03.WCDMA RRM and Cell Procedure

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    Radio Resource Management

    RRM is responsible for optimal utilisation of the radio resources: Transmission power and interference Logical codes

    The trade-off between capacity, coverage and quality is done all thetime

    Minimum required quality for each user (nothing less andnothing more)

    Maximum number of users The radio resources are continuously monitored and optimised by

    several RRM functionalities

    1

    servicequality

    cell coverage cell capacity

    Optimizationand Tailoring

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    RRM Functionalities

    LC Load Control

    AC Admission Control

    PS Packet Scheduler

    RM Resource Manager

    PC Power Control

    HC HO Control

    2

    PC

    HC For each connection/user

    LC

    AC For each cell

    PS

    RM

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    Radio Resources Management

    3

    Network Based Functions Admission Control (AC)

    Handles all new incoming traffic. Check whether new connection canbe admitted to the system and generates parameters for it.

    Load Control (LC)Manages situation when system load exceeds the threshold and somecounter measures have to be taken to get system back to a feasibleload.

    Packet Scheduler (PS)Handles all non real time traffic, (packet data users). It decides when apacket transmission is initiated and the bit rate to be used.

    Connection Based Functions Handover Control (HC)

    Handles and makes the handover decisions.Controls the active set of NodeB of UE.

    Power Control (PC)Maintains radio link quality.Minimize and control the power used in radio interface, thusmaximizing the call capacity.

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    Admission Control Principle

    If the air interface loading is allowed to increase excessively, the coverage areaof the cell is reduced below the planned values, and the quality of service of theexisting connections cannot be guaranteed. Before admitting a new UE,admission control needs to check that the admittance will not sacrifice theplanned coverage area or the quality of the existing connections.

    Admission control accepts or rejects a request to establish a radio access bearerin the radio access network. The admission control algorithm is executed when abearer is set up or modified. The admission control functionality is located inRNC where the load information from several cells can be obtained.

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    Load Control (Congestion Control)

    One important task of the RRM functionality is to ensure that the system is not overloadedand remains stable. If overload is encountered, however, the load control functionalityreturns the system quickly and controllably back to the targeted load, which is defined bythe radio network planning.

    The possible load control actions in order to reduce load are listed below:

    Downlink fast load control: Deny downlink power-up commands received from the UE. Uplink fast load control: Reduce the uplink Eb=No target used by the uplink fast powercontrol.

    Reduce the throughput of packet data traffic.

    Handover to another WCDMA carrier. Handover to GSM. Decrease bit rates of real time UEs, e.g. AMR speech codec. Drop low priority calls in a controlled fashion.

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    Load Control (LC)

    LC performs the function of load control in association with AC & PS

    LC updates load status using measurements & estimations provided by AC andPS

    Continuously feeds cell load information to PS and AC;

    Interference levels (UL)

    BTS power level (DL)

    LC

    AC

    PSNRTload

    Load changeinfo

    Loadstatus

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    Load thresholds set by radio network planningparameters

    Overloadthreshold x

    Load Targetthreshold y

    P o w e r

    Time

    Load Margin

    Overload

    Normal load

    Measured loadFree capacity

    Load Control (LC)-Load Status

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    Packet Scheduler

    The WCDMA packet scheduler is located in RNC. The base station providesthe air interface load measurements and the mobile provides uplink trafficvolume measurements for the packet scheduler.

    The user-specific part controls the utilization of Radio resource control(RRC) states, transport channels and their bit rates according to the trafficvolume. The cell-specific part controls the sharing of the radio resourcesbetween the simultaneous users.

    WCDMA supports three types of transport channel that can be used to

    transmit packet data: common, dedicated and shared transport channels.

