Post on 27-Sep-2020
I D
of filing
__ F_e_de_r_a_J J_u_d_g_ es_A_ss _o_c_ia_ii_o _n ______ _.f.r;::J:)...) "_Al r- :n-t"'.1:;;;;: i
::") rn
-------- ------------ ------
---- ---------------------· - -
'.' l eo.-.·;z
c::>P
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOIO in Government Ac/ of 1978
{ev /12012 FOR CALENDAR YEAR 2011 (5 U.S C. app ..H JOI-I 11)
2. Court or Organization 3. Dale of Report I. Person Reporting (last name. lirst, middle initial}
Ninth Circuit Court of Appeals 06i09/2012McKcown. Mary M.
Sa. Report Type (check appropriate type) 6. Reporting Period mag"tratc Judge> mdicalc full- or par1-l1mc)
Nominahon Dale Ol/Ol/201 l
4. Tille (Artirle Ill judge indicate active or senior stalu•;
D U.S. Circuit Judge - Active Initial Annua l Final
10 CZ} lo
12/31/2011
Sb. Amended ReportD 7. Ch embers or Ollice Address
U.S. Court of Appeals 40 I West A Street Suite 2000 San Diego CA 92101
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page.
J. POSJTJ0 NS. (Reptming individual 1mly; .tee pp. 9-13 ins/ructions.)
J _-J NONE (No reportable positions.)
NAME OF ORGANIZATION/ENTITY
I. Tmstee International Association of Women Judges
2. Board of Visitors Georgetown University Law Center
3.
4.
Board of Directors
Board of Direc1ors
Association of Business Trial Lawyers - San Diego 0
5. Bo;u·d of Directors LaJolla Music Society
!·1 w
-., , rn-.., C) 0J J AG RE EMENTS. (Reporting ilidMd11al only; see pp. 14-16 "f filing instructihns.) ,-,, 0•
__J[{] NONE (No reportable agreements.)
2
----------
INCQME
------- - - ---- ----
-- ------- ------ -- --------------------
----------------------------
-------------- -- ------------------
- 9/l.!..:_!!21111 - ilad:phia.__
PA __
__ _
Meeting�--------------------
----------- -----
---- ------Meal_s __
Date of Report Name of Person ReportingFINANCIAL DISCLOSURE REPORT
06/09/2012McKeown, Mary M. Page 2of20
III. NON-INVESTMENT INCOME. (Reportingitulividua/andspou.ve;seepp. 17-24ofjilingimtructions.)
1\. Filer's Non-Investment Income
[] NONE (No reportable non-investment income.)
SOURCE AND TYPE
l. Spg/Sum I I Univ of San Diego Law School -Teaching
3.
4.
(yours. not spouse's)
$15,000 00
B. Spouse's Non-Investment Income - If you were married during any portion ofthereporlingyear. complete this section.
(Dollar amaum not required excepl ft1r honorarm.J
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2011 lJmvers1ty of California San Diego - Salary
2. 2011 Self-employed Consultant
3.
4. -
IV. REI MB URS EMENTS --1ransp1Jrlalilm, lt>dging.ft"1d, entertainment. tlncluJe.\ tht)re lo .\fJOloC'
·---------· ------
----------------------------------------
-----------·--------
ea!---
Et_h_1 cc_s_S_,_ p_ e_ec_h ____ _ Transportation, Lod ing. Mea_ls __ _ Miami, FL ___
Date of Report Name of Person ReportingFINANCIAL DISCLOSURE REPORT
06i09/2012McKeown, Mary M. Page 3 of20
6. University of Texas Law 4/28111 Austin, TX Speech Transportauon, Lodging. Meals School Foundation
7. University of San Diego Law 7118/11-8/4/11 Pans, France Teaching Transportation, Lodging, Meals School
8. The American Law Institute 9/22/11-9/23/11 Philadelphia, PA International Commercial Transportallon, Lodging, Meals Arbitration Advisers Meeting
9. American Bar Association 1014111-10/5/l l; 10/7111-10/11/l l
Washington, DC and Quito Ecuador
Rule of Law and Ethics Meeting and Presentations
Transportation, Lodging, Meals
10. Senate Pre 1dents Forum 10/12/11-10/14/11 Buenos Aires, Argentina Rule of Law Presentauon Transportation, Lodging,
11. The American Law Institute 10/19/11-10/21/11 New York, NY
13. American Bar Association J2/12/11-l2/13/l l Washington, DC Rule of Law Meeting Transportallon, Lodging, Meals
____
[ZJ
I.
