STATE OF CALIFORNIA BGC 204 (Orig 0 12016) MAJOR LEAGUE SPORTS RAFFLE

ELIGIBLE ORGANIZATION ANNUAL REPORT PLEASE SEND COMPLETED REPORT TO Bureau of Gambling Control P 0 Box 168024 Sacramento CA 95816-8024 Phone 916-227-3584 Fax (916) 227-0170

Print Form Save Form Reset Form

Annual Report Period July 2015 - June 2016

Eligible Organizations Name Golden State Warriors Community Foundation

3428495Eligible Organizations Registration Number

Pursuant to Penal Code section 3206 subdivision (o)(12)(A) once registered an eligible organization shall file annually thereafter with the Department of Justice a report that includes all of the following information for each of the eligible organizations last three fiscal years Pursuant to Penal Code section 3206 subdivision (o)(12)(B failure to submit the annual report shall be grounds for denial of an annua l registration

Year1 Year2 Year3

REGULATIONSTATUTE July 2015 June 2016 to July 2014 June 2015 to July 2013 June 2014 to

(i) The aggregate gross receipts from the operat ion of raffles $50840

(ii) The aggregate direct costs incurred by the eligible organization from the operat ion of raffles

$28787

(iii) The charitable or beneficia l purposes for which proceeds Grants of the raffles were used

(iv) The aggregate distributions of proceeds from the ope ratio n of raffles made to directly support benefic ial or

haritable purposes other than beneficial or char itable purposes undertaken by the eligible organization or eligib le recip ient organizat ions under Penal Code section 320 5 subdiv ision (c)

(v) The aggregate distributions of proceeds from the operation of raffles made to raffle winners

$36420

(vi) The aggregate distribut ions of proceeds from the operat ion of raffles made to any other organizat ions or for any other purposes other than those included in items (ii) (iv) and (v) above

c

STATE OF CALIFORNIA DEPARTMEN T OF JUSTICE BGC 204 (Orig 0 12016) PAGE 2o f 4 MAJOR LEAGUE SPORTS RAFFLE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year 3 REGULATIONSTATUT E

to to to (vii) A schedule of distributions of proceeds from the operat ion of raffles by individual raffle made to eligible

ATTACHED

recipient organ izat ions under Penal Code section 3205 subdiv ision (c) that are not affi liated with the eligible organization

(viii) A schedu le of distr ibutions of proceeds from the operation of raffles by individual raffle made to eligible

ATTACHED

recipient organizations under Penal Code section 3205 subdivision (c) that are affiliated with the eligible organ izat ion

(ix) A schedu le of distributions of proceeds from the operation of raffles by individua l raffle made to any other

ATTACHED

organizat ion not included under items (vii) or (vii i) above or for benefic ial or charitable purposes undertaken by the eligible organization

(x) The aggregate gross receipts from activities other than the operation of raffles

$3519476 $259290 0 $1931 619

(xi) The aggregate costs incurred by the eligible organization from activities other than the operation of raffles

$658859 $466073 $352784

(xii) The aggregate distributions of funds other than proceedsfrom the operation of raffles made to directly support

$2805541 $2465 018 $585649

benefic ial or charitab le purposes or eligible recipient organ izations under Penal Code section 3205 subdivision (c)

(xiii) The aggregate distributions of funds other than proceeds from the operation of raffles for purposes other

0 0 0

than those listed in items (xi) and (xii) above

STATE OF CALIFORNIA DEPARTMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3of4 MAJOR LEAGUE SPORTS RAFFLE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to xiv) A schedu le of distributions of funds other than proceedsrom the operation of raffles made to elig ible recipient

NA NA NA

orga nizations under Penal Code section 3205 subdiv ision (c) that are not affiliated with the eligible organization

(xv) A schedu le of distribut ions of funds other than proceedsfrom the operat ion of raffles made to any other organ ization

