.•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7,...

15
1 ·~ .- , I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY 23, 1.998 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, July 23, 1998, at 10:00 a.m., will be: Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. THE CHICAGO BOARD OF TRADE'S APPLICATIONS FOR CONTRACT MARKET DESIGNATION TO TRADE FUTURES AND RELATED OPTIONS ON THE DOW JONES UTILITIES AND TRANSPORTATION AVERAGES INDICES ARE DENIED On July 16, the Commission denied the Chicago Board of Trade's applications for designation to trade futures and futures options contracts on the Dow Jones Utilities Average Index (DJUA) and the Dow Jones Transportation Average Index (DJTA) under the Commodity Exchange Act, 7 U.S.C. § 2a(ii). The Commission determined that the proposed contracts on the DJUA and DJTA fail to meet the requirement that each index measure and reflect a substantial segment of the equities market (or be comparable to such measure). (Rel ..34-40216; File No. 3-9520) ENFORCEMENT PROCEEDINGS JUDGMENTS ENTERED IN TOUCH TONE PARTNERS OFFERING LAWSUIT The Commission announced that on June 17, 1998, the Honorable Christina A. Snyder, United States District Judge for the Central District of California, granted the Commission's motions for summary

Transcript of .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7,...

Page 1: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

1

·~ .-•

,

I SEC NEWS DIGEST I

Issue 98-1.37 Ju1.y 1.7, 1.998

COMMISSION ANNOUNCEMENTS

COMMISSION MEETINGS

CLOSED MEETING - THURSDAY, JULY 23, 1.998 - 10:00 A.M.

The subject matter of the closed meeting scheduled for Thursday,July 23, 1998, at 10:00 a.m., will be: Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature.

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202)942-7070.

THE CHICAGO BOARD OF TRADE'S APPLICATIONS FOR CONTRACT MARKET DESIGNATION TO TRADE FUTURES AND RELATED OPTIONS ON THE DOW JONES UTILITIES AND TRANSPORTATION AVERAGES INDICES ARE DENIED

On July 16, the Commission denied the Chicago Board of Trade's applications for designation to trade futures and futures optionscontracts on the Dow Jones Utilities Average Index (DJUA) and the Dow Jones Transportation Average Index (DJTA) under the CommodityExchange Act, 7 U.S.C. § 2a(ii). The Commission determined that the proposed contracts on the DJUA and DJTA fail to meet the requirementthat each index measure and reflect a substantial segment of the equities market (or be comparable to such measure). (Rel ..34-40216;File No. 3-9520)

ENFORCEMENT PROCEEDINGS

JUDGMENTS ENTERED IN TOUCH TONE PARTNERS OFFERING LAWSUIT

The Commission announced that on June 17, 1998, the Honorable Christina A. Snyder, United States District Judge for the Central District of California, granted the Commission's motions for summary

Page 2: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

judgment and default judgment, and entered final judgments againstthirteen individual defendants and five entity defendants in this action. The court ordered the defendants to pay over $3.2 million in civil penalties and disgorgement of their ill-gotten gains with prejudgment interest (jointly and severally as to certain individuals and entities) .

The Court also entered permanent injunctions against defendants Eugene Evangelist, B.M.C. Enterprises, Inc., Madison ConsultingGroup, Inc., Livestock Financial Consulting, Inc., Brookside Management, Inc., and Lion's Share Ventures, prohibiting future violations of the antifraud, securities registration, and/or broker-dealer registration provisions of- the federal securities laws (Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b- 5 thereunder). Ten of the defendants Michael E. Lopuszynski, C. Scote Courtney, Jonathan Shoucair, Michael W. Engelhardt, Joseph Widmer, Kent Bollenbach, Timothy Grayson, Brent Morris, and James Perez, and Robert Haug -- previously consented,wi thout admitting or denying the allegations, to similar injunctions. [SEC v. B.M.C. Enterprises, Inc., Michael E. Lopuszynski, C. Scott Courtney, Madison Consulting Group, Inc.,Jonathan Shoucair, Michael W. Engelhardt, Joseph Widmer, Livestock Financial Services, Inc., Eugene Evangelist, Kent Bollenbach,Brookside Management, Inc., Timothy Grayson, Lion's Share Ventures,Brent Morris, James Perez, Robert Haug d/b/a West Coast Investments,Frontline Consulting, Inc., Marc Levine, and Ira Itskowitz, Civil Action No. No. 97-4811 CAS, JGx, C.D. Cal.] (LR-15808)

COMMISSION FILES AND SETTLES ACTION AGAINST JOHN GILLETTE, JR.

The Commission announced that it has filed an action in Uni ted States District Court against John W. Gillette, Jr.

The Commission's complaint alleged that, from June 1994 through July 1997, Gillette, a resident of San Diego, acted as an unregisteredinvestment adviser to over 85 clients, most of whom were professional athletes. The Commission further alleged that Gillette made false and misleading statements when recommending investments to these clients, and misappropriated client monies, resulting in losses of over $11 million. The Commission alleged that Gillette misappropriated his client's investment profits, paid certain clients with other clients' monies, and represented he had invested client funds in partnerships and municipal bonds when in fact he had misappropriated those funds. In addition, the Commission allegesthat from 1993 through June 1994, Gillette liquidated the securities of a client without her knowledge, and misappropriated $400,000 for his personal benefit. Finally, the Commission alLeqed that, bygiving investment advice to his clients in exchange for a fee,Gillette was acting as an unregistered investment adviser.

Without admitting or denying the Commission's allegations, Gillette agreed to be permanently enjoined from future violations of the antifraud and investment adviser registration provisions of the

2 NEWS DIGEST, July 17, 1998

Page 3: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

federal securities laws. [SEC v. John W. Gillette, Jr., Civil Action No. 98- CV 1265S CGA, S.D. Cal.] (LR-15812)

TEMPORARY RESTRAINING ORDER AND ASSET FREEZE ISSUED AGAINST MICHAEL RICHMOND, LIBERTY NETWORK, ROYAL MERIDIAN INTERNATIONAL BANK, MERIDIAN MONETARY SERVICES, INC., WILLIAM DUKE, MERIDIAN MANAGEMENT SERVICES, LLC, K. BRUCE NUCKOLS, ANTHONY GARRY AND THOMAS CONNOLLY

On July 15, the Honorable Reginald C. Lindsay of the United States District Court for the District of Massachusetts granted the Commission's request for a Temporary Restraining Order againstMichael D. Richmond, Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, and Thomas Connolly. The Court also issued an order for the freezing of assets, an order prohibiting the acceptance of additional investor funds, an accounting of assets and an order requiring the repatriation to the United States of assets transferred abroad.

