~. 1/2olo FOR CALENDAR YEAR 2009 0 u~.c. a??. ~ ~om~::

1. Ptr~ou Reporting (l~ frame, lir~ midd]~ inlt~l) :L Court or OrganL~tion & Date of Report

Bertelsman, William O, KY-ED 05/11/2010

IMPORTANT NOTES: T~e ~naruc~ns ~ccompanying th~* form rnu# be foilawe*£ Complete all pa~ts, c.hecldng ~e NONE box for each part wh e~e you h ave no r~portable information. Sign on la~ page.

2. Ovt~er 529 Trust Plarm #1-#9 through Kentucky Education S~vings Plan mad Michigan Education Program

, :

~ NO~ (No reportable agreements

I.

Bertelsman, William O.

’ FINANCIAL DISCLOSURE REPORT ~.. a~’.,~o. R,po~,g

Page 2 of 1 7 Bertelsman, Will|.m O.

llI. NON-INVESTMENT INCOME. ~,a~,,~,ro~-

~ Filer% Non-~vatment ~come

NO~ (~o reportable non-i~es~ent ~ncome.)

DA~ SO~CE ~ T~E

1.

2.

3.

4.

B. Spouse’s Non-Investment Income -lf you were marritd d~ring any po~’on of the reporting year, �omplete thi~ seaion. [’Dollar amount not rsquir~d except for honorari~J

.~ NONE (No reportable non-investment income.}

DATE. SOURCE AND TYPE

1.

2.

3.

4.

IV. REIMBURSEMENTS -~on,~. to~.~oo~ ,~t,n~,,~ ~lnch’de$ ~ose ~ ~o~ ~d ~denf c~en; s~e pp. 2~2 7 o filing i~¢~o~)

NO~ (No re~rtable reimbursements.)

SO~CE LOCATION~ P~OSE

1.

2.

3.

4,

5.

D,~ ora,,~.

05/1 l/2D10

~CO~~ou~,nott~ute’~) ’

~EMS P~D OR PROVIDED

FINANCIAL DISCLOSURE ~PORT ~ ~.~n~ o. Page 3 of 17 o~m/2o~o

~ NO~ (No report~le gifts.)

$O~CE DESC~TION

I.

2.

3.

4.

NO~ (No report~le li~ilities.)

1.

2.

3.

4.

5.

VII. INVESTMENTS an d TRUSTS -

NO~ ~o repor~le income, ~se~, or tr~actions.)

A. D~cfipti~ of~

(~lud~ ~ a~)

B. ~e

r~ p~

C.

of r~g ~i~

D.

Ph~ ’~" aR~ eanh ~t ~mpt ~m ~or d~el~

~o~~e 1

Y~ (e.g.,div., ~

Valu~ ~de 2

V~u* ~

Ty~ (e.~,~y, sell,

~ Value mml~ ~d* 2

~ ~e I

I~nfi~ of b~er/~ller

I I. Vic~ ~a~ Gove~:nt R~o A Divi~nd J T

2. Dreyfus Municipal Bond Fund A Interest Rndectaed 5118/09 K A

3. Dreyfus intenncdiam ~nici~l B~d Fund C h~mst Rc~med 5/18/09 L A

4. ~Idline (f~ly ~ Gold Fund) None L T

[,egg Mason Europe Fund (stook) A Dividend l T

6. U.S. Bmk, Fort Thomas, KY A Interest ff T

7. Droflus Short Intermedidate Muniolpal Bead Fund

A lnt:mst R¢deemcd 5/18109 L A

8.

9.

10.

If.

Dupree, Kentucky- Short/M*& Fund

Dupree, Kentucky - Tax Free Fund

Two Undeveloped Lots in Charlott* Co., Florida

Fifth Third Bark (A0oount)

A

B

A

Interest

Interest

None

Interest

M

N

J

K

T

T

T

T

Buy (add’l)

Buy (add’l)

5118/09

5/18109

L

L

No Value-Ksses$~d ~$25,000

12.