------
!-]
----·---------- ·-------------- ----
FINANCIAL DISCLOSURE REPORT
Page 4of20
Name of Person Reporting
McKeown, Mary 1\1.
Date of Report
06i09i2012
V. G l FTS. (lnc/11de> those to spouse ond dependenr children; see f'I'· 18-31 offiling instructitlns.)
NONE (No reportable gifts.)
SOURCE
2.
VALUE
---------
3.
4.
5.
VJ. LI AB I LJTJES. {Includes those oj.fpouse ond dependent children: see Pl'· JZ-33 of filing insrructions.)
NONE (No reportable liabilities.)
L SUNTRUST MORTGAGI'.. INCJ C'f!ASE HOME
RESlDENTIAL/RENTAL PROPERTY - SAN FRANCISCO CA
2.
3.
4.
5.
VALUE CODE
N
L --r ----=i -1 -=i 3-.--L-IN-COLN A- -ln-le -rc_s_t - +ii. ---+·----+--R-c-d-e e_m_c_d->--. 1-0 -/l -8 _!1_ 1-+----'f-- -D- -+------ -i
----'----l-�-t----t---l-+---+----1------__j I
! A.MER V
---+'----+----+-----+-----J----J----J---------J
1-9 -::: SClfWAB 50o-1NDEX FlJND r.: - Ll, y· - 'OH::_ / r-o-ne--,;-l : ·-
r _
_
_
_
_ -l+--------- ---- --:--
--
-- +t- --
--:---- -----1--1--
-
-
---- - -
-
---_i-TRlJ T#I
-------r----c-------j----+-----t------+----'---1-----!---
FUN'Dj_A_
i- =FJ[)F.U:r:Y"aROW'Tu&rNc ) -t--D-1\-·id-e-nd_.___L_-+---T--+--- --+---1----+---t----------l
I j l''_
- -_-- _fl_D_EI ITY--CONT_
R_A
-- -- _____ l J_: _vi-de
n-'--
M _ _J__ ± ----'--__,_I ____ , __ _
(I)
(J-P)
FINANCIAL DISCLOSURE REPORT
Page 5 of20
Name of Person Reporting
McKeown, Mary M.
Date of Reporl
06109/2012
y I 1. l NV ESTM ENTS and TRUSTS -- income, w1111e, 1ra1uac1itms r1nc1ude .. 1hose Jspouse and dependent children: see PP· J4-6o of filin11 instruc11ons.J lJ NONE (No reportable income, assets, or transactions.)
A B c. D. . Income duDcscriplion of Asscis Trnnsaeloons during reporting pcnodnng Gross ,a Jue al end
of reporting pcnod(!) (2)
AmountCode I
(5)(I) (2) (3) (4)Type (e.g.• Value Gain buy. sell.
reporting pcnod(2)
Type (c.g.
(mcludmg lru>L assets)
Place "(XI'' atier each a;sct exempt frum pnor disclosure
DateValue Value
mm/ddlyy Identity of
Code 2 Code I buyer/sellerMethoddiv, rent. Code 2 Code 3 (J-P)(A-H) or mt) (A-H) (ifpnvatcrcdcmpllon) (Q-W)
BANKOFAMERICA#l A -(,, . T I '· BOEl"G A ow;"'' I J 1 T1. MUTUALINSURANCE ' '4. SCHWAB ACCT #4 r
5 ---AIM VJ TECH FUND None T
16. ---ALGER LARGE CAP GROWTH None T
T7.-- -: .. CENTURY INTL. ' --r--;o r
- ---·------ --------r- Il 8. ---BARON GROWTH OPPORT FND JNone T
S&P __r ___TNone t- T r
, I
--- ______1 1
----
---
1
12. ---FIDELJTY BLUE CHIP A Dividend L T
T13. ---l'IDELlTY DISCOVER Dh·idcnd
A
15. 40Jb >I F!DEl.ITY INVESTMf.NTS [·-- ------------ --
--! 16 ---UC SA VJNGS FUNDS I - Dividend P4 T
transaction)
L lricornc Ci.im ( J$2.50 I • $5.000 D $5.00J -$15.000 E =$15.001 - S50.000 -(See ( nlumn .. HI ,md D4J r =sso.001 - s100 ooo G =$100.00 I - $1,000.000 111 ·- 1.000,!lO I - $5.000,000 112 =Mor< 1han $5.000,000
2 \'aim: Lode..; J =S l 5,000 or -le .. -. K =$15.001 - $,tl,000 L =$50.00 I - SI 00.00tl M "$100,001 • $250.000 (Sec C11h11nn1o: C' and D3) N -\250.001 \>00.000 () -\100.001 . )1,000.000 Pl =Sl.000.001. $5.0CJO.OOll ri =$5.ooo.om - $2s.ooo.ooo
.. ,, ' .. . . · P3 'S25.000.00 I - 'iSO 000.000 P4 -More rh•n $50.000,000 U -.rn ...1 O n»l l-,.tl'lk Onlv) C -A ... ... ........,,f T c....h Mnrlu>t
r-1 I 1.i 111 I --t-'-2_ /1 _6/ -1....JI r---K- -A--i--------1j 1_9______ 11 I 1-o.--:-- rlo-wrv_s_i-:L'f:c1T1-::c111ru-R1_T_A_N
__.._I / I 1l _J_I: --1-+-11. ---1----- r ----r! --t -i-1 -t-i --1- +- --t --t --t -- -
! I I ) i
12_2_ . --- ----- ---------------------+--·-l------,___ __ ..;...i --·--+-ii __
13
-
I l I I I
i f -r-----1
l 1 H-
i I r !
