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Transcript of [1995] a System Identification Approach to the Detection Of
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EARTHQUAKE ENGINEERING A ND STRUCTURAL DYNAMICS, VOL.
24,
85- 97 199 5)
A SYSTEM IDENTIFICATION APPROACH TO THE DE TECT ION OF
PARAMETERS
CHANGES
IN
BOTH LINEAR AND NON-LINEAR STRUCTURAL
CHIN-HSIUNG LOH* AND IAT-CHUN TOU
Department of Civil Engineering, National Taiwan University, Taipei, Taiwun.
R . 0 . C
SUMMARY
This paper explores the potential
of
a new time domain identification procedure to detect changes in structural dyna mic
characteristics on the basis of measurements. This procedure is verified using mathematical models simulated on the
computer. The experiments involve two eight-storey steel structures with and without energy devices, and a 47-storey
building at San Francisco during the Lom a Prieta earthquake. Th e recursive instrumen tal variable method a nd extended
Kalm an filter algorithm are used as identification algorithms. An exp loratory investigation is m ade
of
the usefulness
of
various indices, such as mode shape and storey drift, that can be extracted accurately from identification to quantify
changes in the characteristics
of
the physical system. It is concluded th at the change
of
storey drift is the key information
to the detection
of
changes in structural parameters, from which the proposed system identification algorithm can be
applied with an appropriate inelastic model to simulate the dynamic behaviour of real structures undergoing strong
ground motion excitations.
I N T R O D U C T I O N
System identification is a branch of numerical analysis that utilizes experimental input and output data to
create o r improve mathe matic al models of systems. It is an effective too l for developing analy tical models
from experimental dat a. In the field of earthqu ake engineering, analytical modelling of structures subjected t o
ground motions is an important aspect
of
fully dynamic earthquake-resistant design. In general, linear
models are only sufficient to represent structural responses resulting from earthquake motions of small
amplitudes. However, the response of structures during strong ground motions is highly non-linear and
hysteretic, and the use of system identification techniques for both non-destructive and damage evaluation is
an im portant an d challenging problem. Recent efforts to apply form al system identification concepts to the
problem of detection of changes in structural param eters include the work of Yao, Stephens,* Na the an d
Yao3 and Agbabian
et aL4
In general, identification methods can be categorized as those in the time domain and the frequency
dom ain. In the frequency dom ain metho d, modal q uantities such as natural frequencies, dam ping ratios an d
modal shapes are identified using measurement in the frequency domain. O n the othe r hand , in the time
dom ain method, system parameters are determined from observational da ta sampled in time. In the present
study, mainly pa rametric identification techn iques in the time dom ain are investigated.
A
new identification
scheme to detect the changes in structural dynamic characteristics on the basis of measurements is
investigated. Based on the three-stage identification app roach proposed by Loh an d Chung, an explorato ry
investigation is undertaken of the usefulness of various iden tified indices, such a s mod e shap es, storey drifts,
elastic forces and base shear distributions, which can
be
extracted to quantify the changes of dynamic
characteristics of structural systems during strong g round motions.
*Professor.
+Graduate student.
CCC Oo98-8847/95/0 10085- 13
995
by Jo hn Wiley Sons, Ltd.
Received 6 August 1993
Revised
25
April
1994
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86
C.-H. LOH AND 1.-C. TOU
MATHEMATICAL MODEL FOR TH E STRUCTURA L SYSTEM
The class of structures tha t fall within the scop e of the present investigation can be adequately modelled by
the following N-dimensional system
of
equations which describes the motion of the structure,
(1)
ii +
CU
+
KU
+
g[u,
63
= f(t)
Here, M denotes the inertia matrix associated with the structure,
C
enotes the viscous damping matrix a nd
K is the stiffness matrix . The vector f(t) denotes the externally applied forces, an d g[u, u] is a vector whose
components are non-linear functions of the structural displacement u and its first derivative
8.