"13.

FitLh Third Bank. Fort Thomas, KY (Common Sham)

Victory Established Value Fund G

A

A

Dividend

Dividend

J

K

T

T

14. Dreyfus Growth & Inoome Fund A Dividend J T

15. Bank ofKentuolcy (Aoonunt) C Interest L T

16. Proct~r & Getable - Common stock A Dividend L T

17. Victory Small Company Fund A Dividend K T

Name of Person Reporting Date of ReportFINANCIAL DISCLOSUREREPORT fPage 5 of 17 05111nOlO

] Bertelsman, William O.

VII. INVESTMENTS and TRUSTS - ~,~,., ,~,, ~,~.~/~ o.~t~

NONE (No reportable income, assets, or transactions.)

A. B. C. D. Description of Assets Income duz~ng Gross value at end Transactiom during r~porting period(including tmg ~s~ts) re/xa’ting period of reporting period

(I) C2) (1) (2) 0) Place "(X)" after each asset Amount Type (~.g., Valu~ Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) tr~sactlon)

18. NCR Corp. (common stock) None Sold 6/3/09 J A

19. Pom~oy IT Solution~ Rcs. (Common stock None Sold 6/3109 J A

20. BankAmori~a Corp. (common slo~k) A Dividend J T

21. Bank of Kentuoky (Account) C Interest M T

22. United States Savings Bonds (I) B Interest L T

23. Conegra Foods, Inc. A Dividend Sold 6/3/09 J A

24. Sh~in William~ A Dividend K T Sold 6/3/09 K D

25. Tyco International Ltd. A Dividend Sold 6/3/09 J A

26. DWS Dr~man High R~tum Fund B Dividend J T

27. Russell County, KY Hospital A Interest Redeemed 6/I/09 J A

28. American Express Co. A Dividznd Sold 6/3/09 J A

29. Kroger Co. A Dividend J T

30. Hm-lan County, KY Health Car~ Fa~s Laurel A Inte~st J TPmject

31. Eastern KY Oniv. Rcvs. Sy$ (Du~ 2/I109) A Interest Redeemed 6/11109 J A

32. Barbonrville, KY EDK Bldg R~v (Union A Interest Redeemed 1011/09 J ACollege)

33. J.M. Smuck~ Co. A Dividend J T

34. Comcast Corp. Class A A Dividend l T

FINANCIAL DISCLOSURE REPORT o~Person ReportingI.~ePage 6 of 17 ounno~oI

VII. INVESTMENTS and TRUSTS -i~e~me’~al~e~tra~cti~m~cl~de~t~f~u~eanddePende~c~e~;$~epp.~4~f~g~m~)

NONE (No reportable income, assets, or transactions.)

A. Dt~crlption of Asscta

(including txust ~ss¢~)

B. Income during

r~porting period

[ ! [

C. Gross wluc m ©rid of repoSing period

D. T~n.sactions during rrpor~g p~aod

Plsc~ .(x). ~Ror ©ach ~s~t ~xempt from prior dlsclosu~

0) Amount Code ] (A-H)

(~) ! 0)Type (tg., Valu~ ally, ran% ~d~ 2 or int) ~P)

C2) Value

Mr~d Code 3

’ryp~ (©.g., buy, ~ll,

rrdemption)

Da~-mm/dd/yy

Vtl~ Gain Cod~ 2 Code l (I-P) (A-H)

Idmtity of buyer/s~ller (if pr~w~-

(Q-W)