The Commission's complaint alleges that the defendants are engagingin a "Ponzi" scheme in violation of the federal securities laws. According to the Commission's complaint this scheme involved the fraudulent offer and sale of unregistered securities in the form of Certificates of Deposit (CDs). The complaint alleges that the defendants fraudulently induced individuals over the internet to purchase CDs at guaranteed above market rates, secured by 125% cash reserves, government bonds and UCC fillings with "The Federal Bank. " The complaint further alleges that the funds were never invested as promised but were misappropriated by the promoters. The complaintcharges that of the $7.2 million raised only approximately $2.7 mill ion remains to repay defrauded investors. The Commission's action continues as the Commission seeks preliminary and permanentinjunctions against future violations, disgorgement of ill-gottengains and the imposition of civil monetary penalties as to all defendants. [SEC v. Michael D. Richmond, et al., Civil Action No. 98cvl1378-NG, D. MA] (LR-15813)

SAM ANTAR, ALLEN ANTAR AND BENJAMIN KUSZER FOUND LIABLE FOR INSIDER TRADING IN CRAZY EDDIE CASE

The Commission announced today that the Honorable Harold A. Ackerman of the United States District Court for the District of New Jerseyissued an opinion holding that Sam M. Antar, Allen Antar and Benjamin Kuszer committed insider trading in violation of the United States securities laws in connection with a public company named Crazy Eddie, Inc. According to the Court's opinion, the defendants engaged in an extensive, multifaceted fraud that consisted of cash-skimming, falsification of inventory counts, and the inflation of comparable store sales figures. The purpose of these schemes was artificially to inflate the price of Crazy Eddie stock. The Commission sued the defendants and relief defendants Rori Antar, Sam A. Antar, Michelle Antar, Adam Kuszer, Sam Kuszer and Simon Kuszer for stock sales in which they reaped over $27 million in grossproceeds. When the defendants sold Crazy Eddie stock, they knew of the fraudulent activities perpetrated at the company. The Court

NEWS DIGEST, July 17, 1998 3

Page 4: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

stated that it would order full disgorgement of illegal profits bythe defendants and relief defendants. The Court also held that the protection of the investing public necessitated that Sam M. Antar,Allen Antar and Benjamin Kuszer be enjoined from any further violations of federal securities laws. [SEC v. Sam M. Antar, et al., Civil Action No. 93-3988, HAA, D.N.J.] (LR-15814)

SELF-REGULATORY ORGANIZATIONS

APPROVAL OF PROPOSED RULE CHANGES

The Commission approved a proposed rule change submitted by the Pacific Exchange (SR-PCX-98-21) to increase the recommended fines under the Minor Rule Plan for disruptive action involving physicalcontact between members while on the options trading floor. Publication of the approval order is expected in the Federal Register during the week of July 13. (ReI. 34-40193)

The Commission approved a proposed rule change (SR-MSRB-98-4)submitted by the Municipal Securities Rulemakina Board to amend Rule G-32, on disclosures in connection with new issues. The proposedrule change provides an alternate method of compliance by brokers, dealers and municipal securities dealers with their obligation to deliver official statements in final form to customers by settlement for certain new issues of variable rate demand obligations.Publication in the Federal Register is expected during the week of July 20. (ReI. 34-40197)

The Commission approved a proposed rule change submitted by the National Association of Securities Dealers (SR-NASD-98-33) relatingto exemptions from fidelity bonding requirements. Publication of the approval order in the Federal Register is expected during the week of July 20. (ReI. 34-40200)

The Commission approved a proposed rule change filed by the OptionsClearing Corporation (SR-OCC-97-12) regarding initial and minimum net capital requirements for its members that are also futures commission merchants. (ReI. 34-40205)

The Commission approved a proposed rule change filed by the Government Securities Clearing Corporation (SR-GSCC-98-01) that amends GSCC's rules regarding funds-only settlement paymentsprocedures. (ReI. 34-40207)

The Commission approved a proposed rule change submitted by the Philadelphia Stock Exchange (SR-Phlx-97-63) to codify and amend its method of calculating initial and maintenance margin requirementsfor foreign currency options. (ReI. 34-40208)

NEWS DIGEST, July 17, 1998 4

Page 5: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

ACCELERATED APPROVAL OF PROPOSED ROLE CHANGES

The Commission granted accelerated approval to a proposed rule change submitted by the Pacific Exchange (SR-PCX-97-46) to permitmembers to trade on the Exchange in increments smaller than 1/16 in order to match bids and offers displayed in other markets for the purpose of preventing Intermarket Trading System trade-throughs.(ReI. 34-40199)

The Options Clearing Corporation filed a proposed rule change (SR-OCC-97-13) that will amend OCC's by-laws to allow adjustments to exercise prices to be rounded based on the trading increments applicable to their underlying securities. The Commission has approved the proposed rule change on an accelerated basis. Publication of the proposal is expected in the Federal Registerduring the week of July 20. (ReI. 34-40209)

PROPOSED RULE CHANGE

The Chicago Stock Exchange filed a proposed rule change (SR-CHX-98-15) to amend its rules to prohibit specialists from paying the listing fees of issuing companies for which they act as specialists.Publication of the proposal is expected in the Federal Registerduring the week of July 20. (ReI. 34 -40202)

DELI STINGS GRANTED

An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration Black Rock Golf Corporation, Common Stock, $.001 Par Value. (ReI. 34-40210)

An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration StrategicSolutions Group, Inc., Common Stock, $.0001 Par Value. (ReI. 34-40217)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W.,Washington, D. C. 20549 or at the following e-mail box address: <public info @ sec>. In most cases, this information is also available on the Commission's website: <www.sec.gov>.

