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412 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 43, NO. 2, MARCH/APRIL 2007
Roadmap for Power-Quality Standards DevelopmentDavid B. Vannoy, Member, IEEE, Mark F. McGranaghan, Senior Member, IEEE, S. Mark Halpin, Fellow, IEEE,
W. A. Moncrief, Senior Member, IEEE, and D. Daniel Sabin, Senior Member, IEEE
AbstractPower-quality (PQ) standards provide the basis forachieving compatibility between the characteristics of the electricsupply system and end-use equipment. They provide the methodsfor evaluating performance, define equipment requirements, andoutline relative responsibilities. This paper describes the statusof important PQ standards around the world and presents aroadmap for ongoing standards development.
Index TermsFlicker, harmonics, power quality (PQ), stan-dards, transients, voltage sags, voltage unbalance.
I. INTRODUCTION
THE REQUIREMENTS of electricity customers have
changed tremendously over the years. Equipment has
become much more sensitive to power-quality (PQ) variations
and some types of equipment can be the cause of PQ problems.
Standards are needed to achieve coordination between the
characteristics of the power supply system and the requirements
of the end-use equipment. This is the role of PQ standards.
During the past 15 years, much progress has been made in
defining PQ phenomena and their effects on electrical and elec-
tronic equipment. In addition, methods have been established
for measuring these phenomena and in some cases defining
limits for satisfactory performance of both the power system
and connected equipment. In the international community, both
IEEE and International Electrotechnical Commission (IEC)have created a group of standards that addresses these issues
from a variety of perspectives. However, there is a continuous
need to define coordination requirements, methods of assessing
performance, and relative responsibilities.
The IEEE Standards Coordinating Committee on Power
Quality (SCC22) tracks the development of PQ standards and
has created a master plan to direct standards development
efforts in needed areas. In addition, SCC22 has a focus on
continuing efforts to coordinate international PQ standards to
Paper PID-06-21, presented at the 2005 IEEE Petroleum and ChemicalIndustry Technical Conference, Denver, CO, September 1214, and approved
for publication in the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONSby the Petroleum and Chemical Industry Committee of the IEEE IndustryApplications Society. Manuscript submitted for review September 15, 2005 andreleased for publication October 5, 2006.
D. B. Vannoy, deceased, was with Vannoy Consulting, Wilmington,DE 19808 USA.
M. F. McGranaghan is with EPRI Solutions, Knoxville, TN 37932-3723USA (e-mail: [email protected]).
S. M. Halpinis with theDepartment of Electrical andComputer Engineering,Auburn University, Auburn, AL 36849 USA (e-mail: [email protected]).
W. A. Moncrief is with Hood-Patterson & Dewar, Norcross, GA 30071 USA(e-mail: [email protected]).
D. D. Sabin is with EPRI Solutions, Beverly, MA 01915-6107 USA (e-mail:[email protected]).
Color versions of one or more of the figures in this paper are available onlineat http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TIA.2006.890017
provide consistent requirements and evaluation methods around
the world. This paper examines existing IEEE and IEC stan-
dards and describes the need for ongoing development.
II. ROLE OF PQ STANDARDS
PQ problems ultimately impact the end user. However, there
are many other parties involved in creating, propagating, and
solving PQ problems. PQ standards must provide guidelines,
recommendations, and limits to help assure compatibility be-
tween end-use equipment and the system where it is applied.
The following are basic needs for PQ standards.
1) Definitions, Indexes. Standards are needed to define the
indexes that are used to characterize performance and
provide definitions for important PQ characteristics.
2) Measurement and monitoring procedures. Standard-
ized methods of characterizing performance and evalu-
ating equipment characteristics are needed.
3) Benchmarking. Understanding expected PQ characteris-
tics for different types of systems provides the basis for
establishing guidelines and limits.
4) PQ Guidelines and Limits. These standards provide
the Compatibility Levels that define the expected PQ
levels. They need to be defined in three categories:
1) PQ requirements for the supply system;2) PQ immunity for equipment;
3) PQ disturbance generation limits for equipment and
end-user systems.
5) Application guidelines. Finally, the standards need to
provide guidance in controlling PQ and solving problems,
including methods to understand the economics of solv-
ing PQ issues at different levels.
