2015FINANCIAL INDUSTRIES DINNER - National Jewish Health · 2016-12-20 · Dear Friends, Thank you...

Benefiting

Save the Date | Thursday, March 12, 2015

FINANCIAL INDUSTRIES DINNER

2015

Benefiting

Honoring

Jeffrey J. McLane Bank of America Merrill Lynch

Thursday, March 12, 2015


2015

New York Office271 Madison Avenue, 19th Floor

New York, NY 10016Phone 212.297.0857 | Fax 212.297.0861newyorkfinancialindustriesdinner.org

3870NJH_5118-DEV_FID_Journal_Cover_v2.indd 1 12/22/14 9:49 AM

38th AnnualFinancial Industries

Dinner

HONORING

JEFFREY J. McLANEPresident

BANK OF AMERICA BUSINESS CAPITAL


Grand BallroomNew York Hilton

5 P.M. Cocktail Reception · 6:45 P.M. DinnerMusic provided by Gerard Carelli Orchestra

Induction of Trustee Craig Stillwagon

PNC Business Credit

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JEFFREY J. McLANE

Jeff McLane leads Bank of America Business Capital, part of the Global Commercial Banking business at Bank of America Merrill Lynch. Based in New York, he is responsible for asset-based loan origination, underwriting and relationship management globally. He is a member of the bank’s Ally program that supports LGBT associates.

Previously, he was head of Asset-Based Capital Markets for Bank of America Merrill Lynch. McLane has been with the firm and its predecessor institutions for 18 years. During his career at Bank of America Merrill Lynch, he has led and executed a range of cash flow and asset-based financings, including bank and bond transactions for both corporate and financial sponsor clients.

McLane holds Series 7, 24 and 63 securities licenses. He earned a bachelor’s degree from Babson College, where he remains involved as the Chairman of the Board of Overseers and a member of the Board of Trustees. He is also a member of the Executive Committee of the Commercial Finance Association, and a frequent contributor on CFA, TMA and ACG panels. He and his wife Lynnelle have two children and live in the New York area. He remains grateful to his parents, who worked hard over many decades to provide him with many opportunities in life.


Dear Friends and Colleagues,

I am happy to have the opportunity to acknowledge both our esteemed honoree, Jeffrey J. McLane, and the incredible institution for which we are raising funds this evening. National Jewish Health is the leading respiratory hospital in the nation. It is changing lives all over the world through compassionate patient care and groundbreaking research. I am grateful that you have chosen to support this work.

I encourage you to page through this program and see all of the supporters who have helped make tonight possible. I would like to extend a special thank you to each of you, as you are generously helping to support the millions of people who suffer from respiratory, cardiac, immune and related diseases.

Again, thank you to all of our supporters and to all of you who were able to attend tonight’s festivities.

Have a wonderful evening!

Joseph P. PowersDinner Chair


Karen feared that her lung

disease meant she would never

dance again, but doctors at

the leading respiratory hospital

in the nation knew better. For

over 116 years, the innovative

research and approaches to care

at National Jewish Health in

Denver have helped Karen and

millions like her breathe easier.

We believe that people with

respiratory, heart and immune

diseases should never hear

“never” again.

To make an appointment,

call 1.800.621.0505 or

visit njhealth.org.


Dear Friends,

Thank you for being a part of the 2013 Financial Industries Dinner. Your generosity to our organization is greatly appreciated.

Behind the scenes at National Jewish Health, our doctors, researchers, staff and leadership contribute to the success of the institution. Through your attendance tonight, you share in our achievements, ensuring that our physicians can care for all patients regardless of ability to pay, that important programs continue to transform lives and that our scientists make groundbreaking discoveries.

I invite you to visit our campus to see the labs and clinics of our world-class faculty and researchers and talk with them about their current work. The National Jewish Health website is also a resource to stay informed about what is happening at the institution (njhealth.org).

Once again, we are grateful for your support. On behalf of everyone at National Jewish Health, thank you for joining us at the 2013 Financial Industries Dinner. Best regards.

Sincerely,

Michael Salem, M.D.President and CEO

Dear Friends,

Thank you for being a part of the 2015 New York Financial Industries Dinner. We appreciate your support of the institution.

For the talented physicians, researchers and staff at National Jewish Health, the “We Never Say Never®” mindset is at the core of what we do each and every day. Since 1899, we have taken on the toughest medical conditions and most challenging cases – finding answers that change our patients’ lives and making discoveries that advance care for people across the globe.

Our donors have been with us every step of the way. Through your attendance tonight, you accelerate the pace of discovery by providing funding for innovative research and ensure that we can care for all patients, regardless of their ability to pay. You also help to educate and train the next generation of leaders in medicine and science through contributions to fellowships and endowments.

I hope you will have the opportunity to visit our campus, where you can see in person what makes National Jewish Health the leading respiratory hospital in the nation. Our website (njhealth.org) is also a resource to learn about our work and the conditions we treat.

Once again, we are grateful for your generosity. On behalf of everyone at National Jewish Health, thank you for joining us at the 2015 New York Financial Industries Dinner. Warm regards.

Sincerely yours,

Michael Salem, M.D.President and CEO


NATIONAL JEWISH HEALTH TRUSTEES

Robert J. ArthBank of America Merrill Lynch

Herbert L. Ash

Philip F. BleserJ.P. Morgan Securities Inc.

John F. Daly

Donald J. Gibson

David J. Kantes

Barry A. KastnerSiena Lending Group LLC

William A. KosisPNC Business Credit

Brian S. MacConnellSteel City Capital Funding

Lawrence A. MarsielloPine Brook Road Partners, LLC

Warren K. MinoWebster Business Credit Corp.

Joseph F. NemiaTD Bank, N.A.

Joseph A. Pollicino Sr.

Joseph Pollicino Jr.Wells Fargo Bank, N.A.

Steven J. SeifHahn & Hessen LLP

Harry C. SteinmetzWeiserMazars LLP

Andrew H. TananbaumCapital Business Credit LLC

Carl A. TorielloJefferies Finance LLC

Terrence J. UllrichAgenta Partners, LLC

George T. WendlerMMG Consulting Firm

DINNER CHAIR

Joseph P. PowersBank of America Merrill Lynch

HONORARY CHAIR

William D. BrewerWinston & Strawn LLP

INDUCTION OF TRUSTEE

Craig StillwagonPNC Business Credit

VICE CHAIRS

Glenn AutorinoGE Capital Markets Inc.

