7.17% CGL 2028 630,000 61,727,148 31.39% 40.72%

7.59% CGL 2026 100,000 10,155,060 5.16% 6.70%

8.24% CGL 2027 50,000 5,221,065 2.65% 3.44%

7.59% CGL 2029 50,000 5,011,875 2.55% 3.31%

TOTAL 151,602,123 77.08% 100%

TRIPARTY REPO 13,075,383 6.65% 100.00%

NET CURRENT ASSETS / (LIABILITIES) 2,510,158 1.29% 100.00%

NET ASSETS 196,673,971 100.00%

-63-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OF BARODA GILT FUND (FORMERLY KNOWN AS BARODA PIONEER GILT FUND)




7.17% CGL 2028 700,000 68,585,720 24.50% 25.81%

6.68% CGL 2031 740,000 68,560,482 24.49% 25.80%

8.24% CGL 2027 320,000 33,414,816 11.94% 12.58%

7.59% CGL 2029 280,000 28,066,500 10.03% 10.56%

9.39% SDL 2023 250,000 26,611,825 9.51% 10.02%

8.28% CGL 2027 240,000 25,164,312 8.99% 9.47%

6.79% CGL 2027 100,000 9,604,890 3.43% 3.62%

7.59% CGL 2026 50,000 5,077,530 1.81% 1.91%

7.88% CGL 2030 5,900 604,165 0.22% 0.23%

TOTAL 265,690,240 94.92% 100.00%

TRIPARTY REPO 11,738,299 4.19% 100.00%


NET ASSETS 279,931,832 100.00%

-64-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OFBARODA LIQUID FUND (FORMERLY KNOWN AS BARODA PIONEER LIQUID FUND)



