Post on 17-Jun-2018
KENTUCKY HORSE RACING COMMISSION October 4, 2016
AGENDA
Location: Capitol Annex Time: 1:30 pm 702 Capital Ave. | Room 131 Frankfort, KY 40601 I. Call to Order and Roll Call II. New Business
1. Churchill Downs Backside Improvement Request 2. Approve 2017 Conditions of Racing Association Licensing 3. Approve 2017 Racing Association Applications 4. Initial License Application by Watch And Wager, LLC to Conduct Advance Deposit Account Wagering
5. Reports a. Thoroughbred Rulings
b. Standardbred Rulings
c. Veterinary Division
d. Pari-Mutuel Wagering Division
e. Litigation and Regulations
III. Other Business 6. Presentation – Fayette Alliance
IV. Executive Session IV. Adjournment
1
1
2
3
4
5
6
7
8
9
10
11
12
DRAFT - September 29, 2016
Page 1 of 3
Conditions of Racing Association Licensing for 2017
Kentucky Horse Racing Commission (KHRC)
As a condition of the issuance by the KHRC of a license to conduct horse racing during the 2017
racing year, each Kentucky racing association shall be required to certify that it will comply with
the following requirements:
1) Each racing association shall notify the KHRC of any communication, report, or
investigation conducted by the Thoroughbred Racing Association (TRA) or
Thoroughbred Racing Protective Bureau (TRPB), or any state or federal regulatory
agency that relates to the safety, integrity, or security of the racing association, and
its participants, or that would reasonably be deemed to affect public confidence in
the racing association. Each racing association shall further send a copy of any
TRA, TRPB, or governmental communications, correspondence, or reports relating
to any such report or investigation to the KHRC within 24 hours of receipt by the
racing association. This paragraph shall not be construed to include information
delivered to racing association officials acting in the capacity of members of the
board of directors of TRA or TRPB.
2) Each racing association shall notify the KHRC any time a member of a local, state
or federal law enforcement agency enters association grounds for the purpose of
questioning, investigating or arresting a licensed individual. Each racing
association shall further send a copy of any reports related to the questioning,
investigation or arrest prepared by the racing association or prepared by the law
enforcement agency to the KHRC within 24 hours of receipt by the racing
association.
3) Each racing association shall send a copy of any self-reporting documents, forms,
or correspondence to the KHRC at the same time they are filed with the TRA,
TRPB, state or federal regulatory agency with the exception of any information that
is proprietary to the racing association or has no relevance to the safety, integrity, or
security of the racing association. The racing association shall identify to the
KHRC any information the racing association considers proprietary or irrelevant to
the safety, integrity, or security of the racing association.
4) Each racing association is required to notify the KHRC if it becomes aware of a
wagering anomaly related to racing conducted at that association or related to a race
imported for simulcast wagering at the association, even if a report has not been
filed with the TRA or TRPB. The racing association shall provide transactional
data and video of the race to the KHRC upon request. Wagering anomalies include
any incident that might reasonably affect the public’s confidence in the racing
association’s wagering pools, such as:
13
Page 2 of 3
(a) Past posting, cancel delay, and other instances when wagering occurs after
the horses have left the gate;
(b) Off-shore and Account wagering fraud;
(c) Suspected manipulation through computerized robotic wagering;
(d) Odds manipulation;
(e) Win pool odds manipulation;
(f) Arbitrage;
(g) Quick pick or random pick malfunction;
(h) Unusually large wagers (especially right as the betting stops);
(i) Unusually large cancellation of wagers (especially right as the betting
stops);
(j) Outlets that are habitually late getting into the pools;
(k) Manual merges;
(l) Unusual payoffs;
(m) Failing to remove a scratched horse from the pools (which would then
require a re-calculation of payoffs);
(n) Suspicious wagering patterns;
(o) Totalizator or data communications malfunctions;
(p) Substantial late ticket cancellations; and
(q) Failure to stop wagering after the official start of a race.
The list of wagering anomalies above is meant to be illustrative and not exclusive.
5) Each racing association shall record the date and time (in hours, minutes, and
seconds) on all live video feeds originating from a Kentucky track. Each racing
association shall be responsible for recording (in hours, minutes, and seconds) the
start/off time of each race. Further, each racing association shall require the tote
company with whom it does business to certify, and provide evidence of such
certification, to the Chief State Steward of the time (in hours, minutes, and seconds)
of the closing of the betting windows for each race. Records shall be retained for
two years after the date of the race. Records shall be submitted to KHRC upon
request.
6) Each racing association shall ensure that the tote company and video provider for its
live meet shall be linked up and operating correctly at least 24 hours prior to the
start of the live meet.
7) Each racing association and tote company shall require that each of the timing
systems mentioned in paragraph 4 be synchronized with the U.S. Naval
Observatory Clock at the beginning of each race day.
8) Each association is required to authorize their tote vendor to share any and all
wagering data requested with the KHRC.
9) Each association is required to post policies and procedures related to pari-mutuel
wagering, including the refund policy, on the association’s website. Each
14
Page 3 of 3
association shall also post a notice in the racing program and a sign at the
association’s information window informing patrons where they can access a
complete copy of the policies and procedures related to pari-mutuel wagering,
including the refund policy.
10) Each association shall provide a copy of its mutuel department policies and
procedures to the KHRC.
11) Each association shall have protocols in place that mandate exclusion of any
receiving track’s wagering pool when the association cannot verify that all wagers
in the receiving track’s pool were received prior to the official start of the race.
Protocols shall be provided to the KHRC.
12) Each association shall have protocols in place and shall publicize to its wagering
patrons when, as a receiving track, it is excluded from a host track’s wagering pool.
These protocols shall include an immediate public announcement and immediate
posting on the association’s video monitors and websites. Protocols shall be
provided to the KHRC.
13) Each association that does business with any individual, person, or other entity that
offers advance deposit account wagering (“ADW”) to Kentucky residents shall
require that ADW to be licensed by the Commonwealth.
14) Each association offering thoroughbred racing shall require owners to deposit the
$20 fee for the administration of race-day furosemide into the owner’s account with
the horsemen’s bookkeeper by 12:00 noon on the day of the race. Failure of the
owner to deposit such fee may result in the owner being subjected to penalties,
including fines or suspension. Each association shall debit the owner’s account for
the $20 fee to the credit of the KHRC.
15) In the event a racing association does not comply with the requirements of these
conditions, the KHRC has the authority to assess fines and/or penalties.
16) All notices required to be given to the KHRC under these conditions to licensure
shall be provided to the Executive Director, the Chief State Steward/Presiding
Judge, and the Director of Pari-Mutuel Wagering and Compliance immediately by a
phone call. In addition, written notice of the event shall be received by the
Executive Director no later than 24 hours of the event triggering the notice
requirement. Written notice may be made to the Executive Director by hand
delivery, electronic mail, or facsimile.
15
Equal Opportunity M/F/D
Matthew G. Bevin David A. Dickerson
Governor Secretary
Public Protection Cabinet
KENTUCKY HORSE RACING COMMISSION
Marc A. Guilfoil, executive director
4063 Ironworks Pkwy, Bldg. B
Lexington, Kentucky 40511
Telephone: (859) 246-2040 Fax: (859) 246-2039
Web site: http://khrc.ky.gov
To: Kentucky Horse Racing Commission
From: John Forgy, General Counsel
Date: September 30, 2016
Re: 2017 Race Track Applications and Applications for Race Dates
All racetrack applications for 2017 licenses have been received and reviewed at the KHRC office. The
applications include requests for race dates and host status from the race tracks. All race dates have
received support from Kentucky Horsemen’s Benevolent and Protective Association (KyHBPA),
Kentucky Thoroughbred Owners and Breeders (KTOB) and Kentucky Harness Horsemen’s Association
(KHHA). Complete copies of track license applications are available for review at the KHRC office.
Please contact me if you would like to review the complete applications.
The Commission will vote to approve the license applications and request for race dates and host status.
Staff recommends approval
Commission Action
_________________Approved
_________________Denied
_________________Deferred
Franklin S. Kling, Jr.
Chairman
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
Matthew G. Bevin David A. Dickerson
Governor Secretary
Public Protection Cabinet
KENTUCKY HORSE RACING COMMISSION
Marc A. Guilfoil, executive director
4063 Ironworks Pkwy, Bldg. B
Lexington, Kentucky 40511
Telephone: (859) 246-2040 Fax: (859) 246-2039
Web site: http://khrc.ky.gov
To: Kentucky Horse Racing Commission
From: Steve May, Director of Pari-Mutuel Wagering and Compliance
Date: October 5, 2016
Re: 2016-2017 License Application for Watch And Wager, LLC
In 2015, Watch And Wager, LLC (“WAW”) submitted an initial application for 2016 licensure to provide totalizator services in the Commonwealth of Kentucky. For your review, please find an attached redacted copy of the license application, along with some additional information. A full copy of the application and attachments is available for your review at the KHRC office.
KHRC staff members and members of the KHRC Wagering Integrity Committee have reviewed the application. WAW has been cooperative and forthcoming with requests for additional information.
Among other things, the WAW application states as follows:
It was organized in California in 2012 as a foreign limited liability company and is 100% owned by Webis Holdings, PLC, and its principal business office is currently located in San Francisco, California, with an secondary office in Lexington, Kentucky.
It is currently good standing and authorized to do business in Kentucky with the Secretary of State.
It is currently licensed in California, Colorado, North Dakota, and in every jurisdiction in which the organization operates that currently requires a license to perform advance deposit account wagering services.
WAW plans to invest a total of approximately $500,000 in staff and technology to offer advance deposit account wagering services to Kentucky residents.
It currently does not provide advance deposit account wagering services to any Kentucky racetracks.
Franklin S. Kling, Jr.
