04. IMO Code for Implementation

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    European Maritime Safety Agency

    The IMO Code for theimplementation of mandatory

    IMO instruments

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    Introduction

    Easy ordifficult tobe a FlagState?

    IMO

    Guidelines

    Easy ifactuallycommitted

    Limited tosome

    instruments

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    What

    How

    PersonnelMeans

    Quality

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    Code for the implementation of mandatoryIMO instruments

    Strategy

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    Code for the implementation of mandatoryIMO instruments

    Analyse thesystem and

    identifynon-

    conformities

    Review andanalysis of

    non-conformities

    Identify

    correctiveactions

    Implementcorrectiveactions

    Review ofthe

    correctiveactions

    Quality

    Define clear procedures

    Assign tasks andresponsibilities

    Establish records to provideclear evidence of conformityto requirements

    Provide for the analysis ofrecords

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    Code for the implementation of mandatoryIMO instruments

    Analysis of records

    Records that can be established and maintained:

    Legislation, international nationalConsistency of the fleetCompaniesSeafarers qualification

    SurveyorsSurvey and inspectionsCertificates, issued-renewed-withdrawn-etcMarine casualties-investigationsResults of survey-inspections, statutory-PSCProceedings

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    Code for the implementation of mandatoryIMO instruments

    Initial action for new or amended

    IMO instruments

    Ability to promulgate lawspermitting an effectiveJurisdiction and control onnational ships

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    Code for the implementation of mandatoryIMO instruments

    Initialactions

    Define national legislation, possibleframework: Amendedor new instrument-Workplan-Assignment-Translation-Consultation-Approval-Legislation-Publication

    Define national interpretations, if and when

    going beyond the Instrument, if to implement ornot the IMO recommendations

    Take into account the needs for additionalresources and training

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    Code for the implementation of mandatoryIMO instruments

    Initialactions

    Establish legal basis for the enforcement:

    Inspections Establish penalties adequate to discourage

    violations Investigative and penal processes in case of

    violations Safety investigations into marine accidents

    (according to the IMO Code on marine accidentinvestigations)

    Take into account the needs for additionalresources and training

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    Code for the implementation of mandatoryIMO instruments

    Initialactions

    Develop documentation and provisions ofguidance concerning those requirements thatare to the SATISFACTION OF THEADMINISTRATION

    Disseminate instructions to implement

    international and national legislation tointerested Parties (ship-owners, branch offices,ROs, Surveyors)

    Ensure sufficient and efficient manning ofnational ships

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    Code for the implementation of mandatoryIMO instruments

    Delegation of authority

    Determine RO hasadequateresources

    Writtenagreement as

    basis

    Instructions if aship is found unfit

    to proceed

    Nationallegislation andinterpretation

    Requires recordsare maintainedand provided to

    the administration

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    Code for the implementation of mandatoryIMO instruments

    Enforcement

    Measures to be taken

    Provide an appropriate number of qualified flag Statesurveyors

    Provide an appropriate number of accident investigators

    Ensure training and oversight of the surveyors and

    investigators

    When a ship is detained under PSC oversee the appropriatecorrective action to bring her in immediate compliance withConventions

    Issue or endorse certificates only when a ship meetsall applicable instruments

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    Code for the implementation of mandatoryIMO instruments

    Surveyors

    Minimum criteria Qualification

    Experience

    Training

    Formalized and detailed trainingprogramme

    Documented system for qualification

    Identification

    Issuance of and identification card to carry

    when performing tasks

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    Code for the implementation of mandatoryIMO instruments

    Investigations

    Conducted according to the Code of theinternational standards and recommendedpractice for a safety investigation into a marinecasualty or a marine incident (Solas XI-1/6 andMSC-MEPC.3/Circ.2)

    IndependenceQualified investigatorsSafety investigationReport to the IMO

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    Code for the implementation of mandatoryIMO instruments

    Evaluation and review

    Periodic basis

    PSC detention rate

    Flag State inspections results

    Casualty statistics

    Communication and informationprocess

    Annual loss statistics

    Others:Responses to port Statedeficiency reports

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    Code for the implementation of mandatoryIMO instruments

    Any question?