III. PQ STANDARDS DEVELOPMENT ORGANIZATIONS
The IEC is the main organization responsible for PQ
standards development in the international community. IECstandards are often adopted by individual countries as actual
performance requirements. IEEE also has a number of impor-
tant standards development activities in the PQ area and is
actively coordinating with the IEC Working Groups that are
primarily responsible for PQ standards.
The IEC has defined a category of standards called Elec-
tromagnetic Compatibility Standards that deal with PQ issues.
They fall into the following six categories.
1) General. These provide definitions, terminology, etc.
(IEC 61000-1-x).
2) Environment. Characteristics of the environment where
equipment will be applied (61000-2-x).
0093-9994/$25.00 2007 IEEE
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VANNOY et al.: ROADMAP FOR POWER-QUALITY STANDARDS DEVELOPMENT 413
3) Limits. Emission limits define the allowable levels of
disturbances that can be caused by equipment connected
to the power system. These standards were formerly the
IEC 555 series but now are numbered 61000-3-x. For
instance, IEC 555-2 has now become IEC 61000-3-2.
4) Testing and Measurement Techniques. These provide
detailed guidelines for measurement equipment and testprocedures to assure compliance with the other parts of
the standards (61000-4-x).
5) Installation and Mitigation Guidelines. These are de-
signed to provide guidance in application of equipment,
such as filters, power conditioning equipment, surge sup-
pressors, etc., to solve PQ problems (61000-5-x).
6) Generic and Product Standards. These will define im-
munity levels required for equipment in general cate-
gories or for specific types of equipment (61000-6-x).
The following working groups of IEC SC77A are actively
developing these standards.
1) Working Group 1Harmonics and other Low-frequencyDisturbances. Focus on limits and methods of measure-
ment for harmonics and interharmonics.
2) Working Group 2Voltage Fluctuations (flicker) and
other Low-Frequency Disturbances. Develops limits for
voltage fluctuations caused by end-user equipment and
methods of measurement as appropriate. This working
group will be working on an update to the document on
reference impedances that can be used for evaluating the
impact of equipment on the system.
3) Working Group 6Low-Frequency Immunity Tests. De-
velops testing procedures for evaluating equipment im-
munity from PQ variations.4) Working Group 8Electromagnetic Interference Related
to the Network Frequency. This group is addressing the
full range of PQ phenomena on the network and the
interaction issues with consumers.
5) Working Group 9PQ Measurement Methods. Cur-
rently, developing IEC 61000-4-30, an overall guide
defining the requirements for PQ monitoring equipment.
In the United States, standards are developed by the IEEE,
American National Standards Institute (ANSI), and equipment
manufacturer organizations, such as the National Electric Man-
ufacturing Association. There are also safety-related standards,
like the National Electrical Code. IEEE standards generally donot specify requirements for equipment. These standards tend
to be more application oriented, like IEEE Standard 519-1992,
which provides recommendations to limit harmonic distortion
levels on the overall power system.
The SCC22 was created in 1991 as a coordinating body
for PQ standards in IEEE. Historically this committee met at
both Power Engineering Society meetings and the Industry
Application Society Annual Meeting to help coordinate the
standards activities under way in each of these societies. In
addition, SCC22 sponsored standards efforts when no Society
Committee sponsor was available. Recently, a Power Quality
Subcommittee was created under the Transmission and Distri-
bution Committee of the Power Engineering Society to sponsorindividual working groups and task forces that are developing
Fig. 1. Concept of compatibility level defining steady-state PQ characteristicsthat results in compatibility between supply system and end-use equipment.
standards. Ownership for several of the SCC22 sponsored
standards Working Groups was transferred to this new Sub-
committee. This new subcommittee coordinates closely with
SCC 22. SCC22 membership is composed of persons activelyinvolved in PQ standards development and represents a variety
of industry segments.
A listing of some of the important PQ standards activities in
IEEE is provided in the Appendix.