35. Ky Education Savings Plan 529 Trust #l B Interest K T

36. Ky Education Savings Plan 529 Trust #2 B Int~rst J T

37. Miehigaa Education Savings Program #2 B Ints~rst L T

38. Michigan Education Savings 1W~gram #3 B lat~rrst K T

39. Ky Eduoafion Savings Plan 529 Trust//4 B Jnter~st K T

40. Michigan Educafioa Savings Prod’am #4 B Interrst M T

41. Ky ~ucafion Sadn~ PI= 529 T~t #5 B ~te~st K T

42. Mi0higm ~ucation Sav~gs ~g~ #S B h~mst M T

43. Ky Eduction Savhgs PI~ 529 T~t #6 B h~st K T

~. ~fi~hig~ ~u~afion Savings ~o~ #6 B ~st M T

~5. BP PLC C Dividend K T

46. ~*~n-Texa~ CoW. B ~idond L T

~7. ~k¢ ~*r~ A ~vi~nd J T

48. Clomx Co. B Divid¢nd L T

49. Conooo Philli~ A Divided ff T

~0. ~on Mobil Co~. B Divi~nd J T

51. G=e~I ~lh, h¢. A Divi~d K T

n .... f P.~o. a,~,o~.g D,t, orReponFINANCIAL DISCLOSURE REPORT Pag~ 7 of 1 7 s,~,~,,~, William O. 05111/2010

VII. INVESTMENTS and TRUSTS -

HO~ ~o reportable income, ~se~. or ~sactions.)

~ D~pfi~ of ~

Ph~ "~" ~ esch ~t ~*mpt from ~ d~]~

B. ~c~ ~g

0) ~ T~ [�.g., ~e 1 dlv., (A-~

O~

V~ue

C.

V~lu~ T~� (�.g., ~

D.

V~I~ O~ I~nti~ of

52. Pq~sioo, lno. C Divid*nd M T

53. Pro~t~r & Gamble Co. E Dividend N T

54. Southern Co. C Dividend L T

55. Sunooo, Ino. A Dividend K T

56. Wisconsin Energy Corp+ B Dividend L T

57. Y~m Bnmd% In~. B Divided L T

58. U.S. Savings Bonds (H) B Interest K T

59. M~chigan Education Savings Program #7 C Interest M T

60. Michigan Education Savings Program #8 C Interest M T

61. Mi~higma Education Swcings Program #9 C Interest M T

62. Kmtuoky St~t~ Turnpike Authority Bond B Interest Redeemed 711/09 K A

63. Krntuoky Stat¢ Propert), & Bldgs. Communication Revenue Bond

64. Chy Connty. KY ffusfio* Center Bond

B

A

Interest

Intorr~t K T

Sold 7/30109 K A

65.

66.

K*rtt~ky State Property & Bldg~ Revrnu,Bond

E-Trade Ac~oount

A

A

Interest

Interest

L

J

T

T

67. Ky. State Tumplke Bond 3.6% A Interest J T

68. A~tomatio Data Prooessing, Ino. B Dividend K T

FINANCIAL DISCLOSURE REPORT r¢ .... n’e~o, ~.,~ Vat,

Page 8 of 1 7 ~*~m~, Willi~ O. 05111~010

VII. I~ES~ENTS ~d TRUSTS -~.~,, ~ ~,~a~ o~ ~o~

NO~ (No report~le income, ~sets, or tr~sactiom.)