CERTIFICATES OF DEPOSIT

Banks 97,500,000 9,653,376,500 26.38% 100.00%

Axis Bank Ltd. ** 27,500,000 2,715,201,500 7.42% 28.13%

ICICI Bank Ltd. ** 20,000,000 1,988,576,000 5.43% 20.60%

Indian Bank ** 20,000,000 1,987,490,000 5.43% 20.59%

The Federal Bank Ltd. ** 15,000,000 1,479,379,500 4.04% 15.32%

IDFC First Bank Ltd. ** 12,500,000 1,235,325,000 3.38% 12.80%

SIDBI ** 2,500,000 247,404,500 0.68% 2.56%

TOTAL 9,653,376,500 26.38% 100%

COMMERCIAL PAPERS

Banks 20,000,000 1,977,836,000 5.41% 100.00%

SIDBI ** 20,000,000 1,977,836,000 5.41% 100.00%

Finance 89,500,000 8,834,843,750 24.15% 100.00%

Motilal Oswal Financial Services Ltd. ** 20,000,000 1,976,928,000 5.40% 22.37%

Aditya Birla Housing Finance Ltd. ** 20,000,000 1,968,448,000 5.38% 22.28%

Aditya Birla Finance Ltd. ** 20,000,000 1,968,114,000 5.38% 22.28%

India Infoline Finance Ltd. ** 15,000,000 1,480,467,000 4.05% 16.76%

IIFL Facilities Services Ltd. ** 14,500,000 1,440,886,750 3.94% 16.31%

Petroleum Products 52,500,000 5,189,685,250 14.18% 100.00%

Reliance Industries Ltd. ** 30,000,000 2,972,895,000 8.12% 57.28%

Indian Oil Corporation Ltd. ** 22,500,000 2,216,790,250 6.06% 42.72%

Pharmaceuticals 15,000,000 1,488,586,500 4.07% 100.00%

Piramal Enterprises Ltd. ** 15,000,000 1,488,586,500 4.07% 100.00%

Power 20,000,000 1,968,760,000 5.38% 100.00%

NTPC Ltd. ** 20,000,000 1,968,760,000 5.38% 100.00%

Retailing 15,000,000 1,478,032,500 4.04% 100.00%

Reliance Retail Ltd. ** 15,000,000 1,478,032,500 4.04% 100.00%

Telecom - Services 15,000,000 1,475,263,500 4.03% 100.00%

Reliance Jio Infocomm Ltd. ** 15,000,000 1,475,263,500 4.03% 100.00%

TOTAL 22,413,007,500 61.26% 100%

FIXED DEPOSITS 45,000,000 4,500,000,000 12.30% 100.00%

7.70% RBL Bank Ltd. (Duration 91 Days) 15,000,000 1,500,000,000 4.10% 33.34%

8.05% Ujjivan Small Finance Bank Ltd. (Duration 91 Days) 15,000,000 1,500,000,000 4.10% 33.33%

7.80% AU Small Finance Bank Ltd. (Duration 91 Days) 15,000,000 1,500,000,000 4.10% 33.33%

TOTAL 4,500,000,000 12.30% 100.00%

TRIPARTY REPO 6,702,340 0.02% 100.00%


NET ASSETS 36,592,156,806 100.00%

** Thinly traded/Non traded securities as defined in SEBI Regulations.

Investments in one Company having different maturity dates are disclosed separately.

-65-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OFBARODA TREASURY ADVANTAGE FUND (FORMERLY KNOWN AS BARODA PIONEER TREASURY ADVANTAGE FUND)



DEBENTURES/BONDS


Banks 7,550,000 708,363,700 12.40% 100.00%

9.00% Yes Bank Ltd. 18-Oct-2022 ** 4,950,000 455,348,520 7.97% 64.28%

9.50% IndusInd Bank Ltd. 18-Apr-2022 ** 2,500,000 243,273,000 4.26% 34.34%

9.50% IndusInd Bank Ltd. 22-Mar-2022 ** 100,000 9,742,180 0.17% 1.38%

Finance 31,177,000 3,031,133,311 53.05% 100.00%

8.78% Indiabulls Housing Finance Ltd. 22-Aug-2019 ** 12,000,000 1,197,056,400 20.95% 39.49%

9.10% Dewan Housing Finance Corporation Ltd. 09-Sep-2019 ** 7,500,000 738,525,000 12.92% 24.36%

11.50% Aspire Home Finance Corporation Ltd. 16-Mar-2020 ** 3,300,000 330,892,320 5.79% 10.92%


9.00% Dewan Housing Finance Corporation Ltd. 04-Jun-2023 ** 2,000,000 173,653,200 3.04% 5.73%

8.75% Muthoot Finance Ltd. 19-Jun-2021 ** 1,500,000 146,050,050 2.56% 4.82%

11.25% India Infoline Finance Ltd. 05-Sep-2020 ** 900,000 90,586,710 1.59% 2.99%

8.90% Indiabulls Housing Finance Ltd. 25-Sep-2021 ** 500,000 49,180,200 0.86% 1.62%

10.75% Edelweiss Asset Reconstruction Company Ltd. 14-Jun-2019 ** 400,000 40,042,440 0.70% 1.32%

9.30% Dewan Housing Finance Corporation Ltd. 16-Aug-2026 ** 427,000 34,746,186 0.61% 1.15%

Healthcare Services 800,000 80,457,760 1.41% 100.00%

10.20% Apollo Hospitals Enterprise Ltd. 22-Aug-2028 ** 800,000 80,457,760 1.41% 100.00%


8.15% Piramal Enterprises Ltd. 14-Jun-2019 ** 500,000 49,902,600 0.87% 100.00%

Trading 4,600,000 459,321,520 8.04% 100.00%

9.70% Edelweiss Commodities Services Ltd. 28-Jun-2019 ** 4,400,000 439,766,800 7.70% 95.74%

8.70% Edelweiss Commodities Services Ltd. 29-Jun-2020 ** 200,000 19,554,720 0.34% 4.26%

TOTAL 4,329,178,891 75.77% 100.00%

DEBENTURES/BONDS

Unlisted

Construction 7,500,000 493,293,750 8.63% 100.00%

ARM Infra & Utilities Private Ltd. 19-Jun-2019 (Zero Coupon Bonds) ** 7,500,000 493,293,750 8.63% 100.00%

