The Adaptive Challenge Understanding the Role of Leadership in Times of Change and Transformation.

The Adaptive Challenge

Understanding the Role of Leadership in Times of Change and

Transformation

What are you trying to accomplishWhat is challenging you?

Revisit the “change” issue which you are in the midst of addressing; a change which may be easier to tackle with improved leadership skills. The change can be with an individual, a team, your organization or cross agency.

Early Childhood Mental Health

• The Social, emotional and behavioral well-being of young children and their families

• The developing capacity to: Experience, regulate, and express emotion Form close, secure relationships Explore the environment and learn

Adapted from ZERO TO THREE

Protective Factors

• Positive self-esteem

• Active style of responding to stress

• Ability to elicit positive attention form adults

Values and Principles• INFUSE Mental Health in early childhood

natural settings – “where kids are”

• USE PUBLIC HEALTH MODEL (intervention is not enough)1. Promotion - for healthy social emotional development of all kids and families2. Prevention - focus supports for at risk children and families3. Intervention - services to kids with diagnosis

Supports for care givers, parents, services for children and families

• ACCEPT THAT THIS IS A CULTURAL EXCHANGE PROCESSEngaging and involving families, caregivers, early childhood providers, mental health providers, and community at large.

Problems and Challenges

• Simple

• Complicated • Complex

S. Glouberman and B. Zimmerman, “Complicated and Complex Systems: What Would Successful Reform of Medicine Look Like,” in P.G. Forest, T. Mackintosh and G. Marchilden (eds), Health Care Services and the Process of Change (Toronto: University of Toronto Press, 2004): 5

Why Leadership? Why Now?

• Time of unprecedented challenges and turbulence• Engaged in an increasingly diverse and complex

community• Challenges do not have simple solutions and require

creative, inclusive and strategic responses• Each of you is in a role where you can have

significant impact on the future

System System Resistance Resistance to Changeto Change

Mental Health Issues for Young Children and Their Families in Vermont, 1996

What kind of mental health issues do you experience or encounter among the families and

young children whom you serve?

Parents of Young Children:

Depression

Substance abuse

Domestic violence

Young Children:

Behavioral and emotional challenges

We know more now about the importance of early life experience than we ever have.

We know more now about what works than we ever have.

We know more about strengths of families than we ever have.

We know more about the power of community than we ever have.

The time to invest in the future is now.

Organizational Change Theories

Resistance is a characteristic of any major organizational change effort and a major reason why organizational change efforts fail. (Prochaska, Prochaska and Levesque, 2001).

Resistance should be expected in different stages of multicultural organizational change because the topics of prejudice, discrimination , oppression, and power are controversial and emotionally charged. (Brantley, Frost and Razak, 1996).

The Transtheoretical Model of Change suggests that it is counterproductive to forge ahead with action without addressing issues such as resistance, that stand in the way of individual and organizational readiness for change.

Data Source:Mayeno, L. Multicultural Organizational Development: A Resource for Health Equity, in Cultural Competence in Health Care Series, The California Endowment and Compasspoint Nonprofit Services, April 2007.

Slide Source: National Center for Cultural Competence, 2010

Stages of Change

Data Source: Prochaska, J.O., Redding, C.A. & Evers, K.E. (1997). A Transtheoretical Model and Stages of Change. In K. Glanz, F.M. Lewis, B.K. Rimer (Eds.) Health Behavior and Health Education: Theory Research and Practice a(2 nd edition) (pp. 60-84). San Francisco: Jossey-Bass Publishers.

Precontemplation

ContemplationContemplation

Preparation

Action

Maintenance

Personal Personal Resistance Resistance to Changeto Change

Leadership and Change

“The changes required will be not only in

our organizations but in ourselves as well.

…Only by changing how we think can we change deeply embedded policies and practices.

Only by changing how we interact can shared

vision, shared understandings, and new capacities

for coordinated action be established.”

Senge, P. M. (1990). The Fifth Discipline, p. xiv

Leadership TodayDeeply held beliefs about leadership are challenged

Values that made us successful become less relevant

Skills that made us successful become less relevant or must be re-framed or re-tooled

Adapted from Heifetz, Ron, Leadership without Easy Answers, 1996

Technical Work

Perspectives are aligned

Definition of the problem is clear

Solution and implementation of the problem is clear

Primary locus of responsibility for organizing the work is the formal leader

Adaptive Work

Legitimate, yet competing, perspectives emerge

Definition of the problem is unclear

Solution and implementation is unclear and requires learning

Primary locus of responsibility is not the formal leader

The Collective Intelligence

It is in the collective intelligence of people at all levels, who need to use one and other as resources, often across boundaries and learn their way to new solutions.

Adapted from: R. Heifetz and D. Laurie: The Work of Leadership. Harvard Business Review, 1998.