NEWS DIGEST, July 17, 1998 5

Page 6: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

S-3 COULTER PHARMACEllI'ICALSINC, 550 CALIFORNIA AVE STE 200, PALO ALTO, CA 94306 (415) 842-7300 - 2,300,000 ($67,275,000) COMMON STOCK (FILE333-58829 - JUL 10) (BR 1)

S-3 AMYLIN PHARMACEllI'ICALSINC, 9373 TOWNE CENTRE DR, SAN DIEGO, CA 92121 (619) 552-2200 - 3,000,000 (Sll,760,OOO) COMMON STOCK (FILE 333-58831 -

JUL 10) (BR 1)

S-8 WILLIAMS SONOMA INC, 100 N POINT ST, SAN FRANCISCO, CA 94133 1415) 616-8345 - 1,500,000 ($52,734,375) COMMON STOCK. (FILE 333-58833 -

JUL. 10) (BR 2)

S-4 INTERNATIONAL COMFORT PRODUCTS CORP, 201 4TH AVE NORTH, STE 1700,NASHVILLE, TN 37219 (615) 726-5200 - 150,000,000 ($150,000,000)STRAIGHT BONDS (FILE 333-58837 - JUL. 10) (BR 6)

S-8 COOPER COMPANIES INC, 6140 STONERIDGE MALL RD, STE 590, PLEASANTON, CA 94588 (925) 460-3600 - 1,000,000 ($34,160,000) COMMON STOCK (FILE333-58839 - JUL 10) (BR 5)

S-8 VERTEX INDUSTRIES INC, 23 CAROL ST, CLIFTON, NJ 07014 (201) 777-3500 -20,000 ($7,5001 COMMON STOCK (FILE 333-58841 - JUL 10) (BR 3)

S-8 VERTEX INDUSTRIES INC, 23 CAROL ST, CLIFTON, NJ 07014 (201) 777-3500 -70,000 ($47,600) COMMON STOCK (FILE 333-58843 - JUL 10) (BR 3)

S-8 VERTEX INDUSTRIES INC, 23 CAROL ST, CLIFTON, NJ 07014 (201) 777-3500 -36,000 1$29,5201 COMMON STOCK. (FILE 333-58845 - JUL 10) (BR 3)

S-8 MERCURY WASTE SOLllI'IONSINC, 302 N RIVERFRONT DR, STE 100A, MANKATO, MN

56001 (5071 345-0522 - 185,500 ($765,187.50) COMMON STOCK (FILE333-58847 - JUL 10) (BR 9)

S-3 LIFEQUEST MEDICAL INC, 12961 PARK CENTRAL, STE 1300, SAN ANTONIO, TX

78216 12101 495-8787 - 370,000 ($925,000) COMMON STOCK. (FILE 333-58849 -JUL 101 (BR 51

S-4 SYNOVUS FINANCIAL CORP, 901 FRONT AVENUE, STE 301, COLUMBUS, GA 31901 (706) 649-2267 - 4.002,253 1$22,800,000) COMMON STOCK (FILE 333-58851 -

JUL 10) IBR 7)

S·3 MOBILE MINI INC, 1834 W 3RD ST, TEMPE, AZ 85281 (602) 894-6311 -213,750 ($1,990,547) COMMON STOCK (FILE 333-58853 - JUL 10) (BR 6)

S-4 DAN RIVER INC IGA/, 2291 MEMORIAL DRIVE, DANVILLE, VA 24541 1804) 799-7000 - 4,800,000 ($83,424,0001 COMMON STOCK IFILE 333-58855

JUL 101 IBR 2)

S-3 INGRAM MICRO INC, 1600 E ST ANDREW PLACE, SANTA ANA, CA 92705 1714) 566-1000 - 1,330,000 1$484,652,000) STRAIGHT BONDS (FILE 333-58857 - JUL 10) IBR 3)

S-3 ARGOSY GAMING CO, 219 PIASA ST, ALTON, IL 62002 (618) 474-7500 -5,000,000 IS15,312,500) COMMON STOCK (FILE 333-58859 ~ JUL 10) IBR. 5)

S-8 HOMEGOLD FINANCIAL INC, 15 SOUTH MAIN ST STE 750, GREENVILLE, SC 29601 1864) 235-8056 - 500,000 ($2,655,000) COMMON STOCK. (FILE 333-58861 -JUL 10) (BR 7)

S-3 BRIGHTPOINT INC, 6402 CORPORATE DR, INDIANAPOLIS, IN 46278 1317) 297-6100 - 63,230 ($958,346) COMMON STOCK. (FILE 333-58863

JUL 10) (BR 5)

S-3 FIRST AMERICAN FINANCIAL CORP, 114 E FIFTH ST, SANTA ANA, CA 92701 (714) 558-3211 - 97,222 ($10,427,059.50) COMMON STOCK (FILE 333-58865 -

JUL 101 (BR 1)

S-3 FRONTIER AIRLINES INC lCOI, 12015 EAST 46TH AVE, DENVER, CO 80239 (3031 371-7400 - 7.452.930 ($25,297,987.80) COMMON STOCK. (FILE 333-58867 - JUL 10) IBR. 9)

NEWS DIGEST, July 17, 1998 6

Page 7: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

S-l MMCA AtITO RECEIVABLES INC, 6363 KATELLA AVENUE, CYPRESS, CA 90630

(714) 236-1690 - 1,000,000 ($1,000,000) STRAIGHT BONDS (FILE 333-58869

JUL 10) (BR 8)

S-8 RIGL CORP, 7501 N 16TH ST SUITE 200, 602-906-1924, PHOENIX, A2 85020

(602) 906-1924 - 1,500,000 ($3,000,000) COMMON STOCK (FILE 333-58871 -JUL 10) (BR 9)

S-3 FIRST SECURITY CORP /tIT/, PO BOX 30006, SALT LAKE CITY, tIT 84130

(801) 246-5706 (FILE 333-58873 - JUL 10) (BR 7)

S-4 METAL MANAGEMENT INC, 500 N DEARBORN ST, STE 405, CHICAGO, IL 60610

(312) 645-0700 - 180,000,000 ($180,000,000) STRAIGHT BONDS (FILE

333-58875 - JUL 10) (BR. 2)

S-4 REGIONS FINANCIAL CORP, 417 N 20TH ST, BIRMINGHAM, AL 35203

(205) 326-7100 - 1,250,000 ($23,829,585) COMMON STOCK (FILE 333-58877 -JUL 10) (BR 7)

S-3 RELIASTAR FINANCIAL CORP, 20 WASHINGTON AVE S, MINNEAPOLIS, MN 55401

(612) 342-3514 - 30,129 (Sl,493,269) COMMON STOCK (FILE 333-58879 -JUL 10) (BR 1)

S-8 PROVIDENT BANKSHARES CORP, 114 EAST LEXINGTON ST, BALTIMORE, MD 21202

(410) 281-7000 - 500,000 ($14,655,000) COMMON STOCK (FILE 333-58881 -JUL 10) (BR 7)