TOTAL 493,293,750 8.63% 100.00%


Banks 1,800,000 176,564,700 3.09% 100.00%

Utkarsh Small Finance Bank Ltd. ** 1,800,000 176,564,700 3.09% 100.00%

TOTAL 176,564,700 3.09% 100.00%

Mutual Fund Units / Exchange Traded Funds 158,210 340,392,011 5.96% 100.00%

Baroda Liquid Fund - Plan B (Direct) - Growth Option 158,210 340,392,011 5.96% 100.00%

TOTAL 340,392,011 5.96% 100.00%

TRIPARTY REPO 62,037,577 1.09% 100.00%


NET ASSETS 5,714,515,456 100.00%



-66-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OFBARODA SHORT TERM BOND FUND (FORMERLY KNOWN AS BARODA PIONEER SHORT TERM BOND FUND)




7.17% CGL 2028 1,350,000 132,272,460 4.68% 100.00%

TOTAL 132,272,460 4.68% 100.00%

DEBENTURES/BONDS


Banks 2,990,000 299,109,452 10.58% 100.00%

8.15% National Bank for Agriculture and Rural Development 28-Mar-2029 ** 1,600,000 160,997,280 5.69% 53.82%

8.85% HDFC Bank Ltd. 12-May-2022 ** 800,000 79,104,960 2.80% 26.45%

10.40% Vijaya Bank 27-Mar-2020 ** 500,000 50,239,250 1.78% 16.80%

9.50% IndusInd Bank Ltd. 22-Mar-2022 ** 90,000 8,767,962 0.31% 2.93%

Finance 7,310,000 727,635,077 25.74% 100.00%

7.44% PNB Housing Finance Ltd. 31-Oct-2019 ** 1,900,000 187,580,350 6.63% 25.77%

8.75% Muthoot Finance Ltd. 19-Jun-2021 ** 1,510,000 147,023,717 5.20% 20.21%

10.75% Edelweiss Asset Reconstruction Company Ltd. 14-Jun-2019 ** 1,000,000 100,106,100 3.54% 13.76%

8.78% Indiabulls Housing Finance Ltd. 22-Aug-2019 ** 1,000,000 99,754,700 3.53% 13.71%

11.25% India Infoline Finance Ltd. 05-Sep-2020 ** 600,000 60,391,140 2.14% 8.30%

8.07% L&T Finance Ltd. 29-May-2020 ** 500,000 49,773,000 1.76% 6.84%

Aditya Birla Finance Ltd. 08-Apr-2022 (Zero Coupon Bonds) ** 500,000 53,167,800 1.88% 7.31%

11.50% Aspire Home Finance Corporation Ltd. 16-Mar-2020 ** 200,000 20,054,080 0.71% 2.76%

7.83% Indian Railway Finance Corporation Ltd. 19-Mar-2027 ** 100,000 9,784,190 0.35% 1.34%

Petroleum Products 2,500,000 247,380,070 8.74% 100.00%

6.78% Reliance Industries Ltd. 16-Sep-2020 ** 2,300,000 227,182,730 8.03% 91.84%

8.30% Reliance Industries Ltd. 08-Mar-2022 ** 200,000 20,197,340 0.71% 8.16%



Power 2,000,000 201,706,400 7.13% 100.00%

8.12% NHPC Ltd. 22-Mar-2029 ** 2,000,000 201,706,400 7.13% 100.00%

Trading 1,900,000 186,639,200 6.60% 100.00%



TOTAL 1,712,372,799 60.55% 100.00%

DEBENTURES/BONDS

Unlisted

Construction 1,500,000 98,658,750 3.49% 100.00%


Finance 1,700,000 194,863,180 6.89% 100.00%

IIFL Wealth Finance Ltd. 25-Jun-2019 (Zero Coupon Bonds) ** 1,700,000 194,863,180 6.89% 100.00%