NA NA NA

not included under item (xiv) above or for beneficia l or char itable purposes underta ken by the eligible organization

( f

NOTE The department shall make the reports required by this paragraph availab le to the public via the on line search portal of the Attorney Generals Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of California that the foregoing information is true correct and comp lete

Fiduciarys Printed Name Date

[)

STATE OF CALIFORNIA DEPAR TMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3o f 4 MAJOR LEAGUE SPORTS RAFF LE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to (xiv) A schedule of distributions of funds other tha n proceeds from the operat ion of raffles made to eligible recipient

NA NA NA

organizations under Penal Code section 320 5 subd ivision (c) that are not aff iliated with the eligible organizat ion

(xv) A schedule of distr ibutions of funds other than proceeds from the operation of raffles made to any other organization

NA NA NA

not included under item (xiv) above or for benefic ial or charitable purposes undertaken by the eligible organ ization

NOTE The department shall make the reports required by th is paragraph avai lable to the public via the online search portal of the Attorney General s Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of Californ ia that the foregoing information is true correct and complete

Fiduciarys Printed Name Date

D ZOzoN

284625

Lisa Eng amp Mark Casey Lisa Eng Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld Pot Prize Taxes Withheld Check Amount

26-May $1138500 $569250 26-May $284625 $284625 26-May $284625 $284625

Form 945 - 7E 2-Jun $1070500 $535250 $535250 5-Jun $1152500 $576250 $576250

13-Jun $1182000 $591000 $591000 Form 945 - 7F

Ferrington 30-May $1182000 $486750

- Gross Receipts from the operation of the raffle (Revenue) - Direct costs incurred (Expense)

o Registration Fees o EquipmentUniforms o Sellers Salaries

- Distributions of proceeds from the operation of the Raffle o Winners Payments o Beneficiaries Payments

Stacey Calculation

IF WE DID NOT WITHHOLD 28

$790625 221375 $395313 110688 $395313 110688

Form 945 - 7E 221375 $743403 208153 $800347 224097 $820833 229833

Form 945 - 7E 662083

$486750

Fiscal Calendar 2016 Non Raffle

ContributionDonation 5084000 $ Bank Service Fees 27784 $ Event-VenueEquip 85021 $ Payments to CA Dept of Justice Total 988000 1550000 Zach to provide vendors for search Total $000 Zach to verify salaries from list below Total $1017332

See W2G Prize Money File Total $3641958 Jose to provide names and $

3570316 $ 351947600

$2118137 $5760095

(676095) 466073

5760095 1550000

497206 219254 716460

$65885905

STATE OF CALIFORNIA DEPARTMEN T OF JUSTICE BGC 204 (Orig 0 12016) PAGE 2o f 4 MAJOR LEAGUE SPORTS RAFFLE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year 3 REGULATIONSTATUT E

to to to (vii) A schedule of distributions of proceeds from the operat ion of raffles by individual raffle made to eligible

ATTACHED

recipient organ izat ions under Penal Code section 3205 subdiv ision (c) that are not affi liated with the eligible organization

(viii) A schedu le of distr ibutions of proceeds from the operation of raffles by individual raffle made to eligible

ATTACHED

recipient organizations under Penal Code section 3205 subdivision (c) that are affiliated with the eligible organ izat ion

(ix) A schedu le of distributions of proceeds from the operation of raffles by individua l raffle made to any other

ATTACHED

organizat ion not included under items (vii) or (vii i) above or for benefic ial or charitable purposes undertaken by the eligible organization

(x) The aggregate gross receipts from activities other than the operation of raffles

$3519476 $259290 0 $1931 619

(xi) The aggregate costs incurred by the eligible organization from activities other than the operation of raffles

$658859 $466073 $352784

(xii) The aggregate distributions of funds other than proceedsfrom the operation of raffles made to directly support

$2805541 $2465 018 $585649

benefic ial or charitab le purposes or eligible recipient organ izations under Penal Code section 3205 subdivision (c)

