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Speaker: Janine Yancey CEO emTRAiN Julia Mendez Principal Business Consultant Peoplefluent Moderator: Mike Prokopeak Vice President, Editorial Director Chief Learning Officer magazine #CLOwebinar Effective Training Programs to Mitigate Compliance Risks in 2012

Transcript of 1.19 clo peoplefluent_final_slides

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Speaker: Janine Yancey

CEO emTRAiN

Julia Mendez Principal Business Consultant Peoplefluent

Moderator: Mike Prokopeak

Vice President, Editorial Director Chief Learning Officer magazine

#CLOwebinar

Effective Training Programs to Mitigate Compliance Risks in 2012

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Mike Prokopeak Vice President, Editorial Director Chief Learning Officer magazine

Effective Training Programs to Mitigate Compliance Risks in 2012

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#CLOwebinar

Janine Yancey CEO emTRAiN Julia Mendez Principal Business Consultant Peoplefluent

Effective Training Programs to Mitigate Compliance Risks in 2012

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2012 Employment Law Update | 7

Effective Training Programs to Mitigate Compliance Risks in 2012

Janine Yancey CEO, emTRAiN

Julia Mendez

Principal Business Consultant

01/19/12

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Agenda

1  Top  2012  Compliance  Issues  To  Have  On  Your  Radar  

2  How  Training  Can  Mi=gate  Your  Risks  

4  Tips  To  Build  A  Solid  Compliance  Training  Program  

3  Elements  of  an  Effec=ve  Training  Program  

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2012 TOP COMPLIANCE ISSUES

Wage  &  Hour  

EEOC  Developments  

Federal  Contractor

s  

Social  Media  Twist  

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Independent  contractor  versus  employee?  

California’s  SB  459  –  Worker  MisclassificaAon  

DOL,  WHD  –  Worker  MisclassificaAon  IniAaAve  

Ensure  proper  classificaAon  of  exempt  or  non-­‐exempt  

WAGE & HOUR CONCERNS

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WAGE & HOUR ISSUES Exempt  –  professional,  administraAve,  managerial  

Have  a  good  Ame  tracking  system  

California’s  Brinker  case  

Meal  &  rest  periods  –  ensured  or  provided?    Stay  tuned  

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Polling  Ques=on  #1    In  your  organiza=on,  can  managers  hire  independent  contractors  without  a  review  by  HR? o   Yes o   No o   SomeAmes  

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EEO DEVELOPMENTS

EEOC  ScruAnizing  Use  of  Credit  Reports  in  

Hiring  Process  

California’s  AB  22  –  No  Credit  Reports  

Allowed.      

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Social Media & the NLRB

•  NLRB  protects  employees’  (union  &  non-­‐union)  right  to  organize  and  improve  working  condiAons  

•  Unfair  labor  charges  against  non-­‐union  employers  who  discipline  for  social  media  comments      

 •  Unfair  labor  charges  against  employers  with  

overbroad  social  media  policies  

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FEDERAL CONTRACTOR CONCERNS

Current  standard  =  Good  Faith  Efforts  to  Level  the  Playing  Field  

December  2011  –  Director  Shiu  of  OFCCP  said,  “Good  faith  

efforts  are  simply  not  working.”  

Proposed  regulaAons  –  hiring  goals,  mandated  training,  

disseminate  policy.  

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Training  on  Affirma=ve  Ac=on  Program  

EEO/  Discrimina=on  

ADA  

Ethics  &  Code  of  Conduct  Drug  &  

Alcohol  Awareness  

FEDERAL  CONTRACTOR  TRAINING  

REQUIREMENTS  

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Current Federal Training Requirements

1  

2  

Employees  

Managers  

Understand  rights  &  responsibiliAes  in  the  

workplace  

Understand  their  role  in  enforcing  the  

policies  

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Framework for Compliance Training

– Faragher v. City of Boca Raton – Burlington Industry, Inc. v. Ellerth – Kolstad v. American Dental Association

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Polling  Ques=on  #2    How  does  your  organiza=on  currently  conduct  training? o   In  person/classroom  style o   Online o   CombinaAon  on-­‐line  &  in  person  o   We  don’t  provide  training

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2012 Employment Law Update | 20

State & Federal Case Law On Training

Gaines v. Bellino

(2002 NJ Supreme Court Case)

1

Policy Not Enough

Allen v. A Staffing

Company (2010 NJ Appellate Case)

2

Proof of Training at All Levels

Bishop v. Woodbury Clinical

Laboratory (M.D. Tenn 2010)

3

Understanding of Policy

Bains v. ARCO Products Company

(9th Cir., 2005)

4

Failure to Train Cost $5M

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Administrative Oversight

Department  of  Labor  

Equal  Employment  Opportunity  Commission  

State  Agencies  

EFFECTIVE  TRAINING  PROGRAM  

• Reviews  all  training  records  

• Federal  Contractors  have  an  affirmaAve  duty  

• Reviews  all  training  records    

• DFEH  v.  Lyddan  Law  Group  

• Fined  employer  for  failure  to  train  

 

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Recent OFCCP Request

o   Copies  of  any  training  documents  –  training  managers  etc.  in  the  AAP  obliga=ons.    o   Provide  copies  of  all  job/posi=on  descrip=ons.  

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Polling  Ques=on  #3    What  could  you  show  an  inves=gator  or  lawyer  to  prove  your  “good  faith  efforts”  for  a  legal  workplace? o   Paper  “sign-­‐in”  sheet  of  classroom  adendees o   Email  confirmaAon  of  enrollment  in  class o   Employee’s  signature  on  a  policy o   We  don’t  have  proof o   I  don’t  know

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2012 Employment Law Update | 24

Build a Case for Your Training Program

EFFECTIVE  TRAINING.  

Iden=fy  gap  between  policies  &  training  modules  

RISK  MANAGEMENT.  

 

 

 

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Risks versus Rewards of Not Training

1.  Meets  “good  faith  effort”  /  “reasonable  care”  

2.  Promotes  professional  work-­‐environment  

3.  Persuades  invesAgators  that  you’re  a  good  employer  

 

Training  1.  No  defense  in  audit,  

claim,  or  liAgaAon  2.  Unprofessional  

acAviAes  in  the    workplace  

3.  Poor  image  of  irresponsible  employer.  

 

No  Training  

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Elements of an Effective Training Program

1   • Easy  to  deploy  across  organiza=on    

2   • Easy  for  learners  to  take  

3   • Effec=ve  &  engaging  learning    

4   • Easy  to  administer  

5  • Strong  evidence  &  record-­‐keeping  

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Thank You!

For more information on Compliance or Training Solutions:

Visit: www.peoplefluent.com Email: [email protected]

Call: 800.782.1818, option 3

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