TOTAL 293,521,930 10.38% 100.00%


Banks 6,000,000 566,234,100 20.03% 100.00%

Axis Bank Ltd. ** 2,500,000 234,119,250 8.28% 41.35%

IndusInd Bank Ltd. ** 2,000,000 187,176,200 6.62% 33.06%


HDFC Bank Ltd. ** 500,000 46,847,150 1.66% 8.27%

TOTAL 566,234,100 20.03% 100.00%

TRIPARTY REPO 48,250,857 1.71% 100.00%


NET ASSETS 2,828,165,381 100.00%



-67-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OF BARODA DYNAMIC BOND FUND (FORMERLY KNOWN AS BARODA PIONEER DYNAMIC BOND FUND)




6.68% CGL 2031 450,000 41,692,185 17.17% 24.50%

6.79% CGL 2027 400,000 38,419,560 15.82% 22.58%

8.28% CGL 2027 250,000 26,212,825 10.79% 15.41%

7.59% CGL 2026 250,000 25,387,650 10.45% 14.92%

7.59% CGL 2029 170,000 17,040,375 7.02% 10.02%

9.35% SDL 2024 75,600 8,039,863 3.31% 4.73%

8.58% SDL 2023 71,000 7,342,742 3.02% 4.32%

9.39% SDL 2023 43,300 4,609,168 1.90% 2.71%

8.60% SDL 2023 13,400 1,384,938 0.57% 0.81%

TOTAL 170,129,307 70.05% 100.00%

DEBENTURES/BONDS


Finance 460,000 40,865,958 16.83% 100.00%

9.25% Dewan Housing Finance Corporation Ltd. 09-Sep-2023 ** 380,000 33,038,606 13.61% 80.85%

7.83% Indian Railway Finance Corporation Ltd. 19-Mar-2027 ** 80,000 7,827,352 3.22% 19.15%

Trading 200,000 19,554,720 8.05% 100.00%


TOTAL 60,420,678 24.88% 100.00%

TRIPARTY REPO 6,179,225 2.54% 100.00%


NET ASSETS 242,830,426 100.00%



-68-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OF BARODA CREDIT RISK FUND (FORMERLY KNOWN AS BARODA PIONEER CREDIT OPPORTUNITIES FUND)




7.17% CGL 2028 960,000 94,060,416 0.98% 52.54%

6.68% CGL 2031 560,000 51,883,608 0.54% 28.99%

8.11% SDL 2028 329,500 33,057,088 0.34% 18.47%

TOTAL 179,001,112 1.86% 100.00%

DEBENTURES/BONDS


Banks 15,110,000 1,471,727,278 15.25% 100.00%

9.50% IndusInd Bank Ltd. 22-Mar-2022 ** 4,810,000 468,598,858 4.86% 31.85%

9.20% ICICI Bank Ltd. 17-Mar-2022 ** 2,500,000 247,607,500 2.57% 16.82%

9.00% Yes Bank Ltd. 18-Oct-2022 ** 2,500,000 229,974,000 2.38% 15.63%

8.44% HDFC Bank Ltd. 28-Dec-2028 ** 2,000,000 201,105,600 2.08% 13.66%

8.85% HDFC Bank Ltd. 12-May-2022 ** 1,700,000 168,098,040 1.74% 11.42%

8.65% Bank of Baroda 11-Aug-2022 ** 1,100,000 106,089,720 1.10% 7.21%

8.15% National Bank for Agriculture and Rural Development 28-Mar-2029 ** 400,000 40,249,320 0.42% 2.73%

9.48% Bank of Baroda 09-Jan-2020 ** 100,000 10,004,240 0.10% 0.68%

Finance 21,660,000 2,086,084,980 21.62% 100.00%

11.75% Aspire Home Finance Corporation Ltd. 07-Aug-2026 ** 5,000,000 499,715,000 5.18% 23.96%


10.00% Edelweiss Housing Finance Ltd. 19-Jul-2026 ** 2,500,000 241,441,250 2.50% 11.57%

8.90% Indiabulls Housing Finance Ltd. 25-Sep-2021 ** 2,000,000 196,720,800 2.04% 9.43%