I l -
I I I I I I I ! I I 1-4 I I I ------+-+ --+----t--+----!.-+----ir----+----1 ' i 1.:10. I ___,_/ ------ -+--+-----t--+-----j
1-,,;,0;THERN t I I /•,_ _[ t-D-iv-id-en-d--\----+-----+------J.---+---1---_.-----I
4s-----AMAZON ·----+,----1-!-N
-, -on-c- --- --
1. -,-46.
----·----
- h--t +---;,---+------------.: j_ _ ['" B�s=ot-M::sQurnn Co COM _ L' T o;;;""' j _'_j
_
_ T t- "' io-1-10-s-11-1 .... , -1--L _____ _
VII. IN VESTMENT s and TR u STS - income, Ya/ue, transactins (lncfudes those of spouse and dependent children; see PP· 34-60 llffi/ing in.>tructit>ns.)
(I)
(A-H)
FINA:'li"CIAL DISCLOSURE REPORT
Page 7 of20
l\ame of Person Reporting
McKeown, Mary M.
Date of Report
06/0912012
LJ NONE (No reportable income, assets, or transactions.) A B. c. D.
Gross value at end Transaeuons durmg reporting pcnod Dcscr1p11on ofA%Cl5 Income during
(mcludmg lru>i asset>) reporting period of rcportmg pc nod
Value (2) (I) (2) (3) (4) (5)
Type (e.g., Value Gain ldcnuly of(I) (2)
Place "(X)" after each asset exempt from prior disclosure
DaleValueAmounl Type (e.g., buyer/sellerI div.t rcnL, Code 2 Method buy, sell.
or inL) Immlddlyy Code 2 CodeCode
(A-H) Code 3 redemption) (J-Pl(J-P) (if private lransaclion)(Q-W)
I
t 3 f 3 I-' }·-
S.
6.
7
s.
---NORTHERN TRUST CHK
NORTHERN TRUST 112
---NORTHERN TRUST MMF
NORTHERN TRUST #3
A InterestII
II
A p;,I
L
K
T
i i
-
I I 3
-
9. ---NORTHERN TRUST CHK I Interest J T
NORTllERN TRUST114 I i
rl t--41. ---NORTHERN TRUST CHK i A i !merest K T TRUST#S
-ABO
Is
t 1-
f
I I
I
'
I
i ! i I
I
I I
I
I I 1 I l I
I i i I I
I I ! i i i
i
I l I I I I
I
I I I ! I I I I I I
I I I I I I I I I I
I
I .--
I I ! I
---------
! I ---
!
! ! i I I i I ! ! I I _J I I j
______ i
I I
!
I I !
-
I I l
!
I !
I '
. -
--
-
2.
l·-53. i Is4.
---CISCO SYSTEMS (CSCO)
---ClTRIX SYS (CTXSJ
--
---CO LG A TE (CL)
I:>
5. ---CONOCOPHJL (COP)
6. ---COSTCO (COST)
i 5 !
7 ---CUMMINS INC (CMl)
---
8. ---DANAHER CORP (OHR)
-------9. ---DOMl:-llON (D)
t' --
0.
