073014 Qu

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July 30, 2014 DEPARTMENT OF STATE Vol. XXXVI Division of Administrative Rules Issue 30 Book 2 of 2 NEW YORK STATE REGISTER QUARTERLY INDEX JANUARY - JUNE 2014

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July 30, 2014 DEPARTMENT OF STATEVol. XXXVI Division of Administrative RulesIssue 30Book 2 of 2

NEW YORK STATE

REGISTER

QUARTERLY INDEXJANUARY - JUNE 2014

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ANDREW M. CUOMOGOVERNOR

CESAR A. PERALESSECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

For press and media inquiries call:(518) 474-0050

For State Register production, scheduling and subscription informationcall: (518) 474-6957

E-mail: [email protected]

For legal assistance with State Register filing requirementscall: (518) 474-6740

E-mail: [email protected]

The New York State Register is now available on-line at:www.dos.ny.gov/info/register.htm

The New York State Register (ISSN 0197 2472) is published weekly. Subscriptions are $80 peryear for first class mailing and $40 per year for periodical mailing. The New York State Register ispublished by the New York State Department of State, One Commerce Plaza, 99 Washington Ave-nue, Albany, NY 12231-0001. Periodical postage is paid at Albany, New York and at additional mail-ing offices.

POSTMASTER: Send address changes to the Department of State, Division of Administrative Rules, OneCommerce Plaza, 99 Washington Avenue, Albany, NY 12231-0001

printed on recycled paper

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Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Cable Television, Commission on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Criminal Justice Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Elections, State Board of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Gaming Commission, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Gaming Facility Location Board, New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Higher Education Services Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Housing and Community Renewal, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Joint Commission on Public Ethics, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Lake George Park Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Niagara Frontier Transportation Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31Parks, Recreation and Historic Preservation, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75State University of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76Transportation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76Urban Development Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76Workers’ Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

NEW YORK STATE

REGISTERQUARTERLY INDEX

January - June 2014

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AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-52-12-00008 Standards of identity for Grade A maple syrup and Processing Grade maple syrupTo ensure that grades of maple syrup meet appropriate compositional requirements to promote public confidence and fairdealing12-26-12 Proposed01-15-14 Expired

AAM-16-13-00003 Standard of identity and grades of maple syrupTo ensure that grades of maple syrup meet appropriate compositional requirements to promote public confidence and fairdealing

04-17-13 Proposed

08-28-13 Finalized

AAM-39-13-00005 Incorporation by reference in 1 NYCRR of the 2013 edition of National Institute of Standards and Technology (‘‘NIST’’)Handbook 44To incorporate by reference in 1 NYCRR the 2013 edition of NIST Handbook 44

09-25-13 Proposed

02-05-14 Finalized

AAM-44-13-00003 Avian InfluenzaTo amend Part 45

10-30-13 Proposed

02-12-14 Finalized

AAM-44-13-00005 Amendment of Parts 48, 53 and 59 of title 1 to repeal obsolete or unenforced regulationsTo repeal regulations that are obsolete or not being enforced

10-30-13 Proposed

01-15-14 Finalized

AAM-44-13-00007 Captive cervidsTo prevent the further spread of chronic wasting disease in New York State

10-30-13 Emergency/Proposed

01-29-14 Emergency

04-02-14 Emergency

04-16-14 Finalized

AAM-47-13-00001 Firewood (all hardwood species) and other host tree materials susceptible to the Asian Long Horned BeetleTo lift the Asian Long Horned Beetle quarantine in Manhattan and on Staten Island

11-20-13 Proposed

02-12-14 Finalized

AAM-53-13-00004 To repeal obsolete rulesTo repeal regulations governing quarantine of gypsy moth, pine shoot beetle and pear root stock/seed

12-31-13 Proposed

04-09-14 Finalized

AAM-08-14-00006 Definitions, Standards of Identity and/or Standards of Enrichment relating to food; food packaging and labeling requirementsTo update incorporations by reference with current federal regulations

02-26-14 Proposed

04-30-14 Finalized

AAM-08-14-00022 Requirements for identifying, washing, packing and labeling food represented as kosherTo repeal requirements for identifying, washing, packing and labeling food represented as kosher

02-26-14 Proposed

05-21-14 Finalized

AAM-10-14-00001 Firewood (all hardwood species), nursery stock, logs, green lumber, stumps, roots, branches and debris of half an inch ormoreTo modify the Asian Long Horned Beetle quarantine to prevent the further spread of the beetle to other areas

03-12-14 Emergency/Proposed

06-04-14 Emergency

ID Number Issue Date Action QUARTERLY INDEX

1

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AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-22-14-00003 Licensing of hops, processors and cideriesTo exempt small hops processors and cideries from having to pay a license fee or be licensed, respectively

06-04-14 Proposed

AAM-22-14-00005 Incorporate by reference in 1 NYCRR of the 2014 edition of National Institute of Standards and Technology (‘‘NIST’’)Handbook 133To incorporate by reference in 1 NYCRR the 2014 edition of NIST Handbook 133

06-04-14 Proposed

AAM-22-14-00007 Cattle importationTo ease burden of interstate shipment of young calves and conform with federal animal disease traceability requirements

06-04-14 Proposed

AAM-23-14-00001 Species of ash trees, parts thereof and products and debris therefrom which are at risk for infestation by the emerald ashborerTo extend the emerald ash borer quarantine to prevent the further spread of the beetle to other areas

06-11-14 Emergency/Proposed

AAM-25-14-00010 Incorporation by reference in 1 NYCRR of the 2014 edition of National Institute of Standards and Technology (‘‘NIST’’)Handbook 44To incorporate by reference in 1 NYCRR the 2014 edition of NIST Handbook 44

06-25-14 Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-45-13-00002 Appeals, Hearings and RulingsConsolidates into Part 800s regulations promulgated prior to two divisions (DSASA and DAAA) becoming one Office

11-06-13 Proposed

01-29-14 Finalized

ASA-45-13-00018 Repeal of 14 NYCRR Parts 10, 51, 71, and 103To repeal several outdated regulations

11-06-13 Proposed

01-29-14 Finalized

ASA-01-14-00008 Incident Reporting in OASAS Certified, Licensed, Funded or Operated ProgramsTo enhance protections for service recipients in the OASAS system.

01-08-14 Emergency

ASA-01-14-00009 Credentialing of Addictions ProfessionalsTo enhance protections for service recipients in the OASAS system.

01-08-14 Emergency

ASA-01-14-00010 Establishment, Incorporation and Certification of Providers of Substance Use Disorder ServicesTo enhance protections for service recipients in the OASAS system.

01-08-14 Emergency

ASA-01-14-00011 Patient RightsTo enhance protections for service recipients in the OASAS system.

01-08-14 Emergency

ASA-01-14-00012 Criminal History Information ReviewsTo enhance protections for service recipients in the OASAS system.

01-08-14 Emergency

ASA-08-14-00005 Repeal of 14 NYCRR Part 1034To repeal an outdated regulation

02-26-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

2

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ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-14-14-00005 Criminal History Information ReviewsTo enhance protections for service recipients in the OASAS system.

04-09-14 Emergency

ASA-14-14-00006 Incident Reporting in OASAS Certified, Licensed, Funded or Operated ProgramsTo enhance protections for service recipients in the OASAS system.

04-09-14 Emergency

ASA-14-14-00007 Establishment, Incorporation and Certification of Providers of Substance Use Disorder ServicesTo enhance protections for service recipients in the OASAS system

04-09-14 Emergency

ASA-14-14-00008 Credentialing of Addictions ProfessionalsTo enhance protections for service recipients in the OASAS system.

04-09-14 Emergency

ASA-14-14-00009 Patient RightsTo enhance protections for service recipients in the OASAS system.

04-09-14 Emergency

ASA-22-14-00001 Implementation of a program for the designation of Vital Access providers.To ensure preservation of access to essential services in economically challenged regions of the state.

06-04-14 Emergency

AUDIT AND CONTROL, DEPARTMENT OF

AAC-47-13-00003 Interest rates for NYSLERS and NYSPFRSTo update regulations relating to certain rates of interest

11-20-13 Proposed

01-29-14 Finalized

AAC-47-13-00004 Insurance premiums on loans taken by members of the NYSLERS and NYSLPFRSTo update the amount of the insurance premiums on loans taken by members of the NYSLERS and NYSLPFRS

11-20-13 Proposed

01-29-14 Finalized

AAC-47-13-00005 Disability Retirement for Members under Article 14 of the Retirement and Social Security LawTo update the dates of availability for Disability Retirement under Article 14 of the Retirement and Social Security Law

11-20-13 Proposed

01-29-14 Finalized

AAC-47-13-00006 Membership contributions and withdrawlsEstablish rules for contributions and withdrawls fro members covered by Article 22 of the Retirement and Social SecurityLaw

11-20-13 Proposed

01-29-14 Finalized

AAC-47-13-00015 Mortality and service tables for valuation purposesTo update the mortality and service tables used for valuation purposes

11-20-13 Proposed

01-29-14 Finalized

AAC-19-14-00011 Use of SCPA section 1301 Affidavits for the collection of abandoned funds with the Office of Unclaimed FundsTo set forth the situations when a SCPA section 1310 affidavit will be accepted for the claim of abandoned funds

05-14-14 Proposed

AAC-22-14-00004 Compliance with Section 415 of the Internal Revenue CodeTo conform regulation to statutory language of Retirement and Social Security law Section 620(5)

06-04-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

3

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AUDIT AND CONTROL, DEPARTMENT OF

AAC-25-14-00009 Creation of administrative process for determinations of erroneous payments of abandoned fundsTo afford due process when a payment of abandoned funds is determined to have been in error for various reasons

06-25-14 Proposed

CABLE TELEVISION, COMMISSION ON

CTV-23-94-00009 Rates for basic service and equipment of Adelphia Communications - Aurora systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00010 Rates for basic service and equipment of Adelphia Communications - Chautauqua systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00011 Rates for basic service and equipment of Adelphia Communications - Grand Island systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00012 Rates for basic service and equipment of Adelphia Communications - Riverview systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00030 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/V-Cable/Shelter Island systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00035 Rates for basic service and equipment of C-TEC Corp. - C-TEC Cable systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-24-94-00013 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island - Riverhead systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00026 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00034 Rates for basic service and equipment of Cablevision System Corp. - Long Island/V-Cable systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00037 Rates for basic service and equipment of Adelphia Communications - International systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00042 Rates for basic service and equipment of Adelphia Communications/Resort systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00043 Rates for basic service and equipment of Adelphia Communications - Hoosick systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00051 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/Great Neck systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

ID Number Issue Date Action QUARTERLY INDEX

4

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CABLE TELEVISION, COMMISSION ON

CTV-25-94-00015 Rates for basic service and equipment of Selectavision of Cazenovia - Cazenovia systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00021 Rates for basic service and equipment of Cablevision Systems Corp. - A-R Cable Services-NY, Inc. Lynbrook systemTo determine whether the company's rates for basic and equipment are justified

06-22-94 Proposed

CTV-25-94-00023 Rates for basic service and equipment of Cablevision Systems Corp. - Dutchess systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00026 Rates for basic service and equipment of Adelphia Communications - Harbor Vue systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00033 Rates for basic service and equipment of Cablevision Systems Corp. - East Hampton systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-27-94-00029 Rates for basic service and equipment of Cablevision Systems Corp.-Huntington systemTo determine whether the company's rates for basic service and equipment are justified

07-06-94 Proposed

CTV-27-94-00031 Rates for basic service and equipment of Adelphia Communications-Niagara systemTo determine whether the company's rates for basic service and equipment are justified

07-06-94 Proposed

CTV-39-94-00017 Rates for basic service and equipment of Time Warner - ATC - ACC Dryden systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00018 Rates for basic service and equipment of Adelphia Communications-Aurora, Chautauqua, Grand Island, Harbor Vue, Hoosick,International, Niagara, Resort and River Valley systemsTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00019 Rates for basic service and equipment of C-Tec Cable Corp.-C-Tec Cable systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00023 Rates for basic service and equipment of United Video Cablevision of New York-Community Cable systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00033 Rates for basic service and equipment of Simmons Communications-Simmons Cable-Salamanca systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00035 Rates for basic service and equipment of TKR Cable Company-Ramapo, Rockland and Warwick systemsTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00037 Rates for basic service and equipment of U.S. Cable Corp.-Evangola, Westfield and Tri - County/Arcade systemsTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00039 Rates for basic service and equipment of Time Warner-Warner Communications/Olean systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

ID Number Issue Date Action QUARTERLY INDEX

5

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CABLE TELEVISION, COMMISSION ON

CTV-45-94-00010 Rates for basic service and equipment of Cablevision Industries, Inc.-Genesee/Tri-County/Medina systemTo determine whether the company's rates for basic service and equipment are justified

11-09-94 Proposed

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-49-13-00001 Child protective services, including family assessment responseImplement family assessment response and requirements for CPS training and qualifications, and update CPS regulations

12-04-13 Proposed

CFS-01-14-00004 Protection of Vulnerable PersonsCreate a durable set of consistent safeguards for vulnerable persons that protect them against abuse, neglect and otherconduct.

01-08-14 Emergency

CFS-04-14-00003 Child Day Care RegulationsTo revise and update the day care center and school age child care regulations

01-29-14 Proposed

CFS-06-14-00005 Child Care Market RatesTo revise the child care market rates

02-12-14 Proposed

04-30-14 Finalized

CFS-14-14-00004 Protection of Vulnerable PersonsCreate a durable set of consistent safeguards for vulnerable persons that protect them against abuse, neglect and otherconduct.

04-09-14 Emergency

CFS-15-14-00002 Child Care Market RatesTo revise the child care market rates.

04-16-14 Emergency

CIVIL SERVICE, DEPARTMENT OF

CVS-02-13-00003 Jurisdictional ClassificationTo classify a position in the exempt class

01-09-13 Proposed

01-29-14 Expired

CVS-27-13-00001 Jurisdictional ClassificationTo classify positions in the exempt class

07-03-13 Proposed

03-26-14 Finalized

CVS-27-13-00002 Jurisdictional ClassificationTo classify positions in the exempt class and add a subheading and classify positions in the non-competitive class

07-03-13 Proposed

CVS-27-13-00003 Jurisdictional ClassificationTo classify a position in the non-competitive class

07-03-13 Proposed

CVS-27-13-00004 Jurisdictional ClassificationTo classify positions in the non-competitive class

07-03-13 Proposed

CVS-27-13-00005 Jurisdictional ClassificationTo classify a position in the non-competitive class

07-03-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

6

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CIVIL SERVICE, DEPARTMENT OF

CVS-27-13-00006 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class07-03-13 Proposed

CVS-28-13-00002 Jurisdictional ClassificationTo classify positions in the exempt class

07-10-13 Proposed

CVS-28-13-00003 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

07-10-13 Proposed

CVS-28-13-00004 Jurisdictional ClassificationTo classify positions in the exempt class

07-10-13 Proposed

CVS-33-13-00015 Jurisdictional ClassificationTo classify positions in the non-competitive class

08-14-13 Proposed

03-26-14 Finalized

CVS-33-13-00016 Jurisdictional ClassificationTo classify positions in the exempt class

08-14-13 Proposed

03-26-14 Finalized

CVS-33-13-00017 Jurisdictional ClassificationTo delete a subheading and positions from and classify a subheading and positions in the exempt class

08-14-13 Proposed

03-26-14 Finalized

CVS-33-13-00018 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

08-14-13 Proposed

03-26-14 Finalized

CVS-33-13-00019 Jurisdictional ClassificationTo add a subheading and to classify a position in the non-competitive class

08-14-13 Proposed

03-26-14 Finalized

CVS-43-13-00003 Jurisdictional ClassificationTo classify positions in the exempt class

10-23-13 Proposed

CVS-43-13-00004 Jurisdictional ClassificationTo classify a position in the non-competitive class

10-23-13 Proposed

CVS-43-13-00005 Jurisdictional ClassificationTo delete positions from and classify a subheading and positions in the exempt class

10-23-13 Proposed

CVS-43-13-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

10-23-13 Proposed

CVS-43-13-00007 Jurisdictional ClassificationTo classify a position in the non-competitive class

10-23-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

7

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CIVIL SERVICE, DEPARTMENT OF

CVS-43-13-00008 Jurisdictional ClassificationTo delete a subheading and positions from and classify a subheading and positions in the non-competitive class

10-23-13 Proposed

CVS-43-13-00009 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

10-23-13 Proposed

CVS-43-13-00010 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

10-23-13 Proposed

CVS-43-13-00011 Jurisdictional ClassificationTo delete subheading in exempt and non-competitive classes; classify and delete positions in exempt and non-competitiveclasses

10-23-13 Proposed

CVS-43-13-00012 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

10-23-13 Proposed

CVS-45-13-00007 Jurisdictional ClassificationTo delete positions from the exempt class

11-06-13 Proposed

CVS-45-13-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

11-06-13 Proposed

CVS-45-13-00009 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

11-06-13 Proposed

CVS-45-13-00010 Jurisdictional ClassificationTo add subheadings and classify positions in the non-competitive class

11-06-13 Proposed

CVS-45-13-00011 Jurisdictional ClassificationTo classify a position in the exempt class

11-06-13 Proposed

CVS-45-13-00012 Jurisdictional ClassificationTo classify a position in the exempt class

11-06-13 Proposed

CVS-45-13-00013 Jurisdictional ClassificationTo classify a position in the exempt class

11-06-13 Proposed

CVS-45-13-00014 Jurisdictional ClassificationTo classify a position in the exempt class

11-06-13 Proposed

CVS-45-13-00015 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

11-06-13 Proposed

CVS-52-13-00004 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-24-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

8

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CIVIL SERVICE, DEPARTMENT OF

CVS-52-13-00005 Jurisdictional ClassificationTo classify a position in the exempt class

12-24-13 Proposed

CVS-52-13-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-24-13 Proposed

CVS-52-13-00007 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

12-24-13 Proposed

CVS-52-13-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-24-13 Proposed

CVS-52-13-00009 Jurisdictional ClassificationTo classify positions in the exempt class

12-24-13 Proposed

CVS-03-14-00001 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

01-22-14 Proposed

CVS-03-14-00002 Jurisdictional ClassificationTo delete subheadings and positions from and classify positions in the exempt class

01-22-14 Proposed

CVS-03-14-00003 Jurisdictional ClassificationTo add a subheading and to classify positions in the exempt class

01-22-14 Proposed

CVS-03-14-00004 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class

01-22-14 Proposed

CVS-03-14-00005 Jurisdictional ClassificationTo classify positions in the exempt class and to delete positions from the non-competitive class

01-22-14 Proposed

CVS-03-14-00006 Jurisdictional ClassificationTo deleting positions from the non-competitive class

01-22-14 Proposed

CVS-08-14-00007 Jurisdictional ClassificationTo classify a position in the exempt class

02-26-14 Proposed

CVS-08-14-00008 Jurisdictional ClassificationTo classify positions in the exempt class

02-26-14 Proposed

CVS-08-14-00009 Jurisdictional ClassificationTo classify a position in the non-competitive class

02-26-14 Proposed

CVS-08-14-00010 Jurisdictional ClassificationTo classify positions in the exempt class

02-26-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

9

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CIVIL SERVICE, DEPARTMENT OF

CVS-08-14-00011 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

02-26-14 Proposed

CVS-08-14-00012 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

02-26-14 Proposed

CVS-12-14-00001 Jurisdictional ClassificationTo classify a position in the exempt class

03-26-14 Proposed

CVS-12-14-00002 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

03-26-14 Proposed

CVS-12-14-00003 Jurisdictional ClassificationTo classify positions in the non-competitive class

03-26-14 Proposed

CVS-12-14-00004 Jurisdictional ClassificationTo classify positions in the exempt class

03-26-14 Proposed

CVS-12-14-00005 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-26-14 Proposed

CVS-14-14-00001 Supplemental military leave benefitsTo extend the availability of supplemental military leave benefits for certain New York State employees until December 31,2014

04-09-14 Proposed

CVS-14-14-00021 Jurisdictional ClassificationTo classify positions in the exempt class

04-09-14 Proposed

CVS-14-14-00022 Jurisdictional ClassificationTo classify a position in the non-competitive class

04-09-14 Proposed

CVS-14-14-00023 Jurisdictional ClassificationTo classify a position in the non-competitive class

04-09-14 Proposed

CVS-14-14-00024 Jurisdictional ClassificationTo delete and classify positions in the exempt class and delete and classify a position in the non-competitive class

04-09-14 Proposed

CVS-14-14-00025 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

04-09-14 Proposed

CVS-14-14-00026 Jurisdictional ClassificationTo delete subheadings and positions from and classify positions in the non-competitive class

04-09-14 Proposed

CVS-14-14-00027 Jurisdictional ClassificationTo classify a position in the non-competitive class

04-09-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

10

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CIVIL SERVICE, DEPARTMENT OF

CVS-20-14-00002 Jurisdictional ClassificationTo classify a position in the exempt class

05-21-14 Proposed

CVS-20-14-00003 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-21-14 Proposed

CVS-20-14-00004 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-21-14 Proposed

CVS-20-14-00005 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-21-14 Proposed

CVS-20-14-00006 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

05-21-14 Proposed

CVS-20-14-00007 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class

05-21-14 Proposed

CVS-25-14-00001 Jurisdictional ClassificationTo classify a position in the exempt class.