9.00% Muthoot Finance Ltd. 19-Apr-2023 ** 2,000,000 189,233,600 1.96% 9.07%

11.50% Aspire Home Finance Corporation Ltd. 16-Mar-2020 ** 1,500,000 150,405,600 1.56% 7.21%


7.83% Indian Railway Finance Corporation Ltd. 19-Mar-2027 ** 1,140,000 111,539,766 1.16% 5.35%

10.75% Edelweiss Asset Reconstruction Company Ltd. 14-Jun-2019 ** 1,100,000 110,116,710 1.14% 5.28%

12.00% IIFL Home Finance Ltd. 02-Apr-2020 ** 1,000,000 102,031,800 1.06% 4.89%

9.30% Dewan Housing Finance Corporation Ltd. 16-Aug-2026 ** 1,000,000 81,372,800 0.84% 3.90%

Healthcare Services 9,200,000 925,264,240 9.59% 100.00%

10.20% Apollo Hospitals Enterprise Ltd. 22-Aug-2028 ** 9,200,000 925,264,240 9.59% 100.00%

Pharmaceuticals 8,200,000 818,402,640 8.48% 100.00%

8.15% Piramal Enterprises Ltd. 14-Jun-2019 ** 8,200,000 818,402,640 8.48% 100.00%

Petroleum Products 200,000 19,755,020 0.20% 100.00%

6.78% Reliance Industries Ltd. 16-Sep-2020 ** 200,000 19,755,020 0.20% 100.00%

Trading 8,300,000 817,389,060 8.48% 100.00%



TOTAL 6,138,623,218 63.62% 100.00%

DEBENTURES/BONDS

Unlisted

Construction 9,000,000 591,952,500 6.14% 100.00%


Finance 5,000,000 958,501,600 9.93% 100.00%

9.30% IIFL Facilities Services Ltd. 28-Jun-2019 ** 5,000,000 500,000,000 5.18% 52.16%


Power 1,000,000 101,149,700 1.05% 100.00%

8.90% Powergrid Vizag Transmission Ltd. 10-Jun-2020 ** 1,000,000 101,149,700 1.05% 100.00%

TOTAL 1,651,603,800 17.12% 100.00%


Banks 11,700,000 1,145,437,050 11.88% 100.00%


Axis Bank Ltd. ** 2,500,000 246,481,500 2.56% 21.52%

ICICI Bank Ltd. ** 2,500,000 235,192,000 2.44% 20.53%

TOTAL 1,145,437,050 11.88% 100.00%

COMMERCIAL PAPERS

Finance 500,000 49,299,950 0.51% 100.00%

IIFL Facilities Services Ltd. ** 500,000 49,299,950 0.51% 100.00%

TOTAL 49,299,950 0.51% 100.00%

TRIPARTY REPO 108,041,274 1.12% 100.00%


NET ASSETS 9,646,892,150 100.00%



-69-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OF BARODA PIONEER HYBRID FUND - SERIES I

Details of investment portfolio and industrywise classification of the Scheme's investments in each category of investments as at April 10, 2019 are presented below. The industry and company exposures are stated as a percentage of scheme's net assets as at April 10, 2019 as well as the aggregate investments in each investment category.


COLLATERALISED LENDING (CBLO) 342,244,880 101.87% 100.00%

NET CURRENT ASSETS / (LIABILITIES) (6,280,540) (1.87)% 100.00%

NET ASSETS 335,964,340 100.00%

-70-

ANNEXURE V:SUPPLEMENTARY INVESTMENT PORTFOLIO INFORMATION AND INDUSTRYWISE CLASSIFICATION OF BARODA ULTRA SHORT DURATION FUND