IV. STEADY-S TATE PQ CHARACTERISTICS
PQ characteristics and requirements are divided into two
broad categoriessteady-state, or continuous, characteristics
and disturbances. Steady-state characteristics define the re-
quirements for the normal voltage supplied from the power
system and the relative responsibilities of the supply system andend users and equipment in maintaining the required quality of
the voltage. Disturbances, on the other hand, occur randomly
and different methods of describing performance and coordina-
tion requirements are needed.
For steady-state PQ characteristics (voltage regulation, un-
balance, harmonics, flicker), the levels on the supply system
are coordinated with the characteristics of equipment to define
compatibility levels. Steady-state characteristics are character-
ized with trends and statistical distributions of the quantity
being evaluated. Understanding that these characteristics are
not defined with a single value but represent a range of values
with a probability distribution is very important. The concept is
illustrated in Fig. 1.The concept of compatibility levels in Fig. 1 can be expanded
to introduce related levels for evaluation of performance. Some
important PQ levels that are described in the standards include
the following.
1) Compatibility levels. These define the basic expectation
for performance of the supply system. Therefore, they can
provide the basis for manufacturers to design equipment
for immunity to supply system PQ variations. Require-
ments for regulation of the steady-state voltage have been
in place for power systems around the world for many
years. New standards, such as the EuroNorm EN 50160,
Physical characteristics of electricity supplied by publicdistribution systems define the requirements in other PQ
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414 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 43, NO. 2, MARCH/APRIL 2007
Fig. 2. Illustration of a measured trend for a PQ characteristic compared todifferent levels defined for assessing performance.
categories (harmonics, voltage fluctuations, unbalance,
interruptions, voltage dips). The requirements for system
performance in these different categories are known as
voltage characteristics.
2) Planning limits. Planning limits are established by utili-
ties for comparison with actual PQ levels. Measured PQ
levels that exceed the planning levels are an indication
of a possible problem on the system that should be ad-
dressed. There should be some margin between planning
levels and required voltage characteristics.
3) Equipment Immunity Characteristics. The equipment
immunity levels should be coordinated with the voltage
characteristics to make sure that the equipment can op-
erate under the full range of possible PQ levels. There
should be some margin between the equipment immunity
levels and the voltage characteristics.
Fig. 2 shows these levels with a trend of measured data
for an actual PQ characteristic. Note that this could be any ofthe steady-state PQ quantitiesvoltage deviations, unbalance,
harmonics, flicker. It is worthwhile to consider the status of
standards and needs for standards development briefly in each
of these categories.
A. Voltage Regulation
There is no such thing as steady state on the power system.
Loads are continually changing and the power system is con-
tinually adjusting to these changes. All of these changes and
adjustments result in voltage variations that are referred to as
long duration voltage variations. These can be undervoltagesor overvoltages, depending on the specific circuit conditions.
Characteristics of the steady-state voltage are best expressed
with long duration profiles and statistics. Important characteris-
tics include the voltage magnitude and unbalance. According to
the latest draft of IEEE Standard P1159, IEEE Recommended
Practice for Monitoring Power Quality, long duration varia-
tions are considered to be present when the limits are exceeded
for greater than 1 min.
Most end-use equipment is not very sensitive to these volt-
age variations, as long as they are within reasonable limits.
ANSI C84.1-1995 [11] specifies steady-state voltage tolerances
expected on a power system. It recommends that equipment
be designed to operate with acceptable performance underextreme steady-state conditions of+6% and 13% of nominal
120/240-V system voltage. Protective devices may operate to
remove the equipment from service outside of this range.
European limits are specified in EN 50160 [4]. Limits for
supply voltage magnitude variations are specified for low-
voltage (LV) systems. The supply voltage rms magnitude,
whether line-to-neutral, or line-to-line, should be within 10%
for 95% of a week. Voltage magnitudes are characterized by ameasurement period of 10 min. The evaluation procedure is that
95% of the 10-min values for one week should be within the
specified limits. These limits are based on the compatibility lev-
els specified in IEC 61000-2-2 [1], 61000-2-4 [2], and 61000-
2-8 [3] and also discussed further in [5]. In general, all 10-min
mean rms values of supply voltage are expected to be within
+10%/15%, excluding dips, interruptions and overvoltages.