06-25-14 Proposed

CVS-25-14-00002 Jurisdictional ClassificationTo classify a position in the exempt class

06-25-14 Proposed

CVS-25-14-00003 Jurisdictional ClassificationTo classify a position in the exempt class

06-25-14 Proposed

CVS-25-14-00004 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

06-25-14 Proposed

CVS-25-14-00005 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

06-25-14 Proposed

CVS-25-14-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

06-25-14 Proposed

CVS-25-14-00007 Jurisdictional ClassificationTo delete positions from and classify positions in the labor class

06-25-14 Proposed

CVS-25-14-00008 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class

06-25-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

11

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CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-51-13-00013 Parole Board decision-makingTo reduce to regulation the Parole Board's written procedures for parole release decision-making

12-18-13 Proposed

CCS-52-13-00003 Beacon Correctional Facility, Bayview Correctional FacilityTo remove the reference to correctional facilities that are no longer in operation

12-24-13 Proposed

03-12-14 Finalized

CCS-53-13-00002 Shock Incarceration ProgramUpdate eligibility requirements, transfer procedure, grooming standards, the agency name, and clarify impact of refusal/removal

12-31-13 Proposed

04-23-14 Withdrawn

CCS-02-14-00003 Privileged CorrespondenceAdd the definition for ‘‘Rape Crisis Program’’

01-15-14 Proposed

CCS-02-14-00004 Inmate Telephone CallsAdd the provision that an inmate may add attorney or DOH approved Rape Crisis Program to their telephone list

01-15-14 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-23-13-00008 Public access to records and access to personal informationTo repeal obsolete rules of former DPCA and make necessary technical amendments to DCJS rules on subject areas

06-05-13 Proposed

06-25-14 Expired

CJS-32-13-00014 Probation Case Record ManagementTo establish minimum state standards regarding probation case record management

08-07-13 Proposed

01-08-14 Finalized

CJS-44-13-00001 Security guard instructor standards and qualificationsIncrease the standards and qualifications for certification as a security guard training instructor

10-30-13 Proposed

02-05-14 Finalized

CJS-44-13-00002 Approved security guard training schoolsIncrease the minimum qualifications for approval and establish additional clear and specific requirements for such approval

10-30-13 Proposed

02-05-14 Finalized

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-43-13-00002 Excelsior Jobs programAdminister the Excelsior Jobs Program

10-23-13 Emergency

EDV-44-13-00004 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus

10-30-13 Emergency

EDV-46-13-00002 START-UP NY ProgramEstablish procedures for the implementation and execution of START-UP NY

11-13-13 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

12

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ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-04-14-00001 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus01-29-14 Emergency

EDV-04-14-00010 Minority and Women-Owned Business Enterprise programUpdate the regulations of the Division of Minority and Women's Business Development01-29-14 Proposed06-04-14 Finalized

EDV-05-14-00006 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

02-05-14 Emergency

EDV-06-14-00003 Empire State film production tax credit programUpdate administrative requirements of the program in conformance with statute

02-12-14 Proposed

EDV-16-14-00006 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus

04-23-14 Emergency

EDV-18-14-00003 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

05-07-14 Emergency

EDUCATION DEPARTMENT

EDU-01-13-00012 Reciprocity requirements for classroom teachersTo establish a standardized reciprocity process for the review of teaching candidates from other jurisdictions

01-02-13 Proposed

01-22-14 Expired

EDU-28-13-00009 Protection of People with Special Needs Act (L. 2012, Ch. 501)To conform Commissioner's Regulations relating to students attending residential schools to L. 2012, ch. 501

07-10-13 Emergency/Proposed

10-09-13 Emergency

12-11-13 Emergency

02-05-14 Emergency

02-26-14 Emergency/Revised

04-30-14 Emergency

05-14-14 Finalized

EDU-28-13-00011 Regents research paperEstablish completion of a Regents Research Paper as a requirement for a Regents or Local Diploma

07-10-13 Proposed

10-02-13 Revised

EDU-41-13-00010 State High School Equivalency diplomaTo permit, for a limited time, acceptance of partial passing scores on one or more sub-tests of the current GED® examina-tion for the corresponding sub-test on any general comprehensive examination prescribed for the High School Equivalencydiploma

10-09-13 Proposed

12-31-13 Emergency/Revised

02-26-14 Finalized

EDU-45-13-00032 Definition of part-time experience for permanent or professional certification.To provide certification candidates serving as substitute teachers with an alternative to meet part-time continuous serviceexperience requirements

11-06-13 Proposed

01-29-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

13

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EDUCATION DEPARTMENT

EDU-45-13-00033 Mandatory reporting requirements and testing misconductTo formally implement the recommendations of Special Investigator Hank Greenberg to enhance the security of the Stateassessment program11-06-13 Proposed02-12-14 Revised05-14-14 Finalized

EDU-45-13-00034 Pupils with limited English proficiency (LEP)To specify the NYS Identification Test for English Language Learners (NYSITELL) for purposes of identifying LEP pupils11-06-13 Proposed01-29-14 Finalized

EDU-45-13-00035 Impartial due process hearings for special education mattersEnsure that due process hearings are conducted in a more efficient and expeditious manner in order to meet statutory timelines11-06-13 Proposed01-29-14 Finalized

EDU-48-13-00001 Podiatric ankle surgery privilegesSpecifies the required training and experience for issuance of the podiatric standard and advanced ankle surgery privileges

11-27-13 Proposed

02-26-14 Finalized

02-26-14 Emergency

EDU-49-13-00006 New York State Common Core Learning Standards (CCLS)To transition to the Common Core English Language Arts (ELA) and math examinations in the following areas: students withdisabilities local diplomas; Regents diploma with advanced designation; credit by examination; transfer credit; enact technicalchanges

12-04-13 Emergency/Proposed

02-26-14 Finalized

02-26-14 Emergency

EDU-53-13-00005 Teacher certification requirements for career and technical education titlesTo extend the availability of a Transitional A certificate to the technical titles within the career and technical education (CTE)titles and the Family and Consumer Science CTE subjects

12-31-13 Proposed

03-26-14 Finalized

EDU-53-13-00006 Duration of limited permits for applicants seeking licensure as mental health practitionersTo conform to the Regulations of the Commissioner of Education to Chapter 485 of the Laws of 2013

12-31-13 Emergency/Proposed

03-26-14 Finalized

03-26-14 Emergency

EDU-04-14-00004 Elementary and Secondary Education Act (ESEA) Flexibility and school and school district accountabilityTo provide flexibility to LEAs in the administration of Regents mathematics examinations (Common Core) students in grades7-8

01-29-14 Emergency/Proposed

02-26-14 Emergency/Revised

04-30-14 Emergency

05-14-14 Finalized

EDU-07-14-00002 Continuing education requirements for Licensed Master Social Workers and Licensed Clinical Social WorkersTo require licensed master social workers and licensed clinical social workers to complete 36 hours of mandatory continuingeducation when registering to practice in New York State, effective January 1, 2015

02-19-14 Proposed

05-14-14 Finalized

EDU-07-14-00003 Reciprocity requirements for classroom teachersTo establish a standardized reciprocity process for the review of teaching candidates from other jurisdictions

02-19-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

14

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EDUCATION DEPARTMENT

EDU-08-14-00020 Hearings on charges of tenured school employeesTo allow, under certain circumstances, tenured teachers and principals to raise as a defense in a section 3020-a hearingthat their school district failed to timely implement the Common Core in the 2012-2013 and/or 2013-2014 school years

02-26-14 Proposed

EDU-08-14-00021 Mathematics graduation requirementsTo provide flexibility in the transition to Common Core-aligned Regents Examinations in Mathematics

02-26-14 Proposed

05-14-14 Finalized

EDU-08-14-00023 Annual Professional Performance Reviews (APPR).To prohibit school districts and boards of cooperative educational services from administering traditional standardized as-sessments on students in grades K through 2

02-26-14 Emergency/Proposed

03-26-14 Emergency/Revised

05-14-14 Emergency/Revised

EDU-10-14-00010 Satisfaction of education requirements for certification in the classroom teaching service through individual evaluationTo discontinue the individual evaluation pathway for certain certificate titles and continue the individual evaluation pathwayfor all other certificate titles

03-12-14 Proposed

06-04-14 Finalized

EDU-10-14-00013 Teacher Education Preparation Programs and Clinically Rich Graduate Level Teacher Preparation Pilot ProgramsTo provide teaching candidates with the option of completing a single teaching placement instead of two 20 days place-ments in a registered teacher education program if certain conditions are met

03-12-14 Proposed

05-28-14 Revised

EDU-11-14-00002 Interpretation and translation services for Limited English Proficient (LEP) individuals by mail order pharmaciesTo implement section 6829(4) of the Education Law, as added by Part V of Chapter 57 of the Laws of 2012

03-19-14 Proposed

04-16-14 Emergency

EDU-12-14-00012 Science intermediate assessmentsTo provide flexibility to schools in the administration of Regents science assessments to students in grades 7-8

03-26-14 Emergency/Proposed

06-25-14 Emergency

EDU-12-14-00013 Special Education Services and Programs for Preschool Children with DisabilitiesTo implement L. 2013, ch. 545, relating to CPSE placement of a child in an approved program that also conducted an evalu-ation of the child, and qualifications for executive directors of approved preschool programs

03-26-14 Emergency/Proposed

06-25-14 Emergency

EDU-15-14-00003 Certification as a clinical nurse specialist (CNS)To implement Chapter 364 of the Laws of 2013

04-16-14 Proposed

EDU-18-14-00005 Distinguished educatorsTo modify criteria for appointment, roles, responsibilities, protocols and procedures for distinguished educators to ensurethat they are better able to carry-out their statutory responsibilities and functions to assis low performing schools

05-07-14 Proposed

EDU-18-14-00006 Parental consent for the initial provision of special education services/programs to a student with a disability for July/AugustTo conform the Commissioner's Regulations to section 16-a of Part A of Chapter 56 of the Laws of 2014

05-07-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

15

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EDUCATION DEPARTMENT

EDU-19-14-00005 Student promotion/placement and permanent records and transcripts, and grades 3-8 State ELA and Mathematics assess-mentsConform Commissioner's Regs to Ed. Law section 305(45), (46) and (47), as added by Subparts B and C of Part AA of L.2014, Ch.56

05-14-14 Emergency/Proposed

EDU-19-14-00006 Appeals to Commissioner of Education relating to New York City charter school co-location sitesTo implement Education Law § 2853(3)(e), as added by § 5 of Part BB of Chapter 56 of the Laws of 2014

05-14-14 Emergency/Proposed

EDU-19-14-00007 Traditional standardized tests administrationTo prohibit administration of traditional standardized tests in prekindergarten programs and in grades kindergarten throughtwo.

05-14-14 Emergency/Proposed

EDU-19-14-00008 Elementary and Secondary Education Act (ESEA) Flexibility and school and school district accountabilityTo conform the Commissioner's Regulations to New York State's ESEA Flexibility Waiver Renewal application

05-14-14 Emergency/Proposed

EDU-19-14-00009 Mandatory reporting of information regarding possession, sale, use or manufacture of illegal drugs on school property/functionsTo establish a mandatory reporting requirement for school personnel, sanctions for noncompliance, and protection for schoolpersonnel who report

05-14-14 Proposed

EDU-19-14-00010 Transfer credit for students in Office of Children and Family Services (OCFS) education programsTo provide for transfer credit for OCFS students upon attestation of chief program administrator

05-14-14 Proposed

EDU-19-14-00021 Flexibility Relating to Teacher Performance Assessment (edTPA)To provide teacher Candidates, who apply for teacher certification prior to June 30, 2015 and who take and fail the teacherperformance assessment (edTPA), with the option of obtaining an initial certificate if the candidate passes the ATS-W

05-14-14 Emergency/Proposed

EDU-22-14-00008 Mathematics graduation requirementsTo make technical corrections and clarify the text of the regulation

06-04-14 Emergency/Proposed

ELECTIONS, STATE BOARD OF

SBE-06-14-00001 Polling Place Accessibility SurveysDesignate date by which local boards of elections must transmit polling site accessibility surveys to State Board of Elections

02-12-14 Proposed

05-28-14 Finalized

SBE-06-14-00002 Demonstration Models, Precinct-Based Voting Equipment SystemsEstablishes precinct-based voting equipment demonstration model instruction requirements for county boards of elections

02-12-14 Proposed

05-21-14 Finalized

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-28-13-00025 CO2 Budget Trading ProgramTo lower the emissions cap established under Part 242 starting in 2014, declining by 2.5 percent per year through 2020

07-10-13 Proposed

12-18-13 Finalized

ENV-37-13-00005 Liquefied Natural Gas (LNG)To establish criteria for the siting of and to require DEC permits for LNG facilities per ECL Article 23, Title 17

09-11-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

16

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-43-13-00013 Prohibited and Regulated Invasive SpeciesTo control invasive species by reducing the introduction of new and the spread of existing populations in the State

10-23-13 Proposed

ENV-47-13-00002 Sanitary Condition of Shellfish LandsTo reclassify underwater lands to prohibit the harvest of shellfish

11-20-13 Emergency/Proposed

01-29-14 Finalized

ENV-50-13-00004 Taking of Free-ranging Eurasian Boars and interference with Department authorized eradication effortsProhibit the taking of Eurasian boars by hunting or trapping in order to support eradication efforts of USDA and DEC

12-11-13 Proposed

04-23-14 Finalized

ENV-01-14-00024 Transport of aquatic invasive species to and from Department boat launchesTo prevent boats carrying visible invasive species from launching at DEC facilities or leaving these facilities

01-08-14 Proposed

06-04-14 Finalized

ENV-12-14-00006 Sanitary Condition of Shellfish LandsTo reclassify underwater lands to prohibit the harvest of shellfish

03-26-14 Proposed

ENV-19-14-00020 Recreational harvest regulations for summer flounder (fluke), and black sea bassTo maximize recreational angler opportunities for popular finfish species while staying in compliance with the ASMFC

05-14-14 Emergency/Proposed

ENV-20-14-00001 Black Bear huntingExpand bear hunting opportunities and increase harvests to help stabilize or reduce populations

05-21-14 Proposed

ENV-21-14-00001 Amend 6 NYCRR Section 200.1 by modifying the definition of ‘‘nonattainment area’’ in Subdivision 200.1(av)Remove reference to PM2.5 nonattainment area pursuant to EPA's redesignation action. Reserve Paragraph 200.1(av)(2)

05-28-14 Proposed

ENV-21-14-00002 Parts 227-3, 237, and 238 implement cap-and-trade programs that reduce NOx and SO2 emissions from major stationarysourcesRepeal 6 NYCRR 227-3, 237, and 238. Revise 6 NYCRR Part 200 to remove all references to Parts 227-3, 237, and 238

05-28-14 Proposed

ENV-22-14-00015 Hunting with crossbowsTo authorize use of a crossbow during certain big and small game hunting seasons

06-04-14 Proposed

FINANCIAL SERVICES, DEPARTMENT OF

DFS-13-13-00001 Audited Financial StatementsTo comport with the NAIC model rule, upon which section 89.4(c)(2) is based

03-27-13 Proposed

04-02-14 Finalized

DFS-15-13-00010 Brokers and Agents - GenerallyTo permit producers to establish premium accounts in Internet banks and other banks that are not physically located in NewYork

04-10-13 Proposed

04-30-14 Expired

ID Number Issue Date Action QUARTERLY INDEX

17

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-29-13-00002 Excess Line Placements Governing StandardsTo implement Chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of 201007-17-13 Proposed09-18-13 Emergency11-13-13 Emergency01-15-14 Emergency03-12-14 Emergency05-07-14 Emergency

DFS-34-13-00002 Debt CollectionEstablishes the oversight of debt collectors and sets basic rules for debt collection in New York

08-21-13 Proposed

DFS-36-13-00001 Minimum Standards for the New York State Partnership for Long-Term Care ProgramTo amend the minimum daily benefit amounts for 2014 through 2023 for the New York State Partnership for Long-TermCare Program

09-04-13 Proposed

11-13-13 Finalized

DFS-39-13-00022 Force-placed insuranceTo set forth rules regarding, among other things, the rating and placement of, and practices related to, force-placed insur-ance

09-25-13 Proposed

DFS-41-13-00008 Confidentiality Protocols for Victims of Domestic Violence and Endangered IndividualsEstablish requirements for insurers to effectively respond to certain requests to keep records and information confidential

10-09-13 Emergency/Proposed

01-08-14 Emergency

03-05-14 Emergency

04-09-14 Finalized

DFS-42-13-00006 Regulation of Subprime Home LoansTo define the meaning of certain terms in Section 6-m of the Banking Law

10-16-13 Proposed

03-19-14 Finalized

DFS-44-13-00008 Unclaimed Life Insurance Benefits and Policy IdentificationTo ensure payment of unclaimed benefits to policyowners and policy beneficiaries

10-30-13 Proposed

11-20-13 Emergency

01-15-14 Emergency

02-12-14 Finalized

DFS-45-13-00005 Public Retirement SystemsTo ban the use of placement agents by investment advisors engaged by the state employees retirement system

11-06-13 Emergency

DFS-45-13-00020 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

11-06-13 Emergency

DFS-45-13-00036 Provider Requirements for Insurance Reimbursement of Applied Behavior AnalysisEstablish standards of professionalism, supervision, and relevant experience for providers of Applied Behavior Analysis

11-06-13 Emergency

DFS-46-13-00008 Valuation of Life Insurance ReservesTo remove the January 1, 2014 sunset provisions in Section 98.9(c)(viii)

11-13-13 Proposed

01-15-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

18

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-49-13-00002 Special Risk InsuranceTo comport with Chapter 75 of the Laws of 2013 upon which Regulation 86 is based and correct minor errors in the currentrule12-04-13 Proposed04-02-14 Finalized

DFS-49-13-00003 License, financial responsibility, education and test requirements for mortgage loan originatorsTo require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent ofFinancial Services12-04-13 Emergency

DFS-49-13-00004 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo create a mediation program to facilitate the negotiation of certain insurance claims arising between 10/26/12 - 11/15/12.12-04-13 Emergency

DFS-51-13-00002 Regulation of shared appreciation mortgagesPermits shared appreciation mortgages in certain limited circumstances12-18-13 Proposed03-19-14 Revised

DFS-51-13-00003 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of Financial Services12-18-13 Emergency

DFS-52-13-00002 Financial statement filings and accounting practices and proceduresTo update citations in Part 83 to the Accounting practices and Procedures Manual as of March 2013 (instead of 2012)

12-24-13 Proposed

04-02-14 Finalized

DFS-01-14-00001 Business conduct of mortgage loan servicersTo implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers

01-08-14 Emergency

DFS-02-14-00001 Credit exposure arising from derivative transactionsTo provide for the consideration of credit exposure relating to derivative transactions in calculating bank loan limits

01-15-14 Emergency

DFS-02-14-00002 Adjustment of the subprime threshold as established in Banking Law Section 6-mTo set forth the adjustment of the subprime threshold as established in the Banking Law Section 6-m

01-15-14 Emergency

DFS-03-14-00007 Mandatory reporting of ATM Safety Act Compliance by banking institutionsTo be consistent with changes in the ATM Safety Act (Article II-A of the Banking Law) made by chapter 227 of the Laws of2013

01-22-14 Emergency

DFS-03-14-00014 Enterprise Risk Management and Own Risk and Solvency AssessmentTo require ERM functions and ORSAs, and the filing of reports related thereto with the Superintendent

01-22-14 Proposed

04-30-14 Emergency/Revised

06-25-14 Finalized

DFS-05-14-00002 Provider Requirements for Insurance Reimbursement of Applied Behavior AnalysisEstablish standards of professionalism, supervision, and relevant experience for providers of Applied Behavior Analysis

02-05-14 Emergency

DFS-05-14-00003 Public Retirement Systems.To ban the use of placement agents by investment advisors engaged by the state employees' retirement system.

