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Chapter 1 Introduction
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The chemistry of heterocyclic compounds is one of the most complex
branches of organic chemistry and has seen unparalleled evolution owing to their
ample natural occurrence, specific chemical reactivity and widespread utility in the
field of therapeutics. The study of heterocyclic compounds is of great concern both
from the theoretical and practical standpoint. It is equally interesting for its theoretical
implications, for the diversity of its synthetic procedures as well as for the
physiological and industrial significance of heterocyclic compounds.
Heterocycles form by far the largest of classical organic synthesis divisions of
organic chemistry and are of immense importance biologically and industrially.
Heterocyclic compounds consist of cyclic structures in which one or more of the ring
atoms are of elements other than carbon. The number of possible heterocyclic systems
is almost limitless, an enormous number of heterocyclic compounds are known and
this number is increasing very rapidly. It has been estimated that more than 65% of all
published chemical studies deal in one way or another with heterocyclic systems.
The imperative part of heterocyclic compounds is drugs, which forms a link
between the natural and the purely synthetic divisions of the subject. Most of the
natural products obtained from plants and animal origin containing heterocyclic
compounds such as alkaloids-nitrogenous bases and glycosides have been used since
historic age as remedial agents. Reserpine alkaloid from Indian Rouwolfia, Febrifuge
from ancient Chinese drug Chang Shan, Curar alkaloid from arrow poison, codeine,
Ψ-tropine and strychinine are the examples of heterocyclic compounds. Synthetic
heterocyclic drugs are used as hypnotics, anticonvulsants, antineoplastics,
antihistaminics, antithyroid agents, antiseptics, antimalarials, herbicides, pesticides,
fungicides, bactericides, antituberculars and vasopressor modifiers. They also find
applications as sensitizers, developers, antioxidants, copolymers etc.
The search for biologically active compounds is the driving force in
pharmaceutical synthesis. Since the majority of new molecules entering clinical
studies contains at least one heterocyclic moiety predominantly N-heterocyclic ones,
the modification of these ring systems plays an important role during drug
development. Thus, there is always a specific need for novel heterocyclic ring
systems, both for finding new hit structures and in optimization of lead compounds. In
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the pharmaceutical field, there has always been and will continue to be a need for new
and novel chemical entities with diverse biological activities. Our efforts are focused
on the introduction of chemical diversity in the molecular frame work in order to
synthesizing pharmacologically interesting compounds of widely different
composition.
Since past few decades, a significant increase in microbial diseases has been
witnessed. The incidence of fungal and bacterial infections has increased
dramatically. The infections have soundly affected humankind as well as animals. The
widespread use of antifungal and antibacterial drugs and their resistance against
fungal and bacterial infections has led to serious health hazards. The resistance of
wide spectrum antifungal and antibacterial agents has initiated discovery and
modification of the new antimicrobial drugs. Hence, this class of drugs is the greatest
contribution of the 21st century to medicinal chemistry. Extensive attention has been
focused on the development of more potent and effective antimicrobial agents as the
devotion to the antimicrobial medicine research.
The thesis at hand explores synthesis, characterization and biological studies
of some new biquinoline, pyranoquinoline, benzimidazole, benzothiazole,
benzoxazole and chromene, pyranopyarazole, pyridobenzimidazole derivatives from
the parent compounds 2-aryloxyquinoline and 2-phenyl indole respectively with an
expectation to have healthier biological activity. In favor of this reason, it is much
meaningful here to endow with brief depiction regarding the properties, synthesis and
medicinal applicability of quinoline and indol derivatives.
1.1 QUINOLINE:
Quinoline (1-azanaphthalene or benzo[b]pyridine) is an aromatic nitrogen
containing compound characterized by a double-ring structure where a ben zene ring is
fused to pyridine at two adjacent carbon atoms. Quinoline, a stable base, was first
isolated in an impure state in 1834 by Runge1 from coal-tar distillate. Shortly after the
isolation of quinoline from coal tar it was also recognized as a pyrolytic degradation
product of cinchonamine, an alkaloid closely related to quinine, from which name
quinoline is derived; the word quinine, in turn, derives from quina, a Spanish version
of a local South American name for the bark of quinine-containing Cinchona species.
Gerhardt2 obtained quinoline, probably contaminated by lepidine by distillation of
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cinchonine and quinine with caustic alkali and named it quinoleine. This name was
subsequently changed to quinoline by Berzelius.
Quinoline can be prepared from aniline with acrolein under heated sulfuric
acid (Skraup synthesis). Various quinoline compounds can be prepared by Skraup
synthesis using different oxidizing agents. The compounds of quinoline family are
widely used as a parent compound to make drugs (especially anti-malarial medicines),
fungicides, biocides, alkaloids, dyes, rubber chemicals and flavoring agents. They
also have antiseptic, antipyretic and antiperiodic properties. They are also employed
as catalyst, corrosion inhibitor, and preservative and as a solvent for resins and
terpenes as well as in the production of paints. They are used in transition-metal
complex catalyst chemistry for uniform polymerization and luminescence chemistry.
They are recognised as good antifoaming agent in refinery field. Quinaldine, 2-
methylquinoline, is used to synthesize antimalarial drugs and in manufacturing oil
soluble dyes, food colorants, pharmaceuticals, pH indicators and other organic
compounds.
1.1.1 NATURAL OCCURRENCE:
Quinine3 is natural white crystalline alkaloids having antipyretic, antimalarial,
analgesic and anti-inflammatory properties and a bitter taste. It is a stereoisomer of
quinidine. Quinine was the first effective treatment for malaria caused by plasmodium
falciparum, appearing in therapeutic in the 17th century. Raheem et al.4 and Stork et
al.5 have described sterioselective synthesis of quinine.
In 1959, Rao and Cullen6 disclosed the isolation of an initially un-named dark-
brown metabolite of Streptomyces flocculus that exhibited striking activity against
several animal tumors7. Subsequently, the same crystalline compound was isolated
from S. rufochromogenes and S. echinatus. The active agent of all these Streptomyces
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and Actinomyces species is streptonigrin8. Since then, intense efforts have been
undertaken towards the isolation of bioactive compounds with variations on the same
molecular framework9, two closely related antibiotics, streptonigrone10 and
lavendamycin, were also isolated. The synthetic chemistry of these natural products
has been extensively studied and discussed in literature11.
Two new pyrroloquinazolinoquinoline alkaloids12 Luotonin A (1) and B (2),
were recently isolated from the aerial parts of Peganum nigellastrum Bunge. Luotonin
A is cytotoxic against the murine leukemia P-388 cell line (IC50=1.8 p.g/mL).
A considerable number of medicinally important alkaloids have been isolated
from the Rutaceae family of plant13. Representative example of this class of
compound includes atanine, the angular alkaloid araliopsine and linear alkaloid
isoplatydesmine. These types of compounds have been shown to exhibit a variety of
pharmacological properties including antimicrobial14, antiviral15, mutagenic16 and
cytotoxic17 activities.
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Some of the therapeutically active quinoline alkaloids are reviewed here.
ALKALOID PHARMACOLOGY
Cusparine
Antileishmanial18
Ribalinine
Calcium channel blocker19
Galipeine
Antimalarial and cytotoxic activities20
Buchapine
HIV21
Aaptamine
Cardiac22
Semecarpifoline
Antiplatelet and aggregation23
Cryptolepine
Antimalarial24
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1.1.2 SYNTHETIC APPROACH:
Skraup synthesis
The Skraup synthesis25 is probably the most important synthetic route to
quinoline derivatives. Quinoline is produced when aniline, concentrated sulphuric
acid, glycerol and oxidizing agent are heated together. The reaction has been shown to
proceed by dehydration of glycerol to acrolein to which aniline then adds in conjugate
fashion. Acid-catalyzed cyclization produces a 1,2-dihydroquinoline finally
dehydrogenated by oxidizing agent to give the quinoline. The Skraup synthesis is the
best for the ring synthesis of quinoline unsubstituted on the hetero-ring.
Doebner-Von Miller synthesis
This is a modification of Skraup synthesis of quinolines and consists in
heating primary aromatic amine and aldehyde with sulfuric acid. In this synthesis
glycerol is replaced by two molecules of aldehydes26.