(xiii) The aggregate distributions of funds other than proceeds from the operation of raffles for purposes other

0 0 0

than those listed in items (xi) and (xii) above

STATE OF CALIFORNIA DEPARTMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3of4 MAJOR LEAGUE SPORTS RAFFLE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to xiv) A schedu le of distributions of funds other than proceedsrom the operation of raffles made to elig ible recipient

NA NA NA

orga nizations under Penal Code section 3205 subdiv ision (c) that are not affiliated with the eligible organization

(xv) A schedu le of distribut ions of funds other than proceedsfrom the operat ion of raffles made to any other organ ization

NA NA NA

not included under item (xiv) above or for beneficia l or char itable purposes underta ken by the eligible organization

( f

NOTE The department shall make the reports required by this paragraph availab le to the public via the on line search portal of the Attorney Generals Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of California that the foregoing information is true correct and comp lete

Fiduciarys Printed Name Date

[)

STATE OF CALIFORNIA DEPAR TMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3o f 4 MAJOR LEAGUE SPORTS RAFF LE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to (xiv) A schedule of distributions of funds other tha n proceeds from the operat ion of raffles made to eligible recipient

NA NA NA

organizations under Penal Code section 320 5 subd ivision (c) that are not aff iliated with the eligible organizat ion

(xv) A schedule of distr ibutions of funds other than proceeds from the operation of raffles made to any other organization

NA NA NA

not included under item (xiv) above or for benefic ial or charitable purposes undertaken by the eligible organ ization

NOTE The department shall make the reports required by th is paragraph avai lable to the public via the online search portal of the Attorney General s Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of Californ ia that the foregoing information is true correct and complete

Fiduciarys Printed Name Date

D ZOzoN

284625

Lisa Eng amp Mark Casey Lisa Eng Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld Pot Prize Taxes Withheld Check Amount

26-May $1138500 $569250 26-May $284625 $284625 26-May $284625 $284625

Form 945 - 7E 2-Jun $1070500 $535250 $535250 5-Jun $1152500 $576250 $576250

13-Jun $1182000 $591000 $591000 Form 945 - 7F

Ferrington 30-May $1182000 $486750

- Gross Receipts from the operation of the raffle (Revenue) - Direct costs incurred (Expense)

o Registration Fees o EquipmentUniforms o Sellers Salaries

- Distributions of proceeds from the operation of the Raffle o Winners Payments o Beneficiaries Payments

Stacey Calculation

IF WE DID NOT WITHHOLD 28

$790625 221375 $395313 110688 $395313 110688

Form 945 - 7E 221375 $743403 208153 $800347 224097 $820833 229833

Form 945 - 7E 662083

$486750

Fiscal Calendar 2016 Non Raffle

ContributionDonation 5084000 $ Bank Service Fees 27784 $ Event-VenueEquip 85021 $ Payments to CA Dept of Justice Total 988000 1550000 Zach to provide vendors for search Total $000 Zach to verify salaries from list below Total $1017332

See W2G Prize Money File Total $3641958 Jose to provide names and $

3570316 $ 351947600

$2118137 $5760095

(676095) 466073

5760095 1550000

497206 219254 716460

$65885905

STATE OF CALIFORNIA DEPARTMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3of4 MAJOR LEAGUE SPORTS RAFFLE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to xiv) A schedu le of distributions of funds other than proceedsrom the operation of raffles made to elig ible recipient

NA NA NA

orga nizations under Penal Code section 3205 subdiv ision (c) that are not affiliated with the eligible organization

(xv) A schedu le of distribut ions of funds other than proceedsfrom the operat ion of raffles made to any other organ ization

NA NA NA

not included under item (xiv) above or for beneficia l or char itable purposes underta ken by the eligible organization

( f

NOTE The department shall make the reports required by this paragraph availab le to the public via the on line search portal of the Attorney Generals Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of California that the foregoing information is true correct and comp lete