02-05-14 Emergency

ID Number Issue Date Action QUARTERLY INDEX

19

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-05-14-00005 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

02-05-14 Emergency

DFS-08-14-00004 License, financial responsibility, education and test requirements for mortgage loan originatorsTo require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent ofFinancial Services

02-26-14 Emergency

DFS-09-14-00003 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo create a mediation program to facilitate the negotiation of certain insurance claims arising between 10/26/12 - 11/15/12.

03-05-14 Emergency

DFS-11-14-00001 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of Financial Services

03-19-14 Emergency

DFS-13-14-00002 Holding CompaniesTo conform to amendments made to Insurance Law section 1505(d) by Chapter 238 of the Laws of 2013

04-02-14 Proposed

06-11-14 Finalized

DFS-13-14-00003 Reports to Central OrganizationTo replace outdated references to “PILR” with “central organization”

04-02-14 Proposed

DFS-13-14-00005 Repeal of Parts 175 and 177 and Sections 178.8 and 178.10 of 11 NYCRR, and renumbering of 11 NYCRR Section 178.9to 178.8To repeal Parts and sections of 11 NYCRR made obsolete by enactment of statutory provisions that supersede and replacethem

04-02-14 Proposed

DFS-13-14-00007 The business conduct of mortgage loan servicersTo implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

04-02-14 Emergency

DFS-14-14-00013 Adjustment of the subprime threshold as established in Banking Law Section 6-mTo set forth the adjustment of the subprime threshold as established in Banking Law Section 6-m

04-09-14 Emergency

DFS-14-14-00020 Credit exposure arising from derivative transactionsTo provide for the consideration of credit exposure relating to derivative transactions in calculating bank loan limits

04-09-14 Emergency

DFS-16-14-00001 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo implement Section 17 of the Banking Law and Section 206 of the Financial Services Law

04-23-14 Emergency

DFS-16-14-00002 Market Value Separate Accounts Funding Guaranteed Benefits; Separate Account Operations and Reserve RequirementsTo revise the discount rate used to determine guaranteed contract liabilities and the filing due date of actuarial memoranda

04-23-14 Proposed

06-25-14 Finalized

DFS-16-14-00003 Mandatory reporting of ATM Safety Act Compliance by banking institutionsTo be consistent with changes in the ATM Safety Act (Article II-A Banking Law) made by chapter 27 of the Laws of 2013

04-23-14 Emergency

ID Number Issue Date Action QUARTERLY INDEX

20

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-17-14-00002 Life insurance reservesTo modernize the current regulatory scheme with respect to term life insurance reserves

04-30-14 Proposed

DFS-18-14-00001 Public Retirement SystemsTo ban the use of placement agents by investment advisors engaged by the state employees' retirement systems.

05-07-14 Emergency

DFS-18-14-00002 Provider Requirements for Insurance Reimbursement of Applied Behavior AnalysisEstablish standards of professionalism, supervision, and relevant experience for providers of Applied Behavior Analysis.

05-07-14 Emergency

DFS-19-14-00012 Holding CompaniesTo help ensure that acquisitions do not financially harm domestic insurers and are not likely to be hazardous to policyhold-ers

05-14-14 Proposed

DFS-20-14-00009 Valuation of Annuity, Single Premium Life Insurance, Guaranteed Interest Contract and Other Deposit ReservesTo adopt NAIC Individual Annuity Reserving Table

05-21-14 Proposed

DFS-21-14-00003 License, financial responsibility, education and test requirements for mortgage loan originators.To require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent ofFinancial Services

05-28-14 Emergency

DFS-22-14-00002 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo create a mediation program to facilitate the negotiation of certain insurance claims arising between 10/26/12 - 11/15/12.

06-04-14 Emergency

DFS-23-14-00002 Financial statement filings and accounting practices and proceduresTo update citations in Part 83 to the Accounting practices and Procedures Manual as of March 2014 (instead of 2013)

06-11-14 Proposed

DFS-23-14-00003 Regulations Governing an Actuarial Opinion and MemorandumTo correct unintended revision to section 95.8(b)(6)(vi) made by last amendment to this rule

06-11-14 Proposed

DFS-23-14-00004 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of Financial Services

06-11-14 Emergency

GAMING COMMISSION, NEW YORK STATE

SGC-40-13-00002 Implementation of procedure to disclose horses' recent corticosteroid joint injections to claimantsTo protect the healthy and safety of thoroughbred race horses, jockeys, and exercise riders

10-02-13 Proposed

04-09-14 Finalized

SGC-47-13-00016 Shock wave therapy regulationsTo enhance the integrity and safety of horse racing

11-20-13 Proposed

05-21-14 Finalized

SGC-49-13-00009 Per Se regulatory standardbred threshold and restricted time period for clenbuterolTo enhance the integrity and safety of standardbred horse racing with new clenbuterol rules

12-04-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

21

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GAMING COMMISSION, NEW YORK STATE

SGC-49-13-00010 Per Se regulatory standardbred threshold limited to 24 drugs, special corticosteroid rulesTo enhance the integrity and safety of standardbred horse racing by limiting standardbred equine drugs

12-04-13 Proposed

SGC-49-13-00011 Per Se regulatory standardbred thresholds for equine drugsTo ehance the integrity and safety of standardbred horse racing by adopting permissive thresholds for 16 accepted medica-tions

12-04-13 Proposed

SGC-49-13-00012 Per Se regulatory standardbred threshold and restricted time period for betamethasone and triamcinolone acetonideTo enhance the integrity and safety of standardbred horse racing with new corticosteroid rules

12-04-13 Proposed

SGC-49-13-00013 Per Se regulatory standardbred threshold and restricted time period for dexamethasone and prednisoloneTo enhance the integrity and safety of standardbred horse racing with new corticosteroid rules

12-04-13 Proposed

SGC-49-13-00014 This proposal would limit the use of the corticosteroid methylprednisolone acetate (e.g., Depo Medrol) in standardbred racingTo enhance the integrity and safety of standardbred horse racing with new corticosteroid rules

12-04-13 Proposed

SGC-49-13-00015 Per Se regulatory standardbred threshold and restricted time period for flunixinTo enhance the integrity and safety of standardbred horse racing with new flunixin equine drug rules

12-04-13 Proposed

SGC-49-13-00016 Per Se regulatory standardbred threshold and restricted time period for various drugsTo enhance the integrity and efficiency of standardbred horse racing with new equine drug rules

12-04-13 Proposed

SGC-49-13-00017 Restricted time period for standardbred firocoxib useTo enhance the integrity and safety of standardbred horse racing with a firocoxib equine drug rules

12-04-13 Proposed

SGC-49-13-00018 Per Se regulatory standardbred threshold and restricted time period for DMSOTo enhance the integrity and safety of standardbred horse racing with new DMSO equine drug rules

12-04-13 Proposed

SGC-49-13-00019 This proposal would limit the use of the corticosteroid methylprednisolone acetate (e.g., Depo Medrol) in thoroughbred racingTo enhance the integrity and safety of thoroughbred horse racing

12-04-13 Proposed

SGC-49-13-00020 Per Se thoroughbred regulatory thresholds for equine drugsTo enhance the integrity and safety of thoroughbred horse racing by adopting permissive thresholds for 24 accepted medi-cations

12-04-13 Proposed

SGC-49-13-00021 Restricted time period for systemic administrations of corticosteroids to thoroughbred horsesTo enhance the integrity and safety of thoroughbred horse racing

12-04-13 Proposed

SGC-49-13-00022 Restricted time period after IV administrations of flunixin to thoroughbred horsesTo enhance the integrity and safety of thoroughbred horse racing

12-04-13 Proposed

SGC-49-13-00023 Restricted time period for administrations of unspecified corticosteroids to thoroughbred horsesTo enhance the integrity and safety of thoroughbred horse racing

12-04-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

22

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GAMING COMMISSION, NEW YORK STATE

SGC-14-14-00011 Addition of a new multi-jurisdiction lottery gameTo permit the Commission to raise revenue for education with a new lottery game

04-09-14 Proposed

06-11-14 Finalized

SGC-15-14-00001 Implementation of rules pertaining to gaming facility request for application and gaming facility license application.To facilitate a fair and transparent process for applying for a license to operate a gaming facility.

04-16-14 Emergency

SGC-15-14-00005 Prohibited substances and out of competition drug testing for harness racingTo enhance the integrity and safety of standardbred horse racing

04-16-14 Proposed

SGC-24-14-00001 Implementation of rules pertaining to sanctions for the unlawful acceptance of public assistance benefits at certain facilitiesTo implement the restrictions and prohibitions contained in Part F of Chapter 58 of the Laws of 2014

06-18-14 Emergency/Proposed

GAMING FACILITY LOCATION BOARD, NEW YORK

GFB-15-14-00010 Rules pertaining to gaming facility request for application and related fees and related hearingsTo facilitate a fair and transparent process for applying for a license to operate a gaming facility

04-16-14 Emergency

GFB-21-14-00008 Rules pertaining to gaming facility request for application and related fees and hearingsTo facilitate a fair and transparent process for applying for a license to operate a gaming facility

05-28-14 Proposed

GFB-21-14-00009 Rule pertaining to the minimum capital investment for a gaming facility license that must be part of a request for applicationTo facilitate a fair and transparent process for applying for a license to operate a gaming facility

05-28-14 Emergency/Proposed

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient servicesTo expand the current payment to incorporate pricing for services

04-06-94 Proposed

09-14-94 Continued

HLT-33-13-00014 Physician Assistants and Specialist AssistantsChange restriction of the number of physician assistants under the supervision of a physician in a private practice from 2 to4

08-14-13 Proposed

02-26-14 Withdrawn

HLT-35-13-00003 Adult Day Health Care Programs and Managed Long Term CareTo create a hybrid model of adult day health care

08-28-13 Proposed

06-11-14 Revised

HLT-35-13-00004 Statewide Planning and Research Cooperative System (SPARCS)Delete obsolete language, realign to current practice, add new provisions, including mandated outpatient clinic data collection

08-28-13 Proposed

06-11-14 Revised

HLT-36-13-00002 Administration of Vitamin K to Newborn InfantsRequires Vitamin K administration to newborn infants to be consistent w/ 2012 American Academy of Pediatrics' PolicyStatement

09-04-13 Proposed

03-12-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

23

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HEALTH, DEPARTMENT OF

HLT-36-13-00007 School Immunization RequirementsTo amend and update NYS school entry immunization requirements

09-04-13 Proposed

02-19-14 Finalized

HLT-38-13-00007 Certificate of Public AdvantageFor the health care industry to obtain reasonable protections from antitrust liability through an active state oversight program

09-18-13 Proposed

HLT-43-13-00020 Hospice Operational RulesTo implement hospice expansion

10-23-13 Proposed

HLT-45-13-00004 Reduction to Statewide Base PriceContinues a reduction to the statewide base price for inpatient services

11-06-13 Emergency/Proposed

02-05-14 Emergency

02-19-14 Finalized

HLT-45-13-00006 Statewide Pricing Methodology for Nursing HomesTo establish a new Medicaid reimbursement methodology for Nursing Homes

11-06-13 Emergency/Proposed

02-05-14 Emergency

02-19-14 Finalized

HLT-45-13-00016 Episodic Pricing for Certified Home Health Agencies (CHHAs).To exempt services to a special needs population from the episodic payment system for CHHAs.

11-06-13 Emergency

HLT-46-13-00003 Empire Clinical Research Investigator Program (ECRIP)The redesigned ECRIP will continue individual physician research awards and provide larger center awards to teachinghospitals

11-13-13 Emergency/Proposed

02-12-14 Emergency

02-19-14 Finalized

HLT-46-13-00005 Capital Projects for Federally Qualified Health Centers (FQHCs)Capital Projects with a total budget of less than $3 million shall be exempt from Certificate of Need (CON) requirements

11-13-13 Proposed

12-11-13 Emergency

02-12-14 Emergency

02-19-14 Finalized

HLT-46-13-00006 Episodic Pricing for Certified Home Health Agencies (CHHA)To exempt services to a special needs population from the episodic payment system for CHHAs

11-13-13 Proposed

02-05-14 Emergency

02-19-14 Finalized

HLT-47-13-00013 Assisted Living Residences (ALRs) and Adult Care Facilities (ACFs)To simplify the pre-admission and annual resident medical evaluation process for ALRs and ACFs

11-20-13 Proposed

02-19-14 Finalized

HLT-49-13-00005 Definition of Pediatric Severe Sepsis UpdateUpdates pediatric severe sepsis definition to be consistent w/ generally accepted medical standards&to reflect currentpractice

12-04-13 Proposed

03-26-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

24

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HEALTH, DEPARTMENT OF

HLT-50-13-00001 Hospital Indigent Care Pool Payment MethodologyTo establish the methodology for indigent care pool payments to general hospitals for the 3 year period 1/1/13 through12/31/15

12-11-13 Emergency/Proposed

03-05-14 Emergency

03-26-14 Finalized

HLT-50-13-00005 Advance DirectivesTo establish a decision making process to allow competent adults to appoint an agent to decide about health care treatment

12-11-13 Proposed

03-26-14 Finalized

HLT-51-13-00001 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate.

12-18-13 Emergency

HLT-51-13-00004 Presumptive Eligibility for Family Planning Benefit ProgramTo set criteria for the Presumptive Eligibility for Family Planning Benefit Program

12-18-13 Emergency/Proposed

03-19-14 Emergency

04-23-14 Finalized

HLT-52-13-00001 Expand Medicaid Coverage of Enteral FormulaTo expand Medicaid coverage of enteral formula for individuals with HIV infection, AIDS or HIV-related illness or otherdiseases

12-24-13 Emergency/Proposed

03-19-14 Emergency

04-30-14 Finalized

HLT-53-13-00001 Medicaid Managed Care ProgramsTo repeal old and outdated regulations and to consolidate all managed care regulations to make them consistent with stat-ute

12-31-13 Emergency/Proposed

03-26-14 Emergency

05-07-14 Finalized

HLT-53-13-00003 Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP)To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPA ser-vices

12-31-13 Emergency

HLT-01-14-00014 Children’s CampsTo include camps for children w/ developmental disabilities as a type of facility with in the oversight of the Justice Center.

01-08-14 Emergency

HLT-01-14-00025 Standards for Adult Homes and Adult Care Facilities Standards for Enriched HousingRevisions to Parts 487 & 488 in regards to the establishment of the Justice Center for Protection of People with SpecialNeeds.

01-08-14 Emergency

HLT-01-14-00027 Disclosure of Quality and Surveillance Related InformationTo disclose identified nursing quality indicator information upon request to any member of the public

01-08-14 Proposed

HLT-08-14-00001 Physician Assistants and Specialist AssistantsAllows LPAs to prescribe controlled substances (including Schedule II) to patients under the care of the supervising physi-cian

02-26-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

25

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HEALTH, DEPARTMENT OF

HLT-08-14-00002 Disclosure of Confidential Cancer InformationTo allow more types of relevant research access to the Registry, expand use of confidential data to surveillance and evalua-tion

02-26-14 Proposed

HLT-08-14-00003 Hearing AidsTo streamline electronic billing and establish maximum reimbursable amounts based on an average products cost for hearingaids

02-26-14 Proposed

06-18-14 Finalized

HLT-08-14-00013 Organ Transplant ProvisionsTo update and add new provisions regarding organ transplant

02-26-14 Proposed

HLT-10-14-00011 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate.

03-12-14 Emergency

HLT-12-14-00014 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate

03-26-14 Proposed

06-11-14 Emergency

06-18-14 Finalized

HLT-13-14-00004 Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP)To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPAservices.

04-02-14 Emergency

HLT-14-14-00002 Children’s CampsTo include camps for children w/ developmental disabilities as a type of facility with in the oversight of the Justice Center.