16 I. 162 I
-
-
----
---DUPONT (DD)
---
EATON CORP COM
----------
---EMC CORP (EMC)
J-.- --------------- --16-
---EMERSON ELECT (EMR)
r64' ---FEDEX CORP (FDX)
i -16) ---FRKLN RES (BEN)
---GOOGLE (GOOG)
r-, f.7
------
---GRA!NGER (GWW)i [__---------
A
I
I A
A
A
A
A
A
i
A
A
A
i A
A
A
! f.8 L.
---111 HEINZ (llNZ)
L---------------
Dividend J T
I
None J T Buy
Dividend Sold
Dividend J T I I
Dividend J T Buy I
Dividend J T Sold (part)
Dividend J T
I iDividend J T
Dividend J T
Dividend J T Buy
None J T
Dividend J T
Dividend Sold
---
Dividend J T Buy (add'!)
None J T
I
Di.,,idcnd J T
Dividend J T
i i
' I I
--05/04/11 J I ' i
-
-i03/01111 J ---
03101/11 I J '
0Jil3/I I J
i
I
! :
! J 05104111 i J
II
i
I 05104111 J A
07108/11 J
i
I
Name of Person Reporting
McKeown, Mary M.
Date of Repor!
06109/20!2
FINANCIAL DISCLOSURE REPORT Page 8 of20
Vil. INVESTMENTS and TRUSTS - incnme, va/11e, transactfons (Include.• fhnse •>/SprJu.•e and dependent children: see pp. 34-60 of filing Ins/ruction.•.)
[] NONE (No reportable income. assets, or transactions.) D
A. B. c.
Dcscnpllon of A sct:-> Income during Gross value at nd Transacuons during reporting period
(mcludmg tru't asset') reporting pcnod of report mg period
ti) (2) (I) (2) (I) (2) t3) (4) (5)
Place "( X)" a Her each as'cl exempt from prior disclo urc
Amount Code I
Type (cg.• div.. rent
Value
Code 2
Value
Method
Type (c.g, buy, sell.
Date
mmidd/yy
Value
Code 2
Gam
Code I ldcnllly of
buyer:scllcr
(A-HJ ormt.) {J-P) Code 3 redemption) (J-P) (A-H) (1fpmatc
(Q-Wl tran act1on)
I lnl-,1mc
_
----------- -----·---, ---i-----------1 lil_:
7
_
0
9_. _
_ --
_
-J_o_,_
H
_N
_·s_o
_N_&_
Jo
__ H_N_s.- o
_N
_' (-J
N
_J_
) _ __ :I-! -A- l-D-1-v 1-·d-en·- d-+l __ 1_-\---
T--+---
-----l-- - -
:i-
-86_· -- -t- -+ i -+' -.;----.l-- -;--) -+' -1-2_,_'3_0 -/ ll ---_-+- -A : - . Dividend J 02/03/11 [ L f' -
-
! R9. -E-
i.i o;,,d;;;- K--1----T--'--
[ --·----+ I
O. Divtdend
.
__._ __ ____ __ I :I [ j 11 -t-' --+...i ------ ---+---i---+----+----I ! p : 12130/11 1 1.: ,II ---M- F --C--IS _H_ A_R_E_ T_R ___ B_A_R- -C--L-A·Y-- S -T-IP_S_ -1-l -A--1-
/1-D
-iv -id- e-nd-+-i --K--+-1--T
--+,--So_l_d--+-O -J /- 13_/_l _1+-11 -J--l-11, -
A--
1"-, --------!
94------ -M_F_C I : ; I lNT-HL I ! ! 1·
96 I ! ! i ) Ii - T APL :_(_x _r_,_P_J ___________ .,.__ _ _,__ ---- i,_ ___ -1--! _ _ 1----------i'----+1---+i, ----!--· ------- --i . i i : I I : 1 - A ·'-1, --J--'-r· ---T
- -l------- i---+!---1----1----------·-----I I i ; ----i>----'1.----+---·-+---------l
MORNIJ'.:GSTARr _ __,_ ___ __.... l . . ! I I I I l--+--J--!---T-- 1,1.·--B- u-y---i1 1 2_/_30-.·'-ll +--K- 1, ---i---- --- --MFC _
_
i,. _ c _
_
/._ D-t_v_ -1d--e-_n_d_
-1---J--1--- -T---1--, --
So_l_
d _
_ 1
.