Andrew BabcockTiger Group LLC

Daniel BattermanHahn & Hessen LLP

David BermanRiemer & Braunstein LLP

Michael BlackNorton Rose Fulbright Canada LLP

Philip CarforaGE Capital Corp.

Cheryl CarnerCrystal Financial LLC

John A. CatsimatidisRed Apple Group

James C. ChadwickHolland & Knight LLP

James J. ClarkCahill Gordon & Reindel LLP

Kris CoghlanFTI Consulting Inc.

Arnold CohenNorton Rose Fulbright Canada LLP

Michael CoileyCIT Healthcare LLC

2015 DINNER COMMITTEE


Melissa CoopersmithTiger Group LLC

James F. Dever, Jr.Bank of America Merrill Lynch

C. Edward DobbsParker, Hudson, Rainer & Dobbs LLP

Burt FeinbergCIT Commercial & Industrial

Lawrence F. Flick, IIBlank Rome LLP

Kenneth S. FriezeGordon Brothers Group

Kevin J. GillespieWells Fargo Capital Finance

Frank GrimaldiGordon Brothers Group

Howard GrossRichter Consulting Inc.

Marc J. HellerCIT Group Inc.

Monica HollandDavis Polk & Wardwell LLP

Nicholas HopeUnited Refrigeration, Inc.

Seth E. JacobsonSkadden, Arps, Slate, Meagher & Flom LLP

John H. JeffersonHilco Valuation Services, LLC

Michael W. KatzQuality King Distributors, Inc.

Wade M. KennedyMcGuireWoods LLP

Sanjeev L. KhemlaniFTI Consulting Inc.

Dorothy KilleenWells Fargo Securities, Inc.

Richard M. KohnGoldberg Kohn LTD

Frank LourensoJPMorgan Chase & Co.

Jonathan MakarowitzSquire Patton Boggs LLP

James MarkusVinson & Elkins LLP

Lou MastrianniJPMorgan Chase & Co.

Steven MiglieroCrystal Financial LLC

Kevin M. MurtaghRiemer & Braunstein LLP

Albert T. NassiTiger Capital Group, LLC

Michael PsarosKPS Capital Partners, LP

Debra A. PutzerCIT Group, Inc.

Fred RaccostaTiger Valuation Services, LLC

Jack RappTiger Capital Group

Ari RennertThe Renco Group, Inc.

Ira L. RennertThe Renco Group, Inc.

Jerry SacconeMcGuireWoods LLP

Robert SantimaysGE Corporate Financial Services

Salvatore C. SettineriGE Capital Markets Inc.

Richard StehlOtterbourg P.C.

Marshall StoddardMorgan, Lewis & Bockius LLP

Joshua ThompsonShearman & Sterling LLP

Robert A. ZornRed Apple Group


ASSOCIATE CHAIRS

Miriam L. CohenLoeb & Loeb LLP

Joel GetzlerGetzler Henrich & Associates LLC

William H. HenrichGetzler Henrich & Associates LLC

Eric ReubenEmmet, Marvin & Martin, LLP

Gary P. ScharmettStradley Ronon Stevens & Young, LLP

Paul H. ShurWindels Marx Lane & Mittendorf LLP

Jeffrey SolomonCowen & Company

Lloyd A. SprungEVERCORE

SPONSORS

T. Scott AvilaDeloitte CRG

Timothy BoatesRAS Management Advisors, LLC

Emil BuchmanFried, Frank, Harris, Shriver & Jacobson LLP

Christopher R. CarmosinoCitizens Business Capital

Mark ClasterCarl Marks Advisory Group LLC

Patrick CoffeyCapital One Bank

Barrey DavisFocus Management Group

Dan deBrauwereCapital One Business Credit Corp.

Diane D’ErasmoHSBC Bank USA NA

Kevin GendaCerberus Capital Management, L.P.

Carl A. GiordanoHSBC Bank USA NA

Sheryl GittlitzKaye Scholer LLP

Karen A. GrexaKeyBank, N.A.KeyBank Business Capital

Philip GundMarotta Gund Budd & Dzera, LLC

Kenneth R. KleinerRosenthal & Rosenthal, Inc.

Steven KopsWeiserMazars LLP

William MaagSantander Bank

Ellen B. Marshall Capital One Bank

Robert MartucciRosenthal & Rosenthal, Inc.

Brad B. MascottCitizens Capital Markets

Gary P. McArdleRouse Services LLC

Stuart NoyesWinter Harbor LLC

Abby E. ParsonnetWebster Bank, N.A.

Marc L. PfefferieCarl Marks Advisory Group LLC

David RuedigerLocke Lord Edwards

Richard SebastiaoRAS Management Advisors, LLC

Albert SpadaSantander Bank

Daniel WilliamsGreat American Group Advisory & Valuation Services, LLC


BEHIND THE SCENES at National Jewish Health

(Left to Right) Jeff & Lynnelle McLane with Erwin Gelfand, MD, chairman of the National Jewish Health Department of Pediatrics.

(Left to Right) Jeff & Lynnelle McLane meet a student at Morgridge Academy for chronically ill children. Located at National Jewish Health, it is the only school of its kind on a medical campus in the country.


As the leading respiratory hospital since 1899,

National Jewish Health offers innovative

research and treatment for pediatric asthma

and allergies—helping thousands of children

all over the country get back in the game.

To learn more or make an appointment,

call 1.800.621.0505 or visit njhealth.org.


As the leading respiratory hospital since 1899,

National Jewish Health offers innovative

research and treatment for pediatric asthma

and allergies—helping thousands of children

all over the country get back in the game.

To learn more or make an appointment,

call 1.800.621.0505 or visit njhealth.org.

The following companies have given graciously to the 2015 Financial Industries Dinner. Their top level donations of $10,000 or more in honor of

Jeffrey J. McLane support the research, clinical and educational programs at National Jewish Health:

Bank of america merrill lynchBlank rome llP

cahill Gordon & reindel llPciT GrouP inc.

crysTal financial llcdavis Polk & WardWell llP

fTi consulTinG, inc.Ge caPiTal markeTs inc.