The
formulation of the earthquak e response analysis of a lumped M D O F system can be carried ou t in matrix
notation. Using a modal synthesis approach, one may express the calculated response
u i ( t )
n terms of the
modal response xl through the following equation:
where 4i l s the mode shape comp onen t of the Ith mode a t location i . The mo dal responses are defined by the
second-order differential equation for a classically damped system:
Xj(t) + 2tjUji i ( t )
+ WfXj t)
- pjiig(t)
(3)
where
p j
is the participation factor of the jt h mode. If the m ultiple input acceleration time h istories are
considered ugk(t) , =
1,2,
.
,
m quation (3) can be replaced by
in which
j i k
= 4ijpjkand yij(t) is the response of the jt h mode at location i
stiffness ma trix
The elastic force associated with the relative displacement can be obtained by premultiplying by the
{m)
CK1
{Y t,> = CKI
@I
{x t)>
= [MI
[@ICfi21 x t))
5 )
in which [Qz] is a diagonal matrix of the squared modal frequencies 0: he base shear force V ( t )of the
system is given by the sum of
of
all the storey forces, that is,
The value of any desired force resultant at the same time can be com puted by summ ing the elastic force from
the to p floor to the desired level. Besides the elastic force an d base shear an oth er impo rtant index is the storey
drift. The storey drift between two stories can be expressed a s
Fro m the proposed system identification a pproac h, the nat ura l frequencies, dam ping ratios an d mod e shapes
of
the first few m odes of a M D O F system can
be
identified; then the storey drift, elastic force and base she ar
force can be recovered from the identified ea rth qu ak e response da ta.
For a non-linear SDOF system, the model is represented according to Baber and Wen6 as follows:
where to s the fraction of critical viscous damping for small amplitudes, and o s the pre-yielding natural
frequency (small amp litude response). Z is the hysteretic comp onen t
of
the displacement, a A,
B,
S and n are
parameters describing the shape of the hysteresis loop, the elastic and inelastic deformation, and the
maxim um stre ngth for softening springs. A large num ber of hysteresis shape s can be described by varying th e
parameters.
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A
SYSTEM IDENTIFICATION APPROACH 87
To extend the non-linear SDOF system to a non-linear MDOF system, the structural model to be
considered herein can also be represented as the shear type. The equations of equilibrium may be written as
follows:
m l i i l + f i g ) +fD(al,ul,t)-fD(U2,U2,t) = o
m2(ii2
+
iil
+
i,)
+fD(u2,
u 2 , ) - j D ( t i 3 , u 3 , )
=
0
/ N \
in which
ii
is the acceleration of the base, ui is the relative displacement of the ith floor relative to the
i
- 1)th
floor; andfD(ui,u i , ) is the restoring force at the ith floor originated by the relative displacement,ui, between
the ith and i - 1)thflook. The restoring forces,fD,and the relative displacement,u i ,must be constructed to
reflect the type of behaviour (elastic or inelastic). The model shown in equation
(8)
can be used to represent
restoring force.
THE IDENTIFICATION ALGORITHMS
Many approaches to system identification are described in the literature. However, to detect the changes of
structural parameters a systematic way of identification must be used. In this study, recursive least-squares
analy~is,~ecursive instrumental variable method and extended Kalman filtering techniqueg-
'
are used.
Recursive least-squares time domain identijication'
A
method
of
identifying structuraI parameters such as damping and stiffness of a building from its time
response under dynamic excitation is used. A least-squares recursive algorithm which requires no matrix
inversion was developed from one time point and updated at the next point. These identification algorithms
are considered to be the initial phase of this study in the time domain. Since measurements equal to the
number of floors are required, and also the manner of adding noise in the excitation leads to biased estimates,
the present method becomes impractical for buildings of many stories. If only the predominant mode is
considered (single DOF systems), the time variation of equivalent modal stiffness and damping can be
identified. In the identification procedures, this method is applied first to estimate the elastic or inelastic
behaviour of structural response roughly.