The α,β-unsaturated aldehyde, initially formed from two molecules of
aldehydes by acid-catalyzed aldol condensation, reacts with aniline to give secondary
amine. Its cyclization in presence of strong acid and dehydrogenation yields quinoline
homologue. It is believed that the oxidative step is brought about by the action of
schiff base produced in situ (from aniline and aldehyde).
Beyer’s modification of the Dobner-Von Miller synthesis
Substitution of a methyl ketone for the second molecule of aldehyde in
the Dobner- V. Miller synthesis27 results in the formation of a 2,4-disubstituted
quinoline.
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Conrad-Limpach Knorr synthesis
In Conrad-Limpach Knorr synthesis28, β-Keto ester, such as ethyl acetoacetate
can react with an aromatic amine in either of two ways. The factors governing the
manner in which the condensation takes place have been greatly clarified by Houser
and Reynolds29.
_______________
Combes method
Combes method30 resembles the Conrad-Limpach-Knorr synthesis so closely
that it must be classed as a variant of this method. Aromatic amines are condensed
with 1,3-diketones and the resulting substances are then ring-closed to 2,4-
disubstituted quinolines.
Friedlaender synthesis
Friedlaender31 obtained quinoline by the condensation of o-amino
benzaldehyde with ketone to form quinoline derivatives. The Friedlaender ring
closure involves two distinct reactions: (1) Schiff base formation between the amino
group of the aniline and the carbonyl group of the acetaldehyde and (2) An internal
Claisen type of condensation between the aryl aldehyde group and the α-hydrogens of
the acetaldehyde. Piperidine is a condensing agent.
Fischer et al.32 on the basis of Friedlaender’s synthesis of quinoline
demonstrated the mode of formation of flavaniline. When acetanilide is heated with
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zinc chloride, the acetyl group migrates in part to the ortho position and in part to the
para position. The resulting o-acetyl aniline and p-acetyl aniline then undergo
condensation in sense of Friedlaender’s synthesis of quinoline to yield flavaniline.
NH2
+ NH2N
CH3
Flavaniline
ZnCl2
NHCOCH3
COCH3
H3COC
NH2
Pfitzinger reaction
The reaction is carried out by Pfitzinger33 in 1886, by boiling Isatin with
sodium hydroxide solution and the resultant isatic acid is condensed directly with the
ketone. Isatin is hydrolyzed to an o-amino keto acid which condense with ketones or
acids that have a reactive methylene group.
Gould-Jacobs reaction
In Gould-Jacobs reaction34, aniline or an aniline derivative first reacts with
malonic acid derivative ethyl ethoxymethylenemalonate with substitution of the
ethoxy group by nitrogen. A benzannulation takes place by application of heat to a
quinoline. The ester group is hydrolyzed by sodium hydroxide to the carboxylic acid
followed by decarboxylation again by application of heat to 4-hydroxyquinoline.
Doebner Synthesis
The Doebner reaction35 is a three component coupling of aniline, pyruvic acid
and aldehyde to provide a 4-carboxyl quinoline. It is most commonly associated with
the preparation of 2-aryl quinolines.
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1.1.3 BIOLOGICAL SIGNIFICANCE:
A number of derivatives of quinoline serve as valuable therapeutic agents.
Some hundred years ago cinchona bark was introduced for the treatment of malaria
and until very recently quinine has remained the standard remedy for this disease.
Several other synthetic antimalarial drugs are based on quinoline nucleus e.g.
Chloroquine. Ciprofloxacin is effective antibacterial agent in the market.
Some of the therapeutically active quinoline derivatives are reviewed here.
THERAPEUTIC AGENT PHARMACOLOGY
Antimicrobial36
Anti-HCV37
Antimalarial38
Antioxidative39
Anti-hepatitis40
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Antitubercular41
Antileishmanial42
Local anesthetic and
Antiarrhythmic43
Anticancer44
1.1.4 SYNTHESIS AND REACTIONS OF 2-CHLORO-3-FORMYL QUINOLINE:
As the quinoline compounds reported in the thesis have been derived from 2-
chloro-3-formyl quinoline, details regarding its synthesis and reaction are also
reviewed here.
1.1.4A Synthesis of 2-chloro-3-formyl quinoline
In the broad field of quinoline, 2-chloro-3-formyl quinoline possesses a
prominent position in the intermediate category as it can be utilized for the synthesis
of many heterocyclic compounds. There has been relentless interest towards the use
of Vilsmeier-Haack reagent in organic synthesis of several nitrogen and oxygen
heterocycles. The Vilsmeier-Haack reagent (VMH) (Halomethyleneiminium salt)
formed from the interaction of dialkyl formamides such as DMF with POCl3 has
attracted the attention of synthetic organic chemists since its discovery in 1927.45 It is
one of the most commonly used reagents for the introduction of an aldehydic (-CHO)
group into aromatic and heteroaromatic compounds. It is proved to be a mild and
efficient method for the formylation.46-50 The utility of this reagent also explores the
powerful route for the synthesis of substituted 2-chloro-3-formyl quinoline.
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Meth-Cohn Quinoline Synthesis
Mechanism
In the Meth-Cohn quinoline synthesis, the acetanilide becomes a nucleophile
and provides the framework of the quinoline (nitrogen and the 2,3-carbons) and the 4-
carbon is derived from the Vilsmeier reagent. The reaction mechanism51 involves the
initial conversion of an acetanilide into an α-iminochloride by the action of POCl3.
The α-chloroenamine tautomer is subsequently C-formylated by the Vilsmeier reagent
derived from POCl3 and DMF. In examples, where acetanilides are employed, a
second C-formylation, subsequent cyclisation and aromatization by loss of
dimethylamine finally affords 2-chloro-3-formyl quinoline.
P T Perumal and R R Amaresh have reported synthesis of 4-chloro-3-
quinolinecarbaldehyde from o-aminoacetophenone using Vilsmeier reagent.52
M Kidwai and S Jindal have described the method for the preparation of
substituted 2-chloro-3-formyl quinoline starting from acetoacetanilide.53
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P A Pawar, P B Bajare54 and coworkers have also reported synthesis of 2-
chloro-3-formyl-4-methyl quinoline from acetophenone oxime under the Vilsmeier
cyclization conditions.
Rajana et al.55 have recently demonstrated that acetanilides undergo rapid
cyclisation in micellar media to afford 2-chloro-3-formyl quinoline. Cyclisation in the
presence of cetyltrimethylammonium bromide (CTAB) under Vilsmeier-Haack
conditions afforded 2-chloro-3-formyl quinoline in good yield. As the current trend of
green chemistry, they have also synthesized the 2-chloro-3-formyl quinolines using
ultrasound in the presence of micelles like CTAB. Under ultrasonic irradiation the
reaction time were reduced with dramatic enhancement in the yield of reaction products.56
Gupta et al.57 reported the Vilsmeier-Haack cyclisation of acetanilides under
microwave-irradiation using silica as a solid support in solvent-free condition. This
method is rapid and efficient.
1.1.4B Reactions of 2-chloro-3-formyl quinoline
The substituted 2-chloro-3-formyl quinolines are the unique intermediates as
they can be utilized for various functional group interconversions (FGIs).58
The presence of electron rich nitrogen at 1-position and electron withdrawing
formyl group at 3-position activates the chlorine towards various displacement
reactions. Some examples of the displacement reactions of chlorine atom at 2-position
are cited below. Interestingly, these reactions are successful without protecting formyl
group at 3-position.
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The displacement reaction at 2-position of 2-chloro-3-formyl quinoline by 3-
phenyl-5-mercapto-4H-1,2,4-triazole has been reported by Kalluraya et al.59
The displacement reaction at 2-position of 2-chloro-3-formyl quinoline by
allyl alcohol has been reported by Bhuyan et al.60
The formyl group of 2-chloro-3-formyl quinoline also undergoes various
addition and condensation reactions to afford variety of compounds. The formyl
group at 3-position is highly reactive towards hydrazine hydrate, phenyl hydrazine
and hydroxylamine hydrochloride61.
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It also undergoes oxidation and Grignard reactions.
Shrivastava et al.62 described the Grignard reaction of 2-chloro-3-formyl
quinoline.
Rao et al. described the oxidation reaction of 2-chloro-3-formyl quinoline.63
It also reacts with the compounds bearing active methylene group.
B Bhat and coworkers64 have reported the reaction of 2-chloro-3-formyl
quinoline with nitromethane or nitroethane in the presence of sodium acetate in
methanol.