DEBENTURES/BONDS


Banks 2,400,000 240,101,760 10.37% 100.00%

9.48% Bank of Baroda 09-Jan-2020 ** 2,400,000 240,101,760 10.37%

Finance 3,900,000 387,603,850 16.74% 100.00%


7.44% PNB Housing Finance Ltd. 31-Oct-2019 ** 1,400,000 138,217,100 5.97% 35.66%



TOTAL 647,666,650 27.97% 100.00%

DEBENTURES/BONDS

Unlisted

Finance 1,800,000 206,325,720 8.91% 100.00%


TOTAL 206,325,720 8.91% 100.00%


Banks 9,500,000 916,866,650 39.60% 100.00%

IndusInd Bank Ltd. ** 3,000,000 289,846,300 12.52% 31.61%

Bandhan Bank Ltd. ** 2,000,000 193,369,200 8.35% 21.09%

HDFC Bank Ltd. ** 2,000,000 187,388,600 8.09% 20.44%

SIDBI ** 1,000,000 98,961,800 4.27% 10.79%


ICICI Bank Ltd. ** 500,000 49,209,250 2.13% 5.37%

TOTAL 916,866,650 39.60% 100.00%

Commercial Papers

Finance 3,600,000 355,725,330 15.36% 100.00%

Housing Development Finance Corp Ltd. ** 2,100,000 208,136,880 8.99% 58.51%

L&T Finance Ltd. ** 1,500,000 147,588,450 0.0637 41.49%

TOTAL 355,725,330 15.36% 100.00%

TRIPARTY REPO 85,180,639 3.68% 100.00%


NET ASSETS 2,315,243,521 100.00%



Mutual fund investments are subject to market risks, read all scheme related documents carefully.

-60-

Annexure VI

Scheme Name

Upto June 5, 2018 With effect from June 6, 2018.

Nature/ Type of Scheme Investment objective Scheme Name Type Investment objective

Baroda Pioneer ELSS ‘96 An Open Ended Tax Benefit - Cum - Growth Scheme

The main objective of the scheme is to provide the investor long term capital growth as also tax benefit under section80C of the Income Tax Act, 1961.

Baroda Pioneer ELSS’ 96 (Baroda ELSS’ 96 wef 13/11/2018)

An open-ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit.

The main objective of the scheme is to provide the investor long term capital growth as also tax benefit under section 80C of the Income Tax Act, 1961.

Baroda Pioneer Growth Fund An open ended growth scheme To generate long term capital appreciation from an actively managed portfolio of equity & equity related instruments.

Baroda Pioneer Multi Cap Fund (Baroda Multicap Fund wef 13/11/2018)

Multi Cap Fund - An open-ended equity scheme investing across large cap, mid cap and small cap stocks.

To generate long term capital appreciation from an actively managed portfolio of equity & equity related instruments.

Baroda Pioneer Balance Fund An open ended balanced scheme

The scheme is targeted for long-term capital appreciation along with stability through a well balanced portfolio comprising of e q u i t y , e q u i t y r e l a t e d instruments, money market instrument and debt securities.

Baroda Pioneer Hybrid Equity Fund(Baroda Hybrid Equity Fund wef 13/11/2018)

An open ended hybrid scheme investing predominantly in equity and equity related instruments.

The scheme is targeted for long-term capital appreciation along with stability through a well balanced portfolio comprising of e q u i t y , e q u i t y r e l a t e d instruments, money market instrument and debt securities.

Baroda Pioneer Large Cap Fund

An open ended equity scheme The primary objective of the Scheme is to generate capital appreciat ion by investing predominantly in a diversified portfolio of equity and equity related securities of large cap companies. The Scheme may also invest in debt and money market securities.

Baroda Pioneer Large Cap Fund(Baroda Large Cap Fund wef 13/11/2018)

Large Cap Fund – An open-ended equity scheme pre-dominantly investing in large cap stocks.

The primary objective of the Scheme is to generate capital appreciat ion by investing predominantly in a diversified portfolio of equity and equity related securities of large cap companies. The Scheme may also invest in debt and money market securities.

Baroda Pioneer Mid-Cap Fund An open ended equity scheme The primary objective of the Scheme is to generate capital appreciat ion by investing predominantly in a diversified portfolio of equity and equity related securities of growth oriented mid capstocks.