S8-2 FIRST NILES FINANCIAL INC, 55 NORTH MAIN STREET, NILES, OH 44446

(330) 652-2539 - 2,645,000 (S26,450,OOO) COMMON STOCK (FILE 333-58883

JUL 10) (NEW ISSUE)

S-8 ACNIELSEN CORP, 177 BROAD STREET, STAMFORD, CT 06901 (203) 834-4200 -1.000,000 (S25,940,OOO) COMMON STOCK (FILE 333-58885 - JUL 10) (BR 6)

S8-2 UROPLASTY INC, 2718 SUMMER STREET NE, MINNEAPOLIS, MN 55413

(612) 378-1180 - 1,702,950 (S5,428,153 12) COMMON STOCK (FILE 333-58887 -JUL 10) (BR 5)

S-B ORION CAPITAL CORP, 600 FIFTH AVE, NEW YORK, NY 10020 (860) 674-6600 -2,000,000 ($116,062,5001 COMMON STOCK (FILE 333-58889 - JUL 10) (BR 1)

S-3 UNIVERSAL HEIGHTS INC, 19589 NE 10TH AVE, THIRD FLOOR SOUTH, MIAMI, FL

33179 (305) 653-4274 - 14,063,996 (S19,127,034 56) COMMON STOCK (FILE

333-58891 - JUL 10) (BR 6)

S-8 GILEAD SCIENCES INC, 353 LAKESIDE DR, FOSTER CITY, CA 94404

(4151 572-6505 - 1,300,000 ($33,150,000) COMMON STOCK (FILE 333-58893 -JUL 101 (BR 11

S-11 MAR MAR REALTY TRUST, INDEPENDENCE OFFICE PARK,

6407 IDLEWILD RD BLDG 2 STE 111, CHARLOTTE, NC 28212 (704) 566-409l

11,500,000 (S184,000,000) COMMON STOCK (FILE 333-58895 - JUL 101

(NEW ISSUE)

S-4 ASTORIA FINANCIAL CORP, ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NY

11042 (5161 327-3000 - 29,876,946 ($1,803,820,614 75) COMMON STOCK (FILE

333-58897 - JUL. 10) (BR 7)

S-8 MIDWEST BANC HOLDINGS INC, 501 W NORTH AVE, MELROSE PARK, IL 60160

(708) 865-1053 - 100,000 (Sl,787,500) COMMON STOCK (FILE 333-58899 -JUL 10) (BR 7)

S-8 AMERICAN BUSINESS PRODUCTS INC, 2100 RIVEREDGE PKWY STE 1200,

PO BOX 105684, ATLANTA, GA 30328 (770) 953-8300 - 200,000 (S4,106,000)

COMMON STOCK. (FILE 333-58901 - JUL 10) (BR. 5)

S-8 3 D SYSTEMS CORP, 26081 AVENUE HALL, VALENCIA, CA 91355 (805) 295-5600

- 600,000 ($5,682,000) COMMON STOCK (FILE 333-58903 - JUL 10) (BR 3)

S-8 ORION CAPITAL CORP, 600 FIFTH AVE, NEW YORK, NY 10020 (860) 674-6600 -1,400,000 ($81.243,400) COMMON STOCK (FILE 333-58905 - JUL 10) (BR 1)

NEWS DIGEST, July 17, 1998 7

Page 8: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

5-8 TARGETED GENETICS CORP /WA/, 1100 OLIVE WAY, STE 100, SEATTLE, WA 98101

(206) 623-7612 - 500,000 ($760,000) COMMON STOCK (FILE 333-58907 -

JUL 10) (BR 1)

5-1 PROVIDENT LEASE RECEIVABLES CORP, 101 WEST EIGHTH STREET, CINCINNATI, OH

45203 (513) 579-2867 • 3,000,000 ($3,000,000) STRAIGHT BONDS. (FILE

333-58909 - JUL 10) (NEW ISSUE)

5-4 IMPERIAL HOME DECOR GROUP INC, 23645 MERCANTILE ROAD, CLEVELAND, OH

44122 (216) 464-3700 . 125,000,000 ($125,000,000) STRAIGHT BONDS. (FILE

333-58913 - JUL 10) (NEW ISSUE)

5-4 OCTEL CORP, POBOX 17 SOUTH WIRRAL,

OIL SITES ROAD ELLESMERE PORT L65 4HF, UNITED KINGDOM, (011) 441-5135 -

150,000,000 ($150,000,000) STRAIGHT BONDS. (FILE 333-58919 - JUL 10)

(BR 2)

5-4 VIATEL INC, 800 THIRD AVE, 18TH FLOOR, NEW YORK, NY 10022 (212) 350-9200

- 838,179,769 ($838,179,768.62) STRAIGHT BONDS (FILE 333-58921 - JUL 10)

(BR 7)

5-8 NATIONAL CITY CORP, 1900 E NINTH ST, CLEVELAND, OH 44114 (216) 575-2000

15,000,000 ($1,060,800.0001 COMMON STOCK (FILE 333-58923 - JUL 10)

(BR 7)

5-1 WORK INTERNATIONAL CORP, 700 LOUISIANA, SUITE 3900, HOUSTON, TX 77002

(713) 228-9675 - $96,552,092 COMMON STOCK (FILE 333-58925 - JUL 10)

(NEW ISSUE)

5-4 GB FOODS CORP, 1200 NORTH HARBOR BLVD, SUITE 200, ANAHEIM, CA 92803

17141 640-6004 - 3,779,177 ($22,734,110 99) COMMON STOCK (FILE 333-58927

JUL 10) (BR 5)

S-3 HA LO INDUSTRIES INC, 5980 W TOUHY AVE, NILES, IL 60714 (708) 647-2300

972,319 IS31,175,464) COMMON STOCK (FILE 333-58929 - JUL 10) (BR 2)

RECENT 8K FILIJiGS

Form 8-K ~s used by companles to flle current reports on the followlng events

Item Changes ~n Control of Reglstrant

Item 2 ACqu~s~tlon Or D~Sposltlon of Assets

It err 3 Bankruptcy or Rece~versh~p

Item 4 Changes ~n Reg~strant's Cert~fy~ng Accountant

Item 5 Other Mater~ally Important Events

Item 6 Res~gnatlons of Reg~strant's Dlrectors

Item 7 FlnanClal Statements and Exhlb~ts

Item 8 Change In F~scal Year

Item 9 Regulat~on 5 Offerlngs

The follow~ng compan~es have f~led 8-K reports for the date 1ndicated and/or amendments to 8-K reports prevlousi:

flIed, respond~ng to the 1tem(s) of the fotm spec1f1ed 8-K reports may be obta1ned ~n person or by wrltlng to the