Chairman
37
KHRC staff and members of the Wagering Integrity Committee have been in discussions with WAW to obtain a surety bond, and KHRC staff will continue to work with WAW to ensure that the surety bond is in place will operating as an advance deposit account wagering operation in Kentucky.
KHRC staff recommends approving this application with an agreement from Watch and Wager, LLC to obtain a surety bond as per the authority granted to the Kentucky Horse Racing Commission in 810 KAR 1:145.
COMMISSION ACTION
Approved
Denied
Deferred
38
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0001 1/1/2016 12/27/2015 Carlos Villasana Careless riding
Suspended 3 racing days
(January 2, January 3 and
January 7, 2016)
16-0002 1/7/2016
1/2/2016 &
1/3/2016
Robert Joe
Woodard
Failure to conduct business in
a proper manner 500$ Paid
16-0003 1/8/2016 12/11/2015 Charlie Lawson
Flunixin 23.3 ng/ml (Sample
#0086280) C (NSAID) 250$ Paid
16-0004 1/9/2016 1/7/2016 Dick Cardenas Careless riding
Suspended 3 days (January
15 -January 17, 2016,
inclusive)
16-0005 1/17/2016 11/28/2015 Neil J. Howard
Phenylbutazone 13 ug/ml
(Sample #0086018) C (NSAID) 1,000$ Paid
Suspended 5 days (January
25 -January 29, 2016,
inclusive). DREAM DANCE
disqualified and all purse
money forfeited.
16-0006 1/22/2016 11/28/2015
James L. Stone
(Owner)
Phenylbutazone 13 ug/ml
(Sample #0086018) C (NSAID)
DREAM DANCE disqualified
and purse redistibuted. All
purse monies must be
returned to the association.
16-0007 1/24/2016 11/2/2015 Dr. John M. Watt Treatment Error 1,000$ Paid
Suspended 5 days (January
27 -January 31, 2016,
inclusive).
16-0008 1/29/2016 1/24/2016 Julie Burke Careless riding
Suspended 3 days (February
4 -February 6, 2016,
inclusive)
16-0009 1/29/2016 12/31/2015 Henry D. Miller, Jr.
Hydrocortisone Succinate
(Sample #0082599) C 750$ Paid
Suspended 5 days (January
30 -February 3, 2016,
inclusive). ZENZELDA
disqualified and all purse
money forfeited.
39
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0010 1/29/2016 12/31/2015
Henry D. Miller, Jr.
(Owner)
Hydrocortisone Succinate
(Sample #0082599) C
ZENZELDA disqualified and
purse redistributed. All purse
monies must be returned to
the association.
16-0011 2/5/2016 1/31/2016 Albin Jimenez
Disorderly conduct and lapse
in good judgement 500$ Paid
Fined for an incident that
occurred in the winners'
circle at Turfway Park
16-0012 2/6/2016 1/14/2016 Olivo I. Inirio
Multiple NSAIDS (Sample
#81888) NSAIDS 250$ Paid
Suspended 5 days (February
13-February 17, 2016,
inclusive)
16-0013 2/12/2016 1/1/2016 Tammi S. Faber
Hydrocortisone Succinate
(Sample #0082632) C 500$ Paid
Suspended 5 days (February
13 -February 17, 2016,
inclusive). ALREADY RED
disqualified and all purse
money forfeited.
16-0014 2/12/2016 1/1/2016
Tammi S. Faber
(Owner)
Hydrocortisone Succinate
(Sample #0082632) C
ALREADY RED disqualified
and purse redistributed. All
purse monies must be
returned to the association.
16-0015 2/20/2016 1/28/2016 David K. Cook
Multiple NSAIDS (Sample
#83621) NSAIDS 250$ Paid
Suspended 5 days (February
27-March 2, 2016, inclusive)
16-0016 2/20/2016 1/23/2016 Olivo I. Inirio
Phenylbutazone 3.1 ug/ml
(Sample #0083557)
(2nd offense in 365 days) C (NSAID) 500$ Paid
16-0017 8/1/1998 2/21/2016 Alvin Alex
Restored to good standing
after hearing before the Board
of Stewards and Ellis Park
ejection lifted
40
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0018 3/4/2016 2/7/2016 Vickie L. Foley
Phenylbutazone 2.6 ug/ml
(Sample #0096382) C (NSAID) 250$ Paid
16-0019 3/6/2016 2/5/2016
William R.
Helmbrecht
Methylprednisolone 244
pg/ml (Sample #96313) C 500$ Paid
Suspended 5 days (March 14
-March 18, 2016, inclusive).
THE RIGHT THING
disqualified and all purse
money forfeited.
16-0020 3/6/2016 2/5/2016
Jon Jazdzewski
(Owner)
Methylprednisolone 244
pg/ml (Sample #96313) C
THE RIGHT THING
disqualified and purse
redistributed. All purse
monies must be returned to
the association.
16-0021 3/17/2016 3/12/2016 Gabriel Lagunes
Failure to fulfill riding
engagement 100$ Paid
16-0022 3/17/2016 3/11/2016 Azael De Leon
Failure to fulfill riding
engagements 200$ Paid
Failed to ride at Turfway
Park on 3/11/2016 and
3/12/2016
16-0023 3/17/2016 3/12/2016 Carson Sullivan
Failure to fulfill riding
engagements 100$ Paid
16-0024 3/18/2016 2/26/2016 Manny Perez
Dexamethasone 39 pg/ml
(Sample #0078373 C 500$ Paid
Suspended 5 days (March 20-
March 24, 2016, inclusive).
ALYCZARA disqualified and
all purse money forfeited.
16-0025 3/18/2016 2/26/2016
Antonio
Meraz(Owner)
Dexamethasone 39 pg/ml
(Sample #0078373) C
ALYCZARA disqualified and
purse redistributed. All purse
monies must be returned to
the association.
41
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0026 3/18/2016 2/19/2016 Christi M. Flores
Clenbuterol (Sample
#0078259) B 500$ Paid
Suspended 30 days (March
19 -April 17, 2016, inclusive).
RANGER ANNIE disqualified
and all purse money
forfeited.
16-0027 3/18/2016 2/19/2016
Christi M. Flores
(Owner)
Clenbuterol (Sample
#0078259) B
RANGER ANNIE disqualified
and purse redistributed. All
purse monies must be
returned to the association.
16-0028 3/20/2016 3/19/2016 Orlando Mojica
Failure to fulfill riding
engagement 100$ Paid
16-0029 3/25/2016 1/21/2016 Olivo I. Inirio
Dexamethasone 64 pg/ml
(Sample #0083517) C 1,000$ Paid
Suspended 10 days (March
27 -April 5, 2016, inclusive).
WILD CARD HIT disqualified
and all purse money
forfeited.
16-0030 3/25/2016 1/21/2016
Olivo I. Inirio
(Owner)
Dexamethasone 64 pg/ml
(Sample #0083517) C
WILD CARD HIT disqualified
and purse redistributed. All
purse monies must be
returned to the association.
16-0031 3/26/2016 3/24/2016 Raquel Aguilar
Suspended pending
appearance
Formally ejected from
Churchill Downs for drug
trafficking and gun
possession.
16-0032 3/31/2016 3/5/2016 Charlie G. Livers
Dexamethasone 44 pg/ml
(Sample #0079502) C 500$ Not Paid
Suspended 5 days (April 4 -
April 8, 2016, inclusive).
TAKIDDM disqualified and all
purse money forfeited.
42
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0033 3/31/2016 3/5/2016
Kevin J. Bowman
(Owner)
Dexamethasone 44 pg/ml
(Sample #0079502) C
NYQUIST disqualified and
purse redistributed. All purse
monies must be returned to
the association.
16-0034 4/6/2016 4/2/2016 Corey J. Nakatani
Failure to conduct business in
a proper manner 500$ Not Paid
Did not report overweight in
a timely manner
16-0035 4/6/2016 4/2/2016 Robby J. Albarado
Failure to conduct business in
a proper manner 500$ Paid
Did not report overweight in
a timely manner
16-0036 4/8/2016 4/8/2016 Hugo Andrade Void Trainer license
Does not qualify for Trainer
license at this time - Owner
license remains valid
16-0037 4/13/2016 1/9/2016 Michael J. Maker
Dextrorphan (Sample
#0081813) B 750$ Not Paid
Suspended 40 days (April 24 -
June 2, 2016, inclusive).
HARLAN'S HOWLING
disqualified and all purse
money forfeited. APPEALED
16-0038 4/13/2016 1/9/2016
Mark D. Breen
(Owner)
Dextrorphan (Sample
#0081813) B
HARLAN'S HOWLING
disqualified and purse
redistributed. All purse
monies must be returned to
the association. APPEALED
16-0039 4/14/2016 4/8/2016 Jose L. Lopez Arrived late 100$ Paid
Was not on Keeneland
grounds at the time
designated.
16-0040 4/18/2016 4/16/2016 Tyler S. Gaffalione Careless riding
Suspended 3 racing days
(April 24, April 27 and April
28, 2016)
43
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0041 4/19/2016 11/19/2015 Sebastian Saez
Apprentice allowance
extension granted
An extension of 56 days
granted (June 14, 2016
through and including
August 8, 2016) due to an
injury sustained at Churchill
Downs November 19, 2015
16-0042 4/28/2016 4/8/2016 Wayne W. Rice
Multiple NSAIDS (Sample
#0080507) NSAIDS 250$ Paid
Suspended 5 days (May 9
through May 13, 2016,
inclusive)
16-0043 5/3/2016 5/2/2016 Otabek Umarov
Suspended by the Board of
Stewards for having been
formally ejected and excluded
from racing association
grounds at a location under
the jurisdiction of the KHRC.
Ejected and excluded from
Churchill Downs on May 2,
2016, a location under the
jurisdiction of the KHRC.
16-0044 5/11/2016 4/30/2016 Yuliia Burdeniuk
Suspended by the Board of
Stewards pending her
appearance.