B. Voltage Unbalance
The most recent version of ANSI C84.1 [11] includes rec-
ommended limits for voltage unbalance on the power system. In
the ANSI Standard, unbalance is a steady-state quantity defined
as the maximum deviation from the average of the three phase
voltages or currents, divided by the average of the three phase
voltages or currents, expressed in percent. In the international
standards, unbalance is more commonly defined as the ratio
of the negative sequence component to the positive sequence
component.
The primary source of voltage unbalance less than 2% is
unbalanced single-phase loads on a three-phase circuit. Voltage
unbalance can also be the result of capacitor bank anomalies,
such as a blown fuse on one phase of a three-phase bank. Severe
voltage unbalance (greater than 5%) can result from single-
phasing conditions.Voltage unbalance is most important for three phase motor
loads. ANSI C84.1 recommends that the maximum voltage un-
balance measured at the meter under no load conditions should
be 3%. Unbalance greater than this can result in significant
motor heating and failure if there are not unbalance protection
circuits to protect the motor.
The EN 50160 limit for unbalance is 2% for normal systems,
based on the compatibility levels specified in IEC 61000-2-2.
A limit of 3% applies on systems with single-phase loads.
For evaluation, unbalance levels are characterized in 10-min
periods. For compliance, 95% of these 10-min values should
be within the limits in a one-week measurement period.
C. Harmonics
Harmonic voltage distortion results from the interaction of
harmonic currents (created by nonlinear loads and other nonlin-
ear devices on the power system) with the system impedance.
The harmonic standard, IEEE Standard 519-1992, IEEE Rec-
ommended Practices and Requirements for Harmonic Control
in Electrical Power Systems [7], has proposed two way respon-
sibility for controlling harmonic levels on the power system.
End users must limit the harmonic currents injected onto the
power system. The power supplier will control the harmonic
voltage distortion by making sure system resonant conditionsdo not cause excessive magnification of the harmonic levels.
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VANNOY et al.: ROADMAP FOR POWER-QUALITY STANDARDS DEVELOPMENT 415
TABLE IHARMONIC VOLTAGE DISTORTION LIMITS FROM IEEE STANDARD 519-1992
TABLE IIHARMONIC CURRENT LIMITS FOR INDIVIDUAL END USERS FROM IEEE STANDARD 519-1992
(EXPRESSED IN PERCENT OF THE RATED LOAD CURRENT IL)
Harmonic distortion levels can be characterized by the com-
plete harmonic spectrum with magnitudes and phase angles
of each individual harmonic component. It is also common
to use a single quantity, the total harmonic distortion (THD),
as a measure of the magnitude of harmonic distortion. Forcurrents, the distortion values must be referred to a constant
base (e.g., the rated load current or demand current) rather than
the fundamental component. This provides a constant reference
while the fundamental can vary over a wide range.
Harmonic evaluations often involve a combination of mea-
surements and analysis (possibly simulations). It is important to
understand that harmonics are a continuous phenomena, rather
than a disturbance (like a transient). Because harmonics are
continuous, they are best characterized by measurements over
time so that the time variations and the statistical character-
istics can be determined. These characteristics describing the
harmonic variations over time should be determined along withsnapshots of the actual waveforms and harmonic spectrums at
particular operating points.
Harmonic evaluations on the utility system involve proce-
dures to make sure that the quality of the voltage supplied to
all customers is acceptable. IEEE Standard 519-1992 provides
guidelines for acceptable levels of voltage distortion on the
utility system (Table I). Note that recommended limits are
provided for the maximum individual harmonic component and
for the THD.
These voltage distortion limits apply at the point of common
coupling (PCC), which will be on the medium voltage system
for most industrial and commercial customers. The concept of
the PCC and many other questions related to the application ofharmonic limits are addressed in an application guide for ap-
plying harmonic limits that is currently being finalizedIEEE
Standard 519.1 [18]. Note that higher voltage distortion levels
may be appropriate within the end-user facility and this is being
addressed in the revision effort for IEEE Standard 519. Most
end-use equipment is not affected by voltage distortion levelsbelow 8%. In fact, the compatibility level for voltage distortion
on LV and MV systems specified in IEC 61000-2-2 is 8% (this
is the voltage distortion level that should be exceeded less than
5% of the time).