Recursive instrumental variable method'
A continuous Lth-order autoregressive AR) process is defined as the output from a linear system which is
excited by random impulses. In continuous time the relationship between input u ( t ) and output y(t) is
described by the Lth-order differential equation
dL- y(t)
dtL-
+ ..- + aoy(t)= u ( t )
LY 0
at
dt .
E L -
1
A discrete representation of an Lth-order AR process is
This equation can be rewritten as
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88
in which
C.-H.
LOH AND I.-C. TOU
$ ( t )
= -
t - ),
..., - ( t
- na),
u t
-
, ..., u t
-
nb))'
e = ( A ~ ,..,
A,,,
B, ...,
B , ~ ) T
(13)
0
is the vector of estimated parameters and
$ ( t )
is the measurement vector. Taking an example of
a single-degree-of-freedom system with mu ltiple inputs, the equa tion of mo tion can be expressed a s
n
my + cy + k y = - m 1 iU g i
i = l
Following equation (12), the vector of estimated parameters O t) and the measurement vector $ ( t ) can be
expressed as follows:
e t)= (elm, k l m , P I ~ 2 r..* n
$ ( t ) =
-
0 ,
y t ) ,
Ugl(t), U g 2 t ) ,
...
)
In order to find the vector 0, the following equatio n must be satisfied:
1 '
1
c Z(s)44 = c Z(S)CY(S)-
( 4 T e ( S ) l
= 0
N,=1 N , = l
in which Z(s) is a vector which is uncorrelated with disturbance ~ ( t ) ,rom which one can obtain
(17)
The resulting recursive algorithm is quite sim ilar to the one derived for the recursive least squares, an d is
given by the following equations:
P ( t )
=
P ( t - I )
- P ( t
-
) Z ( t ) $ T ( t ) P ( t- 1)[1 +
$ T ( t ) P ( t -
)z(t)]-
K ( t )= P ( t ) Z ( t )= P ( t
-
)Z(t)[l
+
ICIT(t)P(t
-
)Z(t)]-
&t)
= 6(t
- 1) +
K ( t )
~ ( t )
T(t)6(t)]
with initial condition
P
= sol, in which a0 is a sufficiently large real number.
Extended Kalman
filter
It is based o n considering an extended state vector which includes, in addition to the response vector an d
its derivative, all the param eters to be identified. Starting from a n initial guess, this extended state space is
recursively updated as new observations are made available. The update is based on the Kalman filter
formalism. The algo rithm
is
started with a n initial guess for the parameters a nd the e rror covariance matrix.
Th e convergence
of
the algorithm a s well as the final values are known to depend, t o
a
great extent, on this
initial guess. This technique has already been applied to system identification problems of seismic structu ral
systems with inelastic behaviour. -
P R OP O S E D I DE NT I F I C AT ION S C HE M E S O N S I M UL AT I ON DAT A
Two sets of experiments provided acceleration time histories of floor responses for the verification of the
identification algorithm. The experiments involved an eight-storey steel frame structure and a 47-storey
building. The identification approach to the detection of changes in structural parameters is proposed.
Under the assumption of a linear N-degree of freedom system with well-separated modes, identification
can be performed for each single mode in the time domain. A band pass filter is used to isolate one single
mode (basically starts from the fundamental mode). The recursive instrum ental variable me thod is then used
to identify the mod al parameters from time do main analysis. This identification algorithm can simplify the
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A
SYSTEM IDENTIFICATION APPROACH 89
multiple input/multiple output problem to a multiple input/single output problem. Follow the results of
identification on fundamental mode, remove the identified mode from the response data, and then perform
the identification on the next higher modes. After identifying the total rn-modes and if there are only
m
modes
to
be
identified, then the error between measured and identified data can be calculated. The error function is
defined as the root-mean-square value of acceleration records.
If
iteration is needed, then the identification
can return to the starting point to identify the modal parametefs .of the fundamental mode. The previously
identified modal parameters can be used as initial values. Then follow the same procedures described above
to identify the modal parameters. The flow chart of this sweep modal identification procedure is shown in
Figure
1.
The response quantities, such as storey drift, base shear, etc., can also be recovered from the
analysis.