A. B. C. D. D~fip~ o~ ~ ~m¢ d~ Gm~ v~ ~ end T~cfi~

(Q-~

69. ~s~ & Jo~s~ A ~vi~nd K T

70. T-Ro~ ~e¢ ~ui~ ~ 500 A Di~dend K T

71. Templ~on Fo~i~ F~d CI A A ~st J T

~. ~n Fun~ ~o~ Fund of~ea A ~vidend K T

73. Ky. Sta~ ~p~ & Bldg. C~n. B~d A ~mst K T

74. Jess~e Co., KY Seh~l 2/1111 3.1~ A ~te~st K T

75. ~pfis* F~. ~e. A ~vidend Sold 6~/09 J A

76. Peabody ~gy ~oup A ~te~st K T

~. KY In,local Seh~l (due 311111) A ~mst K T

78. ~ ~gh Ine~e T~t A ~st Sold ~13109 J A

79. ~son ~., KY School DisLBIdg.R~. A ~mst K T

80. ~les~, KY School Bldg. Rev. A ~tem~t K T

81. Ha~Co., KY ~blie~ A ~st K T

82. Bow~g ~e~, KY ~nt (due A ~tem~t K T 511113)

83. Broa~dge F~meial Solufiom A ~vi~d Sold 6~109 ff A

84. Covidien Ltd. A Dividend Sold 6~9 J A

85. W~stem Union Co. A Dividend K T

r~a,., on’e¢.o, a,po~.g D~tt* of R,portFINANCIAL DISCLOSURE REPORT I Page 9 of 17 Bertelsman, Willlmn O. 05111/2010

I

VII. INVESTMENTS and TRUSTS -

N0~ ~o report~le income, ~se~, or ~actions.)

~ B. C. D.D~fipfi~ of~ ~c~e ~ Gm~ v~ue ~ end T~a~om ~g ~ ~fi~

P~’ ~" ~r each ~t ~o~ T~ (e.g., Vflue Value Ty~ (e.g., ~m Value G~ Id:nti~ of ~empt ~om ~or d~l~ ~e l ~v., ~ ~d~ 2 Me~ b~, ~IL mm/~ ~ 2 C~e l buyer/~I]~r

CQ’~

86. PaYor Coal Co. k ~vidcnd Sold 6~/09 J A

87. Tem~ Co~. A Dividend SMd 6~/09 J C

88. Spec~ En*~y A Divi~nd J T

89. Jcff~on, Ky SD F~. C~. A ~st K T

~. Km~*~ SL ~op & Bldgs (du~ 8/1~5) A ~st L T

91. Highlan~ R~ch Met. Dis~ (du~ 1~I11~) A ~te~st M T

92. Ky. Sm~ Tump~* Au~ofi~ (du~ 7/1/16) A ~te~st L T

93. N*w Y~ ~ (due 8/1/16) A ~st L T

94. Hop~s ~. ~dpL School (duo 1~1117) B ~m~st L T

95. ~ona ~h. F~cs. B~. (du~ 9/111~ A ~st M T

~. California SL (due 8/1118) A ~t~st M T

97. Okl~oma ~pL TrY. Rev. (~e 911108) A ~t*~st M T

98. ~e~o Rico Hsg. FM. Au~. (due 1~1/18) A ~te~st L T

99. Bowling ~, KY ~oj. (du* 6/1~0) A ~tc~st L T

100. Ivy ~set S~tegy Fund CI Y A Dividend Buy 5/8109 J (add’O

101. A Divi~nd Sold 7~0/09 K A

102. Blaa~k Global ~ocafion Fund A Dividend K T Buy 1~09 J (add’o

1. [ncom e ~ Codes: A =$ ] ,000 or let* B---’$ 1,001 - $2,500 C =~2,501 - $5,000 D ~::~,00 ! - $1~,000 E =$1~,001 - $~0,000 (See Colttrnnt B I md D4) F =150,001 - $ 100.000 O ~’$100,0Ol - $1,000,000 H 1 =$ I ,~O0,001 - $~,000,000 H2 ~Mor~ thsm

2. Value Codes J .’$ l 5,000 or lest K ~i$,001 - 150,000 L ~’$50,001 - $100,000 M(Sess (~oIufnnt CI trod D3) N =1250,001 - $500,000 O =1500,001 - $1,000,000 Pl ,-$1,000,~01. S5,000,000 P2

P3 ~-’125,000,0~ 1 - f~0,0~0,000 P4 -Morn than 3. Vtloe Method Codm Q =Apprai~tl R =Cott (P.etl Ertat~ Only) S =A~e~tment T

(See Colunln f~’2) U =l$o~k V~]ae V =.O~ef W

I Datr of ReportName of Pert, on ReportingFINANCIAL DISCLOSURE REPORT I Bertelsman, William O. 05/I i/’2010Page 10 of" 17

NONE (’No reportable income, assets, or transactions.)