Most harmonic problems occur at the end-user level, rather
than on the utility supply system. Most nonlinear devices
are located within end-user facilities and the highest voltage
distortion levels occur close to the sources of harmonics. The
most significant problems occur when an end user has nonlinear
loads and also has power factor correction capacitors that result
in resonance conditions.
In order to maintain acceptable levels of voltage distortion,harmonic current limits at the PCC are described in IEEE
Standard 519 as well. These are summarized in Table II.
There are a number of important concepts introduced in these
current limits. For instance, the harmonic limits are dependent
on the strength of the system where the customer is connected
(ratio of IL to the short circuit current, ISC). Also, a new
quantity called the total demand distortion (TDD) is introduced
as follows:
TDD =
n=2
I2n
IL 100%
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416 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 43, NO. 2, MARCH/APRIL 2007
where
In magnitude of individual harmonic components (rms
amps);
n harmonic order;
IL maximum demand load current (rms amps).
International compatibility levels for harmonics are specified
in IEC 61000-2-2. These are used to develop utility limits in
EN 50160, in IEC Standard 61000-3-6 [6], and in G5/4 [8]. EN
50160 specifies limits for individual harmonic components up
to the 25th and for the THD. The limits are not as strict as the
recommended limits in IEEE Standard 519 and some efforts
to coordinate these limits are under way in the next revision
to IEEE Standard 519. For instance, the limit for THD is
8%. These limits are evaluated using a measurement procedure
defined in IEC 61000-4-7 [19]. This involves calculating har-
monic values in 3-s periods and then combining these 3-s values
to obtain 10-min values. The limits should be met by 95% of the
10-min values during an assessment period of one week. One of
the most important standards coordination efforts needed in theharmonics area is to achieve more of a consensus on methods
and indexes for measuring and characterizing harmonic levels
using statistical procedures.
D. Flicker
Voltage fluctuations are systematic variations of the voltage
or a series of random voltage changes, the magnitude of which
does not normally exceed the voltage ranges specified by ANSI
C84.1. These fluctuations are often referred to as flicker. They
are characterized by the magnitude of the voltage changes
and the frequency with which they occur. A plot of the rmsvoltage magnitude versus time can be used to illustrate the
variations.
The most important impact of these fluctuations is that they
cause variations in the light output of various lighting sources.
Sensitivity curves have been developed for incandescent light-
ing that show how the voltage fluctuations can cause unac-
ceptable variations in the light output. These sensitivity curves
were used to specify a measurement device that can character-
ize the potential for voltage variations to cause unacceptable
light flicker. This measurement device (the flickermeter) has
been standardized in IEC 61000-4-15 [20] and is now the
international standard for measuring voltage fluctuations andflicker.
The original flickermeter specification was based on the
effects of voltage fluctuations on a 60-W incandescent light
on 230-V systems. A 60-W incandescent light bulb designed
for 120 V is not as sensitive to the same voltage fluctuations
because the filament is larger (longer time constant) to handle
the higher current levels associated with the same watt rating.
As a result, an additional weighting curve was developed for
120-V applications, which are more common in North America.
The 120- and 230-V weighting curves are compared in Fig. 3.
In North America, the flicker measuring procedure should use
the method standardized in IEC 61000-4-15 [20] with the
120-V weighting curve employed. This has now been formal-ized in an IEEE standardIEEE Standard 1453 [10].
Fig. 3. Comparison of 120- and 230-V weighting curves for flickermetercalculations.
Output from the flickermeter consists of two basicquantities.
1) The short-term flicker severity Pst. A Pst value is ob-
tained every 10 min. There are 144 Pst samples each day.
Pst is a per-unitized quantity where 1 per unit represents
a flicker severity that should correspond approximately to
objectionable flicker in 40-W incandescent lights.
2) The long-term flicker severity Plt. Each Plt value is cal-
culated from 12 successive Pst values using the following
formula:
Plt =3 112
12j=1
P3stj .
Each of these two basic quantities can be characterized in
terms of their statistics. The following statistical quantities are
recommended in a recent report prepared by the Conference
Internationale des Grands Reseaux Electriques C4.07 Task
Force [23]. They should be calculated after measuring over a
period of time, recommended to be at least one week.