04-09-14 Emergency

HLT-14-14-00010 Standards for Adult Homes and Adult Care Facilities Standards for Enriched HousingRevisions to Parts 487 and 488 in regards to the establishment of the Justice Center for Protection of People with SpecialNeeds

04-09-14 Emergency

HLT-15-14-00011 Rate Rationalization-Community Residences (CRs)/Individualized Residential Alternatives (IRAs) Habilitation and Day Habilita-tionTo establish new rate methodology effective July 1, 2014

04-16-14 Proposed

06-25-14 Finalized

HLT-15-14-00012 Rate Rationalization – Intermediate Care Facilities for Persons with Developmental Disabilities (ICF/DDs)To establish new rate methodology effective July 1, 2014

04-16-14 Proposed

06-25-14 Finalized

HLT-17-14-00014 Service Intensity Weights (SIWs) and Average Length-of-Stay (ALOS), Administrative Appeals and Out-of-State ProvidersTo delay the rebasing of the acute hospital inpatient rates and implementation of the service intensity weights for 2014

04-30-14 Emergency/Proposed

HLT-20-14-00010 Opioid Overdose Prevention ProgramsTo establish standards for approval of any opioid overdose prevention programs

05-21-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

26

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HIGHER EDUCATION SERVICES CORPORATION

ESC-20-14-00008 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

05-21-14 Emergency

HOUSING AND COMMUNITY RENEWAL, DIVISION OF

HCR-17-13-00004 The regulations govern the implementation of the New York City Rent Control LawModification based on DHCR's experience, court cases and input from regulated parties since last major amendments in2000

04-24-13 Proposed

01-08-14 Finalized

HCR-17-13-00005 The regulations govern the implementation of the Emergency Tenant Protection ActModification based on DHCR's experience, court cases and input from regulated parties since last major amendments in2000

04-24-13 Proposed

01-08-14 Finalized

HCR-17-13-00006 The regulations govern the implementation of the State Rent Control LawModification based on DHCR's experience, court cases and input from regulated parties since last major amendments in2000

04-24-13 Proposed

01-08-14 Finalized

HCR-17-13-00007 The regulations govern the implementation of the Rent Stabilization LawModification based on DHCR's experience, court cases and input from regulated parties since last major amendments in2000

04-24-13 Proposed

01-08-14 Finalized

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-37-12-00006 Public access to agency recordsTo provide a uniform procedure for accessing the Commission's publicly available records

09-12-12 Emergency/Proposed

JPE-33-13-00008 Gift regulationsTo regulate and clarify the gift prohibition for State officers and employees and Legislative members and employees

08-14-13 Proposed

03-19-14 Revised

06-18-14 Finalized

JPE-33-13-00009 Honoraria regulationsTo provide guidance and procedures regarding the acceptance of honoraria

08-14-13 Proposed

06-18-14 Finalized

JPE-33-13-00010 Gift regulations for lobbyists and their clientsTo regulate and clarify the prohibition on the offering and giving of gifts to public officials by lobbyists and their clients

08-14-13 Proposed

03-19-14 Revised

04-09-14 Revised

06-18-14 Finalized

JPE-33-13-00011 Official activity expense payment and service payment regulationsTo provide guidance and procedures regarding the acceptance of officially related travel payments and service payments

08-14-13 Proposed

06-18-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

27

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JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-43-13-00021 Source of funding reportingTo implement reporting that will inform the public of efforts to influence government decision making by lobbying entities

10-23-13 Emergency/Proposed

01-22-14 Emergency

03-26-14 Emergency/Revised

05-21-14 Finalized

05-21-14 Emergency

JPE-19-14-00001 Public service announcement regulationsTo adopt regulations defining the permissible use of, and promoting the proper use of, public service announcements

05-14-14 Proposed

LABOR, DEPARTMENT OF

LAB-38-13-00009 Unemployment InsuranceTo comply with requirement that the Commissioner promulgate work search regulations for those receiving unemploymentinsurance

09-18-13 Proposed

12-31-13 Finalized

LAKE GEORGE PARK COMMISSION

LGP-34-13-00001 Mandatory inspection of trailered vessels for aquatic invasive species prior to launching into the waters of Lake George ParkTo prevent the introduction and spread of aquatic invasive species into the waters of the Lake George Park

08-21-13 Proposed

12-24-13 Revised

02-19-14 Finalized

LAW, DEPARTMENT OF

LAW-01-14-00003 Procedures for requesting extensions of time to file annual reports with the Attorney General by charitable entitiesTo clarify and simplify procedures for requesting extensions of time to file charitable organizations' annual financial reports

01-08-14 Proposed

04-02-14 Finalized

LAW-16-14-00008 Registration and conduct of investment advisorsTo provide investors with information to reduce possibility of fraud; clarify current rules; and conform them with federal law

04-23-14 Proposed

LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related mattersTo approve revisions to the authority's tariff

02-21-01 Proposed

LPA-41-02-00005 Tariff for electric serviceTo revise the tariff for electric service

10-09-02 Proposed

LPA-04-06-00007 Tariff for electric serviceTo adopt provisions of a ratepayer protection plan

01-25-06 Proposed

LPA-03-10-00004 Residential late payment chargesTo extend the application of late payment charges to residential customers

01-20-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

28

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LONG ISLAND POWER AUTHORITY

LPA-51-13-00005 The Authority's Tariff for Electric Service (‘‘Tariff’’)To revise the Tariff in connection with the new oversight responsibilities of the New York State Department of Public Service

12-18-13 Proposed

04-16-14 Finalized

LPA-51-13-00006 The Authority's Tariff for Electric Service (‘‘Tariff’’)To authorize the billing of securitization charges; restructure and update rates and charges and make miscellaneouschanges

12-18-13 Proposed

04-16-14 Finalized

LPA-01-14-00023 The Authority's Tariff for Electric Service (‘‘Tariff’’)To authorize the purchase of 20 MW of renewable resources under Service Classification No. 11 – Buy-Back Service

01-08-14 Proposed

04-16-14 Finalized

MENTAL HEALTH, OFFICE OF

OMH-45-13-00003 Repeal of 14 NYCRR Parts 10, 51, 71, and 103To repeal several outdated regulations

11-06-13 Proposed

01-29-14 Finalized

OMH-51-13-00007 Prevention of Influenza TransmissionRequire unvaccinated personnel to wear surgical masks in certain OMH-licensed or operated psychiatric centers during fluseason

12-18-13 Emergency

OMH-01-14-00007 Implementation of the Protection of People with Special Needs Act and reforms to incident managementTo enhance protections for people with mental illness served in the OMH system

01-08-14 Emergency

OMH-01-14-00013 Rates of Reimbursement - Hospitals Licensed by the Office of Mental HealthRemove the 2014 trend factor for Article 31 private psychiatric hospitals effective January 1, 2014

01-08-14 Emergency/Proposed

03-19-14 Finalized

OMH-06-14-00004 Restraint and SeclusionUpdate regulations governing the use of restraint and seclusion in mental health facilities

02-12-14 Proposed

06-04-14 Finalized

OMH-08-14-00014 Prevention of Influenza TransmissionRequire unvaccinated personnel to wear surgical masks in certain OMH-licensed or operated psychiatric centers during fluseason

02-26-14 Proposed

03-19-14 Emergency

05-14-14 Emergency

06-04-14 Finalized

OMH-14-14-00003 Implementation of the Protection of People with Special Needs Act and reforms to incident managementTo enhance protections for people with mental illness served in the OMH system.

04-09-14 Emergency

OMH-14-14-00015 Mental Health Services - General ProvisionsTo provide clarification with respect to outdated references within Title 14 NYCRR for providers of mental health services

04-09-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

29

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MOTOR VEHICLES, DEPARTMENT OF

MTV-25-13-00004 Enforcement of dealer related regulationsTo authorize DMV to take action against dealers who file misleading or false statements in relation to lien satisfaction filing

06-19-13 Proposed

01-08-14 Finalized

MTV-25-13-00005 Proof of satisfaction of lien by dealersTo establish procedures for dealers to demonstrate that they have satisfied a lien in order to obtain a clear title

06-19-13 Proposed

11-20-13 Revised

01-08-14 Finalized

MTV-01-14-00002 Appeals Board proceduresTo conform Part 155 to the Appeals Board's current policies and procedures

01-08-14 Proposed

03-19-14 Finalized

MTV-01-14-00005 License plates for persons with disabilitiesTo conform part 24 to statutory provisions regarding license plates for persons with disabilities

01-08-14 Proposed

03-19-14 Finalized

MTV-01-14-00006 Personalized plates for historical motor vehiclesTo permit the issuance of personalized plates to persons who own historical motor vehicles

01-08-14 Proposed

MTV-16-14-00004 Temporary License PlatesTo permit the issuance of Emergency plates to State and Local Governments

04-23-14 Emergency/Proposed

06-25-14 Finalized

MTV-16-14-00005 Dealer Plate ProgramWaives one year waiting period for new dealers to enter the Dealer Plate Issuance Program

04-23-14 Proposed

06-25-14 Finalized

MTV-18-14-00004 DMV road testProhibit the use of recording equipment in vehicles using during a DMV road test

05-07-14 Proposed

MTV-25-14-00011 Waiver of skills test for certain out of state licensees applying for a NYS licenseSkills test waived for out of state applicants for a NYS license if out of state license is not expired more than two years

06-25-14 Proposed

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and ChargesTo pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants withbondholders

01-23-13 Emergency/Proposed

NFW-13-14-00006 Adoption of Rates, Fees and ChargesTo pay for increased costs necessary to operate, maintain and manage the system and to achieve covenants with thebondholders

04-02-14 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

30

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NIAGARA FRONTIER TRANSPORTATION AUTHORITY

NFT-46-13-00004 The NFTA's Procurement GuidelinesTo amend the NFTA's Procurement Guidelines regarding internal levels of approval

11-13-13 Proposed

02-12-14 Finalized

NFT-09-14-00002 SmokingTo clarify where at NFTA locations it is permissible to use electronic or battery-operated vapor inhalation devices

03-05-14 Proposed

05-14-14 Finalized

PARKS, RECREATION AND HISTORIC PRESERVATION, OFFICE OF

PKR-47-13-00014 Deaccessioning of works of art, historic objects and other objects in the custody of OPRHPTo update OPRHP's deaccessioning rule

11-20-13 Proposed

06-04-14 Finalized

PKR-16-14-00007 Vehicle use fees at OPRHP facilitiesTo establish 3-year, 5-year and lifetime vehicle use passes in regulation

04-23-14 Proposed

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-29-13-00014 Reimbursement of prevocational services delivered in sheltered workshopsTo establish limits on the reimbursement of prevocational services delivered in sheltered workshops

07-17-13 Emergency/Proposed

10-16-13 Emergency

12-11-13 Emergency/Revised

02-05-14 Finalized

PDD-45-13-00019 Repeal of 14 NYCRR Parts 10, 51, 71, and 103To repeal several outdated regulations

11-06-13 Proposed

01-29-14 Finalized

PDD-01-14-00026 Implementation of the Protection of People with Special Needs Act and reforms to incident managementTo enhance protections for people with developmental disabilities served in the OPWDD system

01-08-14 Emergency

PDD-02-14-00007 Updates to SSI Offset and SNAP Benefit OffsetTo adjust reimbursement to affected providers for rent and food costs

01-15-14 Emergency/Proposed

03-26-14 Finalized

PDD-11-14-00012 Pathway to Employment ServiceTo establish Pathway to Employment as a new HCBS waiver service

03-19-14 Proposed

06-25-14 Finalized

PDD-14-14-00012 Implementation of the Protection of People with Special Needs Act and reforms to incident managementTo enhance protections for people with developmental disabilities served in the OPWDD system

04-09-14 Emergency

PDD-15-14-00013 Rate Setting for Non-State Providers: ICF/DDTo establish a new rate methodology effective July 1, 2014

04-16-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

31

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PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-15-14-00014 Rate Setting for Non-State Providers - IRA/CR residential habilitation and day habilitationTo establish a new rate methodology effective July 1, 2014

04-16-14 Proposed

PDD-21-14-00004 Update Increase Percentage for LeasesTo adjust reimbursement to affected providers for lease costs

05-28-14 Emergency/Proposed

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energyUpdate ECSB Programs customers' service tariffs to streamline them/include additional required information

01-06-10 Proposed

PAS-42-13-00007 Rates for the Sale of Power and EnergyTo recover the Authority's Fixed Costs

10-16-13 Proposed

02-19-14 Finalized

PAS-42-13-00008 Rates for the Sale of Power and EnergyTo align rates and costs

10-16-13 Proposed

02-19-14 Finalized

PUBLIC SERVICE COMMISSION

PSC-28-97-00032 General service by Central Hudson Gas & Electric CorporationTo limit certain special provisions

07-16-97 Proposed

PSC-34-97-00009 Collection agency fees by Consolidated Edison Company of New York, Inc.To pass collection agency fees on to the customer

08-27-97 Proposed

PSC-04-98-00015 Interconnection service overcharges by Niagara Mohawk Power CorporationTo consider a complaint by Azure Mountain Power Co.

01-28-98 Proposed

PSC-19-98-00008 Call forwarding by CPU Industries Inc./MKL Net, et al.To rehear the petition

05-13-98 Proposed

PSC-02-99-00006 Intralata freeze plan by New York Telephone CompanyTo approve the plan

01-13-99 Emergency/Proposed

04-07-99 Emergency

06-02-99 Emergency

PSC-09-99-00012 Transfer of books and records by Citizens Utilities CompanyTo relocate Ogden Telephone Company's books and records out-of-state

03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp.To replace the company's current tariff with an electronic tariff

04-14-99 Proposed

ID Number Issue Date Action QUARTERLY INDEX

32

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PUBLIC SERVICE COMMISSION

PSC-50-99-00009 Retail access uniform business practices by The Brooklyn Union Gas Company and KeySpan Gas East Corporation d/b/aBrooklyn Union of Long IslandTo approve a joint petition requesting a waiver extension of a requirement set forth in the commission's order

12-15-99 Proposed

PSC-52-99-00006 Wide area rate center callingTo implement number conservation measures

12-29-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric CorporationTo revise the date

03-22-00 Proposed

PSC-14-00-00004 NXX code in the 716 NPA by Broadview NetworksTo assign an NXX code in Buffalo

04-05-00 Emergency/Proposed

PSC-14-00-00026 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Media Log, Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-14-00-00027 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Pilgrim Telephone,Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-14-00-00029 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and CoreComm NewYork, Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-16-00-00012 Termination of local telecommunications traffic by Hyperion Communications of New York, Inc.To determine appropriate compensation levels

04-19-00 Proposed

PSC-21-00-00007 Initial tariff schedule by Drew Road AssociationTo set forth the rates, charges, rules and regulations

05-24-00 Proposed

PSC-31-00-00026 Water service by Windover Water WorksTo abandon the water system

08-02-00 Proposed

PSC-33-00-00010 Electric rate and restructuring plan by Rochester Gas and Electric CorporationTo evaluate possible modifications

08-16-00 Proposed

PSC-36-00-00039 Steam increase by Consolidated Edison Company of New York, Inc.To provide for an annual increase in the first year of a proposed four-year rate plan

09-06-00 Proposed

PSC-37-00-00001 Interruptible gas customersTo ensure customers have an adequate supply of alternative fuel available

09-13-00 Emergency/Proposed

PSC-39-00-00004 Blockable central office codes by PaeTec Communications, Inc.To review the commission's requirements for assignment of numbering resources

09-27-00 Proposed

ID Number Issue Date Action QUARTERLY INDEX

33

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PUBLIC SERVICE COMMISSION

PSC-44-00-00014 Recovery of costs through adjustment mechanisms by Consolidated Edison Company of New York, Inc.To permit the recovery of certain costs11-01-00 Proposed

PSC-49-00-00007 Gas sales and purchases by Corning Natural Gas CorporationTo determine whether certain gas sales and purchases were in the public interest and whether customers should bear theresulting costs12-06-00 Proposed

PSC-01-01-00023 Installation, maintenance and ownership of service laterals by Rochester Gas and Electric CorporationTo update and clarify the provisions

01-03-01 Proposed

PSC-06-01-00009 Uniform system of accounts by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

02-07-01 Proposed

PSC-13-01-00001 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-13-01-00002 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-13-01-00003 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-15-01-00012 Transfer of a controlling leasehold interest by Huntley Power LLCTo approve the transfer

04-11-01 Proposed

PSC-22-01-00006 Con Edison's phase 4 plan for retail access by AES Energy, Inc.To review the request for rehearing

05-30-01 Proposed

PSC-26-01-00012 Interconnection of networks between Sprint PCS and Verizon New York Inc.To review the terms and conditions of the negotiated agreement

06-27-01 Proposed

PSC-36-01-00010 Competitive metering by eBidenergy.comTo clarify meter ownership rules and requirements

09-05-01 Proposed

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas CorporationTo authorize the company to include certain gas costs

10-31-01 Proposed

PSC-01-02-00007 Accounting and rate treatment of proceeds by Consolidated Edison Company of New York, Inc.To consider proceeds from sale of nuclear generating facilities

01-02-02 Proposed

PSC-05-02-00005 Uniform system of accounts by Consolidated Edison Company of New York, Inc.To defer expenditures incurred in connection with emergency response services affected by the World Trade Center disas-ter

01-30-02 Proposed

PSC-06-02-00015 Network reliability performance mechanism by Consolidated Edison Company of New York, Inc.To earn rewards for meeting the targets of the network reliability performance mechanism

02-06-02 Proposed

ID Number Issue Date Action QUARTERLY INDEX

34

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PUBLIC SERVICE COMMISSION

PSC-07-02-00032 Uniform business practicesTo consider modification

02-13-02 Proposed

PSC-29-02-00014 Financing by Valley Energy, Inc.To issue a note and allocate costs

07-17-02 Proposed

PSC-49-02-00021 Requests for lightened regulation by PSEG Power Bellport, LLCTo consider the company's request

12-04-02 Proposed

PSC-08-03-00009 Provision of gas service to World Kitchen IncorporatedTo establish terms and conditions

02-26-03 Proposed

PSC-09-03-00012 Incremental service line installations by New York State Electric & Gas CorporationTo revise the current flat rate per foot charged

03-05-03 Proposed

PSC-09-03-00014 Deferral accounting by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utilities, Inc.To defer expense items beyond the end of the year(s) in which they were incurred

03-05-03 Proposed

PSC-11-03-00012 Economic development plan by New York State Electric & Gas CorporationTo consider the plan

03-19-03 Proposed

PSC-18-03-00004 Lightened regulation by East Hampton Power and Light Corporation (EHPLC)To provide for lightened regulation and grant financing approval

05-07-03 Proposed

PSC-22-03-00020 Inter-departmental gas pricing by Consolidated Edison Company of New York, Inc.To revise the method used in steam and steam-electric generating stations

06-04-03 Proposed

PSC-32-03-00020 Issuance of debt and approval of surcharge by Rainbow Water CompanyTo approve necessary financing

08-13-03 Proposed

PSC-34-03-00019 Issuance of securities by KeySpan East Corporation d/b/a KeySpan Energy Delivery Long IslandTo obtain authorization to issue securities

08-27-03 Proposed

PSC-35-03-00009 Interconnection agreement between Verizon New York Inc. and MCIMetro Access Transmission Services LLCTo amend the agreement

09-03-03 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New YorkTo consider changes

09-10-03 Proposed

PSC-39-03-00013 Complaint by State University of New York (SUNY) regarding a NYSEG operating agreementTo consider the complaint

10-01-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas CompanyTo revise the process

10-08-03 Proposed

ID Number Issue Date Action QUARTERLY INDEX

35

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PUBLIC SERVICE COMMISSION

PSC-41-03-00008 Lightened regulation by Sterling Power Partners, L.P.To consider granting lightened regulation

10-15-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-42-03-00005 Interest rate by the Bath Electric, Gas, and Water SystemsTo use an alternate interest rate

10-22-03 Proposed

PSC-43-03-00036 Merchant function backout credit and transition balancing account by KeySpan Gas East CorporationTo continue the credit and account until May 31, 2005

10-29-03 Proposed

PSC-43-03-00037 Merchant function backout credit and transition balancing account by The Brooklyn Union Gas CompanyTo continue the credit and account until May 31, 2005

10-29-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilitiesTo accommodate changes in retail access market structure or commission mandates

11-05-03 Proposed

PSC-47-03-00024 Lightened regulation and financing approval by Medford Energy LLCTo consider the requests

11-26-03 Proposed

PSC-02-04-00008 Delivery rates for Con Edison's customers in New York City and Westchester County by the City of New YorkTo rehear the Nov. 25, 2003 order

01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLCTo transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC

02-11-04 Proposed

PSC-10-04-00005 Temporary protective orderTo consider adopting a protective order

03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon AvenueTo amend the agreement