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    Resource Manager (RM)

    Responsible for managing the logical

    radio resources of the RNC in co-operation with AC and PS

    CODE ALLOCATION

    On request for resources, from either AC(RT) or PS(NRT), RM allocates:

    DL Spreading Code (ChannelisationCodes)

    UL Scrambling Code

    Code Type Uplink Downlink

    Scrambling

    CodeUser Separation Cell Separation

    ChannelisationCode

    User Data & L1Control Data from

    same UE

    UEs within thesame cell

    Code Tree Management: Code selection

    Code Tree re-arrangement

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    Handover Control (HC)

    HC is responsible for: Managing the mobility aspects of an RRC connection as UE

    moves around the network coverage area Maintaining high capacity by ensuring UE is always served by

    strongest cell

    Soft handover

    MS handover between different base stations Softer handover

    MS handover within one base station but between differentsectors

    Hard handover

    MS handover between different frequencies or between WCDMAand GSM

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    Handover Control

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    Softer Handover A MS is in the overlapping coverage of2 sectors of a NodeB.Concurrent communication via 2 airinterface channels2 channels are maximally combinedwith rake receiver

    Soft Handover A MS is in the overlapping coverage of2 different NodeB.Concurrent communication via 2 airinterface channelsDownlink: Maximal combining withrake receiverUplink: Routed to RNC for selectioncombining, according to a framereliability indicator by the NodeB.

    A Kind of Macro diversity

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    Hard Handover

    Hard handovers are typically performed between WCDMA frequencies andbetween WCDMA and GSM cells

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    GSM/GPRSGSM/GPRS

    f 1

    f 2

    f 1

    f 2f 2f 2

    Inter-System Handovers (ISHO)

    Inter-Frequency Handovers (IFHO)

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    Power Control

    TX Power is adjusted regularly so that each connection is received withthe required Eb/No of its service Uplink: Avoid Near -Far- Problem Downlink: Power share allocation

    Policy: No one gets a higher Eb/No quality than he needs. Everyonegets exactly the required quality or is not served at all no unnecessary increase of interference for other mobiles no waste of common power resource in the downlink

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    PC Gain:Lower Eb/No

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    Few Basics.

    COVERAGE

    14

    CAPACITY QUALITY

    POWER

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    Understanding Power Control

    LOWER Power PerUser HIGHERNumber of Users

    15

    HIGHER Power PerUser LOWER

    Number of Users

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    Cell Breathing

    No or Improper Power Control leads to High interference that impactsCoverage, Capacity and Quality

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    Power Ctrl

    ONOFF

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    Power control

    RNC

    Open Loop Power Control UL

    Fast Closed Loop PowerControl (1500 Hz)

    Outer Loop Power Control DL

    UE

    Open Loop Power Control DL

    Outer Loop Power Control UL (1-100 Hz)

    C o n

    t i n u o u s

    p r o c e s s

    N o n - r e p e a

    t a b l e

    p r o c e s s

    WBTS

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    Closed and outer loop power control

    UL SIR target

    WBTS SRNCUE

    DL SIR target BLER targetvs

    UL SIRvs

    DL SIRvs

    UL QE

    TX powerestimatedby theOpen LoopPC.

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    UL/DL Capacity Limitation

    Scenario 1: Capacity limitation due to UL interference The cell cant serve UE1 because the increase in UL interference by adding

    the new user would be too high, resulting in a high risk of drops

    Scenario 2: Capacity limitation due to DL power The cell cant serve UE2 because its using all its available power to maintain

    the connections to the other UEs

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    UE 1

    UE 2

    Scenario 1 Scenario 2

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    Multipath Propagation

    2

    Multipath Propagation

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    1

    3

    Multiple paths possibly cause destructive interference between differentreplica of the desired signal

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    The Rake Receiver

    Each multi- path component is called a finger

    Estimation of radio channel properties for each finger: delay amplitude and Phase

    The Rake receiver combines multi-path components by coherent combiningof multi-path components belonging to the respective user.

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    b

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    Maximum ratio combining RAKE

    22

    Each finger tracks a different multipath component and other cellsduring Soft Handover A maximum ratio combining produces the outputSearch Finger is used to determine when to perform handovers

    C

    O

    M

    B

    I

    N

    E

    R

    Power measurements ofneighbouring NodeBs

    Sum of individualmultipath components

    Finger #1

    Finger #2

    Finger #3

    Finger #N

    Buffer/delay

    CorrelatorsChannel

    Searcher Finger

    C ll d

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    Cell procedures

    PowerOFF

    PLMNselection

    IDLE mode

    CONNECTE D mode

    Cell search

    Cellselection

    System information(BCH)

    Power ON

    Locationregistration

    Cellreselection

    RACHprocedure

    RACHprocedure

    RRCConnection

    Paging

    PLMN l i d

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    PLMN selection procedure

    The first procedure executed in the UE after the power is switched ON.