Suspended by the Board of
Stewards pending her
appearance to answer
questions regarding the
removal of "Looks to Spare"
from CD grounds on April 30,
2016
16-0045 5/14/2016 4/16/2016 Mark E. Casse
Phenylbutazone 3.8 ug/ml
(Sample #0080746) C (NSAID) 250$ Paid
16-0046 5/20/2016 4/27/2016 John Ennis
Methocarbamol 1.5 ng/ml
(Sample #0079930) C 500$ Paid
Suspended 5 days (May 22-
May 26, 2016, inclusive).
NIGHT LEAGUE disqualified
and all purse money
forfeited.
44
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0047 5/20/2016 4/27/2016
Pedro Pecheco
(Owner)
Methocarbamol 1.5 ng/ml
(Sample #0079930) C
NIGHT LEAGUE disqualified
and purse redistributed. All
purse monies must be
returned to the association.
16-0048 5/22/2016 5/20/2016 Francisco C. Torres Careless riding
Suspended 4 racing days
(May 29, May 30, June 2 and
June 3,2016)
16-0049 5/27/2016 4/30/2016 Otabek Umarov
Prevented an Out of
Competition sample to be
drawn from "Looks to Spare"
and removed horse from CD
grounds on April 30, 2016,
failed to answer truthfully
questions asked by the
commission or its
representatives, engaged in
coduct of a disorderly nature
by failing to obey the
stewards' orders, engaged in
conduct that is against the
best interests of horse racing,
possessed hypodermic
needles, syringes and
injectable medications on
association grounds at CD on
April 30, 2016, made a
material misrepresentation,
falsification, or omission in an
application for a license. 10,000$
Owner/Trainer license of
Otabek Umarov is REVOKED
for a period of TEN (10)
YEARS.
45
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0050 6/18/2016 6/17/2016
Ricardo Santana,
Jr. careless riding
Suspended 3 racing days
(June 23-June 25, 2016,
inclusive)
16-0051 7/6/2016 7/1/2016 Sebastian Saez
failure to be present for the
viewing of the films 100$ Paid
16-0052 7/6/2016 7/1/2016 Ezequiel Rivera
failure to be present for the
viewing of the films 100$ Paid
16-0053 7/7/2016 6/16/2016 Kenneth L. Ramsey violated scratch regulation 500$ Paid
The scratch of AMEN KITTEN
on June 16, 2016 violated
the regulation that governs
scratches.
16-0054 7/7/2016 7/24/2008 Donald Crosser restored to good standing
restored to good standing
after a hearing before Board
of Stewards and lifting of
ejection from Ellis Park
16-0055 7/10/2016 7/9/2016 Leandro Goncalves
failure to fulfull riding
engagement 100$ Paid
16-0056 7/10/2016 7/9/2016 David R. Flores
failure to fulfull riding
engagements 100$ Paid
16-0057 7/14/2016 6/3/2016 Curry S. Edwards
suspended and must appear
before the LRC of the KHRC for
any future license
consideration
pending criminal charges,
alleged falsification of
license application and
formal ejection from
Keeneland
16-0058 7/14/2016 7/1/2016 Shyun Parker
suspended pending
appearance
disorderly conduct on
association grounds and
formal ejection from Ellis
Park
46
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0059 7/14/2016 6/27/2016
(Unlicensed)
Morales Wilson
suspended pending
appearance
intoxication, alleged sexual
assault, pending criminal
charges, outstanding
warrants and formal ejection
from Ellis Park.
16-0060 7/28/2016 7/17/2016 Marlon St. Julien careless riding
suspended 3 racing days
(July 30, 31 and August 5,
2016)
16-0061 7/28/2016 7/23/2016 Channing Hill careless riding
suspended 3 racing days
(July 30, 31 and August 5,
2016)
16-0062 7/28/2016 7/23/2016 Arturo Aparicio careless riding
suspended 3 racing days
(July 29 through July 31,
2016, inclusive)
16-0063 7/30/2016 6/26/2016 Marcus J. Vitali claiming violation 1,000$ Paid
violating claiming regulation
by transferring ownership
prior to 30 days after claim
16-0064 7/29/2016 7/24/2016 David R. Flores careless riding
suspended 3 racing days
(July 31, August 5 and
August 6, 2016)
16-0065 7/31/2016 4/6/2016 Corey S. Nakatani failure to pay outstanding fine
suspended until payment is
received
16-0066 8/6/2016 4/15/2016 Marc D. Detampel claiming violation 1,250$ Paid
claimed horse remained
under the management of
the same owner - entered
into an agreement to claim
16-0067 8/6/2016 4/15/2016
Edward J.
Kenneally claiming violation 1,250$ Paid
entered into an agreement
to claim
16-0068 8/7/2016 8/6/2016 Leandro Goncalves failure to fulfill engagements 200$ Paid
47
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0069 8/7/2016 8/6/2016 Rafael Mojica, Jr. failure to fulfill engagements 100$ Paid
16-0070 8/7/2016 8/5/2016 Robby J. Albarado careless riding
suspended 3 racing days
(August 14, August 19, and
August 20, 2016)
16-0071 8/20/2016 11/25/2015 Michael ann Ewing
Dextrorphan (Sample
#0086010) B 500$
Suspended 30 days
(September 1 - September
30 , 2016, inclusive). COVERT
GEM disqualified and all
purse money forfeited. APPEALED
16-0072 8/20/2016 11/25/2015 Nina Hahn
Dextrorphan (Sample
#0086010) B
Covert Gem disqualified and
purse redistributed. All purse
monies must be returned to
the association. APPEALED
16-0073 8/27/2016 7/23/2016 Daniel C. Peitz
Ketoprofen 7 ng/ml (Sample
#0087734) C (NSAID) 250$ Paid
16-0074 9/2/2016 8/28/2016 Declan Cannon Disorderly conduct 250$ Paid
Disorderly conduct after the
running of the fifth race at
Ellis Park on August 28,
2016.
16-0075 9/2/2016 8/12/2016 Kenneth G. Miller
Ketoprofen 2.3 ng/ml (Sample
#0080283) C (NSAID) Warning
16-0076 9/2/2016 8/13/2016 Scott R. Nicks
Ketoprofen 5.4 ng/ml (Sample
#0080307) C (NSAID) 250$ Not Paid
16-0077 9/8/2016 9/2/2016 Declan Cannon careless riding
suspended 4 racing days
(Sept 16, Sept 17, Sept 18
and Sept 22)
16-0079 9/11/2016 9/10/2016 Pavel Vashchenko
Failure to conduct business in
a proper manner 250$ Paid
Failed to have CARTOON in
the paddock for the sixth
race at KD on September 10,
2016, necessitating a late
scratch.
48
2016 THOROUGHBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS
Suspension (days)
16-0080 9/19/2016 2/19/2016 Christi M. Flores
Failure to pay fine to KHRC or
return purse money to
Turfway Park
Reinstatement contingent on
payment of fine and return
of purse money.
16-0081 9/21/2016 2/19/2016 Christi M. Flores
Paid fine to KHRC and
returned purse money to
Turfway Park
Restored to good standing.
16-0082 9/24/2016 9/18/2016 James D. Graham careless riding
suspended 4 racing days
(Sept 30, Oct 2, Oct 7 and
Oct 8)
49
2016 STANDARDBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS Suspension (days) Stewards Notes
J2016-001 01/07/16 01/07/16 Arthur E. Gregory, Jr
Restored to good standing as of
1/7/2016
J2016-002 01/14/16 01/14/16 Daniel N. Noble
Restored to good standing as of
1/14/2016
J2016-003 04/08/16 04/04/16 Jonda Smith
Restored to good standing as of
04/04/2016
J2016-004 02/22/16 02/15/16 Kandace K Scholey
Restored to good standing as of
02/15/16
J2016-005 05/20/16 04/20/16 Calvin L Harris B $500
Suspended 30 days
(5/20/16-6/18/16) Horse DQd; purse redistribution
J2016-006 05/26/16 04/15/16 Geremy C. Bobbitt Methylprednisolone 4 $500
Suspended 5 days
(5/28/16-6/1/16) Horse DQd; purse redistribution
J2016-007 05/26/16 04/14/16 James Edward Stiltner II Dexamethasone 4 $1,500
Suspended 10 days
(5/28/16-6/6/16) Horse DQd; purse redistribution
J2016-008 05/26/16 05/04/16 Jimmy Viars Phenylbutazone 4 $100
J2016-009 05/26/16 05/04/16 Devernon K Wilson Phenylbutazone 4 $100
J2016-010 06/09/16 05/13/16 Calvin L Harris Caffeine 2 $1,000
Suspended Full--60
days (6/19/16-
8/17/16) Horse DQd; purse redistribution
J2016-011 06/19/16 06/19/16 Timothy Demond Williams
Restored to good standing as of
06/19/16 RES for return of purse to PBD.