GoldBerG kohn lTd.Gordon BroThers GrouP

hahn & hessen llPhilco valuaTion services, llc

holland & kniGhT llPJ.P. morGan securiTies inc.kPs caPiTal ParTners, lP

mcGuireWoods llPmorGan, leWis & Bockius llPnorTon rose fulBriGhT llP

oTTerBourG P.c.Parker, hudson, rainer & doBBs llP

Pnc Business crediTQualiTy kinG disTriBuTors

red aPPle GrouP, inc.The renco GrouP, inc.

richTer consulTinG inc.riemer & BraunsTein llPshearman & sTerlinG llP

skadden, arPs, slaTe, meaGher & flom llPsQuire PaTTon BoGGs llP

Td Bank, n.a.TiGer valuaTion services, llc

uniTed refriGeraTion, inc.vinson & elkins l.l.P.

Wells farGo Bank, n.a.WinsTon & sTraWn llP

Scroll of Honor


Congratulations to

Jeffrey McLane

-Bank of America/US Trust


2015 FINANCIAL INDUSTRIES DINNERNATIONAL SOCIETY OF FELLOWS

The Society of Fellows is a select group of foundations, private corporations and individuals who believe healthier lives are possible through research.

As National Jewish Health prepares to meet the economic and social challenges confronting medical and research institutions nationwide, the Society of Fellows will play an increasingly important role. The support of the members of the Society of Fellows will help ensure 116 more years of discovery and care at National Jewish Health.

Because of our faculty’s cutting-edge research and outstanding clinical care, National Jewish Health is recognized for groundbreaking scientific investigation and as a beacon of hope for those suffering from respiratory, cardiac, immune and related diseases. The Society of Fellows supports the work of these scientists and physicians.

The Society of Fellows will be instrumental not only for the answers found today but also for those discoveries made in the years to come. Thanks to our resolute supporters, National Jewish Health continues to make a difference in the lives of thousands of people.

We are honored to acknowledge the following$7,500 Society of Fellows Donors:

Cowen & CompanyEmmet, Marvin & Martin, LLP

EVERCOREGetzler Henrich & Associates LLC

Loeb & Loeb LLPOtterbourg P.C.

Stradley Ronon Stevens & Young, LLPWindels Marx Lane & Mittendorf, LLP

54178_NJH_2015_FID_Text.indd 13 3/6/15 10:51 AM

Explore Your Giving Options Did you know that your gift to National Jewish Health can support compassionate care and groundbreaking research – as well as benefit you and your family? Learn how gift planning can:

• Increase your fixed income• Supplement your retirement• Create a personal legacy• Receive tax deductions• Avoid capital gains taxes• Provide income to your family• Give at the lowest possible cost

For more information, contact Marc Krause at 212.868.3062, or [email protected].

njhealth.org/giftplanning


Explore Your Giving Options Did you know that your gift to National Jewish Health can support compassionate care and groundbreaking research – as well as benefit you and your family? Learn how gift planning can:

• Increase your fixed income• Supplement your retirement• Create a personal legacy• Receive tax deductions• Avoid capital gains taxes• Provide income to your family• Give at the lowest possible cost

For more information, contact Marc Krause at 212.868.3062, or [email protected].

njhealth.org/giftplanning

2015 FINANCIAL INDUSTRIES DINNER

WE ARE PLEASED TO RECOGNIZE THE FOLLOWING COMPANIES THAT

PURCHASED A TABLE FOR $6,000:

Bank of America Merrill Lynch

Capital Business Credit LLC

Capital One Bank

Capital One Business Credit Corp.

Carl Marks Advisory Group

Cerberus Capital Management, L.P.

Citizens Business Capital

Deloitte CRG

Focus Management Group

Fried, Frank, Harris, Shriver & Jacobson LLP

Great American Group

HSBC Bank USA NA

Jefferies Finance LLC

Kaye Scholer LLP

KeyBank N.A.

Locke Lord Edwards

Marotta Gund Budd & Dzera, LLC

RAS Management Advisors, LLC

Rosenthal & Rosenthal, Inc.

Rouse Services LLC

Santander Bank

Webster Business Credit Corp.

WeiserMazars LLP

Winter Harbor LLC


THE DINNER COMMITTEEEXPRESSES ITS APPRECIATION TO

THE DONORS LISTED BELOWFOR THEIR CONTRIBUTIONS:

Bank of America/US Trust

Lisa Beckerman

Richard A. Dickard

Lawrence A. Marsiello

Paul, Weiss, Rifkind, Wharton & Garrison, LLP

Salus Capital Partners, LLC

Frank A. Segall Burns & Levinson LLP

Shearman & Sterling LLP

Allyne & Robert A. Zorn

THE DINNER COMMITTEE ALSO EXTENDS ITS

APPRECIATION TO THE FOLLOWING FOR THEIR SERVICES:

DW Direct Inc.

Elegant Affairs

The Executive Suite

Gerard Carelli Orchestra

Jamie Watts Photography

Shinsuke Kishima

New York Hilton

Ranieri Sculpture Casting

Volunteers

YesPress


Seating List


A TABLE

Robert Abraham ......................................................... 77Steven Abramowitz .................................................... 56Joseph Accardi ............................................................ 33Bobbi Acord Noland .................................................. 29Marc Adelson .............................................................. 67Scott Adler ................................................................... 76Rosalia Agresti ............................................................ 77George Ahlmeyer ....................................................... 63Samir Ahuja ....................................................................3Louis Alexander .......................................................... 27James B. Allin .............................................................. 76Richard Altman .......................................................... 15David Amato ............................................................... 35John P. Amato ............................................................. 11Michael Anderson .........................................................4Rick Antonoff .................................................................5Gabriella Arth ................................................................9Robert J. Arth .................................................................9Sally Arth ........................................................................9Tim Atkinson .............................................................. 52Peter Atwell ................................................................. 78Glenn Autorino ........................................................... 22T. Scott Avila ............................................................... 62Liam Aylward .............................................................. 33

BEric Bader .................................................................... 30Ryan Baker .................................................................. 42Ann I. Bandes .............................................................. 51BANK OF AMERICA MERRILL LYNCH. ..... 8/9/24Andrew Barkan ..............................................................2Michael Barocas .......................................................... 37JC Barone ........................................................................7Jim Barresi ................................................................... 54George Barrow ...............................................................6Robert A. J. Barry ....................................................... 51Joy Bartholomew ........................................................ 56Daniel B. Batterman ................................................... 11Alister Bazaz................................................................ 35