Fiduciarys Printed Name Date

[)

STATE OF CALIFORNIA DEPAR TMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3o f 4 MAJOR LEAGUE SPORTS RAFF LE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to (xiv) A schedule of distributions of funds other tha n proceeds from the operat ion of raffles made to eligible recipient

NA NA NA

organizations under Penal Code section 320 5 subd ivision (c) that are not aff iliated with the eligible organizat ion

(xv) A schedule of distr ibutions of funds other than proceeds from the operation of raffles made to any other organization

NA NA NA

not included under item (xiv) above or for benefic ial or charitable purposes undertaken by the eligible organ ization

NOTE The department shall make the reports required by th is paragraph avai lable to the public via the online search portal of the Attorney General s Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of Californ ia that the foregoing information is true correct and complete

Fiduciarys Printed Name Date

D ZOzoN

284625

Lisa Eng amp Mark Casey Lisa Eng Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld Pot Prize Taxes Withheld Check Amount

26-May $1138500 $569250 26-May $284625 $284625 26-May $284625 $284625

Form 945 - 7E 2-Jun $1070500 $535250 $535250 5-Jun $1152500 $576250 $576250

13-Jun $1182000 $591000 $591000 Form 945 - 7F

Ferrington 30-May $1182000 $486750

- Gross Receipts from the operation of the raffle (Revenue) - Direct costs incurred (Expense)

o Registration Fees o EquipmentUniforms o Sellers Salaries

- Distributions of proceeds from the operation of the Raffle o Winners Payments o Beneficiaries Payments

Stacey Calculation

IF WE DID NOT WITHHOLD 28

$790625 221375 $395313 110688 $395313 110688

Form 945 - 7E 221375 $743403 208153 $800347 224097 $820833 229833

Form 945 - 7E 662083

$486750

Fiscal Calendar 2016 Non Raffle

ContributionDonation 5084000 $ Bank Service Fees 27784 $ Event-VenueEquip 85021 $ Payments to CA Dept of Justice Total 988000 1550000 Zach to provide vendors for search Total $000 Zach to verify salaries from list below Total $1017332

See W2G Prize Money File Total $3641958 Jose to provide names and $

3570316 $ 351947600

$2118137 $5760095

(676095) 466073

5760095 1550000

497206 219254 716460

$65885905

STATE OF CALIFORNIA DEPAR TMENT OF JUSTICE BGC 204 (Orig 012016) PAGE 3o f 4 MAJOR LEAGUE SPORTS RAFF LE

ELIGIBLE ORGANIZATION ANNUAL REPORT

Year1 Year2 Year3 REGULATIONSTATUTE

to to to (xiv) A schedule of distributions of funds other tha n proceeds from the operat ion of raffles made to eligible recipient

NA NA NA

organizations under Penal Code section 320 5 subd ivision (c) that are not aff iliated with the eligible organizat ion

(xv) A schedule of distr ibutions of funds other than proceeds from the operation of raffles made to any other organization

NA NA NA

not included under item (xiv) above or for benefic ial or charitable purposes undertaken by the eligible organ ization

NOTE The department shall make the reports required by th is paragraph avai lable to the public via the online search portal of the Attorney General s Registry of Charitable Trusts maintained pursuant to Section 12584 of the Government Code

CERTIFICATION

I declare under penalty of perjury under the laws of the State of Californ ia that the foregoing information is true correct and complete

Fiduciarys Printed Name Date

D ZOzoN

284625

Lisa Eng amp Mark Casey Lisa Eng Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld Pot Prize Taxes Withheld Check Amount

26-May $1138500 $569250 26-May $284625 $284625 26-May $284625 $284625

Form 945 - 7E 2-Jun $1070500 $535250 $535250 5-Jun $1152500 $576250 $576250

13-Jun $1182000 $591000 $591000 Form 945 - 7F

Ferrington 30-May $1182000 $486750

- Gross Receipts from the operation of the raffle (Revenue) - Direct costs incurred (Expense)

o Registration Fees o EquipmentUniforms o Sellers Salaries

- Distributions of proceeds from the operation of the Raffle o Winners Payments o Beneficiaries Payments