Input/Output
?ta
Fourier Transform
m
Identify i-th mode
for analysis
Using
band-pass filter
to
isolate i-th mode data
Fourier Transform
i-th mode model parameters
w s o i
I
Time response
of i-th mode
parameters
of
i-th mode
(remove modes
other than
i-th mode)
l
I=
1
Remove i-th mode
from records
j=m
c
Figure 1.
Flow
chart
of
sweep modal identification procedure
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C.-H.
LOH
AND
1 . C TOU
The identification on the non-linear response of a structural system, especially on the h ysteresis restoring
force in each floor, can be established from the following equatio n:
The restoring force diagram can be constructed from the top floor to the bottom level sequentially. The
identification problem is then formulated as an optimal state determination problem whose solution is
sought by extended Kalman filtering methods. Finally, the p aramete rs of the non-linear hysteresis model can
be identified starting from the to p floor to the basement.
I DE NT I F IC AT I ON S T UDY O N
T W O
S T R UC T UR E S
The above-mentioned system identification approach was applied to a 47-storey building and a simulated
structure. First, the earthquake response of a 47-storey office building at San Francisco was used. Earth-
quak e data recorded from this building durin g the Lom a Prieta ear thq ua ke were used to identify the system
dynamic ch aracteristics. Figure 2 shows the plan view
of
the building and the location of accelerometers.
Second, two eight-storey full-scale steel structures with and without Added Damping and Added Stiffness
(ADA S) devices were simulated. Figu re
3
shows the geometry of the eight-storey steel frame with a nd w ithout
energy devices. DR AIN -2D inelastic plane structural analysis was performed on these two steel structures for
a wide range of acceleration records. The circles in this figure denote the angle of rotation at both ends of
a column. The larger circle denotes a larger rotational angle. The angle of rotation can be measured as
compared to the reference circle. Fo r on e steel structure energy dissipation devices were placed between the
Figure 2. Location of accelerometers at a 47-storey office
building
at San Francisco
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A SYSTEM IDENTIFICATION APPRO ACH
91
E
m
'9
+
n
+
E
*7
'9
En
9
3
Figure 3. Geometry of eight-storey steel frames. The angle
of
rotation at column is also shown by circle (the reference circle is shown
with number). (a) Steel frame without A DAS devices; (b) steel frame with ADAS devices
Table I. Identified modal parameters for the 47-storey San Francisco building during the Loma Prieta
earthquake north-south direction)
Storey two) f ( H 4
P N S
PEW pUD Error%
Mode 1 1.40 0.1900
1.6659 - 0.0092
Mode 2
1.74 0.5730 - 09898 om42
44th Mode 3
1.89 0.9852 06296
- 0.0721
Mode 4
2-87 1.3167 - 05601
0.0685
Mode 5 1.81 1.6956
02227 - 0.1140
Mode
1
1.39 0.1900 1.4700 0.0063
Mode 2 1.79 0.5699 - 05440 - 0.0062
39th Mode 3 1.88 0.9849 00628 00192
Mode 4 2.84 1.3164
02032
0.0645
Mode 5
1.73 1.687
1
- 1420 - 0933
Mode 1 1.40 0.1898 05086 0.3010
Mode 2 1.70 05680 04936 0.024 1
16th Mode 3 2.02 0.9841
02022 01236
Mode 4
- - - -
Mode
5
2.02 1.7168 - 00408
-
0.0162
Mode 6
207 2.1077 - 01865
- 0.0932
- 0.0882
0.0139
0.1057
- 0.1511 1.4532
-
0.2007
-
0.0744
00052
-
0.1560 0.8216
- .0260
0.1257
- 0.1313
- .0630
- 0.1378
-
0.0183
0.0252
Note:
P,
denotes the participation factor
of
the north-south direction, and
PEW
nd
P,,
are for the the east-west and
up do w n directions.
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9 2
C.-H. LOH
AND
I.-C.