B (continued) TABLE

Mark Becue ....................................................................5Edward Behnen .......................................................... 60Vince Belcastro ......................................................41/48Andrew Bella ............................................................... 63Gilles Benchaya ........................................................... 34Jeff Bender ................................................................... 49Craig Bergman ...............................................................2Saul Berkowitz ............................................................ 47David S. Berman ......................................................... 43Gary Bernstein ............................................................ 64Michael Bernstein ....................................................... 19Frank Bertelle .............................................................. 55Mary Ellen Bianco .........................................................4Marissa Bianco Wych ................................................. 46Pat Bickers ................................................................... 61John Binko ................................................................... 38Louis Biscotti ............................................................... 19David Bitterman ......................................................... 28Michael Black .............................................................. 35BLANK ROME LLP ......................................................5Philip F. Bleser................................................................7Steven Blumberg ......................................................... 37Tim Boates ................................................................... 72Barry Bobrow .............................................................. 21Richard Bochicchio .................................................... 10Charles Boguslaski ..................................................... 75Rob Bolandian ............................................................ 28Michael P. Bonner ...................................................... 67Matthew Bourgeois .................................................... 31James Boyd .................................................................. 40Rosemarie Boyd .......................................................... 40Thomas Brady ............................................................. 44Mitchell M. Brand ...................................................... 67William D. Brewer ...................................................... 25Andrew Brown ............................................................ 73Bill Brown .................................................................... 66Dylan Brown ..................................................................3Howard Brownstein ................................................... 78THE BROWNSTEIN CORP. .................................... 78


B (continued) TABLE

Keith Broyles ............................................................... 77Bruce Buchanan .......................................................... 47BUCHANAN INGERSOLL & ROONEY PC ......... 78Emil Buchman ...............................................................2Brian Buoye ................................................................. 44Thomas Burkes ..............................................................6Daniel Bursky .................................................................2

CCAHILL GORDON & REINDEL LLP .......................3Vincent Campbell ....................................................... 49Nicole Cangelosi ......................................................... 20Robert Capasso ........................................................... 60Kennedy Capin ........................................................... 48CAPITAL BUSINESS CREDIT LLC ........................ 14CAPITAL ONE BANK .............................................. 63CAPITAL ONE BUSINESS CREDIT CORP. ......... 60Brian Cardew .............................................................. 76Sam Cardone ............................................................... 26Philip Carfora.............................................................. 22CARL MARK ADVISORY GROUP ........................ 75Christopher Carmosino ............................................. 61Cheryl Carner ............................................................. 28Javier Carreras ................................................................7Alberto Casasus .............................................................6John Catsimatides ....................................................... 40Martin Cauz ................................................................ 15CERBERUS CAPITAL MANAGEMENT, L.P. ..........1Scott Chabina .............................................................. 75James Chadwick .......................................................... 41Emily Chase ................................................................ 73Tracey Chenoweth ...................................................... 20Daniel Cherif ..................................................................2Rob Chimenti .............................................................. 41Alexander Chobot ...................................................... 48Michael Cipriani ......................................................... 30Sam Cirelli ................................................................... 46CIT GROUP INC. ...................................................... 12CITIZENS BUSINESS CAPITAL............................. 61


C (continued) TABLE

Michael J. Clain ........................................................... 69James J. Clark .................................................................3Timothy Clarke ........................................................... 29Patrick Coffey .............................................................. 60Kris Coghlan ............................................................... 53Arnold Cohen ............................................................. 35Miriam Cohen ............................................................ 68Michael Coiley ............................................................ 12Jeff Cole ........................................................................ 54David Colville ............................................................. 39Kim Colville ................................................................ 39David Conley .............................................................. 14Mary Ellen Connors ......................................................8CONWAY MACKENZIE, INC. ............................... 77Melissa Coopersmith ................................................. 55Kevin Corcoran .......................................................... 54Michael Correra .......................................................... 77Jason Corsi................................................................... 22Joe Costanza ................................................................ 46Michael Coulter .......................................................... 69Brian Cove ................................................................... 52COWEN & COMPANY ............................................ 70Frank Cresci ................................................................ 40Marjorie B. Crider ...................................................... 43CRYSTAL FINANCIAL LLC .................................... 28Mark Cuccinello ......................................................... 64

DBarrey Davis ................................................................ 48DAVIS POLK & WARDWELL LLP ......................... 57Dan deBrauwere ......................................................... 41Angie DeGore ............................................................. 49Belinda Dela Cruz ...................................................... 38Donna Dellomo .............................................................4Jason S. DelMonico .................................................... 43DELOITTE CRG ........................................................ 62Peter DeMaria ............................................................. 64James A. Dempsey ...................................................... 69Hilary Dengel.............................................................. 57


D (continued) TABLE

Rick Denhup ............................................................... 43Elizabeth Denworth ................................................... 52Rick DePaul ................................................................. 12Diane D’Erasmo ......................................................... 32Mike Dervis ................................................................. 16JD DeSantis ................................................................. 23Pierre Desbiens ........................................................... 33James Dever ....................................................................8Lynn Dever .....................................................................8Joe DeVito ................................................................... 46Harris J. Diamond ...................................................... 67Bill DiCicco ................................................................. 35Willard Dickerson ...................................................... 77Ed Dobbs ..................................................................... 29Palmer Dobbs .............................................................. 29Nancy Donohue .......................................................... 37Howard Dorman ........................................................ 19Steven Dowe ................................................................ 17DUANE MORRIS LLP .............................................. 77Kurt Duerfeldt ............................................................. 21Bob Duffy .................................................................... 53Geoff DuFrayne .......................................................... 16Michael DuFrayne ...................................................... 16Thomas P. Duignan .................................................... 37Meyer Dworkin ........................................................... 57

EDalton Edgecomb ....................................................... 31Michael Egan ............................................................... 77Kevin Eisenberg .......................................................... 68Rich Elias ..................................................................... 17Shawna Elkus .............................................................. 54Linton Elliot ................................................................ 27EMMET, MARVIN & MARTIN, LLP ..................... 71Geoffrey Etherington ....................................................4EVERCORE ................................................................ 65EXECUTIVE SOUNDING BOARD ASSOCIATES INC. ........................................................ 16Edgar Ezerins .................................................................4Jennifer Ezring ...............................................................3