J2016-012 07/02/16 07/02/16 Kirby Grimes Falsification of License Application
License Revoked
J2016-013 07/02/16 06/10/16 Ronald Malette
Low or excess level of Authorized
medication (Bute/Lasix) 4 $250 Purse money of $775.00 was returned
J2016-014 07/31/16 07/24/16 S. Bernard Demars
Failure to obey the instruction of the
paddock judge $25
J2016-015 07/31/16 07/24/16 Kevin S McQuinn Late driver change $50
J2016-016 07/31/16 07/22/16 Tyler G Shehan
Conduct Detrimental to the best
interest of the horse racing $500
J2016-017 07/31/16 07/22/16 Donlad A. Brock
Conduct Detrimental to the best
interest of the horse racing $205
J2016-018 07/31/16 07/30/16 Tyler G Shehan Crossing over before the start $50
J2016-019 08/01/16 07/31/16 Randy D. Crisler Failure to come up/stay in position $50
J2016-020 08/01/16 06/24/16 Tyler G Shehan Phenylbutazone 4 $250
J2016-021 08/04/16 07/31/16 Jacob J Fox
Failure to obey the instruction of the
paddock judge $25
J2016-022 08/14/16 06/12/16 Randy D Crisler Dexamethasone 4 $500 Horse Disqualified: Purse Redistribution
J2016-023 08/14/16 06/24/16 Donricus L Blackmon Flunixin (Banamine) 4 $500
Horse Disqualified: Purse
Redistribution
50
2016 STANDARDBRED RULINGS
RULING
NUMBER
RULING
DATE
INFRACTION
DATE ISSUED TO DETERMINATION
DRUG
PENALTY
CLASS
FINE OR
WRITTEN
WARNING STATUS Suspension (days) Stewards Notes
J2016-024 08/14/16 07/10/16 Geremy C Bobbitt Dexamethasone 4 $500
Suspended Full- 5 days
(8/22/2016-
08/26/2016)
Horse Disqualified: Purse
Redistribution
J2016-025 08/14/16 08/04/16 John H Hughes
Possession of hypodermic needle,
syringes and/or injectable and/or
other drugs
Suspended Full-30
days (8/26/2016-
09/24/2016)
J2016-026 08/14/16 08/11/16 Tyler G Shehan Smoking $25
J2016-027 08/22/16 07/30/16 Tyler G Shehan Flunixin (Banamine) 4 $500
J2016-028 08/22/16 07/31/16 Daniel T. Jones
Phenylbutazone(Butazolidin) &
Flunixin (Banamine) 4 $250
J2016-029 08/26/16 08/25/16 James Edward Stiltner II Failure to control horse $50
J2016-030 08/27/16 08/27/16 Angela Kay Sutton Late driver change $50
J2016-031 08/29/16 08/18/16 Lamar J. Moody
Failure to obey the instruction of the
paddock judge $25
J2016-032 08/29/16 08/06/16 Terry L. Deters Betamethasone 4 $500 Horse Disqualified: Purse Redistribution
J2016-033 09/06/16 09/06/16 Calvin L. Harris Failure to pay fines
Indefinite Suspension
J2016-034 09/05/16 09/03/16 Rodney L. DeBeck Inappropriate use of the whip
Suspended: Driving -
3days, 09/07/2016
thru 09/09/2016
J2016-035 09/06/16 09/04/16 Matthew T. Avenatti Late to the post parade $25
J2016-036 09/09/16 09/08/16 Issac D. Love
Failure to obey the instruction of the
paddock judge $25
J2016-037 09/12/16 09/04/16 David M. Avenatti
Requested a hearing and failed to
appear $50
J2016-038 09/12/16 08/21/16 George F. Anthrop Phenylbutazone & Flunixin $250
J2016-039 09/15/16 09/11/16 Jim T. Brinson Let a horse pass inside needlessly
Suspended: Driving - 7
days, 09/16/2016 thru
09/22/2016
J2016-040 09/17/16 09/15/16 Trevor Gene Smith Offensive/profane language $250
J2016-041 09/19/16 09/17/16 Matthew T. Avenatti Inappropriate use of the whip
Suspended: Driving - 5
days, 9/18/2016 thru
9/22/2016
51
Total Starts 2096
Post Race Samples 416
tCO2 216
Veterinary Scratches 34
Pre-Race 12
On-Track 22
Soundness related 13
Gate/paddock Injury 9
KHRC Veterinary List 56
Scratches 34
Race Inj/post race lame/Test barn lame 14
EIPH 2
Heat Distress 6
Ambulance Runs 10
Racing Fatalities 1
musculo-skeletal
Training Fatalities 1
musculo-skeletal
KHRC Veterinary ReportEllis Park 2016 meet
52
Total Starts 550
Post Race Samples 152
tCO2 140
Veterinary Scratches 5
Pre-Race 3
On-Track 2
Soundness related 2
KHRC Veterinary List 12
Scratches 5
Race Inj/post race lame/Test barn lamelame 6
Heat Distress 1
Ambulance Runs 5
Racing Fatalities 1
24 hrs post race, musculoskeletal
KHRC Veterinary ReportKentucy Downs 2016 meet
53
August‐16 August‐15 % Change FTYD ‐ 2017 FTYD ‐ 2016 % ChangeLive Racing Dates 24 28 ‐14.3% 50 49 2.0%On‐Track Handle 2,189,759$ 2,762,116$ ‐20.7% 6,045,510$ 5,019,860$ 20.4%All‐Breed Simulcast Handle 13,048,702$ 17,001,276$ ‐23.2% 27,462,199$ 31,409,895$ ‐12.6%Total ADW Handle 16,104,523$ 18,040,547$ ‐10.7% 33,749,782$ 29,240,384$ 15.4%Historical Horse Racing Handle 69,929,411$ 38,041,798$ 83.8% 138,999,185$ 78,557,355$ 76.9%Total Handle 101,272,396$ 75,845,736$ 33.5% 206,256,676$ 144,227,493$ 43.0%
Other Off‐Track Handle on KY Races 16,587,516$ 15,829,196$ 4.8% 41,940,887$ 28,843,193$ 45.4%
TB Development Fund 668,537$ 573,424$ 16.6% 1,363,735$ 1,113,345$ 22.5%SB Development Fund 114,690$ 12,028$ 853.6% 224,492$ 18,898$ 1087.9%QH/Arabian Development Fund 1,951$ 2,372$ ‐17.8% 1,951$ 2,372$ ‐17.8%Backside Improvement Fund 8,965$ 10,958$ ‐18.2% 27,512$ 21,847$ 25.9%Equine Industry Program 128,672$ 88,581$ 45.3% 259,821$ 179,815$ 44.5%Equine Drug Research 72,439$ 54,751$ 32.3% 146,765$ 108,898$ 34.8%Higher Education Fund 72,439$ 54,751$ 32.3% 146,765$ 108,898$ 34.8%ADW Host Track Allocation (Note 1) 34,222$ 38,336$ ‐10.7% 71,718$ 62,136$ 15.4%ADW Purse Allocation (Note 1) 34,222$ 38,336$ ‐10.7% 71,718$ 62,136$ 15.4%KY General Fund 360,264$ 259,521$ 38.8% 731,285$ 502,757$ 45.5%Total KY Excise Tax 1,496,402$ 1,133,059$ 32.1% 3,045,764$ 2,181,104$ 39.6%
Note 1 ‐ As per KRS 138.530
Kentucky Handle and Excise Tax Report for August, 2016
54
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 24 28 ‐14.3% 50 49 2.0%On‐Track Handle on All Kentucky Races (OTH) 2,189,759$ 2,762,116$ ‐20.7% 6,045,510$ 5,019,860$ 20.4%
Less: Return to Public 1,730,748$ 2,187,648$ ‐20.9% 4,815,668$ 3,994,882$ 20.5%Less: Breakage 15,208$ 12,612$ 20.6% 27,028$ 16,867$ 60.2%
Gross Commission 443,802$ 561,855$ ‐21.0% 1,202,814$ 1,008,110$ 19.3%TB Development Fund (0.75% of On‐Track TB Handle) 13,447$ 16,437$ ‐18.2% 41,269$ 32,770$ 25.9%SB Development Fund (1.25% of On‐Track SB Handle) 4,960$ 7,132$ ‐30.4% 6,788$ 8,131$ ‐16.5%Equine Industry Program (0.2% of OTH) 4,380$ 5,524$ ‐20.7% 12,091$ 10,040$ 20.4%Equine Drug Research (0.1% of OTH) 2,190$ 2,762$ ‐20.7% 6,046$ 5,020$ 20.4%Higher Education Fund (0.1% of OTH) 2,190$ 2,762$ ‐20.7% 6,046$ 5,020$ 20.4%KY General Fund (0.35% of OTH TB, 0.1% OTH SB) 6,672$ 8,241$ ‐19.0% 19,802$ 15,943$ 24.2%
Total KY Excise Tax (1.5% of OTH TB, 1.75% of OTH SB) 33,838$ 42,858$ ‐21.0% 92,040$ 76,924$ 19.7%% of Gross Commission 7.62% 7.63% 7.65% 7.63%Backside Improvement Fund (0.5% of Total OTH at TB Tracks) 8,965$ 10,958$ ‐18.2% 27,512$ 21,847$ 25.9%Net Commission 400,999$ 508,039$ ‐21.1% 1,083,261$ 909,339$ 19.1%% of On‐Track Handle 18.31% 18.39% 17.92% 18.11%Off‐Track Handle on All Kenutucky Races From
Other KY Tracks 814,427$ 984,590$ ‐17.3% 1,957,670$ 1,920,451$ 1.9%Kentucky Licensed ADW's 2,029,374$ 1,738,842$ 16.7% 4,887,960$ 3,108,428$ 57.2%Other Sources 13,743,714$ 13,105,764$ 4.9% 35,095,256$ 23,814,314$ 47.4%
All Sources Handle on Live Racing 18,777,274$ 18,591,311$ 1.0% 47,986,397$ 33,863,052$ 41.7%