    The UE starts PLMN search if the previously used PLMN is not available.

    Also, the UE periodically searches for the home PLMN if it is roamed in other PLMN inthe same country.

    Two modes of the PLMN selection (depending on the UE settings):

    Automatic mode

    UE performs selection with a given priority order:

    1) Home PLMN.

    2) User controlled PLMN list (SIM).

    3) Operator controlled PLMN list (SIM).

    4) Randomly one of the detected PLMNs with CPICH received at least at the level of -95 dBm (RSCP).

    5) The other detected PLMN with the highest RSCP.

    Manual mode

    The UE searches through all frequencies and provides user with a list of detected

    PLMNs with RSCP above -95 dBm.

    PLMN Selection Automatic Mode

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    PLMN Selection Automatic Mode

    PLMN Priority

    Home PLMN

    PLMNs in USIM

    Operator Controlled PLMNs

    Other PLMNs according to RSCP

    Cell search procedure

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    Cell search procedure

    (P-SCH)PrimarySCH(S-SCH)Secondar y SCH

    CPICH

    P-CCPCH P-CCPCH

    Slotsynchronisation to

    a cell

    10 ms

    The Primary CCPCH isdetected using the identifiedprimary scrambling code

    After the cell search, systemand cell specific BCHinformation can be read.

    Frame synchronisation andidentification of the cell code

    group

    Determination of the exact

    primary scrambling codeused by the found cell

    Phase 1

    Phase 2

    Phase 3

    Synchronisation Channel (SCH)

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    Cp = Primary Synchronisation CodeC

    s = Secondary Synchronisation Code

    10 ms Frame

    CP CP

    2560 Chips 256 Chips

    C s1 C s2 C s15

    Slot 0 Slot 1 Slot 14

    C P CP CP

    C s1

    Primary Synchronisation Channel (P-SCH)

    Secondary Synchronisation Channel (S-SCH)

    Slot 0

    Synchronisation Channel (SCH)

    PtxPr imarySC H

    -35..15; 0.1; -3 dB(Range; Step; Default)

    PtxSecSCH -35..15; 0.1; -3 dB

    (Range; Step; Default)

    SSC Allocation for S SCH

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    15

    15

    scrambling

    code groupgroup 00group 01

    group 02group 03

    group 05group 04

    group 62

    group 63

    1 1 2 8 9 10 15 8 10 16 2 7 15 7 16

    1 1 5 16 7 3 14 16 3 10 5 12 14 12 10

    1 2 1 15 5 5 12 16 6 11 2 16 11 12

    1 2 3 1 8 6 5 2 5 8 4 4 6 3 7

    1 2 16 6 6 11 5 12 1 15 12 16 11 2

    1 3 4 7 4 1 5 5 3 6 2 8 7 6 8

    9 11 12 15 12 9 13 13 11 14 10 16 15 14 16

    9 12 10 15 13 14 9 14 15 11 11 13 12 16 10

    slot number0 1 2 3 4 5 6 7 8 9 10 11 12 13 14

    11

    11 11

    11 11

    11 11

    11 11

    15

    15

    15

    15 15

    15

    15

    15 15

    15 15

    5

    5

    SSC Allocation for S-SCH

    I monitorthe S-SCH

    Common Pilot Channel (CPICH)

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    With the help of the SCH, the UE was capable to perform chip, TS, and frame synchronisation.Even the cells scrambling code group is known to the UE.

    But in the initial cell selection process, it does not yet know the cells primary scrambling code.

    There is one primary scrambling code in use over the entire cell, and in neighbouring cells,different scrambling codes are in use. There exists a total of 512 primary scrambling codes.

    The CPICH is used to transmit in every TS a pre-defined bit sequence with a spreading factor256. The CPICH divides up into a mandatory Primary Common Pilot Channel (P-CPICH) andoptional Secondary CPICHs (S-CPICH).

    The P-CPICH is in use over the entire cell and it is the first physical channel, where a spreadingcode is in use.