B Singh65 and coworkers have reported synthesis of some new thiopyrano[2,3-
b]quinolines. The reaction sequence involves initial formation of thioquinolone which
upon cyclisation through acrylonitrile affords thiopyrano[2,3-b]quinolines.
Singh et al.66 described the synthesis of pyrano[4,3-b]quinolines from
substituted 2-chloro-3-formyl quinoline.
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I Cikotiene67 has reported the synthesis of new 3-aryl-2-
methoxycarbonylacridines of 2-chloro-3-formyl quinoline.
Synthesis of 2-amino-3H-pyrimido[4,5-b]quinolin-4-ones from cyclization
reaction of 2-chloroquinoline-3-carbonitriles and guanidine hydrochloride was reported
by Chandra et al.68
1.1.4C Reactions of 2-chloro-3-formyl quinoline as per current green chemistry trends
An efficient microwave-assisted synthesis of thienoquinolines is reported
under solvent free conditions from 2-chloro-3-formyl quinolines using K2CO3 as
catalyst.69
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Kidwai et al.70 reported fluorination of 2-chloro-3-formyl quinolines using
microwave.
Naik et al.71 reported Biginelli reaction in which neat reactants were subjected
to react under microwave irradiation using TiO2 as a catalyst.
1.1.4D 2-Chloro-3-formyl quinolines as therapeutic agents
Some of the therapeutically active compounds derived from 2-chloro-3-
formyl quinoline derivatives are reviewed here.
Lamania et al.72 have reported carbodiimide-mediated synthesis and DNA-
binding studies of novel 2-chloro quinoline fused 1,3-thiazolidinones via one-pot
three-component condensation.
M Abdel-Aziz73 and co-workers have synthesized a series of pyrazine-2-
carboxylic acid hydrazide derivatives and screened for their activity against
Mycobacterium tuberculosis.
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Abonia et al.74 have reported one-pot synthesis and antitumor studies of a
library of novel imidazol-2-yl-1H-quinolin-2-one derivatives by the direct reaction of
2-chloroquinolin-3-carbaldehyde with aromatic o-diamines in 70% aqueous acetic
acid.
N Cl
CHO
NH
+
NH2
NH2
70% AcOH
A-15 (20% w/w)
reflux for 1-4 h underair-oxygen
NH
N
O
Kumar et al.75 have synthesized a series of secondary and tertiary quinolinyl
amines by nucleophilic substitution reaction and screened in vitro for their
antimicrobial activity.
Kategaonkar et al.76 have reported synthesis and antimicrobial evaluation of
some new 2-chloro-3-((4-phenyl-1H-1,2,3-triazol-1-yl)methyl)quinoline derivatives
via click chemistry approach.
N ClR2
R3
R1
N
NN
R1 = H, CH3, OCH3, OEt
R2 = H, CH3, OCH3, OEt
R3 = H, CH3, OEt
El-Sayed77 and co-worker have reported the non-steroidal anti-inflammatory
agents derived from 2-chloro-3-formyl quinoline.
S M Roopan78 and co-workers have synthesized 2-(2-chloroquinolin-3-yl)-2,3-
dihydroquinazolin-4(1H)-ones as potential antitumor agents.
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Pokalwar et al.79 have reported synthesis and antibacterial activities of α-
hydroxyphosphonates and α-acetyloxyphosphonates derived from 2-chloro-3-
formylquioline.
N Cl
R1 CHOP(OC2H5)3, TMSCl
Toluene, RefluxN Cl
P
OH
N Cl
R1
R2
R3
P
OCOCH3
DBURT
R2
R3
R1
R3
R2
(CH3CO)2O
OC2H5
OC2H5
OC2H5
OC2H5
O
O
1.1.5 2-ARYLOXYQUINOLINE
Aryloxyquinoline derivatives represent a new class of potent medicinal active
compounds, which prompted our continued endeavor to delineate a pharmacophoric
pattern, from which a putative target might be deduced. On the other hand, from the
synthetic point of view, the presence of a good leaving group ‘-chloro’ on 2-chloro-3-
formyl quinoline encouraged us to synthesize 2-aryloxyquinoline from an easily
available phenols viz. p-cresol, 4-chlorophenol and unsubstituted phenol. Herein we
developed hybrid molecules through the combination of pharmacophores (various 2-
chloro-3-formyl quinolines and different phenols) in one structure which lead to
compounds with increased pharmacological activity.
1.1.5A Synthesis, reactions and biological aspects of 2-aryloxyquinoline
In the large field of quinoline, 2-aryloxyquinoline is the inner core structure
for the synthesis of several bioactive heterocyclic compounds. As about the half of
quinoline compounds reported in the thesis at hand are derived from 2-
aryloxyquinoline, details regarding their synthesis, reaction and biological aspects are
as well reviewed here.
P Mandhane80 and co-workers have described synthesis and antimicrobial
screening of quiazolinones derivatives.
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N Cl
p-cresol
DMF, K2CO3 N OR
NaBH4, MeOH
N OR
PBr3, DCM
OH
N OR
Br+
N
NH
O
NaH, DMF
15-20 minN O
N
N
O
R = H, 5-CH3, 6-CH3, 7-CH3
CHO
R
CHO
R
Mungra et al.81 have described synthesis and identification of 2-
aryloxyquinolines and their pyrano[3,2-c]chromene derivatives as a new class of
antimicrobial and antituberculosis agents.
S T Hazeldine82 and co-workers have described the synthesis of 2-(4-(7-
bromo-4-substituted-quinolin-2-yloxy)phenoxy)propanoic acid in basic reaction
conditions and also reported antitumor activity of synthesized derivatives.
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Ries et al.83 have reported a design and synthesis of novel Amidino-phenoxy
quinoline derivatives as a new class of potential thrombin inhibitors with good
selectivity and remarkably low molecular weight (MW: 335-391) by employing
Suzuki-type coupling and Heck reaction conditions.
NBr
CH3
Cl NBr
CH3
O
CN
NBr
CH3
O
NH2
NH
N
CH3
O
NH2
NH
COOEt
N
CH3
O
NH2
NH
COOEt
H3C
N
CH3
O
NH2
NH
CH3
(a) 4-Hydroxybenzonitrile, DMF, 160 0C, 1 h (b) 2-methyl-phenylboronic acid, Pd(PPh3)4, Na2CO3, toluene, 110 0C, 6 h(c) (E)-ethylcrotonate, Pd(OAc)2, tris-(o-tolyl)phosphine, TEA, xylene, 32 h, 150 0C (d) (1) HCl (g), EtOH, 25 0C; (2)
(NH4)2CO3, EtOH, 12 h, 25 0C (e) allyltributyltin, Pd(PPh3)4, toluene, 15 h, 120 0C(f) RuCl3, NaIO4, H2O/CH2Cl2/CH3CN, 24 h, 25 0C (g) carbonyldiimidazole, THF, EtOH, 2 h, 25 0C
(h) Br(CH2)4Br, NaH, DMSO, 1 h, 40 0C
NBr
CH3
O
CN
a
d
c,d
b,d
e,f,g,h,d
Upadhayaya et al.84 have reported the base catalyzed etherification reaction
and antituberculosis activity of synthesized compounds incorporating 2-
aryloxyquinoline nucleus.
Y Liu85 and coworkers have reported the synthesis quinoline-4-
formamide/acetamides bearing 2-ether linkage as potential phospholipase A2
inhibitors.
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1.2 INDOLE:
The name indole is portmanteau of the words indigo and oleum, since indole
was first isolated by treatment of the indigo dye with oleum. Indole chemistry began
with the study of the dye indigo. Indole is an aromatic heterocyclic nucleus. It has a
bicyclic structure, consisting of a six-membered benzene ring fused to a five
membered nitrogen containing pyrrole ring through the 2- and 3-positions of the
pyrrole nucleus. Indole is called as benzopyrrole. The I.U.P.A.C. name of indole is
1H-benzo[b]pyrrole
The principal commercial source of indole is extraction from coal tar, although
the feasibility of industrial synthesis from starting materials such as aniline, ethylene
glycol and others has also been demonstrated86. Indole itself was first obtained by
Adolf Baeyer by pyrolysis of oxindole with zinc dust in 186687. Oxindole was
obtained from the reduction of isatin which was obtained from oxidizing the natural
insoluble dark blue dye called indigo.