03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg FairgroundsTo submeter gas service to commercial customers located at the Buffalo Speedway

04-07-04 Proposed

PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P.To permit submetering at 175 W. 87th St., New York, NY

04-14-04 Proposed

PSC-19-04-00010 Abandonment of water system by Antlers of Raquette Lake, Inc.To allow Antlers of Raquette Lake, Inc. to abandon its water system

05-12-04 Proposed

04-16-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

36

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PUBLIC SERVICE COMMISSION

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan TelecommunicationsTo clarify the appropriate performance level

05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric CompanyTo permit the use of the PE-1250 electronic meter

06-02-04 Proposed

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc.To increase annual gas revenues

06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty CorporationTo waive the requirement for installation of separate water meters

06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint CommunicationsCompany, L.P.To amend the agreement

06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone CorporationTo authorize participation in the parent corporation's line of credit

07-14-04 Proposed

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc.To provide an application form

08-04-04 Proposed

PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc.To set appropriate level of permanent rates

08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc.To establish a new supplementary application form for customers

09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric CorporationTo include in its tariff provisions for the purchase of ESCO accounts recievable

10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc.To revise the form and make housekeeping changes

11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipmentTo establish uniform statewide business practices

11-17-04 Proposed

PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc.To consider imposing remedial actions against the company and its owners, officers and directors

01-12-05 Proposed

ID Number Issue Date Action QUARTERLY INDEX

37

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PUBLIC SERVICE COMMISSION

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster BayTo consider submetering of natural gas to a commercial customer

03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc.To defer expenses beyond the end of the fiscal year

04-06-05 Proposed

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc.To implement the program

05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc.To review the calculation of the fee

05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric CorporationTo establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11

06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas CorporationTo consider the manner in which the gas cost incentive mechanism has been applied

07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalitiesTo consider the filings

10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas CorporationTo defer certain costs

11-09-05 Proposed

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York andSteel Arrow, LLCTo consider the sale

11-16-05 Proposed

PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas CorporationTo approve the transfer

11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp.To obtain long-term debt

12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc.To approve of the transfer

01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and proceduresTo examine the manner and extent to which gas curtailment policies and procedures should be modified and/or established

02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure ProgramTo include an attributes accounting system

02-15-06 Proposed

PSC-22-06-00019 Hourly pricing by National GridTo assess the impacts

05-31-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

38

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PSC-22-06-00020 Hourly pricing by New York State Electric & Gas CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc.To assess the impacts

05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc.To assess the impacts

05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefitsTo extend the deadline to Central Hudson's low-income customers

06-14-06 Emergency/Proposed

PSC-25-06-00017 Purchased power adjustment by Massena Electric DepartmentTo revise the method of calculating the purchased power adjustment and update the factor of adjustment

06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working GroupTo incorporate appropriate modifications

08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-39-06-00018 Order establishing rate plan by Central Hudson Gas & Electric Corporation and the Consumer Protection BoardTo consider the petitions for rehearing

09-27-06 Proposed

PSC-39-06-00019 Investigation of Richard M. Osborne by Corning Natural Gas CorporationTo determine the interests, plans and commitments that will be in place if he is successful in blocking the merger of CorningGas and C&T Enterprises

09-27-06 Proposed

PSC-39-06-00022 Uniform business practices and related matters by U.S. Energy Savings CorporationTo establish a contest period

09-27-06 Proposed

PSC-40-06-00005 Orion Integral automatic meter reading transmitter by New York State Electric and Gas CorporationTo permit gas utilities in NYS to use the Badger Meter Incorporated Orion Integral transmitters

10-04-06 Proposed

PSC-42-06-00011 Submetering of electricity by 225 5th LLCTo submeter electricity at 255 Fifth Ave., New York, NY

10-18-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc.To determine the proper mechanism for the rate-recovery of costs

10-25-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

39

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PUBLIC SERVICE COMMISSION

PSC-44-06-00014 Electric power outages in Northwest Queens by Consolidated Edison Company of New York, Inc.To review the terms and conditions of the agreement

11-01-06 Proposed

PSC-45-06-00007 Alleged failure to provide electricity by Robert AndrewsTo assess validity of allegations and appropriateness of fines

11-08-06 Proposed

PSC-01-07-00031 Enforcement mechanisms by National Fuel Gas Distribution CorporationTo modify enforcement mechanisms

01-03-07 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc.To clarify the order

01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for electric service

02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for gas service

02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc.To implement the recommendations in the staff's investigation

03-14-07 Proposed

PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc.To modify the company's response to power outages, the timing for any such changes and other related matters

03-14-07 Proposed

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc.To amend the agreement

04-25-07 Proposed

PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc.To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation

05-02-07 Proposed

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas CorporationTo seek rehearing

05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas CorporationTo revise the rates, charges, rules and regulations for gas service

05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc.To recover incremental program costs and lost revenue

05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution CorporationTo explicitly state in the company's tariff that the threshold level of elective upstream transmission capacity is a maximum of112,600 Dth/day of marketer-provided upstream capacity

06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New YorkTo consider rehearing a decision establishing a Gas Efficiency Program

06-13-07 Proposed

ID Number Issue Date Action QUARTERLY INDEX

40

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PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas CorporationTo create a gas bill issuance charge unbundled from delivery rates

09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearingTo seek reversal

10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc.To consider any energy efficiency program for Orange and Rockland Utilities, Inc.'s electric service

10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc.To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc.

10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc.To establish a tariff provision

11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code regionTo consider options for making additional codes

01-09-08 Proposed

PSC-03-08-00006 Rehearing of the accounting determinationsTo grant or deny a petition for rehearing of the accounting determinations

01-16-08 Proposed

PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric CorporationTo grant easement rights to Millennium Pipeline Company, L.L.C.

01-23-08 Proposed

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department ofConsumer AffairsTo consider modifying the commission's regulation over marketing practices of energy service companies

01-23-08 Proposed

PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al.To consider the transfer

02-20-08 Proposed

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PCTo grant or deny Turner's petition

03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas CorporationTo grant or deny the petition

03-26-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

41

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PSC-23-08-00008 Petition requesting rehearing and clarification of the commission's April 25, 2008 order denying petition of public utility lawprojectTo consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition forrehearing and clarification of the commission's April 25, 2008 order denying petition of Public Utility Law Project

06-04-08 Proposed

PSC-23-08-00009 The transfer of certain real property with an original cost under $100,000 in the Town of ThroopTo consider the filing for the transfer of certain real property in the Town of Throop

06-04-08 Proposed

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needsTo establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs

06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load OpportunitiesRider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years

06-18-08 Proposed

PSC-28-08-00004 Con Edison's procedure for providing customers access to their account informationTo consider Con Edison's implementation plan and timetable for providing customers access to their account information

07-09-08 Proposed

PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR)To authorize recovery of the DRS costs from the CMR

07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008To approve, reject or modify, in whole or in part, KEDNY's recommended ESCO referral program

08-06-08 Proposed

PSC-33-08-00008 Noble Allegany's request for lightened regulationTo consider Noble Allegany's request for lightened regulation as an electric corporation

08-13-08 Proposed

PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New YorkTo consider petition for transfer of real property to NYPH

09-03-08 Proposed

PSC-39-08-00010 RG&E's economic development plan and tariffsConsideration of the approval of RG&E's economic development plan and tariffs

09-24-08 Proposed

PSC-40-08-00010 Loans from regulated company to its parentTo determine if the cash management program resulting in loans to the parent should be approved

10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchiseTo determine if the transfer of control of Margaretville's cable TV subsidiary should be approved

10-08-08 Proposed

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover-ies

10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New YorkTo consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York

11-12-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilitiesConsideration of approval of a transfer of indirect ownership interests in nuclear generation facilities

11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission towerTo approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower

11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate programTo expand eligibility to customers converting from oil to natural gas

11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricityTo consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, NewYork

11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricityTo consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, NewYork

11-26-08 Proposed

PSC-50-08-00018 Market Supply ChargeA study on the implementation of a revised Market Supply Charge

12-10-08 Proposed

PSC-51-08-00006 Commission's October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458To consider a Petition for rehearing of the Commission's October 27, 2008 Order in Case 07-M-0458

12-17-08 Proposed

PSC-51-08-00007 Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078To consider Petitions for rehearing of the Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078

12-17-08 Proposed

PSC-53-08-00011 Use of deferred Rural Telephone Bank fundsTo determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds

12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NYTransfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY

12-31-08 Proposed

PSC-53-08-00013 To transfer common stock and ownershipTo consider transfer of common stock and ownership

12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/FrontierReview and consider FCC proposed redefinition of Citizens/Frontier service area

01-07-09 Proposed

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate theretoTo determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario 2

01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issuesTo consider any remaining non-revenue requirement issues related to the Company's May 9, 2008 tariff filing

02-04-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projectsTo consider the long term impacts on steam rates and on public policy of various options concerning the steam system

02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm.

02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility propertyTo consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets

02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice stormTo allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm

02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union, NewYork, NYTo consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York

02-18-09 Proposed

PSC-12-09-00010 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-12-09-00012 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan areaTo consider options for making additional central office codes available in the 718/347 numbering plan area

04-01-09 Proposed

PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service CommissionTo determine whether the regulation of revenue requirements for municipal utilities should be modified

04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricityTo consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York,New York

04-22-09 Proposed

PSC-16-09-00020 Whether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacityWhether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacity

04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accountsTo permit electric utilities in New York State to use the Elster REX2

04-29-09 Proposed

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxesWhether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxes

04-29-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-17-09-00012 Petition for the submetering of gas at commercial propertyTo consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., GovernorsIsland, NY

04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS StaffTo consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff

04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National GridTo approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga

04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricityTo consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, NewYork

05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricityTo consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, New York

05-06-09 Proposed

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility's transmission facilities in the City of YonkersTo approve, reject or modify the petition for the existing wireless antenna attachment to the utility's transmission tower

05-06-09 Proposed

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies' advanced metering infrastructure (AMI) pilots etcTo consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it's AMI pilots etc

05-20-09 Proposed

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E's AMI pilot programTo consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it's AMI pilot program

05-20-09 Proposed

PSC-22-09-00011 Cost allocation for Consolidated Edison's East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River RepoweringProject

06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petitionWhether to grant, deny, or modify, in whole or in part, the petition

06-24-09 Proposed

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status databaseTo determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation

06-24-09 Proposed

PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, IncConsider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc

06-24-09 Proposed

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service and exchangeaccess.To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p.

07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility billTo promote energy conservation

07-08-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service and exchangeaccessTo review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p

07-08-09 Proposed

PSC-29-09-00006 Petition for the submetering of electricity at a residential senior citizen facilityTo consider the request of Shinda Management Corp. to submeter electricity at 107-37 166th Street, Jamaica, New York

07-22-09 Proposed

PSC-29-09-00011 Consideration of utility compliance filingsConsideration of utility compliance filings

07-22-09 Proposed

PSC-30-09-00010 Additional funding for interim gas energy efficiency programs currently being implemented by Niagara MohawkTo fund the continued operation of Niagara Mohawk's interim gas energy efficiency programs through October 31, 2009

07-29-09 Proposed

PSC-32-09-00009 Cost allocation for Consolidated Edison's East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River RepoweringProject

08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final ReportTo consider whether to take action or recommendations contained in the Management Audit Final Report

08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications,LLCTo allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC

08-26-09 Proposed

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009

09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam systemTo establish a mechanism for sale of customer-generated steam to the Con Edison steam system

09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment AgreementsTo determine whether electronic signatures can be accepted for Deferred Payment Agreements

09-16-09 Proposed

PSC-39-09-00015 Modifications to the $5 Bill Credit ProgramConsideration of petition of National Grid to modify the Low Income $5 Bill Credit Program

09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit AdjustmentsTo consider a petition to offset deferral balances with Positive Benefit Adjustments

09-30-09 Proposed

PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costsTo consider a petition to defer and amortize costs

10-07-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOsTo revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period

12-23-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of mergerTo allow the companies to expend less funds for capital improvement than required by the merger

12-23-09 Proposed

PSC-52-09-00006 ACE's petition for rehearing for an order regarding generator-specific energy deliverability study methodologyTo consider whether to change the Order Prescribing Study Methodology

12-30-09 Proposed

PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000To finance the renovation and construction of the New York Independent System Operator, Inc.'s power control center facili-ties

12-30-09 Proposed

PSC-05-10-00008 Petition for the submetering of electricityTo consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta, NY

02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricityTo consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, NewYork, NY

02-03-10 Proposed

PSC-06-10-00022 The Commission's Order of December 17, 2009 related to redevelopment of Consolidated Edison's Hudson Avenuegenerating facilityTo reconsider the Commission's Order of December 17, 2009 related to redevelopment of the Hudson Avenue generatingfacility

02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business PracticesTo consider the RESA petition to allow rescission of a customer request to return to full utility service

02-17-10 Proposed

PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847

02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programsTo modify approved energy efficiency programs

02-24-10 Proposed

PSC-11-10-00011 Niagara Mohawk's EEPS ‘‘Fast Track’’ Residential Electric HVAC ProgramTo encourage cost effective electric energy conservation in the State

03-17-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison's gas operationsTo require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison's gasoperations

03-24-10 Proposed

PSC-14-10-00010 Petition for the submetering of electricityTo consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY

04-07-10 Proposed

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

04-21-10 Proposed

PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications

04-21-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

47

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PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications

04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practicesTo consider electric utility transmission right-of-way management practices

05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, New YorkTo decide whether to approve National Grid's request to transfer a parcel of vacant property in Fort Edward, New York

05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe serviceConsider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service

06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricityTo consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York

06-02-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging serviceTo remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.'s tariff

06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing codeConsideration of petition to reassign the 2-1-1 abbreviated dialing code

06-23-10 Proposed

PSC-25-10-00015 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2009Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2009

06-23-10 Proposed

PSC-27-10-00016 Petition for the submetering of electricityTo consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York

07-07-10 Proposed

PSC-28-10-00013 Petition for the submetering of electricityTo consider the request of the The Trump Corporation to submeter electricity at 3770 Barger Street, Shrub Oak, New York

07-14-10 Proposed

PSC-31-10-00007 Waiver of the Attachment 23 requirement in 2001 Rate Order that NMPC Board of Directors consist of ‘‘outside directors’’To consider the waiver of the requirement that a majority of NMPC Board of directors consist of ‘‘outside directors’’

08-04-10 Proposed

PSC-31-10-00008 KEDNY's Interim Low Income Energy Efficiency ProgramConsideration of KEDNY's request for approval of costs related to large multifamily energy efficiency services

08-04-10 Proposed

PSC-31-10-00009 KEDLI's Interim Low Income Energy Efficiency ProgramConsideration of KEDLI's request for approval of costs related to low income large multifamily energy efficiency services

08-04-10 Proposed

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financingTo decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs

08-25-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program08-25-10 Proposed

PSC-36-10-00010 Central Hudson's procedures, terms and conditions for an economic development planConsideration of Central Hudson's procedures, terms and conditions for an economic development plan09-08-10 Proposed

PSC-40-10-00014 Disposition of a state sales tax refundTo determine how much of a state sales tax refund should be retained by National Grid10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing MallTo permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall10-06-10 Proposed

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meterAllow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for somecustomers

10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NYRequest for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY

10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricityTo consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York

10-20-10 Proposed

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility PolesTo review the complaint from Optical Communications Group

10-27-10 Proposed

PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas CorporationTo consider Corning Natural Gas Corporation's request for a third and fourth stage gas rate increase

11-03-10 Proposed

PSC-47-10-00012 Approval of a lightened regulatory regime and financing in connection with a 630 MW natural gas electric generating facilityConsideration of approval of a lightened regulatory regime and financing for a 630 MW natural gas electric generating facility

11-24-10 Proposed

05-28-14 Finalized

PSC-50-10-00005 Metered gas deliveries and lost and unaccounted for gasTo allow BEGWS to recover a refund from Corning for overcharges of gas deliveries

12-15-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilitiesInvestigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities

12-22-10 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public serviceThe proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service

03-16-11 Proposed

PSC-12-11-00008 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2010Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2010

03-23-11 Proposed

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculationExclude the minimum monthly bill component from the earnings test calculation

03-30-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-13-11-00007 Budget allocations and use of System Benefits Charge funds to pay State Cost Recovery FeeTo encourage cost effective gas and electric energy conservation in the State

03-30-11 Proposed

PSC-14-11-00009 Petition for the submetering of electricityTo consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York

04-06-11 Proposed

PSC-16-11-00010 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

PSC-16-11-00011 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

PSC-19-11-00007 Utility price reporting requirements related to the Commission's ‘‘Power to Choose’’ websiteModify the Commission's utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website

05-11-11 Proposed

PSC-20-11-00012 Petition for the submetering of electricityTo consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York

05-18-11 Proposed

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready chargesTo determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable

05-18-11 Proposed

PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter

06-01-11 Proposed

PSC-23-11-00018 NYSERDA's energy efficiency program for low-income customersTo promote energy conservation in New York State

06-08-11 Proposed

PSC-26-11-00007 Water rates and chargesTo approve an increase in annual revenues by about $25,266 or 50%

06-29-11 Proposed

PSC-26-11-00009 Petition for the submetering of electricity at commercial propertyTo consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, NewYork

06-29-11 Proposed

PSC-26-11-00012 Waiver of generation retirement notice requirementsConsideration of waiver of generation retirement notice requirements

06-29-11 Proposed

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay saidOrder.To consider whether to grant or deny, in whole or in part, Windstream New York's Petition For Reconsideration andRehearing.

07-20-11 Proposed

PSC-33-11-00017 Petition for the submetering of electricityTo consider the request of 56-7th Avenue LLC to submeter electricity at 56-7th Avenue, New York, New York

08-17-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000To finance the construction of Hudson Transmission Partners, LLC's electric transmission facility

08-24-11 Emergency/Adopted

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters

08-31-11 Proposed

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

09-07-11 Proposed

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap capsAdopt modified steam operation and maintenance procedures

09-21-11 Proposed

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con EdisonConsideration of waiver of certain provisions of the electric service tariffs of Con Edison

09-21-11 Proposed

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE)Whether to partially modify its order requiring regulated local exchange carriers' participation NYDE

10-05-11 Proposed

PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory assetTo approve transfer and recovery of unamortized plant investment

10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

10-12-11 Emergency/Adopted

PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications service throughout New York

10-19-11 Proposed

PSC-43-11-00012 Transfer of outstanding shares of stockTransfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC

10-26-11 Proposed

PSC-44-11-00018 The New York State Energy Research and Development Authority's proposal for an Agricultural Disaster Energy EfficiencyProgram.To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation in NewYork.

11-02-11 Emergency/Adopted

PSC-45-11-00002 Approval for NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifying customers.