Comm~SSlon'S PubllC Reference Branch at 450 F1fth Street, N.W., Washlngton, DC 20549 or at the followlng e-md"" be,

address epub lac lnfo (j sec> In most cases, tru s 1nformat10n a s also avaa Labre on the Comrruas i on s weaSllet

<www sec gOY>

8J: I'l'DI 110.KAME OF ISSUER 1 2 3 4 5 6 789

AASTROM BIOSCIENCES INC MI X X 07/02/98

ABLE TELCOM HOLDING CORP FL X X 07/02/98

ACCESS CORP OH X X 06/30/98

ACKERLEY GROUP INC DE X X 06/30/98

NEWS DIGEST, July 17, 1998 8

Page 9: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

u: lTBM HO,

NAMB OF ISStlBR 1 2 3 4 5 6 7 8 9 MTB COMMENT

ADVANCED TISSUE SCIENCES INC

ADVANTA BUSINESS SERVICES CORP

ADVANTA LEASING RECEIVABLES CORP IV ADVANTA LEASING RECEIVABLES CORP V

AGL RESOURCES INC

ALEXANDER , BALDWIN INC

ALFACELL CORP

ALL STAR GAS CORP

ALUMINUM CO OF AMERICA

AMERICAN EXPRESS CENTURION BANI<

AMERICAN EXPRESS CENTURION BANK

AMERICAN EXPRESS CENTURION BANK

AMERICAN EXPRESS RECEIVABLES FINANC

ING CORP

DE

DE

NV NV

GA

HI

DE

MO

PA

t1I' t1I'

t1I'