TOU
+ 1 s t MODE
a::::
rc- 0.24
0.111
30
40 60 110 70
no
100
TIME
Sec)
o , L
, I I I I
I I 1 ,
I
I I
I
lb do 30
40 60
6 0 70 110 90
100
TIME S e c )
y
2nd
MODE
0.60 I
2 .46
U
0 30
0 . 1 5 : ,
I
, I , ,
I 1 , I I I I
0 10
20 30 40
60 110
70 110 90 100
TIME
S e c )
19
a4
0 10
90
30
40
60
110 70
110
90
100
TIME S e c )
+
3rd MODE
3 0.00
0.76
0.00
U
0.411
. 0 6 6
I0
PO
SO
4 0
110
60 70
110 90 100
TIME
Sec)
94 tclo
TIME
S e c )
Figure 4. Identified modal damping and frequencies from sequential regressional analysis by using data from the 39th
floor
of the
47-storey building during the Loma Prieta earthquake (north-south direction)
basement and the first floor an d between the fourth an d fifth floors. The scaled El Centro acceleration records
with different intensity levels (from
50
to
300
gal) were specified as input mo tions and produced responses for
identification. In the analysis, yielding may ta ke place only in concen trated plastic hinges located at the ends
of column elements. It is assumed that the horizontal floor responses at each floor level can be recorded for
identification.l 2
Identijication on the earthquake response
of
a 47-storey building
The recursive least-squares method was applied first to identify the natura l frequency an d dam ping ratio of
the first three modes of the building (identification was performed for each single mod e th roug h b and pass
filtering of the response data). The natura l frequencies an d da mp ing ratio s of this building a re almost time
invariant (after 9 s of recorded motion), as shown in F igure 4. Some negative damp ing values were identified
at the beginning of the records. This is because the recursive least-squares method takes two or three time
window data to converge the identified parameters, and the initial guess of modal parameters will also
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A SYSTEM IDENTIFICATION APPROACH 93
influence the convergence. Since the recursive least-squares meth od was applied only for a n individual m ode,
the linear identification technique (sweep mo dal identification and recursive instrum ental v ariable meth od)
as discussed before can be ap plied. Table
I
shows the results
of
identification
of
this 47-storey office build ing
at San Francisco. In this study multiple inputs (three components of basement mo tion) and single outp ut
200
100
m
z
-100
4
-200
a
2
40
6a
i aa
TIME
( S c c )
TIME
( S e c )
Record
Idontrllostlon
aeord
Idmtiliomllm
6
24
16
-
V
2 8
f
g 4
t
k
8
-8
P Z
I
-16
a -24
0 0
a.s
1.0
1 s 2.0 2.6 3.0 0
FREQUENCY Hz) TIME (Sec)
0
Figure
5.
Comp arison between recorded an d identified time series (acceleration, velocity an d displacemen t) as well as Fou rier am plitude
for the 39th floor response
of
the 47-storey San Francisco office building during the Loma Prieta earthq uak e (north-south direction)
8
7
6
2
1
0
f a )
C )
0.0 1.0
-1.0 0.0 1.0 0.0
2.0 4.0
S t o r y D r i f t
Figure
6.
Comparison between the identified mode shapes and storey drift from the response data of an eight-storey steel frame with
ADAS subjected to different input intensities:
(
100
gal;
(-
-
- -
-)
200 gal;
-
-)
300 gal). (a) First mode shape, (b) second
mode shape, (c) storey drift
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94 C.-H. LOH AN D
1 . C
TOU
6 i
0.52
-
0.50
2I
4 -
/*
,.' 0 . 4 8
az
3 -
f 0.46
( w i t h
ADAS )
r 0.44
z 1
2 0 .4 2
r . , . , L
/
H 5 -
( w i t h o u t
AOA S ) / '
,.- u
m
/ /
u
/;
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a
)
R
e
o
n
o
r
c
p
U
n
i
m
a
G
a
)
s
o
r
y
S
t
e
a
m
e
w
i
h
o
u
t
D
S
d
c
M
a
m
u
m
n
p
u
t
n
t
e
n
s
i
y
,
P
G
A
=
)
b
)
R
e
o
n
o
r
c
p
u
n
i
m
a
G
a
)
s
o
r
y
f
a
m
e
w
i
h
O
S
d
c
M
a
m
u
m
n
p
u
t
n
t
e
n
s
i
y
,
P
G
A
=
)
SYSTEM IDENTIFICATION APPROAC H 9
also shown
in
Figure
7.