Baroda Pioneer Mid-Cap Fund(Baroda Mid-Cap Fund wef 13/11/2018)

Mid Cap Fund – An open-ended equity scheme pre-dominantly investing in mid cap stocks.

The primary objective of the Scheme is to generate capital appreciat ion by investing predominantly in a diversified portfolio of equity and equity related securities of growth oriented mid cap stocks.

Baroda Pioneer Banking & Financial Services Fund

An open ended sectoral scheme

The investment objective is to generate long-term capital appreciation for unit holders from a portfol io invested predominantly in equity and equity related securities of companies engaged in the Banking & Financial Services Sector.

Baroda Pioneer Banking and Financial Services Fund (Baroda Banking and Financial Services Fund w.e.f. 13/11/2018)

An open ended equity scheme investing in the Banking and Financial Services sector.

The investment objective is to generate long-term capital appreciation for unit holders from a portfol io invested predominantly in equity and equity related securities of companies engaged in the Banking & Financial Services Sector.

Baroda Pioneer Monthly Income Plan (MIP) Fund

An Open Ended Income Scheme with no assured returns.


Baroda Pioneer Conservative Hybrid Fund (Baroda Conservative Hybrid Fund wef 13/11/2018)

An open ended hybrid scheme investing pre-dominantly in debt instruments.


Baroda Pioneer Gilt Fund An open ended gilt scheme To generate income by investing in a portfolio of Government securities.

Baroda Pioneer Gilt Fund (Baroda Gilt Fund wef 13/11/2018)

An open ended debt scheme inves t ing in government securities across maturity

To generate income by investing in a portfolio of Government securities.

Baroda Pioneer Liquid Fund An open ended liquid scheme To generate income with a high level of liquidity by investing in a portfolio of money market and debt securities.

Baroda Pioneer Liquid Fund (Baroda Liquid Fund wef 13/11/2018)

An open ended Liquid Scheme To generate income with a high level of liquidity by investing in a portfolio of money market and debt securities.

Baroda Pioneer Treasury Advantage Fund

An open ended debt scheme The main objective of the scheme is to provide optimal returns and liquidity through a portfolio comprising of debt securities and money market instruments

Baroda Pioneer Treasury Advantage Fund (Baroda Treasury Advantage Fund wef 13/11/2018)

An open-ended low duration debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 6 months and 12 months.

The main objective of the scheme is to provide optimal returns and liquidity through a portfolio comprising of debt securities and money market instruments.

Baroda Pioneer Short Term Bond Fund

An open ended income scheme The objective of the Scheme is to generate income from a portfolio constituted of short term debt and money market securities.

Baroda Pioneer Short Term Bond Fund (Baroda Short Term Bond Fund wef 13/11/2018)

An open-ended short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 1 year and 3 years.

The objective of the Scheme is to generate income from a portfolio constituted of short term debt and money market securities.

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Annexure VI (Contd.)

Scheme Name

Upto June 5, 2018 With effect from June 6, 2018.

Nature/ Type of Scheme Investment objective Scheme Name Type Investment objective

Baroda Pioneer Dynamic Bond Fund

An open ended debt scheme The investment objective of the scheme is to generate returns with liquidity by managing the portfolio dynamically through interest rate cycles.

Baroda Pioneer Dynamic Bond Fund (Baroda Dynamic Bond Fund wef 13/11/2018)

An open-ended dynamic debt scheme invest ing across duration.

The investment objective of the scheme is to generate returns with liquidity by managing the portfolio dynamically through interest rate cycles.

Baroda Pioneer Credit Opportunities Fund

An open ended debt scheme The primary objective of the Scheme is to generate returns by investing in debt and money market instruments across the credit spectrum.

Baroda Pioneer Credit Risk Fund (Baroda Credit Risk Fund wef 13/11/2018)

An open ended debt scheme predominantly investing in AA and below rated corporate bonds.

The primary objective of the Scheme is to generate returns by investing in debt and money market instruments across the credit spectrum.

2018 - 2019 · changed to “Baroda Asset Management India Ltd.” and “Baroda Trustee India Pvt....

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