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

07/10/9807/10/98

07/10/9807/10/98

07/15/98

06/25/98

07/15/98

07/15/98

07/08/98

07/15/9807/15/98

07/15/98

07/15/98

AMERICAN EXPRESS

ING CORP II

RECEIVABLES FINANC DE X X 07/15/98

AMERICAN EXPRESS

ING CORP II

RECEIVABLES FINANC DE X X 07/15/98

AMERICAN SOFTWARE INC

AMERICAN TOWER CORP /MA/

AMERICREDIT FINANCIAL SERVICES INC

AMERICREDIT FINANCIAL SERVICES INC

AMERICREDIT FINANCIAL SERVICES INC

AMERIHOST PROPERTIES INC

AMPEX CORP /DE/AMR CORP

APPLE RESIDENTIAL INCOME TRUST INC

APPLIED CELLULAR TECHNOLOGY INC

APRIA HEALTHCARE GROUP INC

ARCHSTONE COMMUNITIES TRUST/

BANC ONE CREDIT CARD MASTER TRUST

BANKAMERICA CORP

BARNES , NOBLE INC

BARON CAPITAL TRUST

BAY VIEW SECURITIZATION CORP

BEARD CO /OK

BIOCONTROL TECHNOLOGY INC

BIOCONTROL TECHNOLOGY INC

BIOCONTROL TECHNOLOGY INC

BIOCONTROL TECHNOLOGY INC

GA

DE

DE

DE

DE

DE

DE

DE

VA

MO

DE

MD

NY

DE

DE

DE

DE

OK

PA

PA

PA

PA

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X X

X

X

X

X

X

X

X

X

X

X

X

X X

X

X

X

x

X

07/10/98

06/16/98

07/15/9807/15/98

07/15/98

06/30/9807/02/98

07/15/98

07/01/9806/30/98

07/15/98

07/07/98

07/01/9806/30/98

07/15/98

06/30/98

07/10/98

07/15/98

07/06/9807/07/98

07/09/98

07/15/98

BIOCONTROL TECHNOLOGY INC PA X 07/16/98

BIRMINGHAM STEEL CORP DE X 07/13/98

BLACK & DECKER CORP MD X X 07/16/98

BLOCK MORTGAGE FINANCE INC

BMC INDUSTRIES INC/MN/BOSTON PROPERTIES INC

BOWNE & CO INC

BRAKE HEADQUARTERS USA INC

BRE PROPERTIES INC /MD/

BROOKDALE LIVING COMMUNITIES

BROOKDALE LIVING COMMUNITIES

BYL'BANCORP

C P CLARE CORP

CAl WIRELESS SYSTEMS INC

CAMBRIDGE NEUROSCIENCE INC

CAMDEN PROPERTY TRUST

CAPITAL ONE MASTER TRUST

CAPITAL ONE MASTER TRUST

CARLYLE INDUSTRIES INC

CASINO RESOURCE CORP

CATERPILLAR INC

INC

INC

DE

MN

DE

DE

DE

MD

DE

DE

CA

MA

CT

DE

TX

VA

VA

DE

MN

DE

X

X

X

X

X

X

X

X

X

X X

X

X

X

X

X

x

X

X

X

X

X

X X

X

X

X

X

X

X

X

07/13/98

06/30/9806/30/98

07/01/98

11/17/97 AMEND

07/09/98

06/25/98

07/02/98

OS/29/98 AMEND

07/06/98

07/16/98

07/13/98

06/30/98

07/16/9807/16/98

06/30/9809/30/98

07/15/98

NEWS DIGEST, July 17, 1998 9

Page 10: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

STATE n: ITIIM .:>_

101MB OF ISSOBR CCDB 1 2 3 4 5 6 7 8 9 DA7B COMMBRT

CATERPILLAR INC

CATERPILLAR INC

CATERPILLAR INC

CELLULARVISION USA INC

CELTRIX PHARMACEUTICALS INC

CENDANT CORP

CENTENNIAL CELLULAR CORP

CENTIGRAM COMMUNICATIONS CORP

CENTRAL RESERVE LIFE CORP

CENTURY COMMUNICATIONS CORP

CHATCOM INC

CHESAPEAKE ENERGY CORP

CINCINNATI GAS & ELECTRIC CO

CINERGY CORP

CIRCUIT CITY CREDIT CARD MASTER TRU

DE

DE

DE

DE

DE

DE

DE

DE

OH

NJ

CA

OK

OH

DE

DE

X

x

X

X

X

X

X

X

X

X

X

X

x x x x x x x x x

X

X

07/15/9807/15/98

07/15/9807/13/98 AMEND

07/15/98

07/15/98

07/02/9805/08/98 AMEND

07/03/98

07/02/9807/15/9807/15/98

07/15/98

07/15/98

07/15/98

ST CITIBANK SOUTH DAKOTA N A

CITIZENS BANKING CORP

CITRIX SYSTEMS INC

CNET INC /DE

COMPAQ COMPUTER CORP

COMPREHENSIVE CARE CORP

DE

MI

DE

DE

DE

DE

X

X

X

X

X

X

X

X

X

07/16/9810/27/97

06/30/98

06/30/98

07/15/98

07/07/98

COMPUTER CONCEPTS CORP /DE

COMPUTER HORIZONS CORP

COMPX INTERNATIONAL INC

CONSECO INC

CONSOLIDATED DELIVERY & LOGISTICS I

DE

NY

DE

IN

DE

x X

X

X

X

X

X

X

X

X

06/30/98

06/30/98

07/15/98

06/30/98

07/02/98

NC

CORE LABORATORIES N V

CORTECH INC

COVEST BANCSHARES INC

CRAFTMADE INTERNATIONAL INC

CRIIMI MAE FINANCIAL CORP

CROWN CASTLE INTERNATIONAL CORP

CWABS INC

CWMBS INC

CYBERCASH INC

DATA TRANSMISSION NETWORK CORP

DDL ELECTRONICS INC

DEL MONTE FOODS CO

DEP CORP

DFCS TRUST 1998-1

DIAMOND ENTERTAINMENT CORP

DISCOVER CARD MASTER TRUST I

DISCOVER CARD TRUST 1991 D

DISCOVER CARD TRUST 1991 F

DISCOVER CARD TRUST 1992-B

DISCOVER CARD TRUST 1992-B

DISCOVER CARD TRUST 1993-A

DISCOVER CARD TRUST 1993-8

DOLLAR TREE STORES INC DONALDSON LUFKIN & JENRETTE INC /NY

P7

DE

DE

DE

MD

DE

DE

DE

DE

DE

DE

DE

DE

NC

NJ

DE

DE

DE

DE

DE

DE

DE

VA DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

06/30/9803/13/9806/30/98

07/01/98

07/15/98

06/19/98

06/29/98

06/29/98

07/14/9807/01/98

06/30/98

07/10/98

07/13/98

07/15/98

07/06/98

07/15/98

01/15/98

07/15/98

07/15/98

07/15/98

07/15/98

07/15/98

06/29/9807/14/98

/ DOVER DOWNS ENTERTAINMENT INC

DYNAMOTlVE TECHNOLOGIES CORP

ECOLAB INC

ENTERTAINMENT INC

EVERGREEN RESOURCES INC

EVI WEATHERFORD INC

EYE TECHNOLOGY INC

DE

DE

DE

CO

DE

DE

x X

X

x X

X

X

X

X

X

X

X

07/14/97

07/14/98

07/14/98

07/14/98

07/01/98

07/16/98

07/10/98

10 NEWS DIGEST, July 17, 1998

Page 11: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

--------------------------------------------------------------------------

STATE 81: ITEM 110.RAMB OF ISSUER CODB 1 2 345678 9 DATE aMIERT

FEDERAL EXPRESS CORP

FIRST DEFIANCE FINANCIAL

FIRST INDUSTRIAL LP

FIRST LIBERTY BANK CORP

CORP

DE

Oil

DE

PA

X

X

X

X

X

06/30/98

06/01/98

07/15/98

06/30/98

FIRST SIERRA FINANCIAL INC

FIRSTPLUS INVESTMENT CORP

DE

NV X

X

X

07/16/98

06/30/98

FNANB

FOCUS

CREDIT CARD

SURGERY INC

MASTER TRUST

CA X

X X

X

07/15/98

06/30/98

FPIC INSURANCE GROUP INC

FRESENIUS NATIONAL MEDICAL

DINGS INC

CARE 1l0L

FL

NY

X

X

07/15/98

06/26/98

FTI CONSULTING INC MD X X 06/30/98

GART SPORTS CO

GENTA INCORPORATED /DE/

GENTLE DENTAL SERVICE CORP

GERBER SCIENTIFIC INC

DE

DE

WA

CT

X

X

X

X

X

X

X

X

07/15/98

07/14/98

06/30/98

05/05/98

GLENBOROUGH

GLOBIX CORP

REALTY TRUST INC MD

DE X

X X

07/15/98

07/01/98

GNI

GSI

GROUP

GROUP

INC

INC

/DE/ DE

DE X

X X

X

07/10/98

07/17/98

HALlS INC

HALLIBURTON CO

GA

DE

X

X

X

X

06/30/98

07/07/98

HALLIBURTON CO

HASBRO INC

HASBRO INC

HEALTH POWER INC /DE/

HEINZ H J CO

HICKORY TECH CORP

DE

RI

RI

DE

PA

MN

X

X

X

X

X

X

X

X

X

X

07/09/98

07/16/98

07/17/98

07/15/98

07/15/98

05/15/98 AMEND

HOME EQUITY SECURITIZATION CORP NC X 06/26/98

HUBCO INC NJ X X 07/15/98

HYBRID NETWORKS

ILLINOIS POWER

INC

CO

DE

IL

X

X

X 07/09/98

07/15/98

ILLINOVA CORP IL X 07/15/98

INCO LTD X X 07/08/98

INDIANTOWN COGENERATION FUNDING COR DE X 07/15/98

P

INDIANTOWN COGENERATION LP DE X 07/1!>/98

INNOPET BRANDS CORP DE X 07/15/98

INTEL CORP DE X 07/14/98

INTERNATIONAL MERCANTILE CORP MO X 07/14/98

ISRAMCO INC DE X 07/14 /98

JCP RECEIVABLES INC DE X 07/15/98

JUST FOR FEET INC AL X X 07/02/98

KRANZCO REALTY TRUST MD X X 06/16/98

KROGER CO OH X X 07/15/98

KTI INC NJ X X 07/10/98

LANCE INC NC X X 07/14/98

LAS VEGAS ENTERTAINMENT NETWORK INC DE X X 07/02/98

LEVEL ONE COMMUNICATIONS

LIFE TECHNOLOGIES INC

INC /CA/ CA

DE

X

X

X 07/06/98

07/07/98

LINC CAPITAL INC DE X 07/15/98

LITTLE SWITZERLAND

LOUISIANA PACIFIC

INC/DE

CORP

DE

DE X

X X

X

07/15/98

06/30/98

MAIL WELL INC CO X 05/30/98 AMEND

MALLON RESOURCES CORP CO X 07/14/98

MANUGISTICS GROUP INC DE X X 07/15/98

MATEC CORP/DE/

MATTEL INC /DE/

MCDONALDS CORP

MD

DE

DE

X

X

X

07/02/98

07/16/98

07/14/98

MEDICAL DEVICE TECHNOLOGIES INC UT X 07/15/98

MEDIX RESOURCES INC CO X 07/09/98

NEWS DIGEST, July 17, 1998 ll.