,1· o-7._/ _J8·/--ll-',--J
-+-11 -A--+--------i
_ __ - ---"! __
·-- ' ---'--·----- ·--
(J-P)
(2) (3)
r. -1' ............. 1
FINANCIAL DISCLOSURE REPORT Page 10of20
Name or Person Reporting
McKeown, Mary M.
Date or Report
06/09/2012
income. va1ue, 1ransac1ions r1nc111des 1ho-so.oo1. $100.000 M =$lOO.CHll • $250,000,( t.:c Column" Cl and D ) 0 \500,0llJ - > 1.000.000 Pl =S t S25.000.000000 01 - 5.000.00() P2 =$5.000.001 1'4 =More than $50,000,000
R ost {Real E..-.unc Only) T
__
T-8-1' Dividend1 ;i;I I I I l2/3011 11-(PCRIX) I I . i --\----+------1----+---+- ----r---+----t-----J--------1 ! Dividend; i i --1-----1---.....j.------t----+---l----·--+-----------1 1105. i Dividend I lj 11 l i i 'J 06. 1
i - ---1---- ---...l----+! ---+i- -- NOVARTIS AG (NVS-) --·-- I I _J _
_ .,_J __ T_-+------+----'+-! ---'--+i ----1- 1 ---OMNICOM (OM(')-- +,- Dw
I
--------------- -- i----t------+-----t------f------l----+---+----1--------__j
-- -It----' _____,_-+---+--l[-l I I __._____L_____.___ __ ��___,____.___ ___
D.
(2) (2) {I) (2) (3)
. 1 133 ---APPLE INC (AAPL) None K T 134. ---BANK OF AMER (BAC) 1------
None Sold
i None Sold 01/13/J I ,
07/08/11 : j
A
A1JS ---BERKSHIRE HATH B (BRK/B) 36. ---BllP BILLITON (BHP)
-- - ---
A Dividend T '
__l
FINANCIAL DISCLOSURE REPORT
Page 12of20
Name of Person Reporting
Mc Keown, Mary M.
Date of Report
06109/2012
VI I. I NVESTl\tl ENTS and TR u STS - lnc1>me, value, transactions (Includes those of spou.•e and dependent children; see PP· 34-60 of filing instructitJns.)
NONE (No reportable income, assets, or transactions.)
A. B. c.
Income dunng Gross value at end Transactions durmg reporting pcnodDcscnp11on of Assets (mcludmg 1rus1 assets) rcponmg pcnod of reporting pc nod
(I) (I) (4) (5) Date Value Gain Identity of
c>.cmpl from prior dtsclm.urc Code I div.• rent. Code 2 Method buy. sell, mmidd/yy Code 2 Code I buyer/seller (A-H) or mt.) (J-P) Codc3 redemption) (J-P) (A-H) (ifprivate
(Q-W) tran•action)
Place "(X)" after each assel Amounl Type (cg., Value Value Type (e.g ..
I lnCl1ml· Gain C0t1"'" A .::.S, J.000 UT le-..{ B .'11,001 - \2.500 c. =-S2,501 - $5.000 [) =$5,001 . $ 15.000 E =>15.001 - $50,000 I Sec ( oiumn.., HI .md D4)
2 V tlm: (\idc-.
F -uo.oot - $100 ooo
J =$15 000 or lc'i«
G =SI00,001 - $1.000.000
K =$ 15,001 • $50.000 111 =$1,000.001 - $5.000,000 L450.00l -$100,fl00 112 More than $5,000.000 M =i l 00,0!H · $250.000 1S..:c ( olum1h (I :'.1rd IJ3) \I -)250.001 • '1500,0IJO O
I r I i l I I ------------l-- -l------r- ---+----+-- +-----1- --1 ---1--------I SY-S-(C_T_X_'S_\___________ J
-----··---------- 1 -+----- -+i __ --+-l ___ ....._11 -----+' ----!'-----+------1i i i J !