Average Daily Handle ‐ On Track 91,240$ 98,647$ ‐7.5% 120,910$ 102,446$ 18.0%Average Daily Handle ‐ All Sources 782,386$ 663,975$ 17.8% 959,728$ 691,083$ 38.9%
Handle by BreedThoroughbred 10,887,106$ 14,163,481$ ‐23.1% 22,766,327$ 25,667,571$ ‐11.3%Standardbred 2,041,153$ 2,687,831$ ‐24.1% 4,456,192$ 5,475,911$ ‐18.6%Quarter Horse/Arabian/Paint/Mule 120,444$ 149,964$ ‐19.7% 239,680$ 266,413$ ‐10.0%All‐Breed Total Simulcast Handle (TSH) 13,048,702$ 17,001,276$ ‐23.2% 27,462,199$ 31,409,895$ ‐12.6%
TB Development Fund (2% of TSH at TB Tracks) 209,252$ 271,673$ ‐23.0% 226,362$ 219,745$ 3.0%SB Development Fund (2% of TSH at TB Tracks) 4,887$ 4,896$ ‐0.2% 5,295$ 5,871$ ‐9.8%QH/Arabian Development Fund (2% of TSH at TB Tracks) 1,951$ 2,372$ ‐17.8% 1,707$ 1,866$ ‐8.5%Equine Industry Program (0.05% of TSH at TB Tracks) 5,402$ 6,974$ ‐22.5% 11,236$ 12,661$ ‐11.2%Equine Drug Research (0.1% of TSH at TB Tracks) 10,804$ 13,947$ ‐22.5% 22,473$ 25,321$ ‐11.2%Higher Education Fund (0.1% of TSH at TB Tracks) 10,804$ 13,947$ ‐22.5% 22,473$ 25,321$ ‐11.2%KY General Fund (0.75% of TSH at TB Tracks) 81,034$ 104,603$ ‐22.5% 168,546$ 189,909$ ‐11.2%
Total KY Excise Tax (3% of TSH at TB Tracks) 324,135$ 418,413$ ‐22.5% 458,092$ 480,695$ ‐4.7%
Kentucky Live and Simulcast Wagering Report for August, 2016Live Racing
Simulcast Wagering on Other Tracks (Note: Standardbred Facilities Only Taxed on Live Racing)
55
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 6 6
On‐Track Handle (OTH) 7,896$ 6,925$ 14.0%Less: Return to Public 6,168$ 5,433$ 13.5%Less: Breakage 89$ 38$ 134.1%
Gross Commission 1,639$ 1,454$ 12.7%
SB Development Fund (1.25% of OTH) 99$ 87$ 14.0%Equine Industry Program (0.2% of OTH) 16$ 14$ 14.0%Equine Drug Research (0.1% of OTH) 8$ 7$ 14.0%Higher Education Fund (0.1% of OTH) 8$ 7$ 14.0%KY General Fund (0.1% of OTH) 8$ 7$ 14.0%
Total KY Excise Tax (1.75% of OTH) 138$ 121$ 14.0%% of Gross Commission 8.43% 8.33% 1.2%
Net Commission 1,501$ 1,333$ 12.6%% of On‐Track Handle 19.01% 19.25%Off‐Track Handle on Kenutucky Races From
Other KY Tracks Kentucky Licensed ADW's Other Sources
All Sources Handle on Live Racing (On‐ and Off‐Track) 7,896$ 6,925$ 14.0%
Average Daily Handle ‐ On Track 1,316$ 1,154$ 14.0%Average Daily Handle ‐ All Sources 1,316$ 1,154$ 14.0%
Handle by BreedThoroughbred (TB) 273,279$ 322,203$ ‐15.2% 601,755$ 563,573$ 6.8%Standardbred (SB) 18,047$ 25,952$ ‐30.5% 37,292$ 56,635$ ‐34.2%Quarter Horse/Other (QH) 1,198$ 981$ 22.0% 1,198$ 1,847$ ‐35.2%All‐Breed Total Simulcast Handle (TSH) 292,524$ 349,136$ ‐16.2% 640,244$ 622,055$ 2.9%
Simulcast Wagering on Other Tracks (Note: Standardbred Facilities Only Taxed on Live Racing)
Live RacingBlue Grass Downs Live and Simulcast Wagering Report for August, 2016
56
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 2
On‐Track Handle (OTH) 1,514,897$ Less: Return to Public 1,210,858$ Less: Breakage 10,110$
Gross Commission 293,928$
TB Development Fund (0.75% of OTH) 11,362$ Equine Industry Program (0.2% of OTH) 3,030$ Equine Drug Research (0.1% of OTH) 1,515$ Higher Education Fund (0.1% of OTH) 1,515$ KY General Fund (0.35% of OTH) 5,302$
Total KY Excise Tax (1.5% of OTH) 22,723$ % of Gross Commission 7.73%
Backside Improvement Fund (0.5% of OTH) 7,574$ Net Commission 263,631$ % of On‐Track Handle 17.40%Off‐Track Handle on Kenutucky Races From
Other KY Tracks 265,759$ Kentucky Licensed ADW's 1,282,826$ Other Sources 10,127,106$
All Sources Handle on Live Racing (On‐ and Off‐Track) 13,190,587$
Average Daily Handle ‐ On Track 757,448$ Average Daily Handle ‐ All Sources 6,595,294$
Handle by BreedThoroughbred (TB) 3,142,175$ 5,041,200$ ‐37.7% 6,376,488$ 8,395,378$ ‐24.0%Standardbred (SB) 8,983$ 16,195$ ‐44.5% 13,248$ 18,164$ ‐27.1%Quarter Horse/Other (QH) 34,243$ 48,796$ ‐29.8% 59,282$ 71,354$ ‐16.9%All‐Breed Total Simulcast Handle (TSH) 3,185,400$ 5,106,191$ ‐37.6% 6,449,018$ 8,484,896$ ‐24.0%
TB Development Fund (2% of TSH) 62,843$ 100,824$ ‐37.7% 127,530$ 167,908$ ‐24.0%SB Development Fund (2% of TSH) 180$ 324$ ‐44.5% 265$ 363$ ‐27.1%QH/Other Development Fund (2% of TSH) 685$ 976$ ‐29.8% 1,186$ 1,427$ ‐16.9%Equine Industry Program (0.05% of TSH) 1,593$ 2,553$ ‐37.6% 3,225$ 4,242$ ‐24.0%Equine Drug Research (0.1% of TSH) 3,185$ 5,106$ ‐37.6% 6,449$ 8,485$ ‐24.0%Higher Education Fund (0.1% of TSH) 3,185$ 5,106$ ‐37.6% 6,449$ 8,485$ ‐24.0%KY General Fund (0.75% of TSH) 23,891$ 38,296$ ‐37.6% 48,368$ 63,637$ ‐24.0%
Total KY Excise Tax (3% of TSH) 95,562$ 153,186$ ‐37.6% 193,471$ 254,547$ ‐24.0%
Simulcast Wagering on Other Tracks
Live RacingChurchill Downs Live and Simulcast Wagering Report for August, 2016
57
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 12 14 ‐14.3% 26 27 ‐3.7%
On‐Track Handle (OTH) 1,792,955$ 2,191,595$ ‐18.2% 3,987,591$ 4,369,376$ ‐8.7%Less: Return to Public 1,426,206$ 1,744,093$ ‐18.2% 3,173,017$ 3,477,571$ ‐8.8%Less: Breakage 13,816$ 16,353$ ‐15.5% 30,057$ 32,721$ ‐8.1%
Gross Commission 352,933$ 431,149$ ‐18.1% 784,518$ 859,084$ ‐8.7%
TB Development Fund (0.75% of OTH) 13,447$ 16,437$ ‐18.2% 29,907$ 32,770$ ‐8.7%Equine Industry Program (0.2% of OTH) 3,586$ 4,383$ ‐18.2% 7,975$ 8,739$ ‐8.7%Equine Drug Research (0.1% of OTH) 1,793$ 2,192$ ‐18.2% 3,988$ 4,369$ ‐8.7%Higher Education Fund (0.1% of OTH) 1,793$ 2,192$ ‐18.2% 3,988$ 4,369$ ‐8.7%KY General Fund (0.35% of OTH) 6,275$ 7,671$ ‐18.2% 13,957$ 15,293$ ‐8.7%
Total KY Excise Tax (1.5% of OTH) 26,894$ 32,874$ ‐18.2% 59,814$ 65,541$ ‐8.7%% of Gross Commission 7.62% 7.62% ‐0.1% 7.62% 7.63% ‐0.1%
Backside Improvement Fund (0.5% of OTH) 8,965$ 10,958$ ‐18.2% 19,938$ 21,847$ ‐8.7%Net Commission 317,074$ 387,317$ ‐18.1% 704,766$ 771,696$ ‐8.7%% of On‐Track Handle 17.68% 17.67% 17.67% 17.66%Off‐Track Handle on Kenutucky Races From
Other KY Tracks 784,217$ 928,867$ ‐15.6% 1,649,953$ 1,858,553$ ‐11.2%Kentucky Licensed ADW's 1,627,381$ 1,321,977$ 23.1% 3,124,471$ 2,631,904$ 18.7%Other Sources 11,424,868$ 10,110,783$ 13.0% 21,860,775$ 20,399,510$ 7.2%
All Sources Handle on Live Racing (On‐ and Off‐Track) 15,629,421$ 14,553,222$ 7.4% 30,622,790$ 29,259,343$ 4.7%
Average Daily Handle ‐ On Track 149,413$ 156,543$ ‐4.6% 153,369$ 161,829$ ‐5.2%Average Daily Handle ‐ All Sources 1,302,452$ 1,039,516$ 25.3% 1,177,800$ 1,083,679$ 8.7%
Handle by BreedThoroughbred (TB) 1,542,145$ 1,765,528$ ‐12.7% 3,151,610$ 3,426,025$ ‐8.0%Standardbred (SB) 134,387$ 114,470$ 17.4% 275,126$ 252,548$ 8.9%Quarter Horse/Other (QH) 10,655$ 11,918$ ‐10.6% 18,863$ 24,106$ ‐21.8%All‐Breed Total Simulcast Handle (TSH) 1,687,186$ 1,891,917$ ‐10.8% 3,445,599$ 3,702,678$ ‐6.9%
TB Development Fund (2% of TSH) 30,843$ 35,311$ ‐12.7% 63,032$ 68,520$ ‐8.0%SB Development Fund (2% of TSH) 2,688$ 2,289$ 17.4% 5,503$ 5,051$ 8.9%QH/Other Development Fund (2% of TSH) 213$ 238$ ‐10.6% 377$ 482$ ‐21.8%Equine Industry Program (0.05% of TSH) 844$ 946$ ‐10.8% 1,723$ 1,851$ ‐6.9%Equine Drug Research (0.1% of TSH) 1,687$ 1,892$ ‐10.8% 3,446$ 3,703$ ‐6.9%Higher Education Fund (0.1% of TSH) 1,687$ 1,892$ ‐10.8% 3,446$ 3,703$ ‐6.9%KY General Fund (0.75% of TSH) 12,654$ 14,189$ ‐10.8% 25,842$ 27,770$ ‐6.9%