Page 12: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

--------------------------------------------------------------------------

STATE III: I'I'DI aJ.

RAMB OF ISSUER (D)B 1 2 3 4 5 6 7 8 9 Dl'.TE CXM4BIIT

MEDTRONIC INC MN X X 07/13/98

MEGO MORTGAGE CORP DE X X 07/01/98

MERCANTILE BANCORPORATION INC MO X X 07/01/98

MERRILL LYNCH & CO INC DE X X 07/15/98

METAL RECOVERY TECHNOLOGIES INC DE X 07/15/98

METAL RECOVERY TECHNOLOGIES INC DE X 07/15/98

METATEC CORP FL X X 07/16/98

MGI PHARMA INC MN X X 07/14/98

MICROGRAFX INC TX X X 06/30/98

MITCHAM INDUSTRIES INC TX X X 06/30/98

MMCA AUTO OWNER TRUST 1995-1 DE X 06/30/98

MMCA AUTO OWNER TRUST 1997-1 DE X 06/30/98

MONTEREY HOMES CORP MD X 07/01/98

MORGAN J P & CO INC DE X X 07/14/98

MORGAN J P COMM MORT FN COR COM MT X 12/25/97

PS THRU CERT SER 1995-C1

MORGAN J P COMM MORT FN COR COM MT X 01/25/98

PS THRU CERT SER 1995-C1

MORGAN J P COMM MORT FN COR COM MT X 02/25/98

PS THRU CERT SER 1995-C1

MORGAN J P COMM MORT FN COR COM MT X 03/25/98

PS THRU CERT SER 1995-C1

MORGAN J P COMM MORT FN COR COM MT X 04/25/98

PS THRU CERT SER 1995-C1

MORGAN J P COMM MORT FN COR COM MT X OS/25/98

PS THRU CERT SER 1995-C1

MORGAN J P COMM MORT FN COR COM MT X 08/25/97

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 09/25/97

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 10/25/97

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 11/25/97

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 12/25/97

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 01/25/98

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 02/25/98

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 03/25/98

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 04/25/98

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X OS/25/98

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 06/25/98

PS THRU CERT SER 1996-C2

MORGAN J P COMM MORT FN COR COM MT X 11/25/96

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT X 12/25/96

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM

PS THRU CERT SER 1996-C3

MT

MT

X

X

01/25/97

02/25/97

!~ L,:4

MORGAN J P COMM MORT FN COR COM

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM

MT

MT

X

X

03/25/97

04/25/97

j

j PS THRU CERT SER 1996-C3

12 NEWS DIGEST, July 17, 1998

Page 13: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

STATE ax ITBM 110.

JD\MB OF ISSOBR ca>B 1 2 3 4 5 6 7 8 9 DATE COMMENT

MORGAN J P COMM MORT FN COR COM MT x OS/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT x 06/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT x 07/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT x 08/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT x 09/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT x 10/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT x 11/25/97

PS THRU CERT SER 1996-C3

MORGAN J P COMM MORT FN COR COM MT NY x 08/25/97

PS THRU CERT SER 1997-C4

MORGAN J P COMM MORT FN COR COM MT NY x 09/25/97

PS THRU CERT SEP 1997-C4

MORGAN J P COMM MORT FN COR COM MT NY x 10/25/97

PS THRU CERT SER 1997-C4

MORGAN J P COMM MORT FN COR COM MT NY x 11/25/97

PS THRU CERT SER 1997-C4

MORGAN J P COMM MORT FN COR COM MT NY x 12/25/97

PS THRU CERT SER 1997-C4

MORGAN J P COMM MORT FN COR COM MT NY x 01/25/98

PS THRU CERT SER 1997-C4

MORGAN J P COMM MORT FN COR COM MT NY x 02/25/98

PS THRU CERT SER 1997-C4

MOTHERS WORK INC DE x x 07/09/98

MTR GAMING GROUP INC DE x x 05/05/98 AMEND

NATIONAL CITY CORP DE x x 07/15/98

NATIONAL HEALTH & SAFETY CORP UT x 06/09/98

NATIONAL PROPERTY INVESTORS 5 CA x x 06/30/98

NATIONAL PROPERTY INVESTORS 6 CA x x 06/30/98

NAVISTAR FINANCIAL RETAIL RECEIVABL DE x x 06/15/98

ES CORPORATION

NCR CORP MD x 07/15/98

NEFF CORP DE x x 06/30/98

NOISE CANCELLATION TECHNOLOGIES INC DE x 12/31/98

NORTEK INC DE x x 07/10/98

NORTHERN DANCER CORP CO x x 07/13/98

NORTHLAND CRANBERRIES INC /WI/ WI x x 07/01/98

NORWEST ASSET SECURITIES CORP DE x x 06/22/ 98

NORWEST ASSET SECURITIES CORP DE x x 07/07/98

NPC INTERNATIONAL INC KS x x 07/10/98

NTS PROPERTIES IV KY x 07/06/98

NTS PROPERTIES VI/MD

NUMEREX CORP /PA/

OBJECTIVE COMMUNICATIONS INC

MD

PA

DE

x x x x

07/06/98

07/08/98

07/01/98

OCWEN ASSET INVESTMENT CORP VA x x 07/14/98

OMI TRUST 1997-D NC x x 07/15/98

OMI TRUST 1998-A NC x x 07/15/98

OMI TRUST 1998-B NC x x 07/15/98

ONSITE ENERGY CORP DE x x 06/30/98

ONTRACK DATA INTERNATIONAL INC MN x x 07/08/98

OSTEOTECH INC DE x 06/26/98

OUTDOOR SYSTEMS INC DE x x 07/16/98

PACIFIC GAS " ELECTRIC CO CA x 07/16/98

PAINE WEBBER GROUP INC DE x x 07/15/98

PAINEWEBBER EQUITY PARTNERS TWO LTD VA x x 07/02/98

PARTNERSHIP

NEWS DIGEST, July 17, 1998

Page 14: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

--------------------------------------------------------------------------

STATB 81: I'l1Dt 110.