_J___. 11 --1-1-- ---+-' -fl��1---f-��-�--lA --1--
D-
i
-\'
i
-d
e_
n_d_-+1 __ __ ,_!1 __ _ _,l -------;l ___ ·r-i ---1---+-------j
i I / i -----------------j--+- ---+-·---+-- --+--- (p_a _n _> --+----r-r-----+-------· 1· I J L----·----- ----r· --+-1 ----.\-----+- -+-----+----.----+---f--------I
I i i i I / ! I I i
-------------- --- +---+-- - --.._----;- ---; -- -+- -+---+---+----------: I J 0
/14s. I I ·-r- ----- --- ----+-------��--r---t---t----------j
I I \-50-.----
--f-_E_D_E
-.X-C_O_ R_P-( F_D
_X_) ______ ,r-' -A To-1v- 1d_e _n_d-+-----+--- - --S-o-ld _ __,1i-o-5. -,0-41-. l_l..,.. I, -
J--+ --
A-+--/
1
---------
-r--·---------l ---FRNKLN REs / I ---GooG1.i 1Goom----
No :-,-- i [ : r----A ; idend :·1---; -T---t---- - -'!-_ ---t-1----':---+i-
VI I. I
B.
Value
Mclhod
Code 3 (Q-W)
Type (e.g.,
buy.sell,
redemption)
(2) ldcntlly of
buyer/seller
I
FINANCIAL DISCLOSURE REPORT Page 13 of20
ame of Person Reporting
McKcO\rn, Mary M.
Date of Report
06/09/2012
NVESTJVIENTS and TRUSTS _income, ••alue. rran.•actions r1nc1udes those of spouse and dependent children; see PP· 34-60 oJJilinx instructions.;
rJ NONE (No reportable income, assets, or transactions.) A c. D.
Gross value al end Transacllons during reporting pcnod of reponing pcnod
Income duringDescription of Assets (mcludmg trust "'sets) rcponing period
(I) (5)(3) (4)(1)(2) (I) (2) Place "(X)" after euch asset
cxcmpl from prior disclosure
Date Value GainAmounl Type (e.g .. Value Code I div , rent, Code 2 mm/dd/yy Code 2 Code I
(A·H) 1ifpriva1e(A-H) or ml.) (J-P) (J-P)
transaction)
137. --BRISTOL MEYES SQUIBB co COM A Dividend J T Buy 07/08/J 1 JI (BM&) l i
138. ---CISCO SYS (CSCO) A Dividend J T ,
1-139. ---CITRIX None j J T Buy 05/04/11 J l --I 140. ---COLGATE-PALM (CL) A Dividend) Sold 03/0111 I J j A I 14J. ---CONOCOPHILLIPS (COP) --
1 T
42 ---COSTCO WHOLESALE (COST) TA I Dividend J J T Buy 03101/11 J (add'I) ,
A'143. ---CUMMINS (CM!) A j Dividend . J i T Sold 01/13/11 Jif_144 ---DANAllER CORP(DHR) A ! Di\'idend J T
1 145. ---DOMINION RES (D) A Dividend J T T''" - --DUPONT (DD) A D
"'"'"' J
Di\'idend Jj 147. --EATON CORP COM (ETN) T Buy 05/ 4/11I
---EMC CORP (EMC) TNone J
-149. ---EMERSON ELECT CO. (EMR) : A , Dividend J T Ii
1. -j ! I i5 1. (BEN) ----- .1· . -TDiv1dend 1 T Buy l011osn 1 1 ,(add'I) i/15-2. T J-15 -:.-=ciRAINGER w w (GWW) ' _J
I lm.om1: Gain Coder, A =:St OOOor k B ='11.00J -$1500 C =S2.50L - $5,000 D=S5.001- Sl5.000 lo =SI 5.001 - $50.000 (Sec Columno;; BI and l)4) !- =$50,00 I - $ I 00.000 G=SIOO.OOl -Sl.000.000 111 s1.ooo.001 - 55,ooo.ooo 112 =More thtto $5.000,000
2 VJh fodL" J =S 15.000 or le" K =$15.001 • S50,000 1. s50,001 - 1100.000 M =$!00.001 • $250.000 !Sc Column'i Cl and UJ) N =S250,001 - 1500.000 0 - $500.(JOJ - SI 000,000 Pl =Sl.000,001 -15.000.000 1'2 =$5.000.001 • \25,000.000