Comparison
between
the identified fundamental frequency and damping ratio
of
the
equivalent linear system from data of different excitation intensity is also shown in Figure 8
t
is pointed out
that the
steel
structure
with
energy dissipation devices will increase the system natural frequency about
12
per
cent
and
decrease
1
per cent of the
system
damping ratio from
the
system without devices.
Since
the
structural system behavesas an inelastic system during strong ground motion especially when the excitation
Figure
9.
Plot
of
restoring orce with
respect
to relative displacementbetween
floors
a) eight-storey steel frame without
ADAS
devices;
b)
eight-storey steel frame with D S devices
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9
C.-H. LOH
AND I.-C. TOU
l a )
Figure 10. Comparison between the simulated and identified response data of the fifth floor using a non-linear hysteresis model
subjected to input PGA = 300 gal: (a) w ithout ADAS devices; (b) with ADAS devices
I d e n t i f i e d
WITH-
O i s p l
acement.cm
Figure 11. The identified modal parameters of hysteretic restoring force of equation (8) from the response between the fifth and sixth
floors
of an eight-storey steel frame with and without
ADAS
devices subjected
to
excitation with
PGA
=
300 gal
intensity level is 300 gal), comparisons between predicted a nd simulated da ta using the linear model a re no t
quite consistent. A non-linear hysteretic model must be used to revise the linear model.
As
discussed in the previous section, the Bouc-Wen non-linear hysteretic mod el was used and adde d
between each floor level to consider the hysteretic behaviour of yielding at a column. Figure 9 shows the
hysteretic loops between floors. The extended Kalman filtering technique is used to identify the modal
parameters shown in equation (8). Figure 10 shows the comparison
of
relative displacement, velocity and
acceleration between the two systems by using the non-linear hysteretic m odel. The m odal param eters a s well
as the respective hysteretic loop are also shown in Figure
11.
The viscous damping ratio
to
nd n atural
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A S YS TE M IDE NT IF IC AT ION AP P R OAC H
97
frequencyf, of the mod al pa rameters w ere identified first from the d at a of low intensity excitation (for
example: groun d intensity 50 gal).
C ONC L US I ONS
The purpo se of this study is to use the identification app roach to detect the changes of structural param eters
during ground excitations. With this approach the damage detection can be obtained. First, under the
assum ption of linear response, identification is performed on the stiffness-reduced struc ture , an d the dyna mic
characteristics of the structural system are observed. These dynamic characteristics include mode shapes,
storey drift, elastic force and base shear distribu tion. Second, applica tion of this technique to a no n-linear
system is also discussed. The following conclusions are drawn:
1. For
a building structure, with little modal interference, a sweep model analysis is proposed. This
approa ch can reduce the modal parameters from the case of multiple input/multiple ou tpu t to the case
of multiple input/single output without loss
of
accuracy in system identification.
2. The recursive instrum ental v ariable method, which is insensitive to noise conta mina tion of the da ta, can
provide accurate estimates of modal parameters under sweep modal analysis.
3. Recovery of mode shapes from the results of modal identification by using polynomials can be
extrapolated to estimate the storey drift, elastic force an d base shear.
4. For
a system where the stiffness is changed, the identified mod e shap es and natural frequencies did not
provide strong evidence
of
the chan ges of stiffness. How ever, the storey drift index did p rovide a good
indication for the detection of changes in structural parameters. Large storey drift may be caused by the
reduction of stiffness or the structu ral response goes into the inelastic range.
AC KNOW L E DGE M E NT S
The sup port of the N ational Science Council, R.O.C., through grant NSC83-0414-P-002-005-B during
this research is gratefully acknowledged.
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