F TABLE

Mark Fagnani .............................................................. 72Warren Feder .............................................................. 75Janeann Fehrle ............................................................ 39Barry Fein .................................................................... 60Burt Feinberg .............................................................. 12Albert Fenster ............................................................. 64Chuck Fenton .............................................................. 26FIFTH THIRD BANK ............................................... 78FIRST NIAGARA COMMERCIAL FINANCE, INC. .. 77Scott Fishbein .............................................................. 63Jim Fitzgerald .............................................................. 17William Fitzgerald ...................................................... 12Pat Flanagan ................................................................ 23Jonathan Flaxer ........................................................... 15Steven J. Fleming ........................................................ 47Lee Fletcher ................................................................. 15Lawrence F. Flick II .......................................................5Lindsey Flora ..................................................................3James Florack .............................................................. 57FLUSHING SAVINGS BANK .................................. 77FOCUS MANAGEMENT GROUP ......................... 48Steve Foley ................................................................... 35Michael Fondacaro ..................................................... 66Daniel M. Ford ............................................................ 11Steven Fox .................................................................... 43Josh Franklin ............................................................... 28FREED MAXICK ABL SERVICES, LLC ................. 77Jeffrey Fried ................................................................. 68FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP ............................................................2Ken Frieze .................................................................... 36FTI CONSULTING, INC. ......................................... 53Adam Fuchs................................................................. 42Matthew F. Furlong .................................................... 51Peter Furman .............................................................. 66Steve Fuscaldo............................................................. 55


G TABLE

Ed Gabbay ................................................................... 64Charles Garoklanian .....................................................6GE CAPITAL MARKETS INC. ................................ 22Stuart Gelfond ................................................................2Kevin Genda...................................................................1Susan George ............................................................... 31Tom Getty .................................................................... 32Joel Getzler .................................................................. 66GETZLER HENRICH & ASSOCIATES LLC ......... 66Joseph Gewolb ...............................................................4Kevin Gillespie ............................................................ 21Carl Giordano ............................................................. 32Scott Giordano ............................................................ 68Sheryl Gittlitz .............................................................. 64Holly Gladstone .......................................................... 78Alan Glantz ................................................................. 64Flora Go ..........................................................................2GOLDBERG KOHN LTD. ........................................ 52Jeffrey K. Goldrich ...................................................... 16Craig Goldstein ........................................................... 10Leo Goldstein .............................................................. 49GORDON BROTHERS GROUP ............................. 36Dean Graham .............................................................. 41Thomas Graziano ....................................................... 44Robert Grbic................................................................ 14GREAT AMERICAN GROUP ................................. 73Tom Greco ................................................................... 26GREENBERG TRAURIG, LLP ................................. 77David Grende .................................................................5Karen Grexa ................................................................ 74Frank Grimaldi ........................................................... 36John Grimaldi ............................................................. 38Michael Grimes .......................................................... 78Howard Gross ............................................................. 34Michael Gross ............................................................. 14Yigal Gross......................................................................2Marc Grossman .......................................................... 21Neville Grusd .............................................................. 76Guy Guinn................................................................... 54


G (continued) TABLE

Philip Gund ................................................................. 15Ridley Gunderson ...................................................... 79

HDarrin Hackett ............................................................ 20Polly Hackett ............................................................... 20HAHN & HESSEN LLP ............................................. 11Lisa Hanson ................................................................. 26Mitchell Hart ............................................................... 63Naomi Hasegawa ...........................................................8Bill Hawkins ................................................................ 39Brent Hazzard ............................................................. 22Christopher Heiker .................................................... 78Jonathan N. Helfat ...................................................... 37Marc Heller .................................................................. 12David Helmes .............................................................. 48William Henrich ......................................................... 66HERTZ HERSON LLP .............................................. 79Joe Hess ........................................................................ 44HILCO VALUATION SERVICES, LLC .................. 26Monica Holland .......................................................... 57HOLLAND & KNIGHT LLP .................................... 41Nicholas Hope ............................................................. 39Deanne Horn .............................................................. 33Thomas Hou ................................................................ 51Michael Houy .............................................................. 42HSBC BANK USA NA .............................................. 32Chris Hudik ................................................................. 26Laurence Hughes ........................................................ 77Martin Hyman ............................................................ 55

I/JTom Iadanza ................................................................ 76INVESTORS BANK ................................................... 46J.P. MORGAN SECURITIES INC. ..............................7Vanessa Jackson .......................................................... 57Jonathan Jacobs ........................................................... 43Seth E. Jacobson .......................................................... 20Howard Jaslow ............................................................ 78


I/J (continued) TABLE

JEFFERIES FINANCE LLC....................................... 44Jim S. Johnson ............................................................. 67Tim Johnston .............................................................. 56Bob Jones ..................................................................... 41Joe Jordan .................................................................... 26Gerald Joseph .............................................................. 69Allan Juleus ................................................................. 72Doug Jung .................................................................... 26

KKen Kaestner ............................................................... 31Patricia Kantor ...............................................................4Daniel J. Karas ............................................................. 76Barry A. Kastner ......................................................... 36Bradley S. Kastner ...................................................... 76Marty Katz ................................................................... 16Michael W. Katz .............................................................4Robert Katz.................................................................. 16Steven Katz .................................................................. 61KAYE SCHOLER LLP ............................................... 64Jason Kennedy ............................................................ 44Wade Kennedy ............................................................ 27Michael Kerneklian .................................................... 32KEYBANK, N.A.KEYBANK BUSINESS CAPITAL. ........................... 74Marzan Khan .............................................................. 24Sanjeev Khemlani ....................................................... 53Dorothy Killeen .......................................................... 21Jonathan Killion .......................................................... 75Jinsoo Kim ................................................................... 57Eric Kimball ................................................................ 41Rhona J. Kisch ............................................................. 11Warren Kissin ............................................................. 79Adam Klepack ............................................................. 67Thomas Knoop...............................................................8Dana Knowlton ........................................................... 73Joan Kohn .................................................................... 52Richard M. Kohn ........................................................ 52David Kolin ................................................................. 20