11-09-11 Emergency/Adopted

PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classesConsideration of Con Edison's proposal to address inter-class delivery imbalances resulting from past Company miscalcula-tions

11-23-11 Proposed

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEGConsideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG

11-30-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-48-11-00008 Petition for the submetering of electricityTo consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York

11-30-11 Proposed

PSC-51-11-00010 The Total Resource Cost (TRC) test, used to analyze measures in the Energy Efficiency Portfolio Standard programPetitioners request that the TRC test and/or its application to measures should be revised

12-21-11 Proposed

PSC-51-11-00017 Discontinuance of water serviceTo allow Antlers of Raquette Lake, Inc. to abandon its water system

12-21-11 Proposed

04-16-14 Finalized

PSC-52-11-00017 Reparations and refundsReparations and refunds

12-28-11 Proposed

PSC-01-12-00007 The New York State Reliability Council's revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

01-04-12 Proposed

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3Consideration of the transfer of real property and easements from NMPNS to NMP3

01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison's ESCO referral program, PowerMoveTo determine how and to what extent expenses related to the Expansion of Con Edison's ESCO referral program should berecovered

01-04-12 Proposed

PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con EdisontariffWhether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con Edisontariff

03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assetsTransfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman

03-14-12 Proposed

PSC-13-12-00005 Authorization to transfer certain real propertyTo decide whether to approve the transfer of certain real property

03-28-12 Proposed

PSC-17-12-00007 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

04-25-12 Proposed

PSC-17-12-00008 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

04-25-12 Proposed

PSC-17-12-00009 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

04-25-12 Proposed

PSC-17-12-00015 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

04-25-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-19-12-00019 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric CorporationTo modify the C&I sector by combining multiple approved C&I programs into a single C&I program for each PA

05-09-12 Proposed

PSC-19-12-00022 Approval of a combined heat and power performance program funding plan administered by NYSERDAModify NYSERDA's EEPS programs budget and targets to fund the CHP program

05-09-12 Proposed

PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc.

05-09-12 Proposed

PSC-21-12-00006 Tariff filing requirements and refundsTo determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted

05-23-12 Proposed

PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47

05-23-12 Proposed

PSC-23-12-00005 EEPS multifamily programs administered by Consolidated Edison Company of New York, Inc.To redesign the multifamily electric and gas programs and modify the budgets and targets

06-06-12 Proposed

PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facilityTo consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility

06-06-12 Proposed

PSC-23-12-00009 Over earnings sharing between rate payers and shareholdersTo establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning's rate plan

06-06-12 Proposed

PSC-27-12-00012 Implementation of recommendations made in a Management Audit ReportTo consider implementation of recommendations made in a Management Audit Report

07-03-12 Proposed

PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance MechanismConsideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics

07-11-12 Proposed

PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process.

07-18-12 Proposed

PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process

07-25-12 Proposed

PSC-33-12-00009 Telecommunications companies ability to attach to utility company polesConsideration of Tech Valley's ability to attach to Central Hudson poles

08-15-12 Proposed

PSC-35-12-00014 To implement an abandonment of White Knight's water systemTo approve the implementation of abandonment of White Knight's water system

08-29-12 Proposed

PSC-37-12-00009 Proposed modification by Con Edison of its procedures to calculate estimated bills to its customersProposed modification by Con Edison of its procedures to calculate estimated bills to its customers

09-12-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-42-12-00007 Petition for the submetering of electricityTo consider the request of 215 West 91st Street Corp. to submeter electricity at 215 West 91st Street, New York, NewYork

10-17-12 Proposed

PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.'s long-term financing agreementsTo exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements

10-17-12 Proposed

PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariffWhether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariff

11-07-12 Proposed

PSC-45-12-00009 Certain aspects of the residential and small non-residential retail energy markets in New York StateTo assess certain aspects of the retail energy markets and to consider actions regarding the operation of those markets

11-07-12 Proposed

03-12-14 Finalized

PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire DistrictWhether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire District

11-07-12 Proposed

PSC-47-12-00010 Whether to permit the use of the Romet AdEC electronic corrector for use in commercial and industrial gas meter applica-tionsTo permit gas utilities in New York State to use the Romet AdEC corrector

11-21-12 Proposed

01-15-14 Finalized

PSC-50-12-00003 Affiliate standards for Corning Natural Gas CorporationTo resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing

12-12-12 Proposed

PSC-51-12-00006 National Grid proposes to retain all property tax refundsTo consider National Grid's proposal to retain all property tax refunds

12-19-12 Proposed

03-12-14 Finalized

PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above 100kWTo consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW

01-23-13 Proposed

PSC-04-13-00007 Authorization to transfer certain real property.To decide whether to approve the transfer of certain real property.

01-23-13 Proposed

PSC-06-13-00008 Verizon New York Inc.'s retail service qualityTo investigate Verizon New York Inc.'s retail service quality

02-06-13 Proposed

PSC-08-13-00012 Filing requirements for certain Article VII electric facilitiesTo ensure that applications for certain electric transmission facilities contain pertinent information

02-20-13 Proposed

PSC-08-13-00014 Uniform System of Accounts - Request for Accounting AuthorizationTo allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred

02-20-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-11-13-00014 Request authorization to defer incremental expenses incurred related to Tropical Storm SandyTo consider allowing Central Hudson Gas & Electric Corporation to defer incremental expenses incurred in storm restorationwork03-13-13 Proposed04-23-14 Finalized

PSC-12-13-00007 Protecting company water mainsTo allow the company to require certain customers to make changes to the electrical grounding system at their homes03-20-13 Proposed

PSC-13-13-00008 The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines.To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should begranted.

03-27-13 Proposed

PSC-14-13-00004 Charges and fees.To revise its Returned Check Charge and Reconnection fees.

04-03-13 Proposed

01-15-14 Finalized

PSC-14-13-00005 Recovery of incremental expense.To consider petition for recovery of incremental expense.

04-03-13 Proposed

PSC-15-13-00012 Rehearing of a gas transportation rateConsideration of rehearing of a gas transportation rate

04-10-13 Proposed

04-16-14 Finalized

PSC-15-13-00018 Transfer of property with an original cost of less than $100,000To determine wither the to provide written consent, pursuant to PSL Section 70, for the proposed transfer of property

04-10-13 Proposed

02-05-14 Finalized

PSC-17-13-00008 Provision of historical utility pricing information for comparison purposes for residential ESCO customersProvision of historical utility pricing information for comparison purposes for residential ESCO customers

04-24-13 Proposed

PSC-17-13-00010 Provision of historical pricing information for comparison purposes for residential ESCO customersProvision of historical pricing information for comparison purposes for residential ESCO customers

04-24-13 Proposed

PSC-18-13-00007 Whether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposesWhether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposes

05-01-13 Proposed

PSC-18-13-00009 To consider the petition for clarification from North Town Roosevelt, LLC.To consider the petition for clarification from North Town Roosevelt, LLC.

05-01-13 Proposed

03-19-14 Finalized

PSC-18-13-00010 Con Edison's 2012 Performance Report concluding that it met all targets and incurred no revenue adjustmentTo consider Con Edison's 2012 Performance Report concluding that it met all targets and incurred no revenue adjustment

05-01-13 Proposed

03-12-14 Finalized

PSC-20-13-00008 Relief of the exhausting 315 Area CodeTo reinstate the relief process for the 315 area code region beyond 2015

05-15-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-20-13-00011 Interruptible Service OptionsTo grant, modify or deny a tariff filing proposing revisions to Interruptible Service Options

05-15-13 Proposed

PSC-21-13-00003 To consider policies that may impact consumer acceptance and use of electric vehiclesTo consider and further develop policies that may impact consumer acceptance and use of electric vehicles

05-22-13 Proposed

PSC-21-13-00004 Minor electric rate filingTo approve an increase in annual base electric revenues by approximately $96,576 or 11.5%

05-22-13 Proposed

01-15-14 Withdrawn

PSC-21-13-00005 To implement an abandonment of Windover's water systemTo approve the implementation of abandonment of Windover's water system

05-22-13 Proposed

PSC-21-13-00008 Rates of National Fuel Gas Distribution CorporationTo make the rates of National Fuel Gas Distribution Corporation temporary, subject to refund, if they are found to be exces-sive

05-22-13 Proposed

PSC-21-13-00009 Reporting requirements for natural gas local distribution companiesTo help ensure efficient and economic expansion of the natural gas system as appropriate

05-22-13 Proposed

PSC-22-13-00009 On remand from New York State court litigation, determine the recovery of certain deferred amounts owed NFG by ratepay-ersOn remand, to determine the recovery of certain deferral amounts owed NFG from ratepayers

05-29-13 Proposed

PSC-23-13-00005 Waiver of partial payment, directory database distribution, service quality reporting, and service termination regulationsEqualize regulatory treatment based on level of competition and practical considerations

06-05-13 Proposed

PSC-23-13-00007 Water rates and chargesTo approve an increase in annual revenues by approximately $15,000 or 61.3%

06-05-13 Proposed

05-14-14 Finalized

PSC-24-13-00009 Repowering options for the Cayuga generating station located in Lansing, New York, and alternativesTo establish whether utility plans should include repowering options for the Cayuga generating station, or other alternatives

06-12-13 Proposed

PSC-24-13-00010 Repowering options for the Dunkirk generating station located in Dunkirk, New York, and alternativesTo establish whether utility plans should include repowering options for the Dunkirk generating station, or other alternatives

06-12-13 Proposed

PSC-25-13-00008 To deny, grant or modify, in whole or in part, Central Hudson's rehearing request.To deny, grant or modify, in whole or in part, Central Hudson's rehearing request.

06-19-13 Proposed

PSC-25-13-00009 Provision by utilities of natural gas main and service lines.To help ensure efficient and economic expansion of the natural gas system as appropriate.

06-19-13 Proposed

PSC-25-13-00011 Waiver of certain Commission requirements related to provision of customer information to credit reporting agencies.To waive a utility's right to provide information to credit reporting agencies related to customers' payment histories.

06-19-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-25-13-00012 To deny, grant or modify, in whole or in part, Central Hudson's rehearing request.To deny, grant or modify, in whole or in part, Central Hudson's rehearing request.

06-19-13 Proposed

PSC-25-13-00015 Determination that Erie is not subject to lightened regulation and is within the exemption for small hydro facilities.Consideration of if Erie is subject to lightened regulation or is within the exemption for small hydro facilities.

06-19-13 Proposed

06-04-14 Finalized

PSC-26-13-00008 Disconnection from the utility franchise system and reconnection to a different electric franchise; and waiver of certain feesClarify whether Terpening Trucking will be allowed to disconnect from National Grid without paying certain fees

06-26-13 Proposed

03-12-14 Finalized

PSC-27-13-00014 Columbia Gas Transmission Corporation Cost RefundFor approval for temporary waiver of tariff provisions regarding its Columbia Gas Transmission Corporation cost refund.

07-03-13 Proposed

PSC-28-13-00014 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

07-10-13 Proposed

PSC-28-13-00016 The request of NGT for lightened regulation as a gas corporation.To consider whether to approve, reject, or modify the request of Niagara gas transport of Lockport, NY LLC.

07-10-13 Proposed

PSC-28-13-00017 The request by TE for waiver of regulations requiring that natural gas be odorized in certain gathering line segmentsConsider the request by TE for waiver of regulations that gas be odorized in certain lines

07-10-13 Proposed

PSC-28-13-00018 Refunds of gas suppliers, pipeline transporters and storage providersTariff filing proposing revisions to the method of gas supplier, pipeline transporter and storage provider refunds to customers

07-10-13 Proposed

03-12-14 Finalized

PSC-28-13-00019 Refunds of gas suppliers, pipeline transporters and storage providersTariff filing proposing revisions to the method of gas supplier, pipeline transporter and storage provider refunds to customers

07-10-13 Proposed

03-12-14 Finalized

PSC-28-13-00020 Refunds of gas suppliers, pipeline transporters and storage providersTariff filing proposing revisions to the method of gas supplier, pipeline transporter and storage provider refunds to customers

07-10-13 Proposed

03-12-14 Finalized

PSC-28-13-00021 Water rates and chargesTo approve an increase in annual revenues by approximately $33,254 or 138%

07-10-13 Proposed

PSC-29-13-00018 Major electric rate increase filing.To establish rates and practices for electric service.

07-17-13 Proposed

03-12-14 Finalized

PSC-29-13-00019 Major gas rate increase filing.To establish rates and practices for gas service.

07-17-13 Proposed

03-12-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-29-13-00021 Major steam rate change filing.To establish rates and practices for steam service.

07-17-13 Proposed

03-12-14 Finalized

PSC-30-13-00007 Eligibility requirements for the Main Tier Renewable Portfolio StandardTo modify the rules of the Renewable Portfolio Standard to limit eligibility to projects located in New York State

07-24-13 Proposed

01-08-14 Finalized

PSC-32-13-00009 To consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission's Uniform Business PracticesTo consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission's Uniform Business Practices

08-07-13 Proposed

PSC-32-13-00010 Permission to write off and eliminate record keeping for regulatory reserves for Pensions and Other Post RetirementBenefitsTo allow write off and eliminate record keeping of Pension and Other Post Retirement Benefits Reserves

08-07-13 Proposed

PSC-32-13-00011 To bill and collect sewer rents on behalf of the Village of Port Chester using utility assets and customer usage informationTo determine whether to grant, modify or deny, in whole or in part, the joint petition to bill and collect sewer rent

08-07-13 Proposed

03-12-14 Finalized

PSC-32-13-00012 To consider whether NYSEG should be required to undertake actions to protect its name and to minimize customer confu-sionTo consider whether NYSEG should be required to undertake actions to protect its name and to minimize customer confu-sion

08-07-13 Proposed

PSC-33-13-00027 Waive underground facility requirements for new construction in residential subdivisions to allow for overhead electric lines.Determine whether Chapin Lumberland, LLC subdivision will be allowed overhead electric distribution and service lines.

08-14-13 Proposed

PSC-33-13-00029 Deferral of incremental costs associated with the restoration of steam service following Superstorm Sandy.To consider a petition by Con Edison to defer certain incremental steam system restoration costs relating to SuperstormSandy.

08-14-13 Proposed

PSC-33-13-00030 Issuance of securitiesTo permit the Company to issue and sell securities.

08-14-13 Proposed

01-08-14 Finalized

PSC-34-13-00004 Escrow account and surcharge to fund extraordinary repairsTo approve the establishment of an escrow account and surcharge

08-21-13 Proposed

PSC-35-13-00009 Modification of Telephone Corporations Class A and Class B PSC Annual ReportsReduce regulatory burdens on incumbent local exchange carriers

08-28-13 Proposed

01-15-14 Finalized

PSC-36-13-00005 Utility Refund DispositionTo approve the petition of New York American Water in the distribution of a property tax refund

09-04-13 Proposed

05-14-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-37-13-00006 Relocation of call center by National Grid.To consider notice by National Grid of call center relocation.

09-11-13 Proposed

01-08-14 Finalized

PSC-37-13-00007 Dissolution of Garrow Water Works Company, Inc..To allow for the dissolution of Garrow Water Works Company, Inc.

09-11-13 Proposed

PSC-37-13-00008 Establish a temporary surcharge to recover costs.To allow Rainbow Water Company Inc., and Sunrise Ridge Water Company to establish a temporary surcharge to recovercosts.

09-11-13 Proposed

01-08-14 Finalized

PSC-39-13-00010 NY-Sun initiative within the Customer-Sited Tier of the RPS Program.To increase the statewide adoption of customer sited photovoltaic solar generation through the NY-Sun Initiative.

09-25-13 Proposed

PSC-39-13-00011 The allocation of uncommitted SBC-III funds.Reallocate uncommitted SBC-III funds to the PEMC.

09-25-13 Proposed

01-08-14 Finalized

PSC-39-13-00012 EEPS program years 2014 - 2015.To streamline certain administrative requirements for EEPS program years 2014 - 2015 established in previous Commissionorders.

09-25-13 Proposed

01-15-14 Finalized

PSC-39-13-00013 Transportation service under Service Classification (SC) Nos. 7 and 14.To modify and clarify provisions related to electric generators that take transportation service under SC Nos. 7 and 14.

09-25-13 Proposed

01-15-14 Finalized

PSC-39-13-00014 Waiver of PSC regulations, 16 NYCRR secs 88.4(a)(4); 86.3(a)(1)(i) & (iii); 85-2.9(d) & (e); 86.3(a)(2); 86.3(b)(2); & 86.4(b)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

09-25-13 Proposed

01-08-14 Finalized

PSC-39-13-00015 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Clare, to waive certain preliminary franchising procedures to expedite the franchising process.

09-25-13 Proposed

03-19-14 Finalized

PSC-39-13-00017 NY-Sun initiative within the Customer-Sited Tier of the RPS Program.To improve the efficiency and delivery of the RPS solar PV.

09-25-13 Proposed

01-08-14 Finalized

PSC-39-13-00018 EEPS program years 2014 - 2020.Modify EEPS program rules for years 2014-2015 and authorize a new EEPS structure for program years 2016 - 2020.

09-25-13 Proposed

01-15-14 Finalized

PSC-39-13-00019 Major water rate filing.To consider a proposal to increase annual operating revenues by about $21.3 million or 28.9%.

09-25-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-39-13-00020 Energy Efficiency Portfolio Standard, System Benefits Charge, and Renewable Portfolio Standard funds and a Green Bank.To encourage the financing and development of clean energy projects.

09-25-13 Proposed

01-08-14 Finalized

PSC-40-13-00004 Petition for submetering of electricityTo consider the request of Park View Fifth Avenue Associates, LLC to submeter electricity at 1280 Fifth Avenue, New York,NY

10-02-13 Proposed

02-12-14 Finalized

PSC-41-13-00013 Tariff changes to modify the calculation of the monthly cost of gas for sales customers.To modify the calculation of the monthly cost of gas for sales customers under Service Classification Nos. 4A; 4A-CNG and4B.

10-09-13 Proposed

PSC-41-13-00014 The issuance of aggregate long-term debt of up to $300 million.To consider the authorization of aggregate long-term debt of up to $300 million.

10-09-13 Proposed

01-08-14 Finalized

PSC-42-13-00009 Approval to modify lease of certain real property on which a 2.5 MW generator is locatedTo decide whether to approve the modification of a lease of certain real property on which is located a 2.5 MW generator

10-16-13 Proposed

01-15-14 Finalized

PSC-42-13-00010 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover-ies

10-16-13 Proposed

01-15-14 Withdrawn

PSC-42-13-00011 National Grid's Rule 16.6 -Letter of Credit by Non-Residing ApplicantDetermine whether there are special circumstances to warrant a waiver to the rule

10-16-13 Proposed

03-12-14 Finalized

PSC-42-13-00012 Whether to grant, deny or modify, in whole or in part, Con Edison's petition for rehearing.Whether to grant, deny or modify, in whole or in part, Con Edison's petition for rehearing.

10-16-13 Proposed

03-12-14 Finalized

PSC-42-13-00013 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

PSC-42-13-00014 Water rates and chargesApproval of Long-Term Water Supply Surcharge to recover costs associated with the Haverstraw Water Supply Project

10-16-13 Proposed

PSC-42-13-00015 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

PSC-43-13-00014 Refunds of gas suppliers, pipeline transporters and storage providersTariff filing proposing revisions to the method of gas supplier, pipeline transporter and storage provider refunds to customers

10-23-13 Proposed

03-12-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-43-13-00015 Petition for submetering of electricityTo consider the request of 2701 Kingsbridge Terrace L.P. to submeter electricity at 2701 Kingsbridge Terrace, Bronx, N.Y.