Total KY Excise Tax (3% of TSH) 50,616$ 56,757$ ‐10.8% 103,368$ 111,080$ ‐6.9%
Simulcast Wagering on Other Tracks
Live RacingEllis Park Live and Simulcast Wagering Report for August, 2016
58
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates
On‐Track Handle (OTH) Less: Return to Public Less: Breakage
Gross Commission
TB Development Fund (0.75% of OTH) Equine Industry Program (0.2% of OTH) Equine Drug Research (0.1% of OTH) Higher Education Fund (0.1% of OTH) KY General Fund (0.35% of OTH)
Total KY Excise Tax (1.5% of OTH) % of Gross Commission
Backside Improvement Fund (0.5% of OTH) Net Commission % of On‐Track HandleOff‐Track Handle on Kenutucky Races From
Other KY Tracks Kentucky Licensed ADW's Other Sources
All Sources Handle on Live Racing (On‐ and Off‐Track)
Average Daily Handle ‐ On Track Average Daily Handle ‐ All Sources
Handle by BreedThoroughbred (TB) 2,873,493$ 3,503,689$ ‐18.0% 6,122,709$ 6,575,405$ ‐6.9%Standardbred (SB) Quarter Horse/Other (QH) 14,005$ 25,070$ ‐44.1% 32,138$ 49,042$ ‐34.5%All‐Breed Total Simulcast Handle (TSH) 2,887,498$ 3,528,759$ ‐18.2% 6,154,847$ 6,624,448$ ‐7.1%
TB Development Fund (2% of TSH) 57,470$ 70,074$ ‐18.0% 122,454$ 131,508$ ‐6.9%SB Development Fund (2% of TSH) QH/Other Development Fund (2% of TSH) 280$ 501$ ‐44.1% 643$ 981$ ‐34.5%Equine Industry Program (0.05% of TSH) 1,444$ 1,764$ ‐18.2% 3,077$ 3,312$ ‐7.1%Equine Drug Research (0.1% of TSH) 2,887$ 3,529$ ‐18.2% 6,155$ 6,624$ ‐7.1%Higher Education Fund (0.1% of TSH) 2,887$ 3,529$ ‐18.2% 6,155$ 6,624$ ‐7.1%KY General Fund (0.75% of TSH) 21,656$ 26,466$ ‐18.2% 46,161$ 49,683$ ‐7.1%
Total KY Excise Tax (3% of TSH) 86,625$ 105,863$ ‐18.2% 184,645$ 198,733$ ‐7.1%
Simulcast Wagering on Other Tracks
Live RacingKeeneland Live and Simulcast Wagering Report for August, 2016
59
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates
On‐Track Handle (OTH) Less: Return to Public Less: Breakage
Gross Commission
TB Development Fund (0.75% of OTH) Equine Industry Program (0.2% of OTH) Equine Drug Research (0.1% of OTH) Higher Education Fund (0.1% of OTH) KY General Fund (0.35% of OTH)
Total KY Excise Tax (1.5% of OTH) % of Gross Commission
Backside Improvement Fund (0.5% of OTH) Net Commission % of On‐Track HandleOff‐Track Handle on Kenutucky Races From
Other KY Tracks Kentucky Licensed ADW's Other Sources
All Sources Handle on Live Racing (On‐ and Off‐Track)
Average Daily Handle ‐ On Track Average Daily Handle ‐ All Sources
Handle by BreedThoroughbred (TB) 996,178$ 1,082,826$ ‐8.0% 2,078,245$ 2,016,627$ 3.1%Standardbred (SB) 48,220$ 45,977$ 4.9% 110,094$ 105,616$ 4.2%Quarter Horse/Other (QH) 21,552$ 12,136$ 77.6% 41,710$ 30,371$ 37.3%All‐Breed Total Simulcast Handle (TSH) 1,065,950$ 1,140,940$ ‐6.6% 2,230,048$ 2,152,614$ 3.6%
TB Development Fund (2% of TSH) 19,924$ 21,657$ ‐8.0% 41,565$ 40,333$ 3.1%SB Development Fund (2% of TSH) 964$ 920$ 4.9% 2,202$ 2,112$ 4.2%QH/Other Development Fund (2% of TSH) 431$ 243$ 77.6% 834$ 607$ 37.3%Equine Industry Program (0.05% of TSH) 533$ 570$ ‐6.6% 1,115$ 1,076$ 3.6%Equine Drug Research (0.1% of TSH) 1,066$ 1,141$ ‐6.6% 2,230$ 2,153$ 3.6%Higher Education Fund (0.1% of TSH) 1,066$ 1,141$ ‐6.6% 2,230$ 2,153$ 3.6%KY General Fund (0.75% of TSH) 7,995$ 8,557$ ‐6.6% 16,725$ 16,145$ 3.6%
Total KY Excise Tax (3% of TSH) 31,979$ 34,228$ ‐6.6% 66,901$ 64,578$ 3.6%
Simulcast Wagering on Other Tracks
Live RacingKentucky Downs Live and Simulcast Wagering Report for August, 2016
60
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 12 14 ‐14.3% 16 16
On‐Track Handle (OTH) 396,804$ 570,520$ ‐30.4% 535,127$ 643,559$ ‐16.8%Less: Return to Public 304,542$ 443,555$ ‐31.3% 410,417$ 499,266$ ‐17.8%Less: Breakage 1,392$ (3,741)$ ‐137.2% 1,981$ (3,279)$ ‐160.4%
Gross Commission 90,870$ 130,706$ ‐30.5% 122,728$ 147,572$ ‐16.8%
SB Development Fund (1.25% of OTH) 4,960$ 7,132$ ‐30.4% 6,689$ 8,044$ ‐16.8%Equine Industry Program (0.2% of OTH) 794$ 1,141$ ‐30.4% 1,070$ 1,287$ ‐16.8%Equine Drug Research (0.1% of OTH) 397$ 571$ ‐30.4% 535$ 644$ ‐16.8%Higher Education Fund (0.1% of OTH) 397$ 571$ ‐30.4% 535$ 644$ ‐16.8%KY General Fund (0.1% of OTH) 397$ 571$ ‐30.4% 535$ 644$ ‐16.8%
Total KY Excise Tax (1.75% of OTH) 6,944$ 9,984$ ‐30.4% 9,365$ 11,262$ ‐16.8%% of Gross Commission 7.64% 7.64% 0.0% 7.63% 7.63% 0.0%
Net Commission 83,926$ 120,722$ ‐30.5% 113,364$ 136,310$ ‐16.8%% of On‐Track Handle 21.15% 21.16% 21.18% 21.18%Off‐Track Handle on Kenutucky Races From
Other KY Tracks 30,210$ 55,722$ ‐45.8% 41,959$ 61,898$ ‐32.2%Kentucky Licensed ADW's 401,994$ 416,865$ ‐3.6% 480,663$ 476,523$ 0.9%Other Sources 2,318,846$ 2,994,981$ ‐22.6% 3,107,375$ 3,414,804$ ‐9.0%
All Sources Handle on Live Racing (On‐ and Off‐Track) 3,147,854$ 4,038,089$ ‐22.0% 4,165,124$ 4,596,784$ ‐9.4%
Average Daily Handle ‐ On Track 33,067$ 40,751$ ‐18.9% 33,445$ 40,222$ ‐16.8%Average Daily Handle ‐ All Sources 262,321$ 288,435$ ‐9.1% 260,320$ 287,299$ ‐9.4%
Handle by BreedThoroughbred (TB) 796$ 5,732$ ‐86.1% 1,421$ 5,796$ ‐75.5%Standardbred (SB) 1,741,674$ 2,371,211$ ‐26.5% 3,833,632$ 4,757,414$ ‐19.4%Quarter Horse/Other (QH) 20,600$ 29,681$ ‐30.6% 52,957$ 50,328$ 5.2%All‐Breed Total Simulcast Handle (TSH) 1,763,070$ 2,406,624$ ‐26.7% 3,888,010$ 4,813,537$ ‐19.2%
Simulcast Wagering on Other Tracks (Note: Standardbred Facilities Only Taxed on Live Racing)
Live RacingThe Red Mile Live and Simulcast Wagering Report for August, 2016
61
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates
On‐Track Handle (OTH) Less: Return to Public Less: Breakage
Gross Commission
SB Development Fund (1.25% of OTH) Equine Industry Program (0.2% of OTH) Equine Drug Research (0.1% of OTH) Higher Education Fund (0.1% of OTH) KY General Fund (0.1% of OTH)
Total KY Excise Tax (1.75% of OTH) % of Gross Commission
Net Commission % of On‐Track HandleOff‐Track Handle on Kenutucky Races From
Other KY Tracks Kentucky Licensed ADW's Other Sources
All Sources Handle on Live Racing (On‐ and Off‐Track)
Average Daily Handle ‐ On Track Average Daily Handle ‐ All Sources
Handle by BreedThoroughbred (TB) 150,442$ 251,879$ ‐40.3% 382,452$ 527,267$ ‐27.5%Standardbred (SB) 37,064$ 45,866$ ‐19.2% 76,149$ 123,497$ ‐38.3%Quarter Horse/Other (QH) 1,103$ 678$ 62.8% 2,608$ 2,310$ 12.9%All‐Breed Total Simulcast Handle (TSH) 188,610$ 298,422$ ‐36.8% 461,210$ 653,074$ ‐29.4%
Simulcast Wagering on Other Tracks (Note: Standardbred Facilities Only Taxed on Live Racing)
Live RacingThunder Ridge Live and Simulcast Wagering Report for August, 2016
62
August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates
On‐Track Handle (OTH) Less: Return to Public Less: Breakage
Gross Commission
TB Development Fund (0.75% of OTH) Equine Industry Program (0.2% of OTH) Equine Drug Research (0.1% of OTH) Higher Education Fund (0.1% of OTH) KY General Fund (0.35% of OTH)
Total KY Excise Tax (1.5% of OTH) % of Gross Commission
Backside Improvement Fund (0.5% of OTH) Net Commission % of On‐Track HandleOff‐Track Handle on Kenutucky Races From