K (continued) TABLE

Brian Koluch ............................................................... 47Steven Kops ................................................................. 19Michael Kot ................................................................. 60Aangi Kothari .............................................................. 24Moira Kowal ................................................................ 10KPS CAPITAL PARTNERS, LP ................................ 42Andrew Kramer .......................................................... 21Jeanine Krattiger ......................................................... 75Daniel J. Krauss ........................................................... 11Gregory Kress ............................................................. 72Ron Kubick .................................................................. 26Robert Kuhn ................................................................ 64Christy Kuklinski ........................................................ 24Darryl Kuriger ............................................................ 21Amy L. Kyle ................................................................. 51

LEsther Lainis ................................................................ 63Paula Laird ................................................................... 54Carol Lapidus .............................................................. 47Steve Lapidus ............................................................... 26Tom Lauria .................................................................. 30Anthony Lavinio ......................................................... 55Jim Lawrence ............................................................... 76Marc R. Leduc ............................................................. 51Mike Lemiszko ............................................................ 24John LePage ................................................................. 31Evan LePatner ............................................................. 42Richard Levenson ....................................................... 60Leonard Levine ........................................................... 76Serge Levy .................................................................... 35Don Lewis .................................................................... 61Maryann Lewis ..............................................................4John Liguori ................................................................ 44Debbie Linder ............................................................. 17Mark Liscio .................................................................. 64Emmeline S. Liu .......................................................... 51Salvatore LoBiondo, Jr. ............................................... 15LOCKE LORD EDWARDS....................................... 18


L (continued) TABLE

LOEB & LOEB LLP .................................................... 68Michael Loesberg........................................................ 77Ilona Logvinova .............................................................2Thomas Lorenz ........................................................... 36David Lorry ....................................................................5Len Losquadro ............................................................ 16Robert Love ................................................................. 46Julianne Low ............................................................... 27Jonathan Lucas ............................................................ 12Gerard Luckman ......................................................... 72Michael Lustbader ...................................................... 10Sherri Lydell ................................................................ 78Richard Lyons ............................................................. 12

MWilliam Maag .............................................................. 33Dorella Madeira .......................................................... 24Kevin Madigan ............................................................ 48Kathleen Maggi ..............................................................7Marty Mahoney .......................................................... 10Robert Mahoney ......................................................... 31Bob Maichin ...................................................................7Michael J. Maiorino .................................................... 69Jonathan Makarowitz ................................................. 54Robert J. Malatak ........................................................ 11Nick Malatestinic ........................................................ 10Brian Malone ............................................................... 63George Markowsky .................................................... 24Neil Marks ................................................................... 67James Markus .............................................................. 56MAROTTA GUND BUDD & DZERA, LLC .......... 15Frank Marsicano ......................................................... 46Robert Martucci .......................................................... 30Allan Marzen............................................................... 67Brad Mascott ............................................................... 61Valerie S. Mason ......................................................... 37Gordon Massave ......................................................... 49John Mast ........................................................................7Lou Mastrianni ..............................................................7


M (continued) TABLE

Rosanne Thomas Matzat ........................................... 11Gary P. McArdle ............................................................1John P. McCahey ......................................................... 11Paul McDonnell .......................................................... 44Scott McGeein ............................................................. 54MCGLADREY LLP .................................................... 47MCGUIREWOODS LLP........................................... 27Mike McIntyre ............................................................ 46Michael McKay ........................................................... 56James McLane ................................................................9Jeffrey J. McLane ............................................................9Julie McLane...................................................................9Lynnelle McLane ...........................................................9Macey McLane ...............................................................9Rob McMahon ............................................................ 22Rob Mello .................................................................... 73MERCHANT FACTORS CORP. .............................. 76Mitchell Meth .............................................................. 49Douglas Meyer ...............................................................5Duff Meyercord .......................................................... 75David Michaels ........................................................... 17MIDCAP FINANCIAL SERVICES, LLC ................ 76Steve Migliero ............................................................. 28James Millar ................................................................ 75Bill Miller ........................................................................3Jason Miller ....................................................................5Robert Miller ............................................................... 66Jeff Millman ................................................................. 33Warren K. Mino .......................................................... 49Brian Minto ................................................................. 24John Miscione ............................................................. 69Volfi Mizrahi ............................................................... 28Perry Mondarino ........................................................ 47MONROE CAPITAL LLC ........................................ 77Ward Mooney ............................................................. 28Howard Moore ............................................................ 30Thomas Morante ......................................................... 22MORGAN, LEWIS & BOCKIUS LLP ..................... 51David W. Morse .......................................................... 37


M (continued) TABLE

Ryan Mulcunry ........................................................... 73Marybeth Mullen ...........................................................7Kyle Mumford ............................................................. 42Jack Murphy ................................................................ 33Matt Murphy ............................................................... 49Kevin M. Murtagh ...................................................... 43

NDoug Nail .................................................................... 29Joseph F. Nemia .......................................................... 10Zachary G. Newman .................................................. 11Gary Norman .............................................................. 30NORTH MILL CAPITAL LLC ................................. 16NORTON ROSE FULBRIGHT LLP ........................ 35Stuart Noyes ................................................................ 31NYCB SPECIALTY FINANCE COMPANY .......... 77

OChristopher O’Halloran ............................................. 72Matthew O’Keefe ........................................................ 72John Oberdorf, III ...................................................... 68James Occhiogrosso ................................................... 30Viktor Okasmaa .............................................................2Jon Oldham ................................................................. 60Britt O’Rourke ................................................................7Javier Ortiz .....................................................................3Barry Osherow ...............................................................5Maura O’Sullivan ........................................................ 23OTTERBOURG P.C. .................................................. 37Kevin Otus ................................................................... 36

PRonald Pagoto ............................................................. 60Raquel Palmer ............................................................. 42PARKER, HUDSON, RAINER & DOBBS LLP ............................................................ 29Abby Parsonnet ........................................................... 17Melroy Patterson............................................................8Ryan Peak .......................................................................6