1.2.1 NATURAL OCCURRENCE:
The isolation of tryptophan was first reported by Frederick Hopkins in 1901.88
Tryptophan is one of the 22 standard amino acids, as well as an essential amino acid
in the human diet. It is encoded in the standard genetic code as the codon UGG. Only
the L-stereoisomer of tryptophan is used in structural or enzyme proteins, but the D-
stereoisomer is occasionally found in naturally produced peptides (for example, the
marine venom peptide contryphan).89 The distinguishing structural characteristic of
tryptophan is that it contains an indole functional group. It is an essential amino acid
as demonstrated by its growth effects on rats.
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Tryptamine is a monoamine alkaloid found in plants, fungi, and animals. It
contains an indole ring structure, and is structurally similar to the amino acid
tryptophan, from which it derives its name. Tryptamine is found in trace amounts in
the brains of mammals and is believed to play a role as a neuromodulator or
neurotransmitter.90 The tryptamine chemical structure is the backbone for a group of
compounds termed collectively tryptamines. This group includes many biologically
active compounds, including neurotransmitters and psychedelic drugs.
Serotonin is a monoamine neurotransmitter. Biochemically derived from
tryptophan, serotonin is primarily found in the gastrointestinal (GI) tract, platelets,
and in the central nervous system (CNS) of animals including humans. It is popularly
thought to be a contributor to feelings of well-being and happiness.91
Melatonin is a naturally occurring compound found in animals, plants, and
microbes.92 In animals, circulating levels of the hormone melatonin vary in a daily
cycle, thereby allowing the entrainment of the circadian rhythms of several biological
functions.93 Many biological effects of melatonin are produced through activation of
melatonin receptors94 while others are due to its role as a pervasive and powerful
antioxidant95 with a particular role in the protection of nuclear and mitochondrial
DNA.96
β-Carboline alkaloids are widespread in plants and animals, and frequently act
as Benzodiazepine inverse agonists. As components of the liana Banisteriopsis caapi,
the β-carbolines harmine, harmaline, and tetrahydroharmine play a pivotal role in the
pharmacology of the indigenous hallucinogenic drug ayahuasca by preventing the
breakdown of dimethyltryptamine in the gut by inhibiting monoamine oxidase, thus
making it psychoactive upon oral administration. Some β-carbolines, notably
tryptoline and pinoline, are formed naturally in the human body. The latter is
implicated along with melatonin in the role of the pineal gland in regulating the sleep-
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wake cycle. The β-carboline can link to cerebral benzodiazepine receptors and induce
inverse agonist effects to benzodiazepines, like convulsive, anxiogenic and memory
enhancing effects.97
Physostigmine (also known as eserine from éséré, West African name for the
Calabar bean) is a parasympathomimetic alkaloid, specifically, a reversible
cholinesterase inhibitor. It occurs naturally in the Calabar bean. Physostigmine acts by
interfering with the metabolism of acetylcholine. It is a covalent (reversible - bond
hydrolyzed and released) inhibitor of acetylcholinesterase, the enzyme responsible for
the breakdown of acetylcholine in the synaptic cleft of the neuromuscular junction.98
It indirectly stimulates both nicotinic and muscarinic receptors.
Lysergic acid, also known as D-lysergic acid and (+)-lysergic acid, is a
precursor for a wide range of ergoline alkaloids that are produced by the ergot fungus
and found in the Hawaiian Baby Woodrose and the seeds of Morning glory. Amides
of lysergic acid, lysergamides, are widely used as pharmaceuticals and as psychedelic
drugs (LSD). Lysergic acid received its name as it was a product of the lysis of
various ergot alkaloids.99
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1.2.2 SYNTHETIC APPROACH:
Fischer indole synthesis
The Fischer indole synthesis is a chemical reaction that produces the aromatic
heterocycle indole from a (substituted) phenylhydrazine and an aldehyde or ketone
under acidic conditions.100 The reaction was discovered in 1883 by Hermann Emil
Fischer. Today antimigraine drugs of the triptan class are often synthesized by this
method.
Buchwald modification of the Fischer indole synthesis
Using palladium chemistry developed at MIT by Stephen Buchwald, the
Fischer indole synthesis can be completed using aryl bromides as starting materials.101
Note that this also gives evidence to the fact that hydrazones are potential
intermediates in the classical Fischer indole synthesis.
Gassman indole synthesis
The Gassman indole synthesis involves an one-pot process in which hypohalite,
a β-carbonyl sulfide derivative and a base are added sequentially to an aniline or a
substituted aniline to provide 3-thioalkoxyindoles Raney nickel-mediated
desulfurization produces the parent indole.102
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Bartoli Indole Synthesis
In 1989, Bartoli reported that vinylmagnesium bromide reacted with 2-
nitrotoluene at -40°C in THF to furnish 7-methylindole in 67% yield. The reaction
process also proceeded well with other 2-substituted nitrobenzenes. However, the 3-
or 4-substituted nitrobenzenes provided either no indole products or indoles in poor
yield.103
Madelung Indole Synthesis
In 1912, Madelung reported that o-acetotoluidine and o-benzotoluidme
provided the corresponding 2-methylindole and 2-phenylindole respectively when
heated to 360-380°C with 2 molar equivalents of sodium ethoxide.104
1.2.3 BIOLOGICAL SIGNIFICANCE:
The indole nucleus is found to be very active nucleus in pharmacy field as
several natural alkaloids having indole as their basic ring are found to be
therapeutically active agent. In recent years a lots of synthetic drugs have been
synthesized and used in various disease.
Some of the therapeutically active indole drugs are reviewed here.
THERAPEUTIC AGENT PHARMACOLOGY
Antimicrobial105
Cutaneous TCell
Lymphoma106
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Anti-hypertensive107
Antidepressant108
Anti-psychotic109
Schizophrenia110
Analgesic111
Anti Viral112
Toxin113
1.2.4 SYNTHESIS AND REACTIONS OF 2-PHENYL-1H-INDOLE-3-
CARBOXALDEHYDE:
As the indole compounds reported in the thesis have been derived from 2-
phenyl-1H-indole-3-carboxaldehyde, details regarding its synthesis and reaction are
also reviewed here.
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1.2.4A Synthesis of 2-phenyl-1H-indole-3-carboxaldehyde
In the broad field of indole, 2-phenyl-1H-indole-3-carboxaldehyde possesses
a prominent position in the intermediate category as it can be utilized for the synthesis
of many heterocyclic compounds.
J Qu and coworkers have reported synthesis of 2-phenyl-1H-indole-3-
carboxaldehyde from 2-phenyl-1H-indole using Vilsmeier Haack reaction.114
R S Chavan and A P Khadke, have reported synthesis of 2-phenyl-1H-indole-
3-carboxaldehyde from 2-phenyl-1H-indole using N,N-dimethylformamide and
trichlorophosphate.115
S Paul and coworkers have reported synthesis of 2-phenyl-1H-indole-3-
carboxaldehyde from 2-phenyl-1H-indole using silica gel, N,N-dimethylformamide
and trichlorophosphate under microwave irradiation.116
1.2.4B Reactions of 2-phenyl-1H-indole-3-carboxaldehyde
V N Pathak117 and coworkers have synthesized isooxazole derivatives from
reaction of chalcone and indolylaldoximes resulted from reaction of 2-phenyl-1H-
indole-3-carboxaldehyde with hydroxylamine hydrochloride and triethylamine in
ethyl alcohol.
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W Wang118 and coworkers have prepared 2-phenyl-substituted tryptophan
analogues.
T Janosik119 and coworkers have reported indole-3-carbonyl nitrile via a
masked cyanohydrins silylether as the intermediate followed by oxidation with 2,3-
dichloro-5,6-dicyano-1,4-benzoquinone (DDQ).
S Paul and M Gupta120 have reported chalcone from reaction of 2-phenyl-1H-
indole-3-carboxaldehyde and acetone in water.
B S Hansen121 and coworkers have patented the reaction of 2-phenyl-1H-
indole-3-carboxaldehyde and malonitrile in the presence of piperidine as a catalyst to
give indole-3-ylidenemalononitrile.
S Kumar122 and coworkers have carried out the reaction of 2-phenyl-1H-
indole-3-carboxaldehydes with allyl bromide and indoles afforded unsymmetrical
bis(indolyl)alkanes.