Children &

Families

Agency of Human Services Central Office

• Head Start – State Collaboration• Success By Six Regional Planning• Parent-Child Centers• Domestic Violence Network

Child Welfare Department

• Protective Services & Family Support Child Care

• Child Care Subsides & Fee Scales

Health Department

• Healthy Babies

• Women, Infants, Children (WIC)

• Family, Infant, Toddler (FIT) (Part C)

• Alcohol & Drug Abuse Programs

Education Department

• Early Education Initiative

• Early Essential Education

Private

• Child Care Centers

• Day Care Homes

Vermont Early Childhood System

Who participated?

• Family members

• Early Childhood System of Care (including health,

early care and education and all other early

childhood providers )

• Leaders from Systems of Care for Children with

Emotional and Behavioral Challenges

• Other community agencies and leaders

Identified Top 3 Community Survey and Forum Priorities

• Parenting and child care training opportunities.

• Behavioral consultation in child care settings and school settings.

• In-home direct therapeutic and consultation services.

State Outreach

– Family members

– Representatives from:• Agency of Human Services

• Department of Developmental and Mental Health Services

• Department of Health

• Department of Social Welfare, Social and Rehabilitation Services (child welfare)

• Department of Education

Key Question

To differentiate betweenAdaptive and Technical Work ask...

Does making progress on this problem require changes in people’s values, attitudes and/or habits of behavior?

Examples

RESET• Whose values, beliefs,

attitudes or behaviors must change in order to move forward?

• What shifts in priorities, resources and power are necessary?

• What sacrifices would have to be made and by whom?

The Work of the Leader

AdaptiveComputers in the workplace

Strength based care

Family involvement

Interagency collaboration

Cultural competence

Building relationships with families and child care providers

TechnicalComputer training

Assessment form

A Parent on a Council

Memorandum of interagency agreement

Translation services

Parent and child care training

TABLE DISCUSSION

Now that you understand the difference between adaptive and technical work, please take some time to discuss when you have either experienced when technical solutions have been used to solve adaptive challenges or when you have put a technical solution to an adaptive challenge.

Relationship between Technical and Adaptive Work• Process flow between technical and adaptive work

• Using technical work strategically to gain short term wins and move a change process forward

• How does this framework impact the way you think about the implementation of your strategic plans?

• Do not put a technical solution to an adaptive challenge!

BIG QUESTIONS

How to leverage Federal dollars for these services that don’t identify a specific client?

• Promoting public health model.

• Consulting and providing Technical Assistance to early childhood providers.

• Screening all children for social and emotional issues.

TRAINING & TECHNICAL ASSISTANCE

• Would expert advice and technical adjustments within basic routines suffice, or would people throughout the system have to learn new ways of doing business, develop new competencies and begin to work collectively?

• How might T/TA be useful in order to help define the adaptive or technical challenge and facilitate adaptive and technical work?

The Work of the Leader

AdaptiveFacilitation

Shared VisionCollaborative Decision

Making

TechnicalCoordinationExpert AdviceProcedures

STRESS

New Role and Skills for Leadership in Adaptive Work

Leadership as a Function in Adaptive Work

• Leadership can be seen as the process of envisioning and initiating change by mobilizing others to alter the status quo, in response to an urgent challenge or a compelling opportunity.

How do you understand this definition now?

Role of Leadership in Adaptive Work

Create a context for learning and support so that the innovation or change or new effort can be generated, understood, absorbed and ultimately acted upon by all.

Source: Ellen B. Kagen, Georgetown University, 2010

DIFFERENT SERVICES

• Consultation without identified client

• Cross training of early childhood caregivers

DIFFERENT PLACES TO SERVE Childcare Parent Child Centers Pediatric practices

Achieving System Reform Goals

Work together

Emphasize shared values

Learn from differences

Engage key stakeholders

Focus on the philosophy and values

Work together

Emphasize shared values

Learn from differences

Engage key stakeholders

Focus on the philosophy and values

Role of Leadership in Adaptive Work

Create a context for learning and support so that “the change” or new effort can be generated, understood, absorbed and ultimately acted upon by all.

Source: Ellen B. Kagen, Georgetown University, 2010

Addressing the Adaptive Challenge

New Skills for Leaders in Adaptive Work

“Reset requires figuring out what, of all that you say you value, is really important and must be preserved……

and what, of all that you value, you must leave behind in order to adapt to a fundamental new reality.”

Heifetz, R., Grashow, A., Linsky, M., Leadership in a (Permanent) Crisis, Harvard Business Review (2009)

Stages of Change: Where are you?

Data Source: Prochaska, J.O., Redding, C.A. & Evers, K.E. (1997). A Transtheoretical Model and Stages of Change. In K. Glanz, F.M. Lewis, B.K. Rimer (Eds.) Health Behavior and Health Education: Theory Research and Practice a(2 nd edition) (pp. 60-84). San Francisco: Jossey-Bass Publishers.