1) Pst95% is the Pst level that is exceeded 5% of the time.
This value is compared with planning levels for the
system being evaluated.
2) Pst99% is the Pst level that is exceeded 1% of the time.This would be compared with planning levels with some
margin (e.g., planning levels times 1.01.5).
3) Plt95% is the Plt level that is exceeded 5% of the time.
This is the value that is compared to voltage characteris-
tics (limits).
IEC developed standard 61000-3-7, Assessment of Emission
Limits for Fluctuating Loads in MV and HV Power Systems [9]
to provide a procedure for assessing flicker levels and applying
limits at individual end users connected to the high-voltage
(HV) system. This standard was developed in close cooperation
with both the United States and Canada and includes the
120-V weighting curve described above for the North Americasystems.
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VANNOY et al.: ROADMAP FOR POWER-QUALITY STANDARDS DEVELOPMENT 417
Fig. 4. Example of a voltage sag characterized by an rms voltage plot (and anactual waveform plot).
V. STANDARDS FO R PQ DISTURBANCES AND RELIABILITY
Disturbances are events that do not occur on a regular ba-
sis but can impact the performance of equipment [15]. They
include transients, voltage variations (sags swells), and inter-
ruptions. Interruptions that last more than 1 min (sometimes
5 min) are usually referred to as outages and are included
in reliability statistics. Short interruptions are classified with
PQ variations.
A. Voltage Sags and Interruptions
Voltage sags fall in the category of short duration voltage
variations. According to IEEE Standard 1159 and IEC defi-
nitions [13] and [14], these include variations in the funda-mental frequency voltage that last less than 1 min. These
variations are best characterized by plots of the rms voltage
versus time (Fig. 4) but it is often sufficient to describe them by
a voltage magnitude and a duration that the voltage is outside of
specified thresholds. It is usually not necessary to have detailed
waveform plots since the rms voltage magnitude is of primary
interest.
The voltage variations can be a momentary LV (voltage sag),
HV (voltage swell), or loss of voltage (interruption). IEEE Stan-
dard 1159 specifies durations for instantaneous, momentary,
and temporary disturbances.
Voltage sags are typically caused by a fault somewhere onthe power system. The voltage sag occurs over a significant
area while the fault is actually on the system. As soon as a
fault is cleared by a protective device, voltage returns to normal
on most parts of the system, except the specific line or section
that is actually faulted. The typical duration for a transmission
system fault is about six cycles. Distribution system faults can
have significantly longer durations, depending on the protection
philosophy. The voltage magnitude during the fault will depend
on the distance from the fault, the type of fault, and the system
characteristics.
End users can evaluate the economics of power conditioning
equipment if they have information describing the expected
system voltage sag performance. A complete methodology forthis evaluation is provided in IEEE Standard 1346 [21]. The
expected voltage sag performance from the supply system is
used in combination with equipment sensitivity characteristics
to estimate the number of times per year that a process will
be disrupted. Fig. 5 illustrates the contour plot method of
characterizing system performance for these evaluations.
There is considerable standards work under way to define
indexes for characterizing voltage sag performance. In IEEE,this paper is being coordinated by IEEE P1564 [16]. The
most common index use is the system average rms (variation)
frequency index (SARFI). This index represents the average
number of voltage sags experienced by a end user each year
with a specified characteristic. For SARFIx, the index would
include all of the voltage dips where the minimum voltage
was less than x. For example, SARFI70 represents the expected
number of voltage sags where the minimum voltage is less than
70%. The SARFI index and other alternatives for describing
voltage sag performance are being formalized in the IEEE
Standard 1564 Working Group. Fig. 6 is an example of SARFI
levels calculated from a survey of performance for distribution
systems in the United States.
B. Transients
The term transients is normally used to refer to fast changesin the system voltage or current. Transients are also in the
category of disturbances, rather than steady-state variations.