P (continued) TABLE

James Pellen ................................................................. 79Scott Peloso ................................................................. 44Joseph Pepe ................................................................. 30Neil Peritz .................................................................... 15JW Perry ...................................................................... 57Alysse Pesono .................................................................8Bryan Petkanics .......................................................... 68Basem Pharaon ..............................................................6Samuel Philbrick ......................................................... 77Kevin Pianko ............................................................... 19Anthony Pirraglia ....................................................... 68PLATZER, SWERGOLD, LEVINE, GOLDBERG, KATZ & JASLOW, LLP .............................................. 78PNC BUSINESS CREDIT ............................................6Leonard Lee Podair .................................................... 11Ken Pogrob .................................................................. 19Joseph Pollicino Jr. ..................................................... 17Joseph P. Powers ............................................................9PRICEWATERHOUSECOOPERS LLP. .................. 47Michael Psaros ............................................................ 42Peter Pugliese .............................................................. 21Mitch Purvis ................................................................ 29Debra Putzer ............................................................... 12

Q/RQUALITY KING DISTRIBUTORS ............................4Kim Quinn .................................................................. 61Fred Raccosta .............................................................. 55John Raleigh ................................................................ 48David Raphaels ........................................................... 69Dan Rapino ................................................................. 44Jack Rapp ..................................................................... 55RAS MANAGEMENT ADVISORS, LLC ............... 72Debra Rathberger ....................................................... 31David Reamer ............................................................. 20Arthur Rebell .............................................................. 28RED APPLE GROUP, INC. ....................................... 40Mike Reddy ....................................................................3REED SMITH LLP..................................................... 77


R (continued) TABLE

Elizabeth Reilly ........................................................... 39John Reilly ................................................................... 39Bill Reindel .....................................................................2Jim Reitzig ................................................................... 38THE RENCO GROUP INC. ..................................... 38Ari Rennert ................................................................. 38Ira Rennert .................................................................. 38Barry Resnick .............................................................. 19Jeffrey Resnick ............................................................. 19Eric Reuben ................................................................. 71Keith Reuben ............................................................... 60Matilde Reyes .............................................................. 32Oleg Rezzy ......................................................................3RICHTER CONSULTING ........................................ 34RIEMER & BRAUNSTEIN LLP ............................... 43Jason Riley ................................................................... 35Dave Ritchay ............................................................... 24Dave Rivkind ............................................................... 39Andrew Robin ............................................................. 72Rick Robinson ............................................................. 48Todd Robinson ........................................................... 73Bob Rogers .................................................................. 32Paul Rome.................................................................... 78Bob Rose ...................................................................... 29Adam Rosen ................................................................ 47Marc Rosenberg .......................................................... 15Maria Rosenfeld .......................................................... 40Cassie Rosenthal ......................................................... 30Jeffrey M. Rosenthal ................................................... 37ROSENTHAL & ROSENTHAL, INC. ..................... 30Donald E. Rothman ................................................... 43ROUSE SERVICES LLC ...............................................1Eric Rubin .................................................................... 49David Ruediger ........................................................... 18Gregory R. Russano .................................................... 69Morrie Rutman ........................................................... 34Scott Rutsky ................................................................. 66Mike Ryan.................................................................... 38


S TABLE

Jerry Saccone ............................................................... 27Dennis Sadlowski ....................................................... 38Diana Sadykova .......................................................... 38Michelle Salazar .......................................................... 55Mark Samson .............................................................. 66SANTANDER BANK ................................................ 33Brett Santoli ................................................................. 56Bob Scalzitti ................................................................. 24Gary P. Scharmett ....................................................... 67Rob Scherer ................................................................. 56Stewart Schulman ....................................................... 60Richard Schultz ........................................................... 67Glenn Schwartz ........................................................... 14Robert Schwarz ........................................................... 28Jay Schweiger ............................................................... 27Michael Scolaro .......................................................... 27Dick Sebastiao ............................................................. 72Richard Sebastiao ....................................................... 72SECTOR3 APPRAISALS, INC. ................................ 79Yitz Segal...................................................................... 57Adam Seiden ............................................................... 24Peter Seiden ................................................................. 68Steven J. Seif ................................................................ 11Cynthia Selover ........................................................... 63Salvatore Settineri ....................................................... 22James Shanahan .......................................................... 42David Shapiro ............................................................. 42Charles Sharf ............................................................... 14Eugene Shear ............................................................... 47SHEARMAN & STERLING LLP ............................. 23Linor Shohet ...................................................................5Bill Sholten .....................................................................7Paul Shur ...................................................................... 69Glenn E. Siegel ............................................................ 51Jeanne F. Siegel ............................................................ 11SIGNATURE BANK .................................................. 46Mark D. Silva ............................................................... 51Kenneth Silverman ..................................................... 72Donald A. Silversmith...................................................9


S (continued) TABLE

Patrick Simpson .......................................................... 73Mark J. Simshauser ..................................................... 76Lon Singer ................................................................... 43Renee Singer ................................................................ 12Ed Siskin ...................................................................... 26SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP ................................................................ 20Karen Smith ................................................................ 56Charles Soutar ............................................................. 12Art Sozomenu ............................................................. 40Albert Spada ................................................................ 33Aimee Spennato .......................................................... 46Eric Sprung .................................................................. 65SQUIRE PATTON BOGGS LLP .............................. 54J. Michael Stanley ....................................................... 30Cynthia Stannard ........................................................ 31Brad Stanza .................................................................. 36Martha Stark ............................................................... 46Bill Starshak ................................................................. 52Chris Stavrakos ........................................................... 73Richard Stehl ............................................................... 37Thomas Steiglehner .................................................... 47Robert Stein ....................................................................5Michael Steinberg ....................................................... 23Harry C. Steinmetz ..................................................... 19Craig Stillwagon .............................................................6STRADLEY RONON STEVENS & YOUNG, LLP .......................................................... 67Anthony B. Stumbo .................................................... 43Matt Sullivan ............................................................... 22SUNTRUST ROBINSON HUMPHREY ................. 78Jan Sysel ..........................................................................2

TDoug Taliaferro ........................................................... 17Brian Talty ................................................................... 63Brian Tammaro ........................................................... 61Andrew H. Tananbaum ............................................. 14JoBeth Tananbaum..................................................... 14