    A spreading code is the product of the cells scrambling code and the channelisation code. The channelisation code is fixed: C ch,256,0 . i.e., the UE knows the P- CPICHs channelisationcode, and it uses the P- CPICH to determine the cells primary scrambling code by trial anderror.

    The P-CPICH is not only used to determine the primary scrambling code. It also acts as:-phase reference for most of the physical channels,measurement reference in the FDD mode (and partially in the TDD mode).

    Common Pilot Channel (CPICH)

    Primary Common Pilot Channel (P CPICH)

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    CP

    2560 Chips 256 Chips

    Synchronisation Channel (SCH)

    P-CPICH

    10 ms Frame

    applied speading code =cells primary scrambling code C ch,256,0

    Phase reference Measurement reference

    P-CPICH Cell scrambling

    code? I get it

    with trial & error!

    Primary Common Pilot Channel (P-CPICH)

    PtxPr imaryCPI CH

    -10..50; 0.1; 33 dBm(Range; Step; Default)

    (20 W sector)

    CPICH as Measurement Reference

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    The UE has to perform a set of L1 measurements, some of them refer to the CPICH channel:

    CPICH RSCP RSCP stands for Received Signal Code Power. The UE measures the RSCP on the Primary-CPICH. The reference point for the measurement is the antenna connector of the UE. The CPICH RSCP is a power measurement of the CPICH. The received code power may be high, but it does not yet indicate the quality of the

    received signal, which depends on the overall noise level. UTRA carrier RSSI .

    RSSI stands for Received Signal Strength Indicator. The UE measures the received wide band power, which includes thermal noise and

    receiver generated noise. The reference point for the measurements is the antenna connector of the UE.

    CPICH Ec/No

    The CPICH Ec/No is used to determine the quality of the received signal. It gives the received energy per received chip divided by the bands power density. The quality is the primary CPICHs signal strength in relation to the cell noise.

    (Please note, that transport channel quality is determined by BLER, BER, etc. )

    If the UE supports GSM, then it must be capable to make measurements in the GSM bands,too. The measurements are based on the GSM carrier RSSI

    The wideband measurements are conducted on GSM BCCH carriers.

    CPICH as Measurement Reference

    P CPICH as Measurement Reference

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    Received Signal Code Power (in dBm)CPICH RSCP received energy per chip divided by the power density in theband (in dB)CPICH Ec/No

    received wide band power, including thermal noise and noisegenerated in the receiver

    UTRA carrierRSSI

    CPICH Ec/No = CPICH RSCP

    UTRA carrier RSSI

    CPICH Ec/No

    0: < -241: -23.52: -23

    3: -22.5...47: -0.548: 049: >0

    Ec/No values in dB

    CPICH RSCP

    -5: < -120-4: -119:

    0: -1151: -114:89: -2690: -2591: -25RSCP values in dBm

    GSM carrier RSSI

    0: -1101: -109

    2: -108:71: -3972: -3873: -37

    RSSI values in dBm

    P-CPICH as Measurement Reference

    Primary Common Control Physical Channel

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    The UE knows the cells primary scrambling code. It now wants to gain the cell system information, which is transmitted on the

    physical channel P-CCPCH. The channelisation code of the P-CCPCH is also known to the UE, because it mustbe C ch,256,1 in every cell for every operator.

    By reading the cell system information on the P-CCPCH, the UE learns everythingabout the configuration of the remaining common physical channels in the cell,such as the physical channels for paging and random access.

    As can be seen from the P- CCPCHs channelisation code, the data rate for cellsystem information is fixed. The SCH is transmitted on the first 256 chips of a timeslot, thus creating here a

    peak load. The cell system information is transmitted in the timeslot except for the first 256

    chips. By doing so, a high interference and load at the beginning of the timeslot is

    avoided. This leads to a net data rate of 27 kbps for the cell system information. Channel estimation is done with the CPICH, so that no pilot sequence is required in

    the P-CCPCH. There are also no power control (TPC) bits transmitted to the UEs.

    Primary Common Control Physical Channel(P-CCPCH)

    Primary Common Control Physical Channel

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    CP

    2560 Chips 256 Chips

    Synchronisation Channel (SCH)

    P-CCPCH

    10 ms Frame

    P-CCPCH Finally, I get the

    cell system

    information

    channelisation code: C ch,256,1 no TPC, no pilot sequence 27 kbps (due to off period) organised in MIBs and SIBs

    Primary Common Control Physical Channel(P-CCPCH)

    PtxPr imaryCCPC H

    -35..15; 0.1; -5 dB

    (Range; Step; Default)

    Broadcast of system information

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    Broadcast of system information

    SIB 1 PLMN info, timers, and counters.