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LG Life Sciences Ltd.123 has patented condensation reaction of 5-chloro-3-
formyl-7-nitro-2-phenyl-1H-indole with 2-oxopiperazine in 1,2-dichloroethane using
sodium tris(acetoxy)borohydride and acetic acid as a catalyst.
1.2.4C 2-Phenyl-1H-indole-3-carboxaldehyde as therapeutic agents
Some of the therapeutically active compounds derived from 2-phenyl-1H-
indole-3-carboxaldehyde derivatives are reviewed here.
R M Rao124 and coworkers have reported pyrazolo-pyrazole derivatives of 2-
phenyl-1H-indole-3-carboxaldehyde which shows antimicrobial activity.
H M Patel125 and coworkers have reported anticancer activity of 2-phenyl-1H-
indole derivatives.
M G Bursavich126 and coworkers have prepared a series of benzofuran-3-one
derivatives as phosphatidylinositol-3-kinases (PI3K) inhibitors.
NH
R1
O
O OH
OH
R2R1 = H, Me, Ph, 4-ClPh, 4-FPh, 2-Pyridyl,
3-Pyridyl, 2-Napthyl
R2 = H, Cl, Br, OMe, OBn
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J S Biradar and B S Sasidhar127 have reported antioxidant and cytotoxic
activity of 2,5-disubstituted indole analogues.
J S Biradar128 and coworkers have evaluated antioxidant and DNA cleavage
activities of indole derivatives.
Indole-3-ylidenemalononitriles have been sythesised and evaluated as inhibiter
for the growth of breast cancer cells by cell cycle arrest in G2/M phase and apoptosis
by Pojarova et al.129
S Vogel130 and coworkers have reported aroyl hydrazones of 2-phenylindole-
3-carbaldehydes as novel antimitotic agents.
R Gupta131 and coworkers have repoted the synthesis and antimicrobial
activity of 5-indolylpyrimido[4,5-d]pyrimidinones.
NH
NH
NH
NHHN
Y
OZ
X
X = H, CH3
Y = Z = O, S
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1.3 ANTIMICROBIAL STUDY:
Humankind has been subjected to infections by microorganisms since before
the dawn of recorded history. Untill after the discovery of bacteria 300 years ago and
subsequent understanding of their role in infection about 150 years ago, there was no
hope for the rational therapy. The past few decades have witnessed a significant
increase in microbial diseases. The infections caused by bacteria and fungi has
affected human as well as animals. Control of microbial population is necessary to
prevent transmission of disease, infection, decomposition, contamination and spoilage
caused by them. Humankind’s personal comforts and convenience depend to a large
extent on the control of microbial population. It has been estimated that the life
expectancy of humans has increased by atleast 10 years since the discovery of
antimicrobial agents for the treatment of microbial infections. Substantial attention
has been focused on developing a more potent and effective anti-microbial agents.
1.3.1 Pathogens:
The microorganisms, or infectious agents or more commonly germs, are
biological agents capable of producing diseases in host are known as pathogens.
There are several substrates and pathways whereby pathogens can invade a host; the
principal pathways have different episodic time frames, but soil contamination has the
longest or most persistent potential for harboring a pathogen.
Pathogens have certain characteristics that they need and use, to cause disease.
These so-called virulence factors have specific functions in the successive steps that
result in an infection. An infection can be seen as a miniature battle between pathogen
and host, the first trying to remain present and to feed and multiply, while the host is
trying to prevent this. The resulting infection is a process with three possible
outcomes: the host wins and the pathogen are removed (possibly with the help of
medication) so that the host can recover; the pathogen win the ultimate battle and kill
their host; or an equilibrium is reached in which host and pathogen live involuntarily
together and damage is minimized.
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1.3.1A Bacterial Pathogens
Bacteria that cause disease are called pathogenic bacteria. Bacteria can cause
diseases in humans, in other animals and also in plants. Some bacteria can only make
one particular host ill; others cause trouble in a number of hosts, depending on the
host specificity of the bacteria. The diseases caused by bacteria are almost as diverse
as the bugs themselves and include infectious diseases such as pneumonia, foodborne
illnesses, tetanus, typhoid fever, diphtheria, syphilis and leprosy and even certain
forms of cancer. Bacterial cells grow and divide, replicating repeatedly to form large
numbers present during an infection or on the surfaces of the body. To grow and
divide, organisms must synthesize or take up many types of biomolecules.
In 1928, a German scientist C. E. Chrenberg first used the term “bacterium” to
denote small microscopic organism with a relatively simple and primitive form of the
cellular organization known as “prokaryotic”. The Danish physician Christian Gram
in 1884 discovered a stain known as Gram stain, which can divide all bacteria into
two classes “Gram positive” and “Gram negative”. The Gram-positive bacteria resist
decolouration with acetone, alcohol and remain stained (methyl violet) as dark blue
color, while Gram-negative bacteria are decolorized. We have used following listed
bacterial pathogens for antibacterial study of synthesized title derivatives.
Gram positive bacterial pathogens
(i) Streptococcus pneumoniae132:
They are lancet-shaped cocci, fermentative aerotolerant anaerobe. Usually,
they are seen as pairs of cocci (diplococci), but they may also occur singly and in
short chains. When cultured on blood agar, they are alpha hemolytic. Individual cells
are between 0.5 and 1.25 micrometers in diameter. They do not form spores and they
are nonmotile. Individual bacteria are between 0.5 and 1.25 micrometers in diameter.
They do not form spores and are non-motile. They are mesophillic, living optimally at
temperatures between 30 and 35 °C. It was isolated in 1881 by Louis Pasteur. The
species was then known as pneumococcus due to its role in the disease, pneumonia. It
was termed Diplococcus pneumonia in 1926 due to its propensity to exist in pairs of
cells and renamed Streptococcus pneumoniae in 1974 because of its formation of
chains in liquid.They are found normally in the upper respiratory tract, including the
throat and nasal passages. It infects the upper respiratory tract and can cause
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pneumonia, as well as infections in other parts of the body such as in the bloodstream
(bacteremia), lining of the brain and spinal cord (meningitis), bones (osteomyelitis),
joints (arthritis), ears (otitis media) and sinuses (sinusitis).
(ii) Clostridium tetani133:
It is a mobile, spore-forming, obligate anaerobic, cannot survive in high
oxygen situations, rod-shaped bacterium, found as spores in soil or as parasites in the
gastrointestinal tract of animals. The rods arrange themselves as pairs and chains as
well as single-celled and do not contain any membrane-bound organelles, such as a
nucleus. Its appearance on gram stain is said to resemble tennis rackets or drumsticks.
It is a non-halophilic bacterium with an optimal temperature of 37 °C, making it
mesophilic. In 1884, Arthur Nicolaier isolated the strychnine-like toxin of tetanus
from free-living, anaerobic soil bacteria. C. tetani produces a potent biological toxin,
tetanospasmin and is the causative agent of tetanus, a disease characterized by painful
muscular spasms that can lead to respiratory failure and, in up to 40% of cases, death.
(iii) Bacillus subtilis134:
They are rod-shaped with rounded ends, more or less strictly, aerobic, found in
soil and vegetation. They are motile and sporulating. They are small in size, occurring
single or in short chains. B. subtilis produces the proteolytic enzyme subtilisin.
Bacillus subtilis grow in the mesophilic temperature range. The optimal temperature
is 25-35 °C and a basic pH of 8. In 1835, the bacterium was originally named Vibrio
subtilis by Christian Gottfried Ehrenberg and renamed Bacillus subtilis by Ferdinand
Cohn in 1872. They can contaminate food; however, they seldom result in food
poisoning. B. subtilis spores can survive the extreme heating that is often used to cook
food and it is responsible for causing ropiness — a sticky, stringy consistency caused
by bacterial production of long-chain polysaccharides — in spoiled bread dough.
Gram negative bacterial pathogens
(i) Salmonella typhi135:
This rod-shaped food born pathogen has adapted to grow under both an
aerobic and anaerobic conditions. It grows best between 35 and 37 °C and pH range
of 3.8 to 9.5. It was discovered by C. J. Eberth in 1880. Its infections cause systemic
infections and typhoid fever in humans. It is killed by heating, 70 °C for 1 min or less.
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Transmission of disease is mainly through food, water or human carriers. S. typhi
usually invades the surface of the intestine in humans, but have developed and
adapted to grow into the deeper tissues of the spleen, liver and the bone marrow.