Stacey Calculation

IF WE DID NOT WITHHOLD 28

$790625 221375 $395313 110688 $395313 110688

Form 945 - 7E 221375 $743403 208153 $800347 224097 $820833 229833

Form 945 - 7E 662083

$486750

Fiscal Calendar 2016 Non Raffle

ContributionDonation 5084000 $ Bank Service Fees 27784 $ Event-VenueEquip 85021 $ Payments to CA Dept of Justice Total 988000 1550000 Zach to provide vendors for search Total $000 Zach to verify salaries from list below Total $1017332

See W2G Prize Money File Total $3641958 Jose to provide names and $

3570316 $ 351947600

$2118137 $5760095

(676095) 466073

5760095 1550000

497206 219254 716460

$65885905

284625

Lisa Eng amp Mark Casey Lisa Eng Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld Pot Prize Taxes Withheld Check Amount

26-May $1138500 $569250 26-May $284625 $284625 26-May $284625 $284625

Form 945 - 7E 2-Jun $1070500 $535250 $535250 5-Jun $1152500 $576250 $576250

13-Jun $1182000 $591000 $591000 Form 945 - 7F

Ferrington 30-May $1182000 $486750

- Gross Receipts from the operation of the raffle (Revenue) - Direct costs incurred (Expense)

o Registration Fees o EquipmentUniforms o Sellers Salaries

- Distributions of proceeds from the operation of the Raffle o Winners Payments o Beneficiaries Payments

Stacey Calculation

IF WE DID NOT WITHHOLD 28

$790625 221375 $395313 110688 $395313 110688

Form 945 - 7E 221375 $743403 208153 $800347 224097 $820833 229833

Form 945 - 7E 662083

$486750

Fiscal Calendar 2016 Non Raffle

ContributionDonation 5084000 $ Bank Service Fees 27784 $ Event-VenueEquip 85021 $ Payments to CA Dept of Justice Total 988000 1550000 Zach to provide vendors for search Total $000 Zach to verify salaries from list below Total $1017332

See W2G Prize Money File Total $3641958 Jose to provide names and $

3570316 $ 351947600

$2118137 $5760095

(676095) 466073

5760095 1550000

497206 219254 716460

$65885905

400

Coding (code to GSW Foundation Subsidiary) Account Department

15-16 Playoffs - Not Withheld $814195 6085 16-17 Regular Season - Withheld $ 319375 2146 Balance Sheet Total to remit $1133570

-$ 319375

$000 Adjusted number to be paid $ 319375

Lisa Eng amp Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld

Pot Prize Taxes Withheld Check Amount 26-May $1138500 $569250 $142313 $426938

Form 945 - 7E $142313 2-Jun $1070500 $535250 $133813 $401438 5-Jun $1152500 $576250 $144063 $432188

13-Jun $1182000 $591000 $147750 $443250 Form 945 - 7F $277875

IF WE DID NOT WITHHOLD 28

Box 1 Box 4 $728640 $204019

Form 945 - 7E $685120

$204019 $191834

$737600 $206528 $756480 $211814

Form 945 - 7E $610176

Note This document was excerpted from the 5050 Raffle - Game Reconciliation document on the Google Shared Drive Alex Mahoney performed the following procedures on this document

1) Reviews to ensure that all claimed payouts have been entered by AP and agree to third party maintained 5050 Warriors Raffle website (httpwarriorsms5050centralcom) Payment should be half of amount on the website For unenterednot approved claimed amounts and unclaimed amounts Senior Accountant books a reversing accrual 2) Senior Accountant reviews 5050 Warriors Game Reconciliation document to ensure that Cash Deposits and Credit Card Deposits recorded on the Reconciliation agree to what was deposited at CNB 3) Senior Accountant reviews GL against 5050 Warriors Game Reconciliation document to ensure AR books revenue properly (all revenue booked to dept 800-5050 raffle and credit card revenue booked gross of CC Fees)