    SIB 2 Cell URA identify.

    SIB 3 Parameters for cell (re)selection.

    SIB 4 Parameters for cell (re)selection in connectedmode(optional).

    SIB 5 Configuration of common physical channels(parameters for RACH, CPCH, and pagingprocedure).

    SIB5bis Band indicators to allow new frequency bandIV&IX, HSPA cell indicator and MBMS S-CCPCH system info

    SIB 6 Configuration of common physical channels inthe cell used in Connected mode.

    SIB 7 Uplink interference level (Open Loop PowerControl).

    SIB 11 Measurement Control information to be usedin the cell (neighbour list).

    SIB11bis Extension segments for SIB11

    SIB 12 Measurement Control information to be usedin Connected mode (parameters for SHO,neighbour list).

    SystemInformationBlock (SIB)

    SystemInformationBlock (SIB)

    SystemInformationBlock (SIB)

    ...

    System Information

    (BCCH -> BCH -> PCCPCH)

    WBTS Schedulinginformation

    MasterInformationBlock (MIB)

    Actual system

    information

    Cell selection

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    Cell selection

    Cell selection the aim is to find a suitable cell to camp on. A cell that provides normal service to a user. Belongs to the selected PLMN (RAT). Is not barred. Fulfils the selection criteria (S-criteria) at the UE location.

    Information regarding status of the cell (barred/reserved) is provided in theappropriate SIB.

    The selection criteria are based on a minimum quality and signal level thresholdsfor the CPICH transmitted by a detected cell.

    Values of these thresholds are provided to the UE in SIB 3. If cell selection procedure fails, the UE goes back to PLMN search.

    Cell Selection

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    Cell Selection

    UE attempts a cell selection (S-criteria) when- UE is switched on

    - After several failed RRC connection request UE returns toIdle mode from Connected state

    - UE returns to Idle mode from Emergency call on any PLMN

    Random access procedure and open loop

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    Random access procedure and open looppower control

    UE

    WBTS

    UECN signalling

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    UE CN signalling

    Location Update Authentication Security Mode Setup Paging Call Setup

    RNC MGW

    MSC /VLR

    WBTS

    UE

    Ciphering and Integrity Protection

    Location registration

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    Location registration

    With registration the UE reports registration area information to core network(CN).

    The procedure is triggered after: The UE performs successful initial cell selection. The UE detects (SIB 1) after cell reselection that the current serving cell

    belongs to new registration area. The timer expired for periodic location area updating (routing area updating).

    When UE is registered it can be reached by paging from CN (CS and PS domains). In case that the UE enters new location area (routing area), adequate CN signalling

    is performed between the current VLR (Visitor Location Register) and the old VLR.

    Relevant entry in the HLR (Home Location Register) is also updated.

    Paging procedure (1/2)

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    Paging procedure (1/2)

    The UE is paged in order to enable connection between the UE and the network.

    The UE is paged in the IDLE mode over the whole location area (CS paging) or routingarea (PS paging).

    PICH and S-CCPCH that carries PCH are involved in the paging procedure. There are two phases of the paging procedure:

    1) The UE detects indication in PICH;2) The UE decodes the paging message from S-CCPCH and checks whether it is forthis particular UE.

    Radio frame n Radio frame n+1 Radio frame n-1PICH

    S-CCPCH Radio frame n Radio frame Radio frame n-1

    10 ms

    3 slots

    Paging procedure (2/2)

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    ag g p ocedu e ( / )

    A cell can have configured more than one S-CCPCH + PICH for paging. The configurationtype is specified in SIB 1 and SIB 5.

    UE reads System info (SIB5)

    UE evaluateswhich S-CCPCH

    UE evaluates how oftento check PI from PICH

    UE evaluates whento check PI from

    PICH UE evaluates which PI

    to check

    Pagingprocedure

    MOC Call Setup

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    Basic Mobile Originating Call Diagram