A. B, C. De~eriptima of Ar.s~t.s J_neome dm’ing Gross value at end (inclaaing trust ass~) repwting period ef reputing period

(i) (2) Cl) Phee "(X)" a~cr ~ach ~ss~t Amount Type (e.g., Value Value

exempt from prior di.wloma’e Cod~ l div., r~t, Code 2 Me,hod CA-I-I) or ira.) (I-P) Code 3

(Q-VO

Type (e.g, buy, setl,

redemption)

D. Tramaetiorts during r~poaJag period

Da~ Value Gain mm/dd~yy Cod~ 2 Code I

(J-P) CA-H)

Identity of b~ri~r/seller (if private

103.

104.

A

A

Dividend

Dividend

J T Buy (~d’l)

Sold

5/18/09

7/20109

105. IShares MSCI EAFE Index Fund A Dividend Buy 1/22/09

I06. A Dividend Sold 7/20/09

107.

108.

ISharea Barehy’s 1-3 yr Treas. Index Fund A

A

Dividend

Dividend

Sold~rt) Sold

5/1/09

7/20/09

J

J

A

A

109. Healthoare Seleot SPDR A Dividend Sold 2/23/09 K A

110. Seotor SPDR Consumers STPL A Dividend Sold 3/10/09 J A

111. Allianoe Bemstein BaL Wealth Strategy A Dividend K T

112. A!lianoe Bemstein Infl Growth A Dividend Sold 7/20/09 J A

I 13.

114.

Loomis Sayles Growth Fund CI Y A Dividend Buy (addq)

Sold

3/23/09

7/20/09

J

J B

115. Loomis Sayle~ Value Fund CI Y A Dividend Sold 7/20/09 J A

116. Loomis Sayles Global h~ts Fd CI Y A Dividend Sold 7/20/09 J B

1 ] 7. Loomia Sayles Strategio Inc Fd CI Y

I 18.

A Dividend Buy cadd’l)

Sold

5/4/09

7/20/09

119. Blackcock Nat’l A Div Municipal Fund A Dividend Sold 7/20/09 J A

~ .... rP .... R,por~ng ~),~ ora~or~FINANCIAL DISCLOSURE REPORT Pag~ 1 ] of 17 Bertelsman, W|l[lam O. 05111/2010

VH. INVESTMENTS and TRUSTS - ~,. .~,. ~o.. ~,~,.~ ~o., o~¢~ .....

NO~ ~0 re, oriOle i~come, ~se~, or ~cfio~.)