Symptoms most characterized by this disease often include a sudden onset of a high
fever, a headache and nausea. Other common symptoms include loss of appetite,
diarrhea and enlargement of the spleen (depending on where it is located).
(ii) Vibrio cholerae136:
It has a "comma" shaped cell body and contains a singular polar flagellum
used for motility. It enters the human body through injestion of contaminated food or
water. The bacteria enter the instestine; imbed itself in the villi of absorptive intestinal
cells and releases cholera toxin. The bacteria infects the intestine and increases
mucous production causing diarrhea and vomiting which results in an extreme
dehydration and, if not treated, death. It is usually transmitted through the feces of an
infected person, often by way of unclean drinking water or contaminated food results
in epidermic cholera. Filippo Pacini first discovered V. cholerae in Italy in 1854,
though it was originally believed to be Robert Koch who discovered it thirty years
later in Berlin in 1884.
(iii) Escherichia coli137:
They are rods, 2 to 4 micro by 0.4 micro in size, commonly seen in
coccobacillary form and rarely in filamentous form. Colonies are circular, raised and
smooth and emit a faecal odour. It grows best at 37 °C, through a pH range of 4.4 to
9.0, in the presence or absence of oxygen. Escherichia is discovered by T. Escherich
in 1885. They are normally present in the intestine without causing problems, but a
few types cause illness after consuming contaminated food or water, when the
bacteria produces toxin in the intestine causing diarrhoea. It causes infantile
diarrhoea, gastroenteritis, traveller’s diarrhoea, causes bacillary dysentery, causes
Haemorrhagic colitis, Haemolytic uraemic syndrome (HUS), or Thrombocytopaenic
purpura. It does not form toxin in food, this is formed in the intestine of infected
people. Illness is caused after ingestion of a sufficient number of E.coli when the
bacteria travels through the stomach and small intestine, attaches itself to the inside
surface of the large intestine and causes inflammation of the intestinal wall.
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1.3.1B Fungal Pathogens
Fungi are one of the five kingdoms of life. They are plant-like organisms that
lack chlorophyll. Since they do not have chlorophyll, fungi absorb food from others.
Since they don't use light to make food, they can live in damp and dark places. Fungi
are saprophytic organism, as they grow on dead organic matter such as soil or dead
plant material. Fungi are nonphotosynthetic eukaryotes growing either as colonies of
single cells (yeasts) or as filamentous multicellular aggregate [molds]. Fungi comprise
a eukaryotic kingdom of microbes that are usually saprophytes but can cause diseases
in humans, animals and plants.
The incidence of fungal infections has increased dramatically in the past 20
years. Accordingly, the increase in rates of morbidity and mortality because of fungal
infections has been now recognized as a major problem. Most fungal infections are
due to opportunistic pathogens; these affect people who are already ill or have a
suppressed immune system (e.g. in patients who have been given an organ transplant,
or in AIDS patients), although fungi are common problems in the immunocompetent
population as the causative agents of skin, nail or yeast infections. Most commonly,
fungi grow as pathogen on the skin of animals or people. This is sometimes called
Ringworm symptom. Fungi also cause a number of plant and animal diseases: in
humans, ringworm, athlete's foot and several more serious diseases are caused by
fungi. Because fungi are more chemically and genetically similar to animals than
other organisms, this makes fungal diseases very difficult to treat. Plant diseases
caused by fungi include rusts, smuts and leaf, root and stem rots and may cause severe
damage to crops. Most antibiotics that function on bacterial pathogens cannot be used
to treat fungal infections due to the fact that fungi and their hosts both have eukaryotic
cells. The typical fungal spore size is 1-40 micrometer in length. We have used
following listed fungal pathogens for antifungal study of synthesized title derivatives.
(i) Candida albicans138:
It is a dimorphic fungus. That is, it grows as both mycelium and yeasts. This is
one reason why there were so many names given to this fungus. This fungus is found
among the normal flora of the mouth, digestive tract and vagina of perfectly healthy
people, but under some circumstances and for reasons unknown, it may cause severe
and even fatal infections, with lesions and eruptions of the skin, nails, mouth,
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bronchial tubes and lungs. The reason for this outbreak is difficult to pinpoint since
the fungus is generally present on and within the body of healthy individuals. There
are suggestions that there are special strains of this species that are pathogenic. This is
suggested by the fact that this disease can be contagious and epidemics have occurred.
Predisposition may also play a role in infection. An oral infection known as thrush is
relatively common. There are various infections on the body due to it.
(ii) Aspergillus fumigatus139:
It is a species complex rather than a single species. It is actually composed of
ten species. These species are commonly found in decaying vegetation, especially
when the latter is undergoing microbiological heating, because this complex is
thermophilic, adapted to growing at high temperatures 50-55 ºC. Aspergillus
fumigatus sometimes parasitizes animals, especially birds, infecting mainly lungs and
causing heavy mortality - up to 50% in young turkeys and up to 90% in young chicks.
Heavy losses have also been reported in herring gulls, ostriches and diving ducks in
the wild and in penguins in zoos. The fungus can also invade the embryos of eggs in
incubators and probably does the same in eggs in nest in the wild. It also invades the
uterus of pregnant cattle and grows through the placenta into the fetus, which then
dies and is aborted. It has been estimated that 64% of bovine abortion investigated
were due to infection of A. fumigatus. In people, the disease can lead to a chronic lung
infection which is apparently very contagious. The fungus is thought to cause death,
but that is not certain. In patients that have died and A. fumigatus has been isolated,
many have also had underlying disease that possibly lowered their resistance to the
fungus.
1.3.2 Antimicrobial agents:
The modern era of antimicrobial chemotherapy began following Fleming's
discovery in 1929 of the powerful bactericidal substance penicillin and Domagk's
discovery in 1935 of synthetic chemicals (sulfonamides) with broad antimicrobial
activity. In 1939, Gerhard Domagk, a german Bacteriologist and Pathologist, awarded
the Nobel Prize for discovery of the first synthetic antibacterial compound
“prontosil”.
Antimicrobial agents may be either bactericidal, killing the target bacterium or
fungus or bacteriostatic, inhibiting its growth. Bactericidal agents are more effective,
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but bacteriostatic agents can be extremely beneficial since they permit the normal
defenses of the host to destroy microorganisms. Antimicrobial agents may be
classified according to the type of organism against which they are active i.e.
antibacterial, antiviral, antifungal, antiprotozoal and anthelmintic drugs. It can also be
useful to combine various antimicrobial agents for broadening the activity spectrums
and to minimize the possibility of the development of bacterial resistance. Some
antibiotic combinations are more effective together than the combine effectiveness of
the single agent. This is termed as Synergism. Combination therapy has proved its
value as latest therapy for antimicrobials. Some bacteriostatic agents on novel
combination give bactericidal activity. Sulphamethoxazole is bacteriostatic and
Trimethoprime is also bacteriostatic but combination of both the drugs is now widely
used as a bactericidal combination. Two such bactericidal drugs are also used in
combination therapy. Refampin + Dapsone are used in leprosy, Refampin +
Isoniazide in Tuberculosis. WHO has also approved this type of combination.
Most microbiologists explain that the antimicrobial agents are used in the
treatment of infectious disease: antibiotics, which are natural substances produced by
certain groups of microorganisms. A hybrid substance is a semisynthetic antibiotic,
wherein a molecular version produced by the microbe is subsequently modified by the
chemist to achieve desired properties. Furthermore, some antimicrobial compounds,
originally discovered as products of microorganisms, can be synthesized entirely by
chemical means. In the medical and pharmaceutical worlds, all these antimicrobial
agents used in the treatment of disease are referred to as antibiotics, chemicals that are
produced by living organisms which, even in minute amounts, inhibit the growth of or
kill another organism.
Characteristics of antimicrobial agent
• It should have a wide spectrum of activity with the ability to destroy or inhibit
many different species of pathogenic organisms.
• It should be nonallergenic and nontoxic to the host and without undesirable side
effects.
• It should not eliminate the normal flora of the host.
• It should be able to reach the part of the human body where the infection is
occurring.
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• It should be inexpensive and easy to produce.
• It should be chemically-stable (have a long shelf-life).
• Microbial resistance is uncommon and unlikely to develop.
• It must have solubility in body fluids to be active and can rapidly penetrate body
tissues.