T (continued) TABLE

Daniel Tannenbaum ................................................... 34Jerry Tarbox ................................................................. 10Keith Taylor ................................................................. 29TD BANK, N.A. .......................................................... 10Desiree Thomas .......................................................... 17Joshua Thompson ....................................................... 23Victoria Thompson .................................................... 77TIGER VALUATIONS SERVICES, LLC ................. 55John Todd .................................................................... 41Carl A. Toriello ........................................................... 44Dan Tortoriello ........................................................... 16Kelly Toy ...................................................................... 78TPG SPECIALTY LENDING ................................... 47Sara Traberman..............................................................6Cyntra Trani ................................................................ 10Todd Triller ................................................................. 56Rich Tripaldi ............................................................... 73TRIUMPH COMMERCIAL FINANCE ................. 76Robert Trojan .............................................................. 52Scott Troy ..................................................................... 64Marina Truant ............................................................. 35Seth Tyminski ............................................................. 20

UTerrence J. Ullrich..........................................................4UNITED REFRIGERATION, INC. ......................... 39UNIVERSITY MANAGEMENT ASSOCIATES & CONSULTANTS CORP............................................. 78US BANK ASSET BASED FINANCE ..................... 77

VAnthony P. Vassallo .................................................... 37Karthik Vasudevan ..................................................... 55Jason Brooks Velinder ................................................ 51Garrett Verdone .......................................................... 17David J. Viggiano ........................................................ 46Drew Vinca .................................................................. 22VINSON & ELKINS .................................................. 56VNB NEW YORK, LLC - A SUBSIDIARY OF VALLEY NATIONAL BANK ..................................... 76Rebecca Vogel ................................................................8


Jeff Wacker ................................................................... 10David Wagener ........................................................... 20Victoria Wahba ........................................................... 19Greg Walker ................................................................ 67Robert Wallace ............................................................ 46Scott Wallace ............................................................... 41Jaime Ward .................................................................. 61WEBSTER BANK ....................................................... 17WEBSTER BUSINESS CREDIT CORP. .................. 49Bert Weil ...................................................................... 66WEISERMAZARS LLP ............................................. 19Josh Weiss .................................................................... 38Morris Weiss ............................................................... 63WELLS FARGO BANK, N.A. ................................... 21WELLS FARGO COMMERCIAL BANKING GROUP ...................................................... 17Tzvi Werzberger .......................................................... 56Jason White ................................................................. 23Jeffrey White ..................................................................4David Wicklund.......................................................... 56Ronan Wicks ............................................................... 23Eric Wiener ................................................................. 22Dan Williams .............................................................. 73Rich Williams .................................................................8Ty Williams ................................................................. 78Bill Wilson ................................................................... 24Gene Wilson ................................................................ 27Gene Wilson ................................................................ 29Pat Wilson ................................................................... 29WINDELS MARX LANE & MITTENDORF LLP .............................................. 69WINSTON & STRAWN LLP ................................... 25Harvey Winter ............................................................ 49WINTER HARBOR LLC .......................................... 31Jim Wohn ..................................................................... 63Steve Woods ................................................................ 61Brian Wright ............................................................... 35Marissa Bianco Wych ................................................. 46ZJosh Zelig ........................................................................3Megan Zirinsky ........................................................... 40Ralph Zirinsky ............................................................ 40Allyne Zorn ................................................................. 40Robert Zorn................................................................. 40

W TABLE


Our Mission since 1899 is to heal, to discover and to educate as a preeminent healthcare institution.

We serve by providing the best integrated and innovative care for patients and their families; by understanding and finding cures for the diseases we research; and by educating and training the next generation of healthcare professionals to be leaders in medicine and science.

Our Vision is to be the international leader in the research and treatment of respiratory, cardiac and immune diseases.

We pursue this vision by pioneering individualized medicine programs which embrace the paradigm shift from reactive medicine to proactive, personalized healthcare. These programs enable us to integrate the provision of outstanding patient care, the conduct of novel basic, translational, and clinical research, and the education of healthcare and research professionals. Through our efforts, we seek to achieve cures for patients who seek treatment and to bring new knowledge and discoveries to help people worldwide.

Our Mission since 1899 is to heal, to discover, and to educate as a preeminent health care institution.

We serve by providing the best integrated and innovative care for patients and their families; by understanding and finding cures for diseases we research; and by educating and training the next generation of health care professionals to be leaders in medicine and science.

Our Vision is to be the global leader in the research and treatment of respiratory, cardiac, immune and related diseases.

We pursue this vision by pioneering individualized medicine programs which embrace the paradigm shift from reactive medicine to proactive, personalized health care. These programs enable us to integrate the provision of outstanding patient care, the conduct of novel basic, translational, and clinical research, and the education of health care and research professionals. Through our efforts, we seek to achieve cures for patients who seek treatment and to bring new knowledge and discoveries to help people worldwide.


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FINANCIAL INDUSTRIES DINNERPrevious Humanitarian award reciPients

Louis Moskowitz ........................................................ 1977 Russell E. Palmer ........................................................ 1979 Lawrence H. Bober .................................................... 1980 Eugene I. Zuriff .......................................................... 1981 David Rubin .............................................................. 1982 Ben Evans................................................................... 1983 Herbert L. Ash ........................................................... 1984 Henry A. Kassebaum .................................................. 1985 Robert S. Sandler ....................................................... 1986 Frederick S. Gilbert Jr. ................................................ 1987 Richard L. Solar ......................................................... 1988 Joseph M. Adamko ..................................................... 1989 Louis Rubin ............................................................... 1990 Frank J. Donahue ....................................................... 1991 Joseph A. Pollicino Sr. ................................................ 1992 Andrew H. Tananbaum .............................................. 1993 Frank Lourenso .......................................................... 1994 Donald J. Gibson ....................................................... 1995 Lawrence A. Marsiello ................................................ 1996 George T. Wendler ..................................................... 1997 David J. Kantes .......................................................... 1998 Anthony F. Scarpa ...................................................... 1999 Joseph F. Nemia ......................................................... 2000 John Heffer ................................................................ 2001 William A. Kosis ........................................................ 2002 Terrence J. Ullrich ...................................................... 2003 John F. Daly ............................................................... 2004 Brian S. MacConnell .................................................. 2005 Philip F. Bleser ........................................................... 2006 Steven J. Seif .............................................................. 2007 Robert J. Arth ............................................................ 2008 Warren K. Mino ......................................................... 2009 Carl A. Toriello ........................................................... 2010 Barry A. Kastner ......................................................... 2011Joseph Pollicino Jr. ..................................................... 2012 Craig Stillwagon ......................................................... 2013William D. Brewer ..................................................... 2014

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