1'3 =$25.000.001 - $50.000,000 r4 More than $50.000.000 -:: v..1.. . \A.•lhnt 1 ·.v1 ...... n-'\ .. ......, .. 1 I{ =Co l fRcal 1:.-.tatc Only} t.:; A " f-.. 1ni•n1 f •-Ca.-.h Markel ::
ff_
1s_4_--_-11 _
J-HE --'N_z __ __ _ ______ -+l-
A._ .... _D_iv-id_ e_nd--l--1--t--T--1---
--
-_ ---r- -=fF .. 11 _...! ___ ------=
i ----------------- -1----1,__----
-------�---�--,---T I
--J-/ \ i -17-2.----- M-FB-NORTH --T-T 1' ,:···· ,: l ( NO_ R_x_x_> l _l____· -+-- -"' -i--- --+· t -,--1-- -1- ---j I I j
10410711
LUE / !04/07111 I
J75. ,1 I I 1· I I i ------ ---- ---- -·-- --+-- - ll =St.OOt • $2.500 c =S2.50I ..i5,000 D =S5.00I · $ 15,000 E =$t5,00t • $50,000 {S.."C C'ol11mn,. BI and 04) =S50.0nt • S 100,000 G --lt00.001. $1.000,000 tll 11,000.001. $5,000.000 J 12 =Mo" than SS,000.0CXJ
2 V.du Lock11- J =$15,000 or le>< K =SI 5,001 • S50,000 L =$50.001. SI00,000 M =$!00,001 • 1250.000 (S c (\1lumn.., Cl and 03) N =S250JIOI . $500.000 0 =$500,00t - 1.000,000 rt =$1.000.001. ss.000.000 P2 =$5,000,00t · $25,000.000
1'3 =$25,000.(J(Jl • 150,000.000 P4 =More than $50.000.000 , •I 1. - .. A ••'- . Ir·- R ..,.-("oo;;.t fReAI J.. tarc Oolvl ;::: ..... &,,................. T ::.::r:t h Ml'lrh•1
-----
l_J
1 ! ---fAID1 D idend I r I '-- ·-----i-1 ----+- --4' -+---+- -+- +- --- -j I ---OMNICOM - -.1--11 --T---
1'-
:
--( -ud- -l)--1 OJ/13/111
I I I I r I .. 1 --r- ---\-.---l----+-------r---+--r--+-------li 11 i stribution I I
I I t I ! (PEP)---=--1'
-r
i --J-: - --'--ii ____ _,;_l __ ___Jli....---+-j--+ !101113/11 1!
-----!
r-i
I ! i
i I
i
i
i i I I /
I l
l':_-- --
-E-L-·C_
T_S_
PD
-IN-, D- (- X_L_l)- --+--D-
i_v_i
d-en_d__,_ __
J _ _,_ __
T_ L_ __ ...,i'------'---'--
I ---SPE(_;-TR_A_f-:NE_R
_G
_Y_(SJ-:) ____ : A-to -1v-1d- en-d-+--J--+--1--
--'-------':---+-----+---+------- ; r-l02. RESOR 1 iv1d ;;J - J--
_ j__ .
12 ----TRAVELERSCOS -- 1. ATo1vide -J---'---T---' j ---UNITED ·1= c11 ; ) 1-- _____ _,_ ,. ---1------:-
_l_ __ _ ____, __ "-----
(2)
Code 3
(3)
Name of Person Reporting
McKcown, Mary 1\1.
Dale of Report
06109/2012
VII. INVESTMENTS and TRUSTS _ inctJme. value, 1ran•ac1ions anc1ude.v 1hose
!------
1----
I
T los104111 I
ITEMF X ----r
/ ·--- ;-- --+----r--------+- - --i-- -·+-�--l--------�
21·1 0RTl!ERN
r2- AMERlC AN BALANCED CL;- - ' ___ (A_B_A_L_X --- ________ _,__ __ f----+----l---+--(a_
d_d'_J)_-!-1 ---1---t----l-- ---·----------
1 l'_1_6_. _N_o_RTHr.-:R __ T_R_u_sT _# 9 : A : D 1v id c n d T -(
_p a rt ) :0 _,_1_3
-_1-1 1 1:1 --- -
A
-+------------''
f N -,.--D- -R-e-nt-+--0-+-\-¥-+----4--- - -- -----
I L--l------+-----l-------'-----l---4-----1---
-- --- -----�---'---·--�------� -'-----'-
(2)
FINANCIAL DISCLOSURE REPORT
Page 17 of20
Name of Person Reportmg
McKcown, Mary :vi.