Properly Booked as Properly 5050 Rev (booked at Amount

Agrees to Cash booked as Agrees to CC Gross with CC Fees Agrees to 5050 Properly Properly Date Game Opp Seed Money Cash Sales OverShort Cash Deposit Deposited 5050 Rev Server Cred Over Short Square Credit Credit Deposit Deposited offsetting) Gross Sales Net Sales Total Pot Gross Prize Am WCF Revenue Raffle Winner Address City State ZIP Phone Tracking Received Check Amount website booked by AP Accrued Tax Withheld Check Check Date Date Mailed 6-8 Weeks Ticket 1212016 1232016

9 10

U PHX $306000

$450000 $666000

$000 ($3000)

$450000 $663000

Y Y

Y A

$162000 $248000

($1000) $000

$161000 $248000

$155839 $240806

Y Y

Y Y

$612000 $914000

$6120 $12200

$3060 $6100

$299839 $293806

Not Claimed Christopher Haessig

NA 299 Fremont 2411

NA San Francisco CA 94105

NA NA

NA NA

$3060 $4575

Y Y

NA N

Y Y

0 1525

112 - 126 114-128

40 for $20 120 for $50

1252016 11 IND $600000 $516000 $000 $516000 Y A $219000 $000 $219000 $212245 Y Y $735000 $13350 $6675 $60745 Daniel Rodriguez 231 Market Pl 370 San Ramon CA 94583 15) 792-85 NA NA $500625 Y N Y 166875 116-130 120 for $50 12 NYK $422000 ($1500) $420500 Y Y $128000 ($3000) $125000 $121452 Y Y $550000 $5500 $275000 $266952 Not Claimed NA NA NA NA $275000 Y NA Y 0 126-29 40 for $20 13 POR $399000 ($1400) $397600 Y Y $71500 ($500) $71000 $68867 Y Y $470500 $4705 $2353 $231217 Claimed Claimed Claimed NA NA $2353 Y N Y 0 128-211 120 for $50 14 UTA $345500 ($1000) $344500 Y Y $123000 ($5000) $118000 $114427 Y Y $468500 $4685 $234250 $224677 Joe Aiello 14695 Secretariat Ct Morgan Hill CA 08) 315-09 NA NA $234250 Y N Y 0 131-214 40 for $20 15 TOR $585000 $4000 $589000 Y Y $122000 ($1000) $121000 $117566 Y Y $707000 $7070 $353500 $353066 Not Claimed NA NA NA NA $353500 Y NA Y 0 28-222 3 for $5 16 DAL $593000 $000 $593000 Y Y $153000 ($2000) $151000 $146759 Y Y $746000 $7460 $373000 $366759 Raymond Gonzales 1140 Kenwal Rd Apt C Concord CA 94521 NA NA $373000 Not on website N Y 0 210-224 120 for $50

A Seed money booked both as a revenue and an offsetting expense Since the seed money is essentially money we are giving to ourselves Im not sure whether its GAAP to recognize both a revenue and expense Will discuss with Ken Wendel

Lisa Eng amp Mark Casey

Ito Sophes Ganchoff

Taxes were not withheld

Pot Prize Taxes Withheld Check Amount 26-May $1138500 $569250 $142313 $426938

Form 945 - 7E $142313 2-Jun $1070500 $535250 $133813 $401438 5-Jun $1152500 $576250 $144063 $432188

13-Jun $1182000 $591000 $147750 $443250 Form 945 - 7F $277875

IF WE DID NOT WITHHOLD 28

Box 1 Box 4 $728640 $204019

Form 945 - 7E $685120

$204019 $191834

$737600 $206528 $756480 $211814

Form 945 - 7E $610176

Note This document was excerpted from the 5050 Raffle - Game Reconciliation document on the Google Shared Drive Alex Mahoney performed the following procedures on this document