Transients can be measured by triggering on the abnormality
involved. For transients, this could be the peak magnitude, the
rate of rise, or just the change in the waveform from one cycle
to the next. Transients can be divided into two subcategories,
impulsive transients and oscillatory transients, depending on
the characteristics.Transients are normally characterized by the actual wave-
form, although summary descriptors can also be developed
(peak magnitude, primary frequency, rate-of-rise, etc.). Fig. 7
gives a capacitor switching transient waveform. This is one of
the most important transients that is initiated on the utility sup-
ply system and can affect the operation of end-user equipment.Other important causes of transient voltages include lightning
surges and switching operations within a facility.
Transient problems are solved by controlling the transient at
the source, changing the characteristics of the system affect-
ing the transient or by protecting equipment so that it is not
impacted. For instance, capacitor switching transients can becontrolled at the source by closing the breaker contacts close
to a voltage zero crossing. Magnification of the transient canbe avoided by not using LV capacitors within the end-user
facilities. The actual equipment can be protected with filters or
surge arresters.
The most well-known standard in the field of transient over-
voltage protection is ANSI/IEEE C62.41-1991, IEEE Guide for
Surge Voltages in Low Voltage AC Power Circuits [12]. This
standard defines the transient environment that equipment maysee and provides specific test waveforms that can be used for
equipment withstand testing. The transient environment is a
function of the equipment or surge suppressor location within
a facility as well as the expected transients from the supplysystem.
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418 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 43, NO. 2, MARCH/APRIL 2007
Fig. 5. Contour plot method of characterizing system voltage sag performance (IEEE Standard 1346).
Fig. 6. Example of voltage sag performance levels (SARFI) for distribu-tion systems in the United States from the EPRI Distribution Power Qualityproject [22].
Fig. 7. Capacitor switching transient.
VI. FUTURE DIRECTION FOR PQ STANDARDS
Benchmarking efforts from around the world have provided
the initial basis for defining expected PQ performance of supplysystems. These performance standards should include at least:
1) interruptions (including momentary);
2) voltage sags;3) steady-state voltage regulation;
Fig. 8. Flow of PQ standards development activities.
4) voltage unbalance (negative sequence);
5) harmonic distortion in the voltage;6) transient voltages.
There is a need for significant additional research to establish
the relationship between PQ/reliability levels and the various
characteristics of the supply system. Also, the PQ/reliability
characteristics need to be defined in a more statistical mannerto allow more effective risk assessments by end users using
statistical techniques.
In turn, equipment manufacturers must be able to provide in-formation describing the sensitivity of their equipment to these
variations. With information on typical system performance
based on historical and calculated data along with information
on equipment sensitivity, end users will be able to perform eco-
nomic evaluations of power conditioning alternatives. Standard
procedures for the economic analysis will incorporate statistical
risk assessment methods in the future.
Ongoing monitoring efforts and case studies will provide
the information to characterize system performance and to
understand the susceptibility of different types of end-user
systems. Monitoring of PQ should become a more standard
part of the overall system monitoring (both at the utility level
and the customer level). These monitoring efforts should becoordinated between the utility and the customer with emphasis
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TABLE III
on remote monitoring and data collection systems with more
automated data analysis capabilities. IEC 61000-4-30 [17] pro-
vides a good start for standardizing PQ measurements but there
is a need for additional standards development for monitoring
to characterize PQ for advanced applications.
Analytical tools will also benefit from the increased level of
monitoring and characterization. Models should be improved
and the tools themselves should become easier to use. There is
considerable opportunity to facilitate analysis of PQ issues with
standard models and modeling techniques.
The overall focus needs to be on economics using a systemsapproach. We need to develop tools that can help find the opti-
mum system design including power conditioning for sensitive
equipment. The alternatives should include improved immunity
at the equipment level, power conditioning at the equipment
level, power conditioning at more centralized locations within
the end-user system, and measures to improve performance on
the utility system.
Fig. 8 illustrates the overall flow of standards develop-
ment activities in the area of PQ and reliability. Under-
standing of system characteristics and end-use equipment
characteristics leads to tools and methods to assess perfor-
mance and improve the overall performance in an optimummanner.
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420 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 43, NO. 2, MARCH/APRIL 2007
VII. CONCLUSION
There has been significant progress in the development of
PQ standards. Recent efforts have been focused on harmo-
nizing standards between IEEE and IEC and this is an ongo-
ing process. Continued efforts to understand system PQ as a
function of system characteristics and to coordinate the system
characteristics with the performance of end-use equipment areunder way. Both system performance and end-use equipment
characteristics are being described with more standardized
methods. This information will lead to improve economics of
PQ management in the future.