~ B. C. D. T~c~om ~ mpo~ ~dod

(~clu~ ~.~) m~p~ ofr~g~od

P~ "~" ~r ~ach ~t ~o~ T~ (e.g., V~ue V~[u~ Ty~ [eg., Da~ V~u~ Oz~ Idmti~ of

(A-~ a ~t) (I-P) ~ 3 rde~ion) (~-~ (A-~ (~pd~.~

D~¢fip~on of ~ ~om~ ~ Oro~ v~ ~t ~d

120. ~l~mm~ -Rog~ Tr. A D~v A Dividend Sold 7~0/09 J B

121. ISh~ MSCI ~g~g ~ Fd A D~v~d~nd Buy(ad~l)

122. Sold 7~0/09 ] A

123. Van~d Small Cap A ~vidend Sold 7~0/09 J A

124. ISha~s ~SE Xi~ua Chha A Dividend Sold 1~09 J A

125. Pow~Sh~ Global A Dividend Sold 7~0/09 J A

126. S~RSerTr A ~vidend Sold 1~09 K A

127. ISha~s ~O~$ ~gh Yield ~ Bd Fund A Dividend Sold 5~1/09 J A

128. ISha~s TR S ~d P Nat’l Mun Bd Fd A Dividend Sold 7/20~9 J A

129. Pow~Sh~ ~ T~ F~¢ A Divi~nd Buy 1~09 J(add’l)

130. Sold 7~0/09 J A

131. P0w~Sh~s Global Exoh Traded Fund A ~vi~nd Buy 1~09 J(add’l)

132. Sold 7~/09 J A

133. S~ztor SPDR Utilities A Dividend Sold ~18109 J A

134. S~R Gold T~st A Dividend Sold 7~0/09 K A

135. Nuv~n High Yield Muni Bond Fd CI A A Dividend Buy 5/8/09 J (add’l)

136. Sold 7~0/09 J A

137. J-P Morgan Int’l Value Fund C1 A

138. Ab~1¢~n Equity Long Short Fd CI A

139. Jaam Adviser Fort3, Fund CI A

140..TP ]Morgan Highbrldg e Stat M:k~ ~q~.’utcal Fd

141.

142. T0uchston¢ Large Cap ~ Fund CI A

143. Nav~n Rittcnhous¢ Growth Fund

144. Alliancg Bemstein Muni Inc Fund

145. Alliance Bgmst~in Global Bond Fund

146. Endowraent Fund

147. Cilizens Bank of No. Ky (CD)

148. CiliTens Bank of No. Ky. (CD)

149. Citizens Bank of No. Ky (CD)

150. Citizens Bank ofNo. Ky (CD)

151. M~rrill Lynch Money Fund (Muni)

152. Merrill Lynch Bank (Regular)

153. M¢rrill Lynch Bank (PIA)

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

Dividend

Divi~nd

Divi&:nd

Dividend

Dividend

Dividend

Divld~ad

Dividend

Dividend

Interest

Interest

Interest

Interest

Interest

Interest

Interest

.l T

M T

L T

J T

K T

K T

K T

L T

Sold 7/20/09 J A

Sold 7/20/09 J A

Buy 3/23/09 J (add’D

Sold 7/20/09 J A

Sold 7/6/09 J A

Sold 5/6/09 J A

Sold 7/20/09 J A

Sold 7/20/09 J B

Closed 711109 J A

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Da~e of Report

Page 13 of 17 0~/i lrZO:0

VII. INVESTMENTS and TRUSTS -

NONE (No reportable income, assets, or trar~actions.)

A. ] B. C, D. Description of A~sgt.s Incom© dur~g C,¢oss vah~ ~t ~nd Trgrsacfiom during mpor~g period (inc luding tru.o. ~sscts) i mpcrtfing p~iad o[’reporthg period

Plac~ "CX)" a~r ~ach a~set Amount Ty’p~ (e.g., Val~¢ Valu~ Type (e.g., Dat¢ V~lu¢ Osin Idmtity of ~x~mpt from prior disclosar¢ Code I div., ant. Code 2 Mgthod buy, ~11, mm/dd/yy ~od~ 2 Code 1 buy~r/~ellcr

(A-H) or ir~) (l-P) ~ 3 re.~mptlan) (I-P) (A-H) (if private (Q-W) trans~ctlon)