1) Reviews to ensure that all claimed payouts have been entered by AP and agree to third party maintained 5050 Warriors Raffle website (httpwarriorsms5050centralcom) Payment should be half of amount on the website For unenterednot approved claimed amounts and unclaimed amounts Senior Accountant books a reversing accrual 2) Senior Accountant reviews 5050 Warriors Game Reconciliation document to ensure that Cash Deposits and Credit Card Deposits recorded on the Reconciliation agree to what was deposited at CNB 3) Senior Accountant reviews GL against 5050 Warriors Game Reconciliation document to ensure AR books revenue properly (all revenue booked to dept 800-5050 raffle and credit card revenue booked gross of CC Fees)

Properly Booked as Properly 5050 Rev (booked at Amount

Agrees to Cash booked as Agrees to CC Gross with CC Fees Agrees to 5050 Properly Properly Date Game Opp Seed Money Cash Sales OverShort Cash Deposit Deposited 5050 Rev Server Cred Over Short Square Credit Credit Deposit Deposited offsetting) Gross Sales Net Sales Total Pot Gross Prize Am WCF Revenue Raffle Winner Address City State ZIP Phone Tracking Received Check Amount website booked by AP Accrued Tax Withheld Check Check Date Date Mailed 6-8 Weeks Ticket 1212016 1232016

9 10

U PHX $306000

$450000 $666000

$000 ($3000)

$450000 $663000

Y Y

Y A

$162000 $248000

($1000) $000

$161000 $248000

$155839 $240806

Y Y

Y Y

$612000 $914000

$6120 $12200

$3060 $6100

$299839 $293806

Not Claimed Christopher Haessig

NA 299 Fremont 2411

NA San Francisco CA 94105

NA NA

NA NA

$3060 $4575

Y Y

NA N

Y Y

0 1525

112 - 126 114-128

40 for $20 120 for $50

1252016 11 IND $600000 $516000 $000 $516000 Y A $219000 $000 $219000 $212245 Y Y $735000 $13350 $6675 $60745 Daniel Rodriguez 231 Market Pl 370 San Ramon CA 94583 15) 792-85 NA NA $500625 Y N Y 166875 116-130 120 for $50 12 NYK $422000 ($1500) $420500 Y Y $128000 ($3000) $125000 $121452 Y Y $550000 $5500 $275000 $266952 Not Claimed NA NA NA NA $275000 Y NA Y 0 126-29 40 for $20 13 POR $399000 ($1400) $397600 Y Y $71500 ($500) $71000 $68867 Y Y $470500 $4705 $2353 $231217 Claimed Claimed Claimed NA NA $2353 Y N Y 0 128-211 120 for $50 14 UTA $345500 ($1000) $344500 Y Y $123000 ($5000) $118000 $114427 Y Y $468500 $4685 $234250 $224677 Joe Aiello 14695 Secretariat Ct Morgan Hill CA 08) 315-09 NA NA $234250 Y N Y 0 131-214 40 for $20 15 TOR $585000 $4000 $589000 Y Y $122000 ($1000) $121000 $117566 Y Y $707000 $7070 $353500 $353066 Not Claimed NA NA NA NA $353500 Y NA Y 0 28-222 3 for $5 16 DAL $593000 $000 $593000 Y Y $153000 ($2000) $151000 $146759 Y Y $746000 $7460 $373000 $366759 Raymond Gonzales 1140 Kenwal Rd Apt C Concord CA 94521 NA NA $373000 Not on website N Y 0 210-224 120 for $50

A Seed money booked both as a revenue and an offsetting expense Since the seed money is essentially money we are giving to ourselves Im not sure whether its GAAP to recognize both a revenue and expense Will discuss with Ken Wendel