Other KY Tracks Kentucky Licensed ADW's Other Sources
All Sources Handle on Live Racing (On‐ and Off‐Track)
Average Daily Handle ‐ On Track Average Daily Handle ‐ All Sources
Handle by BreedThoroughbred (TB) 1,908,598$ 2,190,424$ ‐12.9% 4,051,647$ 4,157,500$ ‐2.5%Standardbred (SB) 52,778$ 68,160$ ‐22.6% 110,651$ 162,037$ ‐31.7%Quarter Horse/Other (QH) 17,088$ 20,704$ ‐17.5% 30,926$ 37,056$ ‐16.5%All‐Breed Total Simulcast Handle (TSH) 1,978,464$ 2,279,288$ ‐13.2% 4,193,224$ 4,356,593$ ‐3.7%
TB Development Fund (2% of TSH) 38,172$ 43,808$ ‐12.9% 81,033$ 83,150$ ‐2.5%SB Development Fund (2% of TSH) 1,056$ 1,363$ ‐22.6% 2,213$ 3,241$ ‐31.7%QH/Other Development Fund (2% of TSH) 342$ 414$ ‐17.5% 619$ 741$ ‐16.5%Equine Industry Program (0.05% of TSH) 989$ 1,140$ ‐13.2% 2,097$ 2,178$ ‐3.7%Equine Drug Research (0.1% of TSH) 1,978$ 2,279$ ‐13.2% 4,193$ 4,357$ ‐3.7%Higher Education Fund (0.1% of TSH) 1,978$ 2,279$ ‐13.2% 4,193$ 4,357$ ‐3.7%KY General Fund (0.75% of TSH) 14,838$ 17,095$ ‐13.2% 31,449$ 32,674$ ‐3.7%
Total KY Excise Tax (3% of TSH) 59,354$ 68,379$ ‐13.2% 125,797$ 130,698$ ‐3.7%
Simulcast Wagering on Other Tracks
Live RacingTurfway Park Live and Simulcast Wagering Report for August, 2016
63
AmWest Entertainment Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 586$ 7,248$ ‐91.9% 1,556$ 12,716$ ‐87.8%Total Out‐of‐State Handle 57,265$ 156,636$ ‐63.4% 121,255$ 250,184$ ‐51.5%Total Handle 57,851$ 163,884$ ‐64.7% 122,811$ 262,900$ ‐53.3%
Host Track (42.5% Allocation) 123$ 348$ ‐64.7% 261$ 559$ ‐53.3%Purse (42.5% Allocation) 123$ 348$ ‐64.7% 261$ 559$ ‐53.3%KY General Fund (15% Allocation) 43$ 123$ ‐64.7% 92$ 197$ ‐53.3%Total KY Excise Tax (0.5% of TAH) 289$ 819$ ‐64.7% 614$ 1,315$ ‐53.3%
Ebet Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 811$ 1,767$ ‐54.1% 2,362$ 2,643$ ‐10.6%Total Out‐of‐State Handle 45,331$ 54,996$ ‐17.6% 132,245$ 116,025$ 14.0%Total Handle 46,142$ 56,763$ ‐18.7% 134,607$ 118,668$ 13.4%
Host Track (42.5% Allocation) 98$ 121$ ‐18.7% 286$ 252$ 13.4%Purse (42.5% Allocation) 98$ 121$ ‐18.7% 286$ 252$ 13.4%KY General Fund (15% Allocation) 35$ 43$ ‐18.7% 101$ 89$ 13.4%Total KY Excise Tax (0.5% of TAH) 231$ 284$ ‐18.7% 673$ 593$ 13.4%
Lien Games Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 6,674$ 7,298$ ‐8.6% 25,295$ 13,013$ 94.4%Total Out‐of‐State Handle 190,554$ 280,769$ ‐32.1% 502,138$ 517,161$ ‐2.9%Total Handle 197,228$ 288,067$ ‐31.5% 527,433$ 530,174$ ‐0.5%
Host Track (42.5% Allocation) 419$ 612$ ‐31.5% 1,121$ 1,127$ ‐0.5%Purse (42.5% Allocation) 419$ 612$ ‐31.5% 1,121$ 1,127$ ‐0.5%KY General Fund (15% Allocation) 148$ 216$ ‐31.5% 396$ 398$ ‐0.5%Total KY Excise Tax (0.5% of TAH) 986$ 1,440$ ‐31.5% 2,637$ 2,651$ ‐0.5%
Kentucky Resident Advance Deposit Wagering Report for August, 2016
64
TVG Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 172,140$ 198,208$ ‐13.2% 536,538$ 368,576$ 45.6%Total Out‐of‐State Handle 4,464,527$ 5,619,211$ ‐20.5% 9,665,566$ 9,206,004$ 5.0%Total Handle 4,636,667$ 5,817,419$ ‐20.3% 10,202,104$ 9,574,580$ 6.6%
Host Track (42.5% Allocation) 9,853$ 12,362$ ‐20.3% 21,679$ 20,346$ 6.6%Purse (42.5% Allocation) 9,853$ 12,362$ ‐20.3% 21,679$ 20,346$ 6.6%KY General Fund (15% Allocation) 3,477$ 4,363$ ‐20.3% 7,652$ 7,181$ 6.6%Total KY Excise Tax (0.5% of TAH) 23,183$ 29,087$ ‐20.3% 51,011$ 47,873$ 6.6%
Twin Spires Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 425,476$ 408,139$ 4.2% 1,722,576$ 756,280$ 127.8%Total Out‐of‐State Handle 7,600,369$ 9,001,342$ ‐15.6% 16,143,169$ 14,484,098$ 11.5%Total Handle 8,025,844$ 9,409,481$ ‐14.7% 17,865,744$ 15,240,378$ 17.2%
Host Track (42.5% Allocation) 17,055$ 19,995$ ‐14.7% 37,965$ 32,386$ 17.2%Purse (42.5% Allocation) 17,055$ 19,995$ ‐14.7% 37,965$ 32,386$ 17.2%KY General Fund (15% Allocation) 6,019$ 7,057$ ‐14.7% 13,399$ 11,430$ 17.2%Total KY Excise Tax (0.5% of TAH) 40,129$ 47,047$ ‐14.7% 89,329$ 76,202$ 17.2%
XpressBet Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 117,684$ 82,667$ 42.4% 322,375$ 158,335$ 103.6%Total Out‐of‐State Handle 3,023,108$ 2,222,266$ 36.0% 4,642,749$ 3,355,349$ 38.4%Total Handle 3,140,792$ 2,304,933$ 36.3% 4,965,124$ 3,513,684$ 41.3%
Host Track (42.5% Allocation) 6,674$ 4,898$ 36.3% 10,551$ 7,467$ 41.3%Purse (42.5% Allocation) 6,674$ 4,898$ 36.3% 10,551$ 7,467$ 41.3%KY General Fund (15% Allocation) 2,356$ 1,729$ 36.3% 3,724$ 2,635$ 41.3%Total KY Excise Tax (0.5% of TAH) 15,704$ 11,525$ 36.3% 24,826$ 17,568$ 41.3%
Kentucky Resident Advance Deposit Wagering Report for August, 2016 (Cont)
65
Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 723,370$ 705,326$ 2.6% 2,610,701$ 1,311,563$ 99.1%Total Out‐of‐State Handle 15,381,153$ 17,335,220$ ‐11.3% 31,207,122$ 27,928,821$ 11.7%Total ADW Handle (TAH) 16,104,523$ 18,040,547$ ‐10.7% 33,817,823$ 29,240,384$ 15.7%
Host Track (42.5% Allocation) 34,222$ 38,336$ ‐10.7% 71,863$ 62,136$ 15.7%Purse (42.5% Allocation) 34,222$ 38,336$ ‐10.7% 71,863$ 62,136$ 15.7%KY General Fund (15% Allocation) 12,078$ 13,530$ ‐10.7% 25,363$ 21,930$ 15.7%Total KY Excise Tax (0.5% of TAH) 80,523$ 90,203$ ‐10.7% 169,089$ 146,202$ 15.7%
Kentucky Resident Advance Deposit Wagering Report for August, 2016
Source ‐ Kentucky Department of Revenue Weekly Tax Filings
66
August‐16 August‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal Handle 69,929,411$ 38,041,798$ 83.8% 138,999,185$ 78,557,355$ 76.9%
Less: Returned to Public 64,461,346$ 34,909,220$ 84.7% 128,151,038$ 72,153,176$ 77.6%
Less: Breakage 22,376$ 7,183$ 211.5% 45,588$ 14,750$ Less: Settlement (12,813)$ 37,317$ ‐134.3% (86,816)$ 46,583$
Gross Commission 5,458,501$ 3,088,078$ 76.8% 10,889,375$ 6,342,845$ 71.7%
TB Development Fund (See Note 1) 445,839$ 285,313$ 56.3% 886,852$ 589,156$ 50.5%SB Development Fund (See Note 2) 104,843$ ‐$ ‐ 207,522$ ‐$ ‐Equine Industry Program (See Note 3) 118,890$ 76,084$ 56.3% 236,494$ 157,115$ 50.5%Equine Drug Research (See Note 4) 59,445$ 38,042$ 56.3% 118,247$ 78,557$ 50.5%Higher Education Fund (See Note 4) 59,445$ 38,042$ 56.3% 118,247$ 78,557$ 50.5%Kentucky General Fund (Note 5) 260,479$ 133,146$ 95.6% 517,625$ 274,975$ 88.2%
Total KY Excise Tax (1.5% of Total Handle) 1,048,941$ 570,627$ 83.8% 2,084,988$ 1,178,360$ 76.9%% of Gross Commission 19.2% 18.5% 19.1% 18.6%
Net Commission 4,409,560$ 2,517,451$ 75.2% 8,804,387$ 5,164,485$ 70.5%% of Total Handle 6.31% 6.62% 6.33% 6.57%
Number of HHR Terminals 1,706 679 151.3% 1,706 679 151.3%
Average Daily Handle 2,255,787$ 1,227,155$ 83.8% 2,241,922$ 1,267,054$ 76.9%
Handle / Day / Machine 1,322$ 1,807$ ‐26.8% 1,314$ 1,866$ ‐29.6%
Gross Commission / Day / Machine 103$ 147$ ‐29.6% 103$ 151$ ‐31.7%
August‐16 Jul‐16 % ChangeTotal Handle 69,929,411$ 69,069,773$ 1.2% Total Handle
Total Kentucky Excise Tax 1,048,941$ 1,036,047$ 1.2% Total Kentucky Excise Tax
Average Daily Handle 2,255,787$ 2,228,057$ 1.2% Total KY General Fund
Note 1: Thoroughbred Development Fund receives .75% of Totlal Handle at Kentucky Downs and Ellis Park. The rate applies to half of the Total Handle at KRM.