10-23-13 Proposed

PSC-43-13-00016 Requests for lightened regulatory treatment and approval of a prior transfer of ownership by Champlain Hudson PowerExpress, Inc.To consider requests for lightened regulatory treatment and approval of a prior transfer of ownership by Champlain Hudson

10-23-13 Proposed

02-05-14 Finalized

PSC-43-13-00017 Refunds of gas suppliers, pipeline transporters and storage providersTariff filing proposing revisions to the method of gas supplier, pipeline transporter and storage provider refunds to customers

10-23-13 Proposed

03-12-14 Finalized

PSC-43-13-00018 Refunds of gas suppliers, pipeline transporters and storage providersTariff filing proposing revisions to the method of gas supplier, pipeline transporter and storage provider refunds to customers

10-23-13 Proposed

03-12-14 Finalized

PSC-43-13-00019 Modification of the deferral recovery provisions of Corning Natural Gas Corporation’s three-year gas rates planTo approve or deny the modification of the deferral recovery provisions of the three-year gas rates plan

10-23-13 Proposed

01-08-14 Finalized

PSC-44-13-00006 To provide the Commission a forum in which to consider the disposition of the tax refundTo consider whether the tax refund should be allocated, in whole or part, to customers

10-30-13 Proposed

03-12-14 Finalized

PSC-45-13-00021 Investigation into effect of bifurcation of gas and electric utility service on Long Island.To consider a Petition for an investigation into effect of bifurcation of gas and electric utility service on Long Island.

11-06-13 Proposed

PSC-45-13-00022 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00023 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00024 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4); waiver of filing deadlines.To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00025 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00026 Net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.To provide net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.

11-06-13 Proposed

02-12-14 Finalized

PSC-45-13-00027 Net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.To provide net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.

11-06-13 Proposed

02-12-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-45-13-00028 Net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.To provide net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.

11-06-13 Proposed

02-12-14 Finalized

PSC-45-13-00029 Net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.To provide net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.

11-06-13 Proposed

02-12-14 Finalized

PSC-45-13-00030 Net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.To provide net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.

11-06-13 Proposed

02-12-14 Finalized

PSC-45-13-00031 Net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.To provide net metering of residential farm photovoltaic and farm and non-residential fuel cell electric generating systems.

11-06-13 Proposed

02-12-14 Finalized

PSC-46-13-00007 Whether to permit the use of the GE/Dresser ES3 Index Assembly for use in commercial and industrial gas meterapplications.To permit gas utilities in New York State to use the GE/Dresser ES3 Index Assembly.

11-13-13 Proposed

PSC-47-13-00007 Reliability Support Services Agreement for electric service reliability.Consideration of a Reliability Support Services Agreement for electric service reliability.

11-20-13 Proposed

02-05-14 Finalized

PSC-47-13-00008 Petition for submetering of electricity.To consider the request of Stellar 83 Court LLC to submeter electricity at 83-87 Court Street, et al.

11-20-13 Proposed

02-12-14 Finalized

PSC-47-13-00009 Petition for submetering of electricity.To consider the request of Hegeman Avenue Housing L.P. to submeter electricity at 39 Hegeman Avenue, Brooklyn, N.Y.

11-20-13 Proposed

PSC-47-13-00010 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Bellmont, NY, to waive certain preliminary franchising procedures to expedite the franchising process.

11-20-13 Proposed

03-19-14 Finalized

PSC-47-13-00011 Approval to transfer of stocks of Snow Lake Utilities Corporation.To allow Snow Lake Utilities Corporation to transfer its stock.

11-20-13 Proposed

04-16-14 Finalized

PSC-47-13-00012 Conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates.Consideration of conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates.

11-20-13 Proposed

PSC-48-13-00002 Petition for submetering of electricity.To consider the request of 548 4th, LLC to submeter electricity at 548 4th Avenue, Brooklyn, New York.

11-27-13 Proposed

03-19-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-48-13-00003 Waiver of 16 NYCRR § § 86.3(a)(2), 86.3(b)(2), and 88.4(a)(4)To ensure the content of the application for transmission line siting is reasonable and adequate

11-27-13 Proposed

03-12-14 Finalized

PSC-49-13-00007 Underground Distribution ProvisionsTo clarify the process to be used to reimburse developers who choose to perform certain trench work

12-04-13 Proposed

03-12-14 Finalized

PSC-49-13-00008 Authorization to transfer all of Crystal Water Supply Company, Inc. stocks to Essel Infra West Inc.To allow Crystal Water Supply Company, Inc to transfer all of its issued and outstanding stocks to Essel Infra West Inc.

12-04-13 Proposed

PSC-50-13-00002 Modifications of prior order approving waiver of the retirement notice period so that may be transferred and demolished.To modify the prior order approving waiver of the retirement notice period so that may be transferred and demolished.

12-11-13 Emergency/Proposed

03-05-14 Emergency

04-16-14 Finalized

PSC-50-13-00006 Maximum Daily Quantity (MDQ) ProvisionsTo allow downward revisions to the MDQ provision for all SC No. 11 customers

12-11-13 Proposed

03-12-14 Finalized

PSC-50-13-00007 Petition for submetering of electricityTo consider the request of 93 Worth LLC to submeter electricity at 93 Worth Street, New York, New York.

12-11-13 Proposed

04-23-14 Finalized

PSC-51-13-00009 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00010 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00011 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00012 Whether a proposed agreement for providing water service by Saratoga Water Services, Inc., and a loan is in the publicinterest.Whether the Commission should issue an order approving the proposed provision of water service and loan to acquirefacilities.

12-18-13 Proposed

05-14-14 Finalized

PSC-52-13-00010 The New York State Reliability Council's establishment of an Installed Reserve Margin of 17.0%.To adopt an Installed Reserve Margin for the Capability Year beginning May 1, 2014, and ending April 30, 2015.

12-24-13 Proposed

03-12-14 Finalized

PSC-52-13-00011 Petition for submetering of electricity.To consider the request of Riverview Commons I LLC to submeter electricity at 168-176 North Water Street, Rochester,New York.

12-24-13 Proposed

04-23-14 Finalized

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PSC-52-13-00012 The development of reliability contingency plan(s) to address the potential retirement of Indian Point Energy Center (IPEC).To address the petition for rehearing and reconsideration/motion for clarification of the IPEC reliability contingency plan(s).

12-24-13 Proposed

PSC-52-13-00013 Central Hudson proposes to retain a portion of the property tax refunds.To consider Central Hudson's proposal to retain a portion of the property tax refunds.

12-24-13 Proposed

PSC-52-13-00014 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest.Whether the Commission should issue an order approving the proposed provision of water service.

12-24-13 Proposed

PSC-52-13-00015 To enter into a loan agreement with the banks for up to an amount of $94,000.To consider allowing Knolls Water Company to enter into a long-term loan agreement.

12-24-13 Proposed

PSC-53-13-00007 Minor rate filing of Pheasant Hill Water Corporation to increase its annual revenues by about $21,466 or 64.20%.To approve Pheasant Hill Water Corporation to increase its annual revenues by about $21,466 or 64.20%.

12-31-13 Proposed

PSC-53-13-00008 Water rates and charges.To have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes.

12-31-13 Proposed

04-16-14 Finalized

PSC-53-13-00009 Approving the 2013 amended electric emergency response plans for NYSEG, RG&E, Con Ed, Orange & Rockland, CentralHudson & Grid.To approve the 2013 amended electric emergency response plans for NYSEG, RG&E, Con Ed, Orange & Rockland, CentralHudson & Grid.

12-31-13 Proposed

04-16-14 Finalized

PSC-01-14-00015 Rates of National Fuel Gas Distribution Corporation (NFG)To establish a new permanent rate plan for NFG considering temporary rates and other elements of the company's cost ofservice

01-08-14 Proposed

05-28-14 Finalized

PSC-01-14-00016 Demand Response ProgramsTo revise Rider S - Commercial System Relief Program and Rider U - Distribution Load Relief Program

01-08-14 Proposed

04-02-14 Finalized

PSC-01-14-00017 Residential Time-of-Use RatesTo establish residential optional time of use delivery and commodity rates

01-08-14 Proposed

PSC-01-14-00018 Tariff LanguageTo make tariff language consistent between RG&E and NYSEG where both Company's processes are the same

01-08-14 Proposed

PSC-01-14-00019 Tariff LanguageTo make tariff language consistent between NYSEG and RG&E where both Companies processes are the same

01-08-14 Proposed

PSC-01-14-00020 To issue long-term indebtedness, preferred stock and hybrid securities and to enter into derivative instrumentsTo permit New York State Electric & Gas Corporation to finance transactions for purposes authorized under PSL Section 69

01-08-14 Proposed

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PSC-01-14-00021 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Long Lake, NY, to waive certain preliminary franchising procedures to expedite the franchising pro-cess

01-08-14 Proposed

04-23-14 Finalized

PSC-01-14-00022 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

01-08-14 Proposed

04-16-14 Finalized

PSC-02-14-00005 The standard offer and competitive PV programs of the CST within the Commission's RPS Program.To allow NYSERDA to make changes to the RPS CST PV program and to establish annual budgets for 2016-2023.

01-15-14 Proposed

05-14-14 Finalized

PSC-02-14-00006 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Hardenburgh, to waive certain preliminary franchising procedures to expedite the franchising process.

01-15-14 Proposed

04-23-14 Finalized

PSC-03-14-00008 Petition for submetering of electricityTo consider the request of Stratford Tower, LLC to submeter electricity at 1340 Stratford Avenue, Bronx, New York

01-22-14 Proposed

06-04-14 Finalized

PSC-03-14-00009 disposition of tax refunds and other related mattersto determine the disposition of tax refunds and other related matters

01-22-14 Proposed

PSC-03-14-00010 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

01-22-14 Proposed

04-16-14 Finalized

PSC-03-14-00011 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

01-22-14 Proposed

04-16-14 Finalized

PSC-03-14-00012 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

01-22-14 Proposed

04-16-14 Finalized

PSC-03-14-00013 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

01-22-14 Proposed

04-16-14 Finalized

PSC-04-14-00005 National Fuel Gas Corporation's Conservation Incentive Programs.To modify National Fuel Gas Corporation's Non-Residential Conservation Incentive Program.

01-29-14 Proposed

PSC-04-14-00006 Whether Hamilton should be permitted to construct and operate a municipal gas utility.To decide whether to approve Hamilton's request to construct and operate a municipal gas utility.

01-29-14 Proposed

05-14-14 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-04-14-00007 Economic development assistance to qualified businesses.Revisions to National Grid's Economic Development Programs.01-29-14 Proposed04-16-14 Finalized

PSC-04-14-00008 Waiver of PSC regulations, 16 NYCRR, Sections 86.3(a)(1), 86.3(a)(2), 86.3(b)(2), and 86.6(c).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.01-29-14 Proposed05-28-14 Finalized

PSC-04-14-00009 Economic development assistance to qualified businesses.Revisions to National Grid's Economic Development Programs.01-29-14 Proposed

04-16-14 Finalized

PSC-05-14-00001 The clarification of a prior Commission Order.To clarify the terms of a prior Commission Order to allow for the timely release of reconstruction funds.

02-05-14 Emergency/Proposed

04-23-14 Finalized

PSC-05-14-00007 Agricultural Consumer Electricity Cost DiscountTariff revisions to implement the Agricultural Consumer Electricity Cost Discount

02-05-14 Proposed

04-16-14 Finalized

PSC-05-14-00008 Agricultural Consumer Electricity Cost DiscountTariff revisions to implement the Agricultural Consumer Electricity Cost Discount

02-05-14 Proposed

04-16-14 Finalized

PSC-05-14-00009 Reform of originating intrastate access charges and revenue recovery for certain telephone carriersReform of originating intrastate access charges and financial support for certain telephone carriers

02-05-14 Proposed

PSC-05-14-00010 The New York State Reliability Council's revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

02-05-14 Proposed

PSC-05-14-00012 Agricultural Consumer Electricity Cost DiscountTariff revisions to implement the Agricultural Consumer Electricity Cost Discount

02-05-14 Proposed

04-16-14 Finalized

PSC-05-14-00013 Petition for submetering of electricityTo consider the request of Two Cooper Square, LLC to submeter electricity at 37 East 4th Street, New York.

02-05-14 Proposed

04-23-14 Finalized

PSC-05-14-00014 To establish a remedy to provide safe, adequate, and reliable service to customers of Scott Acres Water Co., Inc.Assuring the provision of safe, adequate, and reliable service to the customers of Scott Acres Water Co., Inc.

02-05-14 Proposed

PSC-05-14-00015 Main Tier of the Renewable Portfolio Standard ProgramTo provide NYSERDA flexibility in making changes to the Main Tier solicitations and to publish a schedule of solicitations

02-05-14 Proposed

PSC-06-14-00006 Petition for submetering of electricity.To consider the request of Fort Place Cooperative, Inc., to submeter electricity at 50 Fort Place, Staten Island, New York.

02-12-14 Proposed

06-04-14 Finalized

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PSC-06-14-00007 Petition for submetering of electricity.To consider the request of Hanover Court Mutual Housing Corp., to submeter electricity at 92-31 57th Ave., Elmhurst, NewYork.

02-12-14 Proposed

06-04-14 Finalized

PSC-06-14-00008 Approval of the transfer of ownership interests in New Athens Generating Company LLC.Consideration of approval of the transfer of ownership interests in New Athens Generating Company LLC.

02-12-14 Proposed

05-14-14 Finalized

PSC-06-14-00009 Waiver of certain tariff requirements related to customers' billsThe waiver will allow for a one-time credit to certain customers

02-12-14 Emergency/Proposed

05-14-14 Finalized

PSC-07-14-00004 Refueling options for the Dunkirk generating station located in Dunkirk, New York, and alternativesTo establish whether utility plans should include refueling options for the Dunkirk generating station, or other alternatives

02-19-14 Proposed

PSC-07-14-00005 Petition for submetering of electricityTo consider the request of Rudin Management Company to submeter electricity at 130 West 12th Street, New York, NewYork

02-19-14 Proposed

PSC-07-14-00006 The 2014 budget for the Customer-Sited Tier (CST) of the Renewable Portfolio Standard Program (RPS)To allow NYSERDA to rollover and reallocate 2013 CST unused and unencumbered budget funds to 2014 CST programbudgets

02-19-14 Proposed

PSC-07-14-00007 Consideration of the National Fuel Gas Distribution Management Audit Implementation PlanTo approve, modify or reject, in whole or in part, National Fuel Gas Corporation's Management Audit Implementation Plan

02-19-14 Proposed

PSC-07-14-00008 Petition for submetering of electricityTo consider the request of Greater Centennial Homes HDFC, Inc. to submeter electricity at 102, 103 and 106 W 5th Street,et al.

02-19-14 Proposed

PSC-07-14-00009 Petition for submetering of electricityTo consider the request of Rudin Management Company to submeter electricity at 130-155 11th Street, et al.

02-19-14 Proposed

06-04-14 Finalized

PSC-07-14-00010 Petition for submetering of electricityTo consider the request of 172 River Street Assoc., LLC to submeter electricity at 172-176 River Street, Troy, New York

02-19-14 Proposed

PSC-07-14-00011 Water rates and chargesImplementation of Long-Term Water Supply Surcharge on a temporary basis, subject to refund or reparation

02-19-14 Proposed

PSC-07-14-00012 Water rates and chargesImplementation of Long-Term Water Supply Surcharge to recover costs associated with the Haverstraw Water Supply Proj-ect

02-19-14 Proposed

PSC-07-14-00013 Petition for submetering of electricityTo consider the request of 855 MRU LLC to submeter electricity at 855 Sixth Avenue, New York, New York.

02-19-14 Proposed

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PSC-07-14-00014 Petition for submetering of electricityTo consider the request of Dock Street Rental LLC to submeter electricity at 60 Water Street, Brooklyn, New York

02-19-14 Proposed

06-04-14 Finalized

PSC-07-14-00015 Establish a deferral cost recovery methodTo allow NMPC to establish a deferral cost recovery method

02-19-14 Proposed

05-14-14 Finalized

PSC-07-14-00016 Electric Vehicle Charging StationsTo make tariff revisions to Special Provision B of SCs 2, 8, 9, 12 and 13 regarding electric vehicle charging stations

02-19-14 Proposed

05-28-14 Finalized

PSC-07-14-00017 Petition for submetering of electricityTo consider the request of Bridge Land West LLC to submeter electricity at 460 Washington Street, New York, New York

02-19-14 Proposed

PSC-07-14-00018 Minor electric rate filingTo approve an increase in annual electric revenues by about $927,719 or 2.5%

02-19-14 Proposed

PSC-07-14-00019 Monthly cost of gas and annual reconciliation of purchased gas expenses and gas cost recoveriesTo update and clarify the various gas expenses, gas charges and revenue adjustments included in the monthly gas calcula-tions

02-19-14 Proposed

05-28-14 Finalized

PSC-07-14-00020 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

02-19-14 Proposed

06-04-14 Finalized

PSC-08-14-00015 Verizon New York Inc.'s service quality and Customer Trouble Report Rate (CTRR) levels at certain central office entitiesTo improve Verizon New York Inc.'s service quality andthe Customer Trouble Report Rate levels at certain central officeentities

02-26-14 Proposed

PSC-08-14-00016 Automated Meter Reading (AMR)To establish fees for residential customers who choose to opt out of using AMR meters.

02-26-14 Proposed

PSC-08-14-00017 Automated Meter Reading (AMR)To establish fees for residential customers who choose to opt out of using AMR meters.

02-26-14 Proposed

PSC-08-14-00018 Transfer franchises of UWWC into UWNR such that UWNR survives as the merged corporation renamed ‘‘United WaterWestchester, Inc.’’To achieve operational and other synergy savings, flexibility and efficiency in the provision of water service.

02-26-14 Proposed

PSC-08-14-00019 Automated Meter Reading (AMR)To establish fees for residential customers who choose to opt out of using AMR meters.

02-26-14 Proposed

PSC-09-14-00004 Major water rate filingTo consider a proposal to increase combined annual base rates by about $17.8 million or 30%

03-05-14 Proposed

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PSC-09-14-00005 Gas Growth Collaborative ReportTo approve or reject, in whole or in part, the proposed recommendations from the Gas Growth Collaborative Report

03-05-14 Proposed

PSC-09-14-00006 Elimination of underutilized lighting optionsTo eliminate underutilized lighting options in Area Lighting Service and Public Street and Highway Lighting

03-05-14 Proposed

05-28-14 Finalized

PSC-09-14-00007 Major water rate filingTo consider a proposal to increase combined annual base rates by about $17.8 million or 30%

03-05-14 Proposed

PSC-09-14-00008 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Scipio, NY, to waive certain preliminary franchising procedures to expedite the franchising process

03-05-14 Proposed

PSC-09-14-00009 To consider acquiring cable television facilities and franchises of Towns of Greene and Smithville by TWC by Haefele TV,Inc.To allow TWC to distribute cable television facilities and franchises of the Towns of Greene and Smithville by Haefele TV,Inc.

03-05-14 Proposed

05-14-14 Finalized

PSC-10-14-00002 NYSEG to increase gas leakage surveys, customer notice; all gas utilities to do risk assessments and collaborate oneducation.To safeguard gas facilities in New York State and to educate the public about reporting natural gas odors.