Dale of Report
06/09/2012
VII. INVESTMENTS and TRUSTS -- income, value, 1ramac1ion .. (Includes 11wse 1on.001 s1.00fl.Oflfl Ill =SI ,000.001 - $5.000,0UO 112 =More 1han tS.000,000 2 \ Jluc l \idi.: .. J =) 15.000 or J..:,, K ='115.1101. $50.000 L =$50.001. $100.000 M =$1110.001. $250,000
(&c (\,hrmn ( I a.nd I) J) N -s2so.001 . soo.ooo o rnio.oo 1 • s1.000.00fl Pl =S 1.000,001 . $5,000.000 r2 .·$5 000.001 - $25.00fl.000 1'3 -S25 f!00.001 - S50,0IJO,OOO P4 =More 1h•n $50,000.000
\ \ · Ju,• M. 1h11d (',..,f,•.., ,, - ,i. .............. H -'°·'Co!'lt (R.:a l:::""lJtc Only} '=A'-""'f"l."l'nt'nt T "-Cash Markel
I
i
I j i
I ] I I I I I i I I ! I
,--- i
I I I
·------·--··------------r----+-----+---+----+' ----__Ji1----l---1r---l---------J
-----------+---+---+---+: ---1-----:.-'' ---l---1---l.------__J 227. I 1 i I
I I I I I I
----- - -------- I I I
I -.------· · ----1--- ---- l ----+----+----il----------l
II I
I I 2n-
__ L_I ------+---+-- -_--_-+-_ ! :,, ==---=---r-r 1 --t------+--i -+---+----i1----i
i i ----+1---+-1-- ! ___ __, ! I
I"'··-- _,_1_-r-1 -----j-'--+r __ t-': ---l--+----i--1-,. __ __J !.2 --- ----· I I I ____ :' -- 1 _ _____.L_...L.._ __J_i __ __J
! T j I '
l n...om .. fiamC,Kk'
v I I. INVE s Tl\llE NTS and TR us Ts spouse and dependent c/1//dren; see
(2) (2)
FINANCIAL DISCLOSURE REPORT Page 18 of 20
Name of Person Reporting
McKeown, Mury M.
Date of Report
06/09/2012
- Income, value, mmnctions (l11cludes thou of PP· 34-60 "1filing in.muction.1.J
[_-:J NONE (No reportable income. assets, or transactions.) A B c. D.
Income dunng Gross value al end Transael1ons during reporting period Oc!scnpllon of Asscls (including trusl a;scts) rcporung period ofreporting pcnod
(!) (2) (3) (4) (5)(I) (I) Amount Type (e.g .• Value Value Type (e.g .. Dale Value Gain ldcntlly of Code I dlV.. rent. Code 2 Method buy. sell. mm/dd/yy Code2 Code I buyer/seller
Place "(X)" after each ussel exempt from pnor disclosure
(J-Pl (A-H} (if privalc(A-H) or ml) (J-P) Code J rcdcmplion) (Q-Wl transaction)
222
I
II
224
I225 I
226 -----I I
:1.28
-- ----···
229
! I
i 230.
! l , fn_3 --------·-·
__
!
!
/ A =$1.000 or le ' B Sl,00! • 2,500 C •S2,50 I • $5,000 o s5,001. s1s,ooo E=$15,00l -$50,000 (C,..·::Column' Bl and U4) - \50.00 I · SI 00.000 G $100.001 · $1.0()0,000 Ill =$1,000,001 - $5,000,0f){) 112 Moro than $5,000,000
2 \. ttluc ( \xk J ..::$15,000 or lt..•,s K =i1i.001. s;o.nno I. =$50,ilOI. SI00,000 M =$100,001 - $250,000 1"i ..: C 11lumfl' Ct and f)J.) to: =\2;0J,0 I . $500.000 o \500.001.s1.ooo.ooo Pl =$1.000.001. SS,000,000 P2 =$5,000,001 · $25,000,000
r.> =s2s.01JO oo 1 - s;o.000.000 P4 =Moro than $50,000.0001 \'>lu M,•tf-nrl l ,1d1•, () ·.:AnnT 1.. I R -Co't (Reul l-...ildlc OnlyJ S =A\. ·c;,o;;menl T a>h Market
FINANCIAL DISCLOSURE REPORT
Page 19 of 20
Name or Person Reporting
McKeown, Mary M.
Dare of Report
06/0912012
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofreport.)
PARTV!I:
I
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 20 of20 06109/2012McKeown, Mary M.
IX. CERTIFICA TIO .
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is acrurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld bemuse it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported are in compliance Vtith the provisions of 5 U.S.C. app. §SOI et. seq., S U.S.C. § 7JSJ, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FA LSIFIES OR FAILS TO FILE THIS REPORT MA Y BE Sl:BJECTTO CIVIL AND CRIMINAL S ANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E. IWashington, D.C. 20544