MI\MB OF ISSUER CXlDB 1 2 3 .. 5 6 7 B 9 Dll.TB CXlMImI!n'

PARKWAY PROPERTIES INC MD X X X 07/01/98

PEOPLES TELEPHONE COMPANY INC NY X X 07/05/98

PEREGRINE REAL ESTATE TRUST CA X X X 06/30/98

PG&E CORP CA X 07/16/98

PHOTOGEN TECHNOLOGIES INC NV X X 07/14/98

PNC BANX CORP PA X X 07/16/98

PRI AUTOMATION INC MA X 07/13/98

PROFESSIONALS GROUP INC HI X X X 07/01/98

PROFFITTS CREDIT CARD MASTER TRUST NV X X 07/15/98

PROLOGIC MANAGEMENT SYSTEMS INC AZ X 07/14/98

PROPERTY RESOURCES FUND VI CA X x 06/30/98

PRUDENTIAL BANK & TRUST CO /GA/

PS PARTNERS LTD

GA

CA

x X

x X

06 ..30/98

07/14/98

PSI ENERGY INC IN X 07/15/98

RECEIPTS ON CORPORATE SECURITIES TR NY X X 07/01/98

UST SERIES FDX 1997 1

RESORT INCOME INVESTORS INC DE X X 07/16/98

ROM TECH INC PA X X 07/15/98

RURAL CELLULAR CORP MN X X 07/01/98

SAFEWAY INC DE X 07/10/98

SALOMON SMITH BARNEY HOLDINGS INC DE X 07/06/98

SAN DIEGO GAS & ELECTRIC CO CA X 07/15/98

SB PARTNERS NY X 06/30/98

SBS TECHNOLOGIES INC NM X X 07/01/98

SCHOOL SPECIALTY INC DE X X 06/30/98

SCHWEITZER MAUDUIT INTERNATIONAL IN DE X X 07/14/98

C

SCIENCE APPLICATIONS INTERNATIONAL DE 07/16/98

CORP

SCOTTS LIQUID GOLD INC CO X 07/15/98

SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 07/15/98

I

SECURE COMPUTING CORP DE X X 07/08/98

SEMPRA ENERGY CA X 07/15/98

SEMTECH CORP DE X X 07/16/98

SHEFFIELD PHARMACEUTICALS INC DE X X 06/30/98

SINCLAIR BROADCAST GROUP INC MD X X 07/01/98

SMITH A 0 CORP DE X X 07/01/98

SMITH CHARLES E RESIDENTIAL REALTY MD X 07/01/98

LP

SOS STAFFING SERVICES INC UT X X 07/01/98

SOUTH SEAS PROPERTIES CO LTD PARTNE OH X 07/15/98

RSHIP

SOUTHDOWN INC LA X 06/30/98

SOUTHERN PACIFIC SECURED ASSETS COR CA X 06/19/98

P

SOUTHWEST GAS CORP CA X 07/13/98

SOUTHWEST GAS CORP CA X 07/16/98

SPECIALTY RETAIL SERVICES INC DE X X X 06/30/98

STANLEY WORKS CT X X 07/15/98

STRUCTURED ASSET MORTGAGE INVESTMEN DE X 07/01/98

TS INC

SUPERIOR BANK FSB IL X X 06/25/98

SYNAPTIC PHARMACEUTICAL CORP DE X 07/16/98

SYNOVUS FINANCIAL CORP GA X X 07/13/98

TECH DATA CORP FL X 07/01/98

TECHNE CORP /MN/ MN X X 07/01/98

TECHNICAL COMMUNICATIONS CORP MA X 07/16/98

TELEPHONE & DATA SYSTEMS INC /DE/ DE X X 07/15/98

TEREX CORP DE X 03/31/98

14 NEWS DIGEST, July 17, 1998

Page 15: .•- 1 I SEC NEWS DIGEST I - SEC.gov | HOME ·~.•-, I SEC NEWS DIGEST I Issue 98-1.37 Ju1.y 1.7, 1.998 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JULY

STATB 81: ITIIM 110.

IIAMB OF ISSUER CODE 1:2 3 4 5 6 7 8 9 DP.TB COMMBRT

THOMAS GROUP INC DE X X 07/09/98

TIMES MIRROR CO /NEW/

TOPS APPLIANCE CITY INC

DE

NJ X

X 07/15/98

06/26/98

TRANSACTION NETWORK SERVICES INC DE X X 07/01/98

TRANSCRYPT INTERNATIONAL INC DE X X 07/15/98

TRANSFINANCIAL HOLDINGS INC DE X 07/14/98

TRANSPORT CORPORATION OF AMERICA IN MN X X X 06/30/98

C

TRAVELERS BANK CREDIT CARD MASTER T DE X X 07/15/98

RUST I

TUCSON ELECTRIC POWER CO AZ X 06/25/98

U S WEST INC /DE/

UNION PLANTERS CORP

DE

TN

X

X

X

X

07/15/98

07/16/98

UNISOURCE ENERGY CORP AZ X 06/25/98

UNITED ILLUMINATING CO CT X 06/30/98

UNITED STATES AIRCRAFT CORP DE X X X 06/30/98

US BANCORP

USX CORP

\DE\ DE

DE

X X

X X

07/15/98

07/13/98

VENCOR INC DE X X 07/15/98

VISTA INFORMATION SOLUTIONS INC MN X 06/25/98 AMEND

WASTE

WASTE

MANAGEMENT

MANAGEMENT

HOLDINGS

INC

INC /DE/ DE

DE X

X

X

X

X

07/15/98

07/16/98

WESTBANK CORP MA X X 07/15/98

WILLIAMS CONTROLS INC DE X 06/30/98

WYANT CORP NY X X 06/30/98

XOMA CORP

ZILOG INC

/DE/ DE

CA

X

X

X

X

07/09/98

07/13/98

2CONNECT EXPRESS INC FL X X 07/15/98

7TH LEVEL INC DE X X 04/09/98

NEWS DIGEST, July 17, 1998 lJ