03-12-14 Emergency/Proposed

06-04-14 Emergency

PSC-10-14-00005 Retail Access Program Collaborative ReportTo approve or reject, in whole or in part, the proposed recommendations from the Retail Access Program CollaborativeReport

03-12-14 Proposed

PSC-10-14-00006 Actions to facilitate the availability of ESCO value-added offerings, ESCO eligibility and ESCO complianceTo facilitate ESCO value-added offerings and to make changes to ESCO eligibility and to ensure ESCO compliance

03-12-14 Proposed

PSC-10-14-00007 Increase of gas transportation rate creditTo increase the unit rate credit provided for the transportation of natural gas

03-12-14 Proposed

PSC-10-14-00008 Whether and the extent to which NYSEG's purchase and use of Compressed Natural Gas (CNG) is subject to 16 NYCRRPart 255To determine the application of 16 NYCRR Part 255 to a utility's purchase and use of CNG

03-12-14 Proposed

PSC-10-14-00009 Water rates and chargesTo approve an increase in annual revenues by approximately $119,435 or 171.3%

03-12-14 Proposed

PSC-11-14-00003 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

03-19-14 Proposed

PSC-11-14-00004 Petition for submetering of electricityTo consider the request of Plaza Athenee Hotel Company Limited to submeter electricity at 35 East 64th Street, New York,NY

03-19-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-11-14-00005 Reliability Support Services Agreement for electric service reliabilityConsideration of a Reliability Support Services Agreement for electric service reliability03-19-14 Proposed

PSC-11-14-00006 Approval of expense targetsTo approve proposed expense targets03-19-14 Proposed05-28-14 Finalized

PSC-11-14-00007 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of North Hudson, to waive certain preliminary franchising procedures to expedite the franchising process03-19-14 Proposed

PSC-11-14-00008 Petition for submetering of electricityTo consider the request of Harmony Prima Lofts LLC to submeter electricity at 1373 Broadway, Albany, New York03-19-14 Proposed

PSC-11-14-00009 Issuance of SecuritiesTo allow or disallow New York American Water Company to issue long-term debt03-19-14 Proposed

PSC-11-14-00010 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes03-19-14 Proposed

06-04-14 Finalized

PSC-12-14-00007 Transfer of water supply assets.Transfer the water supply assets of Yellow Barn Water Company, Inc. to the Town of Dryden.

03-26-14 Proposed

PSC-12-14-00008 Authority to transfer propertyTo approve or deny New York American Water Company authority to transfer property.

03-26-14 Proposed

PSC-12-14-00009 Minor electric rate filing.For approval to increase annual revenues by approximately $217,052 or 7.8%.

03-26-14 Proposed

PSC-12-14-00010 The proposed transfer of a bridge from Consolidated Edison to the New York City Economic Development CorporationWhether to transfer a bridge from Consolidated Edison to the New York City Economic Development Corporation

03-26-14 Proposed

PSC-12-14-00011 Approval of stock purchase agreement.To approve or deny New York American Water Company's petition for a stock purchase agreement.

03-26-14 Proposed

PSC-13-14-00008 Temporary Annual AssessmentTo extend annual temporary assessment

04-02-14 Proposed

PSC-14-14-00016 Whether to permit the use of the Leviton Series 8000 electric submeter.Pursuant to 16 NYCRR Parts 93 and 96, is necessary to permit the use of the Leviton Series 8000 electric submeter.

04-09-14 Proposed

PSC-14-14-00017 To identify and rebill all similarly situated SC No. 2 accounts.To identify and rebill all similarly situated SC No. 2 accounts.

04-09-14 Proposed

PSC-14-14-00018 Water rates and charges.To have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes.

04-09-14 Proposed

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PSC-14-14-00019 Transfer of property by O&R with an original cost of less than $100,000.To determine whether to approve O&R's proposed transfer of property.

04-09-14 Proposed

PSC-15-14-00006 Whether to grant, deny or modify, in whole or in part, the petition for rehearing by Comverge, Inc., et al.Whether to grant, deny or modify, in whole or in part, the petition for rehearing by Comverge, Inc., et al.

04-16-14 Proposed

PSC-15-14-00007 Petition for submetering of electricityTo consider the request of Durst Development LLC to submeter electricity at 625 West 57th Street, New York, New York

04-16-14 Proposed

PSC-15-14-00008 Methodology of bill proration in conformance with the new Customer Information SystemTo approve the current methodology of bill proration in conformance with the new Customer Information System

04-16-14 Proposed

PSC-15-14-00009 Revision to Service Classification No. 1 - Street Lighting ServiceStreet Lighting - addition of metal halide arc lighting to Service Classification No. 1

04-16-14 Proposed

PSC-16-14-00009 Rider L - Direct Load Control Program (DLC).To allow customers participating in the DLC program to install and connect their own Control Devices.

04-23-14 Proposed

PSC-16-14-00010 Temporary Annual Assessment.To implement reductions in the percentage of the assessment to be collected

04-23-14 Proposed

PSC-16-14-00011 Service Classification No. 7 - Seasonal Off-Peak ServicesTo approve the removal of the gas service option during the winter months and related pricing provisions.

04-23-14 Proposed

PSC-16-14-00012 Approval of the transfer of ownership and operational interests in the Danskammer Generation Facility.Consideration of the transfer of ownership and operational interests the Danskammer Generation Facility.

04-23-14 Proposed

PSC-16-14-00013 Main Tier of the RPS Program.To allocate funding from the Main Tier to an eligible hydroelectric facility.

04-23-14 Proposed

PSC-16-14-00014 Whether to order NYSEG to provide gas service to customers when an expanded CPCN is approved and impose PSL 25-apenalties.To order gas service to customers in the Town of Plattsburgh after approval of a town wide CPCN and to impose penalties.

04-23-14 Proposed

PSC-16-14-00015 Whether Central Hudson should be permitted to defer obligations of the Order issued on October 18, 2013 in Case 13-G-0336.Consideration of the petition by Central Hudson to defer reporting obligations of the October 18, 2013 Order in Case 13-G-0336

04-23-14 Proposed

PSC-16-14-00016 Waiver of Commission regulations governing termination of service.Consider United Water New York Inc.'s proposal to expand termination of service provisions.

04-23-14 Proposed

PSC-17-14-00003 Con Edison's Report on its 2013 performance under the Electric Service Reliability Performance MechanismCon Edison's Report on its 2013 performance under the Electric Service Reliability Performance Mechanism

04-30-14 Proposed

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PSC-17-14-00004 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00005 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00006 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00007 To consider petitions for rehearing, reconsideration and/or clarificationTo consider petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00008 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00009 Water rates and chargesTo have costs for infrastructure maintenance and access to be included in the rates charged to all customer classes

04-30-14 Proposed

PSC-17-14-00010 Petition for submetering of electricityTo consider the request of Alexander's of Rego Residential LLC to submeter electricity at 61-35 Junction Boulevard, RegoPark

04-30-14 Proposed

PSC-17-14-00011 Whether to permit the use of the Sensus accuWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accuWAVE R275TC gas meter

04-30-14 Proposed

PSC-17-14-00012 Upgrading the gas transportation billing systemTo upgrade the SmarTRAC System to a new Retail Access Natural Gas Tracking System

04-30-14 Proposed

PSC-17-14-00013 Upgrading the gas transportation billing systemTo upgrade the SmarTRAC System to a new Retail Access Natural Gas Tracking System

04-30-14 Proposed

PSC-18-14-00007 Petition for submetering of electricity.To consider the request of EBNB 70 Pine Owner LLC to submeter electricity at 70 Pine Street, New York, New York.

05-07-14 Proposed

PSC-18-14-00008 Minor electric rate filing.To approve an increase in annual electric revenues by approximately $300,000 or 7.0%.

05-07-14 Proposed

PSC-18-14-00009 Financing proposed by affiliates of Alliance Energy New York LLC.To consider financing proposed by affiliates of Alliance Energy New York LLC.

05-07-14 Proposed

PSC-19-14-00002 Electricity bill discounts for low income customers.To provide credits to low income customers to offset the effect of unprecedented bill increases.

05-14-14 Emergency/Proposed

PSC-19-14-00003 The stay of certain provisions of a prior Commission Order in Cases 12-M-0476, 98-M-1343, 06-M-0647 and 98-M-0667To stay certain provisions of a prior Commission Order to allow the rehearing process to proceed in an orderly fashion.

05-14-14 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-19-14-00004 Emergency approval of tariff amendment to effectuate the NYISO new capacity zone.Approval of tariff amendment to effectuate the NYISO new capacity zone.

05-14-14 Emergency/Proposed

PSC-19-14-00013 Petition for submetering of electricityTo consider the request of Riverwalk 7, LLC to submeter electricity at 480 Main Street, New York, New York

05-14-14 Proposed

PSC-19-14-00014 Market Supply ChargeTo make tariff revisions to the Market Supply Charge for capacity related costs

05-14-14 Proposed

PSC-19-14-00015 Whether to permit the use of the Sensus accuWAVE for use in residential and commercial gas meter applicationsTo permit gas utilities in New York State to use the Sensus accuWAVE 415TC gas meter

05-14-14 Proposed

PSC-19-14-00016 Rider P - Purchases of Installed CapacityTo revise the definition of Baseline Service Level and provisions of the Capacity Payment Rate

05-14-14 Proposed

PSC-19-14-00017 Electronic Deferred Payment Agreements (DPAs)To make permanent a program to allow customers to negotiate the terms of a DPA over the phone and electronically signthe DPA

05-14-14 Proposed

PSC-19-14-00018 Uniform System of Accounts, deferral of an expense itemAuthorization of a deferral for an expense item beyond the end of the year in which it was incurred

05-14-14 Proposed

PSC-19-14-00019 Approval of assetsTo allow or disallow New York American Water Company to approve agreement of sale

05-14-14 Proposed

PSC-20-14-00011 Petitioners request an order approving enhanced benefits under the Renewable Portfolio Standard Program.To enable continued operation of a 51 MW biomass fueled electric generating facility in Niagara Falls, New York.

05-21-14 Proposed

PSC-20-14-00012 The minimum level of net metering available to Central Hudson's customer generators under Public Service Law 66-j.To modify the level of net metering available to Central Hudson's customer generators under Public Service Law 66-j.

05-21-14 Proposed

PSC-21-14-00005 Tariff changes to align the monthly cost of gas and adjustment provisions and statements with those filed in Case 13-G-0439To align the monthly cost of gas and adjustments provisions and statements with those filed by KEDNY in Case 13-G-0439

05-28-14 Proposed

PSC-21-14-00006 Tariff changes to revise the calculation of the monthly cost of gas for the fixed gas cost and the fixed cost creditcomponentsTo revise the calculation of the fixed gas cost and the fixed cost credit components of SC Nos. 4A; 4A-CNG and 4B

05-28-14 Proposed

PSC-22-14-00010 Petition for establishing CSPI targets and associated revenue adjustments.To consider the request of Corning Natural Gas Corp. proposing its CSPI targets and associated revenue adjustments.

06-04-14 Proposed

PSC-22-14-00012 Area Code OverlayTo authorize an area code overlay in the current 631 area code.

06-04-14 Proposed

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PSC-22-14-00013 Petition to transfer and merge systems, franchises and assets.To consider the Comcast and Time Warner Cable merger and transfer of systems, franchises and assets.06-04-14 Proposed

PSC-22-14-00014 Gas supplier refund credits.To make revisions to the General Information Section 12.2 Monthly Gas Adjustment regarding gas supplier refund credits.06-04-14 Proposed

PSC-23-14-00005 Whether Hamilton should be granted rehearing on the limited issue of commercial customers' ratesTo decide whether to approve Hamilton's request for hearing on the limited issue of commercial customers' rates

06-11-14 Proposed

PSC-23-14-00006 Petitioner requests an order authorizing maintenance resource support under the Renewable Portfolio Standard ProgramTo enable continued operation of a 22 MW biomass fueled electric generating facility in Lyonsdale, New York

06-11-14 Proposed

PSC-23-14-00007 To establish a temporary surcharge to recover costsFor approval to recover expenses incurred as a result of having to replace the main well pump due to failure

06-11-14 Proposed

PSC-23-14-00008 Petition for submetering of electricityTo consider the request of Zbigniew Solarz to submeter electricity at 715 41st Street, Brooklyn, New York

06-11-14 Proposed

PSC-23-14-00009 Consideration of a joint proposalConsideration of a joint proposal resolving all issues related to an investigation into National Grid's cost allocations

06-11-14 Proposed

PSC-23-14-00010 Whether to permit the use of the GE Dresser Series B3-HPC 11M-1480 rotary gas met for use in industrial gas meter ap-plicationsTo permit gas utilities in New York State to use the GE Dresser Series B3-HPC 11M-1480 rotary gas meter

06-11-14 Proposed

PSC-23-14-00011 Whether to grant deny or modify in whole or in part the tariff filing of National Grid to revise Rule 46 of its electric tariffWhether to grant deny or modify in whole or in part the tariff filing of National Grid to revise Rule 46 of its electric tariff

06-11-14 Proposed

PSC-23-14-00012 Whether to permit the use of the Elster Instromet Q.Sonic Plus Ultrasonic meter for use in industrial gas meter applicationsTo permit gas utilities in New York State to use the Elster Instromet Q.Sonic Plus Ultrasonic gas meter

06-11-14 Proposed

PSC-23-14-00013 Automated Meter Reading (AMR)To establish fees for residential customers who choose to opt out of using AMR meters

06-11-14 Proposed

PSC-23-14-00014 Waiver of the negative revenue adjustment associated with KEDLI's 2013 Customer Satisfaction Performance MetricConsideration of KEDLI's waiver request pertaining to its 2013 performance under its Customer Satisfaction Metric

06-11-14 Proposed

PSC-23-14-00015 Automated Meter Reading (AMR)To establish fees for residential customers who choose to opt out of using AMR meters

06-11-14 Proposed

PSC-24-14-00003 Petition for submetering of electricity.To consider the request of Lafayette Development, LLC to submeter electricity at 2239 Adam Clayton Powell Jr. Boulevard,NY, NY.

06-18-14 Proposed

PSC-24-14-00004 Approval of asset transfer.To allow or disallow transfer of assets from Heritage Hills Water Works Corp. to Community Utilities of New York, Inc.

06-18-14 Proposed

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PSC-24-14-00005 To examine LDC's performance and performance measures.To improve gas safety performance.

06-18-14 Proposed

PSC-25-14-00012 The inclusion of certain New York Power Authority (NYPA) municipal customers in the SBC and RPS programsTo establish whether certain NYPA municipal customers should be included in the SBC and RPS programs

06-25-14 Proposed

PSC-25-14-00013 Exemption for or approval of a transfer of ownership interests and a financing for BEC's 345 kV transmission lineTo consider exemption for or approval of a transfer of ownership interests and a financing for BEC's 345 kV transmissionline

06-25-14 Proposed

PSC-25-14-00014 Whether to permit the use of the SATEC Branch Feeder Monitor BFM-136 electric submeterPursuant to 16 NYCRR Parts 93 and 96, is necessary to permit the use of the SATEC Branch Feeder Monitor BFM electricsubmeter

06-25-14 Proposed

PSC-25-14-00015 Surcharges related to the System Benefits Charge, Energy Efficiency Portfolio Standard, Retail Renewable Portfolio Stan-dardTo reduce the public benefit surcharge applicable to large industrial, commercial and institutional energy consumers

06-25-14 Proposed

STATE, DEPARTMENT OF

DOS-43-12-00001 Real estate advertisingTo provide guidance and protection pertaining to advertising by real estate licensees

10-24-12 Proposed

06-19-13 Finalized

DOS-36-13-00004 Pet cemeteries seeking to inter the cremated remains of pet ownersTo permit pet cemeteries to inter the cremated remains of pet owners with the remains of their pets

09-04-13 Proposed

06-18-14 Finalized

DOS-46-13-00001 Appraisal StandardsTo adopt the 2014-2015 edition of the Uniform Standards of Professional Appraisal Practice

11-13-13 Proposed

01-22-14 Finalized

DOS-10-14-00004 Real estate broker record retentionTo update an existing regulation which requires real estate brokers to retain certain business records

03-12-14 Proposed

DOS-24-14-00002 State Energy Conservation Construction Code (Energy Code)To repeal the existing provisions of the Energy Code and adopt new code provisions to reduce energy use in commercialbuildings

06-18-14 Proposed

DOS-25-14-00016 Supervisory Appraiser/Trainee Appraiser Course Outline RequirementsTo establish the required course curriculum for the Supervisory Appraiser/Trainee Appraiser Course

06-25-14 Proposed

STATE UNIVERSITY OF NEW YORK

SUN-45-13-00001 State University of New York Appointment of EmployeesTo amend the eligibility for initial permanent appointment and eligibility for term appointment for professional class employ-ees

11-06-13 Proposed

04-23-14 Finalized

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STATE UNIVERSITY OF NEW YORK

SUN-10-14-00003 Campus traffic regulationsModification of existing campus traffic and parking regulations

03-12-14 Proposed

SUN-11-14-00011 Alterations in restricted parking enforcement, street name additions and changes in title of enforcement personnelTo more clearly identify restricted parking areas and new street names

03-19-14 Proposed

05-28-14 Finalized

SUN-21-14-00007 Proposed amendments to traffic and parking regulations at State University College at PlattsburghAmend existing regulations to update traffic and parking regulations

05-28-14 Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-50-13-00003 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period January 1, 2014 through March 31, 2014

12-11-13 Proposed

03-05-14 Finalized

TAF-09-14-00001 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period April 1, 2014 through June 30, 2014

03-05-14 Proposed

06-04-14 Finalized

TAF-22-14-00006 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period July 1, 2014 through September 30, 2014

06-04-14 Proposed

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-14-14-00014 State Supplement Program (SSP)To set forth the process of OTDA's administration of the SSP and allow for telephone hearings to challenge SSP determina-tions

04-09-14 Proposed

TRANSPORTATION, DEPARTMENT OF

TRN-07-14-00001 financial security requirements (insurance and bonding) for permits to perform work on state highwaysTo set minimum standards for insurance, bonding and other alternative means of protection for permmitted activity

02-19-14 Proposed

06-25-14 Finalized

URBAN DEVELOPMENT CORPORATION

UDC-13-14-00001 New York State Innovation Venture Capital FundProvide the basis for administration of the New York State Innovation Venture Capital Fund

04-02-14 Proposed

06-04-14 Finalized

WORKERS’ COMPENSATION BOARD

WCB-12-13-00004 Independent Medical Examinations, Examiners, Entities, and reports made without physical examinationClarify the process and procedure for the conduct and reporting of independent medical examinations

03-20-13 Proposed

01-08-14 Revised

02-26-14 Finalized

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WORKERS’ COMPENSATION BOARD

WCB-17-13-00002 Electronic Reporting of First Reports of Injury and Subsequent Reports of InjuryTo require electronic reporting of first reports of injury and subsequent reports of injury

04-24-13 Proposed

08-28-13 Finalized

WCB-45-13-00017 Methodology for determining annual AssessmentsAnnual assessments to fund administrative costs and special fund payments provided for in the Workers’ CompensationLaw (WCL)

11-06-13 Emergency

WCB-51-13-00008 Filing written reports of Independent Medical Examinations (IMEs)To amend the time for filing written reports of IMEs with the Board and furnished to all others

12-18-13 Emergency

WCB-04-14-00002 Conform regulations to 12 NYCRR section 300.22Provide for electronic filing of certain reports and notices

01-29-14 Proposed

04-02-14 Finalized

WCB-05-14-00004 Methodology for determining annual AssessmentsAnnual assessments to fund administrative costs and special fund payments provided for in the Workers’ CompensationLaw (WCL)

02-05-14 Emergency

WCB-17-14-00001 Methodology for determining annual AssessmentsAnnual assessments to fund administrative costs and special fund payments provided for in the Workers’ CompensationLaw (WCL)

04-30-14 Emergency

WCB-22-14-00009 Medical Treatment GuidelinesAdd Non-Acute Pain Medical Treatment Guideline

06-04-14 Proposed

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