Note This document was excerpted from the 5050 Raffle - Game Reconciliation document on the Google Shared Drive Alex Mahoney performed the following procedures on this document

1) Reviews to ensure that all claimed payouts have been entered by AP and agree to third party maintained 5050 Warriors Raffle website (httpwarriorsms5050centralcom) Payment should be half of amount on the website For unenterednot approved claimed amounts and unclaimed amounts Senior Accountant books a reversing accrual 2) Senior Accountant reviews 5050 Warriors Game Reconciliation document to ensure that Cash Deposits and Credit Card Deposits recorded on the Reconciliation agree to what was deposited at CNB 3) Senior Accountant reviews GL against 5050 Warriors Game Reconciliation document to ensure AR books revenue properly (all revenue booked to dept 800-5050 raffle and credit card revenue booked gross of CC Fees)

Properly Booked as Properly 5050 Rev (booked at Amount

Agrees to Cash booked as Agrees to CC Gross with CC Fees Agrees to 5050 Properly Properly Date Game Opp Seed Money Cash Sales OverShort Cash Deposit Deposited 5050 Rev Server Cred Over Short Square Credit Credit Deposit Deposited offsetting) Gross Sales Net Sales Total Pot Gross Prize Am WCF Revenue Raffle Winner Address City State ZIP Phone Tracking Received Check Amount website booked by AP Accrued Tax Withheld Check Check Date Date Mailed 6-8 Weeks Ticket 1212016 1232016

9 10

U PHX $306000

$450000 $666000

$000 ($3000)

$450000 $663000

Y Y

Y A

$162000 $248000

($1000) $000

$161000 $248000

$155839 $240806

Y Y

Y Y

$612000 $914000

$6120 $12200

$3060 $6100

$299839 $293806

Not Claimed Christopher Haessig

NA 299 Fremont 2411

NA San Francisco CA 94105

NA NA

NA NA

$3060 $4575

Y Y

NA N

Y Y

0 1525

112 - 126 114-128

40 for $20 120 for $50

1252016 11 IND $600000 $516000 $000 $516000 Y A $219000 $000 $219000 $212245 Y Y $735000 $13350 $6675 $60745 Daniel Rodriguez 231 Market Pl 370 San Ramon CA 94583 15) 792-85 NA NA $500625 Y N Y 166875 116-130 120 for $50 12 NYK $422000 ($1500) $420500 Y Y $128000 ($3000) $125000 $121452 Y Y $550000 $5500 $275000 $266952 Not Claimed NA NA NA NA $275000 Y NA Y 0 126-29 40 for $20 13 POR $399000 ($1400) $397600 Y Y $71500 ($500) $71000 $68867 Y Y $470500 $4705 $2353 $231217 Claimed Claimed Claimed NA NA $2353 Y N Y 0 128-211 120 for $50 14 UTA $345500 ($1000) $344500 Y Y $123000 ($5000) $118000 $114427 Y Y $468500 $4685 $234250 $224677 Joe Aiello 14695 Secretariat Ct Morgan Hill CA 08) 315-09 NA NA $234250 Y N Y 0 131-214 40 for $20 15 TOR $585000 $4000 $589000 Y Y $122000 ($1000) $121000 $117566 Y Y $707000 $7070 $353500 $353066 Not Claimed NA NA NA NA $353500 Y NA Y 0 28-222 3 for $5 16 DAL $593000 $000 $593000 Y Y $153000 ($2000) $151000 $146759 Y Y $746000 $7460 $373000 $366759 Raymond Gonzales 1140 Kenwal Rd Apt C Concord CA 94521 NA NA $373000 Not on website N Y 0 210-224 120 for $50

A Seed money booked both as a revenue and an offsetting expense Since the seed money is essentially money we are giving to ourselves Im not sure whether its GAAP to recognize both a revenue and expense Will discuss with Ken Wendel