APPENDIXIEEE PQ STANDARDS
See Table III.
ACKNOWLEDGMENT
The authors would like to thank the contribution and par-
ticipation of the members of the SCC22 in developing the
information for this paper.
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David B. Vannoy (S65M67), deceased, received the B.E.E. and M.E.E. de-grees from the University of Delaware, Newark, in 1966 and 1967, respectively.
He worked for over 31 years with Delmarva Power in the Engineering andOperating Departments. He was an Independent Consultant at the time thispaper was developed. He managed Delmarva Powers Power Quality Group,which he developed beginning in 1987. He was Chairman of the IEEE PowerQuality Standards Coordinating Committee (SCC22).
Mr. Vannoy was active on numerous IEEE power-quality (PQ) standardscommittees and was founding President of the Delaware Valley Power QualityGroup, a nonprofit educational forum on PQ. He was a Registered ProfessionalEngineer in the State of Delaware.
Mark F. McGranaghan (S77M78SM04) is an Associate Vice Presidentof EPRI Solutions, Knoxville, TN. He coordinates a wide range of servicesoffered to electric utilities and critical industrial facilities throughout the world.These services include research projects, seminars, monitoring services, powersystems analysis projects, performance benchmarking, testing services, failureanalysis, and designing solutions for system performance improvement. Histechnical background is in the area of power system modeling and analysis.He is an expert in the areas of harmonic analysis, transient analysis, reliability,PQ improvement, and power systems monitoring applications. He has writtennumerous papers, is active in both IEEE and International ElectrotechnicalCommission standards development, and has taught power system workshopsand seminars throughout the world.
S. Mark Halpin (S89M93SM02F05) received the B.E.E., M.S., andPh.D. degrees from Auburn University, Auburn, AL, in 1988, 1989, and 1993,respectively.
He is currently a Professor with the Department of Electrical and ComputerEngineering, Auburn University. His teaching interests include power systems,control systems, and network analysis. His research interests are in the areasof modeling and simulation techniques for large-scale power systems, powersystem transients, and computer algorithms.
Dr. Halpin is active in the IEEE Power Engineering Society where he serves
as the Chair of the Task Force to revise IEEE Std. 519 and in the IEEE IndustryApplications Society where he serves as Chairman of the Working Group onHarmonics.
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W. A. Moncrief(M74SM82) received the B.E.E. and M.S.E.E. degrees fromthe Georgia Institute of Technology (Georgia Tech), Atlanta, in 1969 and 1972,respectively.
He was with Georgia Power in System Protection, where he headed theEnhanced Power Quality Department, and then moved to the Research Center(now NEETRAC). He was a Project Manager for the Electric Power Re-search Institute, Palo Alto, CA, and is currently a Professional Engineer withHood-Patterson & Dewar, Norcross, GA. He is also on the staff of the Georgia
Tech Music Department.Mr. Moncrief is the Chair of the IEEE Power Engineering Society (PES)Harmonics Working Group and Vice-Chair (PES) of IEEE SCC-22. He alsoparticipates on a number of other IEEE standards committees. He also serves onthe Technical Advisory Group to IEC SC77A, Electromagnetic Compatibility.
D. Daniel Sabin (S92M93SM01) received the B.S. degree in electricalengineering from Worcester Polytechnic Institute, Worcester, MA, and the M.E.degree in electric power engineering from Rensselaer Polytechnic Institute,Troy, NY.
He is with EPRI Solutions, Inc., Beverly, MA, as a Manager of MonitoringSystems. His primary responsibilities involve developing PQ database software,managing, and completing PQ research projects, and providing consultation toelectric utilities on PQ monitoring efforts.
Mr. Sabin is the Chair of SCC22, Secretary of the IEEE Power QualitySubcommittee, Chair of the IEEE P1564 Voltage Sag Indices Task Force, anda Member of the Editorial Board for the IEEE TRANSACTIONS ON POWERDELIVERY. He is also a Registered Professional Engineer in the State ofTennessee.