1.3.3 Antimicrobial Susceptibility Testing:
The goal of antimicrobial susceptibility testing is to predict the in vivo success
or failure of antibiotic therapy. Tests are performed in vitro and measure the growth
response of an isolated organism to a particular drug or drugs. The tests are performed
under standardized conditions so that the results are reproducible. The raw data are
either in the form of a zone size or Minimum Inhibitory Concentration (MIC). i.e.
antimicrobial susceptibility testing methods are divided into types based on the
principle applied in each system. All techniques involve either diffusion of
antimicrobial agent in agar or dilution of antibiotic in agar or broth. Even automated
techniques are variations of the above methods. The evaluation can be done by the
following methods:
Diffusion Dilution Diffusion & Dilution
Stokes method
Kirby-Bauer method
Minimum Inhibitory Concentration:
E-Test method i) Broth Dilution Method
ii)Agar Dilution Method
We have used the Broth Dilution method for antimicrobial study
recommended by the National Committee for Clinical Laboratory Standards
(NCCLS) 140.
NCCLS is an international, interdisciplinary, non-profit, non-governmental
organization composed of medical professionals, government, industry, healthcare
providers, educators etc. It promotes accurate antimicrobial susceptibility testing
(AST) and appropriate reporting by developing standard reference methods,
interpretative criteria for the results of standard AST methods, establishing quality
control parameters for standard test methods, provides testing and reporting strategies
that are clinically relevant and cost-effective. Interpretative criteria of NCCLS are
Chapter 1Chapter 1Chapter 1Chapter 1
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developed based on international collaborative studies and well correlated with MIC’s
and the results have corroborated with clinical data. Based on study results NCCLS
interpretative criteria are revised frequently. NCCLS is approved by FDA-USA and
recommended by WHO.
1.3.3A Broth Dilution Method:
Dilution susceptibility testing methods are used to determine the minimal
concentration of antimicrobial to inhibit or kill the microorganism i.e. aim of broth
dilution methods is to determine the lowest concentration of the assayed antimicrobial
agent (MIC) that, under defined test conditions, inhibits the visible growth of the
pathogen being investigated. MIC values are used to determine susceptibilities of
pathogen to drugs and also to evaluate the activity of new antimicrobial agents.
This classic method yields a quantitative result for the amount of antimicrobial
agents that is needed to inhibit growth of specific microorganisms. The tube dilution
test is the standard method for determining levels of resistance to an antibiotic.
Following is the typical procedure to carry out Broth Dilution Method.
Procedure for Performing the Broth Dilution Method
• The in vitro antimicrobial activity of the synthesized compounds and standard
drugs were assessed against three representative of Gram-positive bacteria viz.
Streptococcus pneumoniae (MTCC 1936), Clostridium tetani (MTCC 449),
Bacillus subtilis (MTCC 441), three Gram-negative bacteria viz. Salmonella typhi
(MTCC 98), Vibrio cholerae (MTCC 3906), Escherichia coli (MTCC 443) and
two fungi viz. Aspergillus fumigatus (MTCC 3008) and Candida albicans (MTCC
227) and the strains employed for the activity were procured from (MTCC –
Micro Type Culture Collection) Institute of Microbial Technology, Chandigarh.
• Inoculum size for test strain was adjusted to 108 CFUmL-1 (Colony Forming Unit
per milliliter) by comparing the turbidity (turbidimetric method).
• Mueller Hinton Broth was used as nutrient medium to grow and dilute the
compound suspension for the test bacteria and Sabouraud Dextrose Broth used for
fungal nutrition.
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• Ampicillin, Chloramphenicol, Ciprofloxacin and Norfloxacin were used as
standard antibacterial drugs, whereas griseofulvin and nystatin was used as
standard antifungal drugs.
• DMSO was used as diluents / vehicle to get desired concentration of synthesized
compounds and standard drugs to test upon standard microbial strains.
• Serial dilutions were prepared in primary and secondary screening. Each
synthesized compound and standard drugs were diluted obtaining 2000 µgmL-1
concentration, as a stock solution. In primary screening 1000, 500 and 250 µgmL-1
concentrations of the synthesized drugs were taken. The active synthesized
compounds found in this primary screening were further diluted to obtain 200,
125, 100, 62.5, 50, 25, 12.5 and 6.250 µgmL-1 concentrations for secondary
screening to test in a second set of dilution against all microorganisms.
• The control tube containing no antibiotic is immediately sub cultured (before
incubation) by spreading a loopful evenly over a quarter of the plate on a medium
suitable for the growth of the test organism. The tubes are then put for incubation
at 37 °C for 24 hr for bacteria and 48 hr for fungi. The highest dilution (lowest
concentration) showing at least 99 % inhibition or preventing appearance of
turbidity is considered as Minimal Inhibitory Concentration (µgmL−1) i.e. the
amount of growth from the control tube before incubation (which represents the
original inoculum) is compared. A set of tubes containing only seeded broth and
the solvent controls were maintained under identical conditions so as to make sure
that the solvent had no influence on strain growth. The result of this is much
affected by size of the inoculum. The test mixture should contain 108 CFUmL-1
organisms. The protocols were summarized and compared with standard drugs as
the Minimal Inhibitory Concentration (µgmL-1).
1.3.3B Factors Influencing Antimicrobial Susceptibility Testing:
• Choice of media: Consistent and reproducible results are obtained in media
prepared especially for sensitivity testing. Satisfactory media will provide
essentially clear, distinct zones of inhibition 20 mm or greater in diameter.
Unsatisfactory media will produce no zone of inhibition, growth within the zone, or
a zone of less than 20 mm.
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• Size of inoculums: Although large numbers of organisms do not markedly affect
many antibiotics, the ideal inoculum is one, which gives an even dense growth
without being confluent. Overnight broth cultures of organisms and suitable
suspensions from solid media can be diluted appropriately to give optimum
inoculum for sensitivity testing.
• pH: The medium used should have a pH between 7.2 and 7.4 at room temperature
after gelling. If the pH is too low, certain drugs will appear to lose potency (e.g.,
aminoglycosides, quinolones and macrolides), while other agents may appear to
have excessive activity (e.g., tetracyclines). If the pH is too high, the opposite effects
can be expected.
• Moisture: The surface should be moist, but no droplets of moisture should be
apparent on the surface of the medium or on the petri dish covers when the plates are
inoculated.
• Effects of Variation in Divalent Cations: Variations in divalent cations affect
results. Excessive cation content will reduce zone sizes, whereas low cation content
may result in unacceptably large zones of inhibition.
• Testing strains that fail to grow satisfactorily: Only aerobic or facultative
bacteria that grow well on unsupplemented media should be tested on that medium.
Certain fastidious bacteria do not grow sufficiently on unsupplemented media.
These organisms require supplements or different media to grow and they should be
tested on the media.
1.3.3C The Following Conditions must be met for the Antimicrobial
Susceptibility Testing:
• There should be intimate contact between the test organisms and substance to be
evaluated.
• Required conditions should be provided for the growth of microorganisms.
• Conditions should be same through the study.
• Aseptic / sterile environment should be maintained.
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1.4 ANTIMYCOBACTERIAL STUDY:
Tuberculosis (TB) is a chronic infectious disease caused by Mycobacterium
tuberculosis, which is responsible for the deaths of about 1 billion people during the
last two centuries. According to world health organization (WHO), approximately
1.86 billion people, that is, 32%, of the world population is infected with
Mycobacterium tuberculosis (MTB). WHO estimates about 8 million new active
cases of tuberculosis (TB) per year and nearly 2 million deaths each year, that is, 5000
people every day. In India alone, one person dies of TB every minute. HIV positive
patients are more susceptible to MTB with a 50-fold risk increase over HIV negative
patients. TB is currently to blame for 13% of the number of deaths due to HIV
infection.
1.4.1 Mycobacterium tuberculosis
General Characteristics
Mycobacterium tuberculosis is the etiologic agent of tuberculosis in humans.
Humans are the only reservoir for the bacterium. First discovered in 1882 by Robert
Koch, Mycobacterium tuberculosis is a fairly large nonmotile rod-shaped bacterium
distantly related to the actinomycetes. Many non pathogenic mycobacteria are
components of the normal flora of humans, found most often in dry and oily locales.
The rods are 2-4 micrometers in length and 0.2-0.5 um in width.