154. LShar*s DJ US Talzoom. A Dividend Buy 1/26/09 J

155. Sold 2123/09 J A

156. Elements Roger~ Agile. Tr A Dividend Buy 3/16/09 J

157. Sold 7/20/09 J B

158. pow~shar~s TR Dynamio A Dividend Buy 3/16/09 ~

159. Sold 7/20/09 J A

160. Market Vrctors E’IF Tr A Dividend Buy M6/09 J

161. Buy 7/15/09 J (add’l)

162. Sold 7/20/09 J B

163. Pr~ Shar~ Ultra QQQ A Divi&nd Buy 3/4/09 J

164. Buy 7/15/09 J (add’l)

165. Buy 7/I 6/09 (~d’D

166. Sold 7/20/0~ J B

167. SPDR SP China A Divid:nd Buy 215/09

168. Buy 3/4/09 J (add’l)

169. Sold 7/7109 J C

170. IShsr~s RS 2000 Valu¢ A Dividend Buy 1/22/09 J

FINANCIAL DISCLOSURE REPORT ~.,.av,~.,R,~o~.g [ Date efReport

Page 14 of I 7 ~.~el~m... ~,.o o. l 0=.~a0,0

VII. INVESTMENTS and TRUSTS -HO~ ~o report~le in.me. ~se~, or ~actio~.)

~ B. C. D. D~p~ of~ ~ ~ Gm~ v~ ~t end T~o~ ~g ~ ~�od

O) ~) O) ~) O) (2) O) O) (~)

171. Sold 5/7109 J A

172. Janus Ov~rseas Fd C1A A Dividend Buy 3/23/09 J

173. Buy 7/20/09 J (add’l)

174. Sold 7/27/09 J B

] 75. Janus Flexible Bd C1 A A Dividend Buy 5/4/09 J

176. Sold 7/20/09 J A

177. DRYDN Sh Trm Co. Bd Z A Dividend Buy 1/26/09 J

178. Sold 7/20/09 J A

179. PRIN Preferred S~s A A Dividend Buy 7/15/09 J

180. Sold 7/20/09 J A

181. Alliance Bemstein High A Dividend Buy 514/09 J

182. Sold 7/20/09 J A

183. AIX4Int’l Growth A Dividend Buy 611/09 J

184. Sold 7/20/09 J A

185. WF Ultra Sir Mun. Ine, Inv. A Dividend Buy 6/12/09 l

186. Sold 7/20/09 J A

187. SPDRSPMetaI~ Minin8 A Dividend Buy 5/28/09

of Person R©por~ng D,~ of Repor~FI~ANCIAL DISCLOSURE REPORT [ ~a,=~, wm~= o.IMam¯~ mo~0Page 15 of 17

NO~ ~o re~rtable income, ~se~, or tr~actions.)

& B. c. D.

~empt~m ~d~cl~ ~e ] ~v.,ren~ ~2 Me~od 5~.~1l mm/~ ~de 2 C~e ] b~er/seHer

188. Sold 7/6t09 J A

189. DB US Do]l~ Index Bullish Fund A ~vidend Buy 6/15/09 J

1 ~. Sold 7/15/09 J A

191. ~Y Global Na~l A ~v[d=nd K T Buy 7~1~9 K

1~ Ianu~ Fo~ Fund CI C A ~vid~nd K T Buy 7~1/09 K

193. P~CO To~ Remm Fd CI C A Divi~d K T Buy 7~ i~9 K

194. ~cipal ~v~n Sccu66~ C A ~vi~nd K T Buy 7~II09 K

195. ~x~gt~-Fay~e U~m ~un~ Ky S~ A A ~t~st K T Buy ~/09 K

196. ~ina MobiIe L~ Spon ~R A Dividend 1 T Buy 6~/09 J

197. ~a ~la ~. A ~dCnd J T Buy 6~ J

198. ~oa Mobile Co~. A D{vi~nd J T Buy 6~/~ J

1~. Jonson & Johns~ A Divld~nd J T Buy ~0/09 J

200. 3M Co. A ~vldend J T Buy 6~/09 J

Name of Person ReportingFINANCIAL DISCLOSURE REPORT [ Date of Report

Page 16 of 1 7 ]~rt,.l~man, W[ll[mO. 05/] 1/2010 [

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORTPage 17 of 17

IX. CERTIFICATION.

I certify that all information giVen above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported wa~ withheld because it met applicable gtatutory provisiona permitting non-disclosure.

I further certify that earned Income from outside employment and honoraria and the acceptance of gift~ which have been rel~orted are in compliance with the pravision~ ors U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulationa.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIN~[NAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Diselosttre Administrative Office of the United States Courts Suite 2-301 One Colu.mbus Circle, N.E. Washington, D.C. 20544