Precontemplation

ContemplationContemplation

Preparation

Action

Maintenance

The Work of Leadership: Key Skills

• Get on the Balcony

• Identify the Adaptive Challenge

• Regulate Distress

• Maintain Disciplined Attention

• Give the Work Back to the People

• Protect All Voices

Heifetz, Ron, Leadership without Easy Answers, 1996

Key Skill: Get on the BalconyLeaders need to see a context for change • Identify lack of alignment between values and behavior

• Identify struggles over values and power

• Recognize patterns of work avoidance and potential for conflict

• Watch for unproductive reactions to change

Key Skill: Identify the Adaptive Challenge

• Putting the unspoken on the table• Recognize changes in values, practices,

and relationships.• Recognize the need to call for a collective sense of

responsibility utilizing our diversity.• Recognize the requirements for:

– Learning new ways and competencies

– Working collectively to connect ideas

– Identify where our diversity intersects

Application of the Adaptive Framework to the Work of Leading TransformationReset: What needs to shift in order for elements of the your change

initiative/the new innovation to become a reality?

Me as a Leader My Organization

Values and Attitudes

Relationships

Behaviors and Practices (habits)

Regulate Distress

• Create a “Holding Environment”…a place where:–Difficult adaptive challenges can be discussed–Diversity of opinion is welcome–Experiences, values, and assumptions are

challenged (Challenge conventional wisdom)–Stress is expected and tolerated

• The leader must use presence and composure to defer personal emotional response in order to regulate distress, tolerate uncertainty and frustration, and facilitate the learning process

How to Regulate Distress in a Holding EnvironmentRaise the Temperature

• Draw attention to the tough issues

• Give people more responsibility than they are comfortable with

• Bring conflicts to the surface

• Don’t let people explain away the problem

How to Regulate Distress in a Holding EnvironmentLower the Temperature

• Address technical aspects of the problem

• Establish a structure for the problem solving process by breaking the problem into parts and creating time frames, decision making rules and clear role assignments

• Temporarily reclaim responsibility for the tough issues

Maintain Disciplined Attention

• Do not avoid disturbing issues through work avoidance maneuvers such as:– Scapegoating– Denial– Focusing on technical issues– Focusing on individuals

• Leaders must expose conflict and use it as a source of creativity.

• Leaders must identify distractions immediately and move to regain focus.

Give the Work Back to the People

• Get the people to take greater responsibility for the work of change.

• Get the people to take the initiative to define and solve the problems.

• Support the people rather than control them.• Instill confidence in the people so that they will

take risks, and back them up if they make mistakes.

Protect All Voices

• Leaders must rely on others to identify the lack of alignment between values and behaviors and raise questions about an impending adaptive challenge.

• Leaders must provide cover for employees who identify internal conflicts in the organization

• Leaders must avoid the urge to silence unexpected leadership voices and be open to them even when they are different from their own perspectives.

APPLICATION EXERCISE

THE APPLICATION OF THE SKILLS of the

ADAPTIVE CHALLENGE

FRAMEWORK TO MY

CHANGE INITIATIVE

Adaptive Leadership Framework

Source: Cambridge Leadership Associates, Cambridge, MA

Diagnosis Action

Organization Adaptive or Technical

Authority or Leadership

Individual Personalize the adaptive challenge

Competing values and risk taking

The Paradigm Shift: Responsibilities for Leadership

Responsibility Technical Adaptive Skill Example

Direction

Protection

Define problems or provide solutions

Identify the adaptive

challenge and frame key

questions and issues

Ask leading or open-ended,

tough provocative questions

Shield the organization from external

threats

Let the organization feel pressures within a range

it can stand

Resist the urge to shield people

from tension and uncertainty. Let

the pinch of reality stimulate

adaptation. Manage the rate

of change.

Orientation

Managing Conflict

Clarify roles and responsibilities, orient new staff

Challenge current roles

and resist pressure to define new roles quickly

Recognize opportunities to re-orient staff so that new relationships

can develop where they can learn

from each other

Restore order, quell conflict

Expose conflict or let it emerge

Draw the issues out, encourage

debate, and facilitate

differences as a source of

creative energy

Shaping Norms

Maintain normsChallenge

norms that are not productive

Challenge conventional

wisdom. Don’t be a prisoner of your experience. Give

up obsolete practices.

Leadership Journey Question

• How does this conceptual framework of leadership make me think about my role as a leader now?

“The measure of success is not that we have difficult problems to face,

just that it’s not the same problem we had last year.”

John Foster Dulles

The Adaptive Challenge Understanding the Role of Leadership in Times of Change and Transformation.

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