Mycobacterium tuberculosis is an obligate aerobe. For this reason, in the
classic case of tuberculosis, MTB complexes are always found in the well-aerated
upper lobes of the lungs. The bacterium is a facultative intracellular parasite, usually
of macrophages, and has a slow generation time, 15-20 hours, a physiological
characteristic that may contribute to its virulence.
M. tuberculosis requires oxygen to grow. It does not retain any bacteriological
stain due to high lipid content in its wall, and thus is neither Gram positive nor Gram
negative; hence Ziehl-Neelsen staining, or acid-fast staining, is used. Mycobacterium
species, along with members of a related genus Nocardia, are classified as acid-fast
bacteria due to their impermeability by certain dyes and stains. Despite this, once
stained, acid-fast bacteria will retain dyes when heated and treated with acidified
organic compounds. One acid-fast staining method for Mycobacterium tuberculosis is
Chapter 1Chapter 1Chapter 1Chapter 1
43434343
the Ziehl-Neelsen stain. When this method is used, the MTB, smear is fixed, stained
with carbol-fuchsin (a pink dye), and decolorized with acid-alcohol. The smear is
counterstained with methylene-blue or certain other dyes. Acid-fast bacilli appear
pink in a contrasting background.
M. tuberculosis divides every 15-20 hours, which is extremely slow compared
to other bacteria, which tend to have division times measured in minutes (Escherichia
coli can divide roughly every 20 minutes). Tubercle bacilli are aerobes, grow slowly
(generation time 14-15 hours), optimum temperature 370C, pH 6.4-7.0. They grow
only in specially enriched media containing egg, asparagines, potatoes, serum and
meat extracts. Colonies appear in 2-6 weeks. Two media are used to grow MTB
Middlebrook's medium which is an agar based medium and Lowenstein-Jensen
medium which is an egg based medium. MTB colonies are small and buff colored
when grown on either medium. Both types of media contain inhibitors to keep
contaminants from out-growing MT. It takes 4-6 weeks to get visual colonies on
either type of media.
Colonies of Mycobacterium tuberculosis on Lowenstein-Jensen medium
The drug susceptibility test may be performed by either the direct or the
indirect method.
The direct drug susceptibility test is performed by using a subculture from a
primary culture as the inoculum.
Chapter 1Chapter 1Chapter 1Chapter 1
44444444
1.4.2 Antimycobactrial Susceptibility Testing:
EVALUTION TECHNIQUES:-
Three well-known measures of sensitivity test are available:
(1) The minimal inhibitor concentration or the MIC,
(2) The resistance ratio or the RR, and
(3) The proportion method.
These tests are set up on solid media.
(1) The minimal inhibitor concentration:
MIC is defined as the minimal concentration of the drug required to inhibit the
growth of the organisms, where growth is defined as 20 colonies or more .This
definition of growth is chosen so that only a small proportion (e.g. 1%) of wild strains
would be classified as resistant by its use. This method is simple and be carried out
with a single drug containing slope although it is preferable to use more than one
slope.
(2) Resistance ratio:
This consists of expression the resistance as a ratio of the MIC of a test strain
to that of control strain. This procedure calls for a rigid standardization since the
inherent technical errors usually make it less efficient than the MIC method in
distinguishing sensitive and resistant strains. A further disadvantage of the use of RR
is that there may be more variation in sensitivity of the control strain than in wild
strain resulting in increase in the error. However, the RRs’ are more than one slope.
(3) Proportion method:
This method of testing sensitivity has a high degree of precision. The
inoculum suspension is standardized by weight of the bacilli and serial ten-fold
dilution of the suspension are made for seeding onto drug free and drug containing
slopes.
We have used the minimal inhibition concentration to evaluate the anti-
tuberculosis activity.
Chapter 1Chapter 1Chapter 1Chapter 1
45454545
It is one of the non automated in vitro bacterial susceptibility tests. This classic
method yields a quantitative result for the amount of antimicrobial agents that is
needed to inhibit growth of specific microorganisms. It is carried out in bottle.
Determination of minimal inhibition concentrations by L.J slope method:
Methods used for primary and secondary screening:
Each synthesized drug was diluted obtaining 2000 µgmL-1 concentration, as a stock
solution.
Primary screen: In primary screening 250 µgmL-1 concentration of the synthesized
drugs were taken. The active synthesized drugs found in this primary screening were
further tested in a second set of dilution against all microorganisms.
Secondary screen: The drugs found active in primary screening were similarly
diluted to obtain 500 µgmL-1, 250 µgmL-1, 200 µgmL-1, 125 µgmL-1, 100 µgmL-1, 50
µgmL-1, 25 µgmL-1, 12.5 µgmL-1, 6.25 µgmL-1, 3.125 µgmL-1 and 1.5625 µgmL-1
concentrations.
A primary screen was conducted at 250 µg/mL against M. tuberculosis H37Rv
by Lowenstein-Jensen (LJ) MIC method141 where primary 250 µg/mL dilution of each
test compound were added to liquid Lowenstein-Jensen Medium and then media were
sterilized by inspissation method. A culture of M. tuberculosis H37Rv growing on
Lowenstein-Jensen Medium was harvested in 0.85% saline in bijou bottles. DMSO
was used as vehicle to get desired concentration. These tubes were then incubated at
37°C for 24 h followed by streaking of M. tuberculosis H37Rv (5 × 104 bacilli per
tube). These tubes were then incubated at 37°C. Growth of bacilli was seen after 12,
22, and finally 28 days of incubation. Tubes having the compounds were compared
with control tubes where medium alone was incubated with M. tuberculosis H37Rv.
The concentration at which complete inhibition of colonies occurred was taken as
active concentration of test compound. The standard strain M. tuberculosis H37Rv
was tested with known drug Isoniazide and Rifampicin. The screening results are
summarized as % inhibition relative to standard drug Isoniazide and Rifampicin.
Compounds effecting < 90% inhibition in the primary screen were not evaluated
further. Compounds demonstrating at least 90% inhibition in the primary screen were
re-tested at lower concentration (MIC) in a Lowenstein-Jensen medium.
Chapter 1Chapter 1Chapter 1Chapter 1
46464646
1.5 PRESENT STUDY
The present work involves synthesis of new heterocyclic compounds bearing
2-chloroquinoline, 2-aryloxyquinoline and 2-phenyl indole as a parent moiety.
Literature survey reveals that quinoline and indole derivatives possess a tremendous
therapeutic activity. The aim of the present investigation is to synthesize some new
quinoline and indole derivatives with a hope to have fascinating antimicrobial activity
along with better antituberculosis activity. With this aim and objective, various new
biquinoline, pyranoquinoline, benzimidazole, benzothiazole and benzoxazole
derivatives of 2-chloroquinoline and 2-aryloxyquinoline as well as chromene,
pyranopyarazole and pyridobenzimidazole derivatives of 2-phenyl indole have been
synthesized. The various synthesized intermediates, the newly synthesized
compounds, their characterization and biological studies have described
systematically in different chapters.
CHAPTER 2:
Part I: Synthesis, characterization and in vitro antimicrobial and
antituberculosis evaluation of new β-aryloxyquinolines and their N-aryl
biquinoline derivatives
Chapter 1Chapter 1Chapter 1Chapter 1
47474747
Part II: Synthesis, characterization and in vitro antimicrobial and
antitubercular activity of new N-cyclopropyl biquinoline derivatives
CHAPTER 3:
Part I: Conventional and microwave-assisted synthesis, characterization
and in vitro antimicrobial evaluation of new pyrano[2,3-c]pyrazole derivatives
bearing indole nucleus
Part II: Microwave-assisted synthesis, characterization and in vitro
antimicrobial evaluation of 3'-indolyl substituted 4H-chromenes catalyzed by an
organocatalyst DMAP
Chapter 1Chapter 1Chapter 1Chapter 1
48484848
Part III: An efficient one-pot synthesis, characterization and in vitro
antimicrobial activity of new pyrido[1,2-a]benzimidazole derivatives bearing the
indole nucleus
CHAPTER 4
Synthesis, characterization and in vitro antimicrobial and antitubercular
activity of new quinoline based pyrano[3,2-c]quinoline derivatives catalyzed by
L-proline under aqueous media
Chapter 1Chapter 1Chapter 1Chapter 1
49494949
CHAPTER 5:
An efficient synthesis, characterization and in vitro antimicrobial and
antitubercular activity of new benzimidazole, benzothiazole and benzoxazole
derivatives incorporated with quinoline nucleus via thioether linkage
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