SEC Report to Congress Credit Rating Standardization Study

A Resource Guide to the U.S. Foreign Corrupt Practices Act

The Behavior of Individual Investors

Information for Audit Committees About the PCAOB Inspection Process (Aug. 1, 2012)

Letter From Senator Rockefeller to SEC Chairman Schapiro Regarding Cyber Security Disclosure (May 2011)

Staff Summary Report on Examinations of Information Barriers - Broker-Dealer Practices Under Section 15(g) of the Exchange Act

SEC FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Report

Report on Review of Disclosure Requirements in Regulation S-K

U.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Report

SEC-OIG Semiannual Report to Congress (Oct 2012 to Mar 2013)

NASAA Legislative Agenda 113th Congress

Alternative Criteria for Qualifying as an Accredited Investor Should Be Considered

Capital Raising in the U.S.-an Analysis of Unregistered Offerings Using the Regulation D Exemption (2009-2012)

Evaluation of the SEC’s Whistleblower Program

Third Report on the Implementation of SEC Organizational Reform Recommendations

Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)

SEC Report on the Municipal Securities Market

Report to Congress on Decimalization

Factors That May Affect Trends in Regulation A Offerings

GAO Report to Congress - Opportunities Exist to Improve SEC Oversight of FINRA