Note 2: The Standardbred Development Fund receives 1.0% of half of the Total Handle at KRM.
Note 3: EIP receives .2% of TH with a fiscal year cap of $650,000.
Note 4: EDR and HEF each receive .1% of TH with a fiscal year cap of $320,000.
Note 5: Kentucky General Fund receives 1.5% of TH less Notes 1, 2, 3 and 4.
Kentucky Historical Horse Racing Report for August, 2016
$1,877,542,916
$28,163,144
$7,884,900
Since Inception
67
August‐16 August‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal Handle 8,198,399$ 5,658,913$ 44.9% 16,140,173$ 11,732,451$ 37.6%
Less: Returned to Public 7,601,216$ 5,190,002$ 46.5% 14,895,243$ 10,811,502$ 37.8%Less: Breakage 5,281$ 4,123$ 10,072$ 8,784$ 14.7%Less: Settlement (34,682)$ 28,352$ (10,374)$ 9,850$ ‐205.3%
Gross Commission 626,583$ 436,437$ 43.6% 1,245,232$ 902,314$ 38.0%
TB Development Fund (See Note 1) 61,488$ 42,442$ 44.9% 121,051$ 87,970$ 37.6%SB Development Fund (See Note 2) ‐ ‐$ ‐ ‐$ ‐$ ‐Equine Industry Program (See Note 3) 16,397$ 11,318$ 44.9% 32,280$ 23,465$ 37.6%Equine Drug Research (See Note 4) 8,198$ 5,659$ 44.9% 16,140$ 11,732$ 37.6%Higher Education Fund (See Note 4) 8,198$ 5,659$ 44.9% 16,140$ 11,732$ 37.6%Kentucky General Fund (Note 5) 28,694$ 19,806$ 44.9% 56,491$ 41,087$ 37.5%
Total KY Excise Tax (1.5% of Total Handle) 122,976$ 84,884$ 44.9% 242,103$ 175,987$ 37.6%% of Gross Commission 19.6% 19.4% 19.4% 19.5% Net Commission 503,607$ 351,553$ 43.3% 1,003,129$ 726,328$ 38.1%% of Total Handle 6.14% 6.21% 6.22% 6.19% Number of HHR Terminals 179 179 0.0% 179 179 0.0%
Average Daily Handle 264,464$ 182,546$ 44.9% 260,325$ 189,233$ 37.6%
Handle / Day / Machine 1,477$ 1,020$ 44.9% 1,454$ 1,057$ 37.6%
Gross Commission / Day / Machine 113$ 79$ 43.6% 112$ 81$ 38.0%
August‐16 Jul‐16 % ChangeTotal Handle 8,198,399$ 7,941,774$ 3.2% Total Handle
Total Kentucky Excise Tax 122,976$ 119,127$ 3.2% Total Kentucky Excise Tax
Average Daily Handle 264,464$ 256,186$ 3.2% Total KY General Fund
Note 1: Thoroughbred Development Fund receives .75% of Totlal Handle at Kentucky Downs and Ellis Park. The rate applies to half of the Total Handle at KRM.
Note 2: The Standardbred Development Fund receives 1.0% of half of the Total Handle at KRM.
Note 3: EIP receives .2% of TH with a fiscal year cap of $650,000.
Note 4: EDR and HEF each receive .1% of TH with a fiscal year cap of $320,000.
Ellis Park Historical Horse Racing Report for August, 2016
$2,879,466
$843,215
$191,964,375Since Inception (August 31, 2012)
68
August‐16 August‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal Handle 20,968,546$ ‐ ‐ 41,504,465$ ‐ ‐
Less: Returned to Public 19,333,282$ ‐ ‐ 38,363,045$ ‐ ‐Less: Breakage 12,931$ ‐ 26,484$ ‐ ‐Less: Settlement 59,397$ ‐ 15,360$ ‐ ‐
Gross Commission 1,562,936$ ‐ ‐ 3,099,577$ ‐ ‐
TB Development Fund (See Note 1) 78,632$ ‐ ‐ 155,642$ ‐ ‐SB Development Fund (See Note 2) 104,843$ ‐ ‐ 207,522$ ‐ ‐Equine Industry Program (See Note 3) 20,969$ ‐ ‐ 41,504$ ‐ ‐Equine Drug Research (See Note 4) 10,484$ ‐ ‐ 20,752$ ‐ ‐Higher Education Fund (See Note 4) 10,484$ ‐ ‐ 20,752$ ‐ ‐Kentucky General Fund (Note 5) 89,116$ ‐ ‐ 176,394$ ‐ ‐
Total KY Excise Tax (1.5% of Total Handle) 314,528$ ‐ ‐ 622,567$ ‐ ‐% of Gross Commission 20.1% ‐ 20.1% ‐ Net Commission 1,248,408$ ‐ ‐ 2,477,009$ ‐ ‐% of Total Handle 5.95% ‐ 5.97% ‐ Number of HHR Terminals 902 ‐ ‐ 902 ‐ ‐
Average Daily Handle 676,405$ ‐ ‐ 669,427$ ‐ ‐
Handle / Day / Machine 750$ ‐ ‐ 742$ ‐ ‐
Gross Commission / Day / Machine 56$ ‐ ‐ 55$ ‐ ‐
August‐16 Jul‐16 % ChangeTotal Handle 20,968,546$ 20,535,919$ 2.1% Total Handle
Total Kentucky Excise Tax 314,528$ 308,039$ 2.1% Total Kentucky Excise Tax
Average Daily Handle 676,405$ 662,449$ 2.1% Total KY General Fund
Note 1: Thoroughbred Development Fund receives .75% of Totlal Handle at Kentucky Downs and Ellis Park. The rate applies to half of the Total Handle at KRM.
Note 2: The Standardbred Development Fund receives 1.0% of half of the Total Handle at KRM.
Note 3: EIP receives .2% of TH with a fiscal year cap of $650,000.
Note 4: EDR and HEF each receive .1% of TH with a fiscal year cap of $320,000.
Keeneland/Red Mile Historical Horse Racing Report for August, 2016
$2,954,045
$919,498
$196,936,351Since Inception (September 8, 2015)
69
August‐16 August‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal Handle 40,762,466$ 32,382,885$ 25.9% 81,354,547$ 66,824,904$ 21.7%
Less: Returned to Public 37,526,848$ 29,719,218$ 26.3% 74,892,750$ 61,341,674$ 22.1%Less: Breakage 4,164$ 3,060$ 9,033$ 5,966$ 51.4%Less: Settlement (37,528)$ 8,966$ (91,802)$ 36,733$ ‐349.9%
Gross Commission 3,268,982$ 2,651,641$ 23.3% 6,544,567$ 5,440,531$ 20.3%
TB Development Fund (See Note 1) 305,718$ 242,872$ 25.9% 610,159$ 501,187$ 21.7%SB Development Fund (See Note 2) ‐ ‐$ ‐ ‐$ ‐$ ‐Equine Industry Program (See Note 3) 81,525$ 64,766$ 25.9% 162,709$ 133,650$ 21.7%Equine Drug Research (See Note 4) 40,762$ 32,383$ 25.9% 81,355$ 66,825$ 21.7%Higher Education Fund (See Note 4) 40,762$ 32,383$ 25.9% 81,355$ 66,825$ 21.7%Kentucky General Fund (Note 5) 142,669$ 113,340$ 25.9% 284,741$ 233,887$ 21.7%
Total KY Excise Tax (1.5% of Total Handle) 611,437$ 485,743$ 25.9% 1,220,318$ 1,002,374$ 21.7%% of Gross Commission 18.7% 18.3% 18.6% 18.4% Net Commission 2,657,545$ 2,165,898$ 22.7% 5,324,248$ 4,438,157$ 20.0%% of Total Handle 6.52% 6.69% 6.54% 6.64% Number of HHR Terminals 625 500 25.0% 625 500 25.0%
Average Daily Handle 1,314,918$ 1,044,609$ 25.9% 1,312,170$ 1,077,821$ 21.7%
Handle / Day / Machine 2,104$ 2,089$ 0.7% 2,099$ 2,156$ ‐2.6%
Gross Commission / Day / Machine 169$ 171$ ‐1.4% 169$ 176$ ‐3.8%
August‐16 Jul‐16 % ChangeTotal Handle 40,762,466$ 40,592,081$ 0.4% Total Handle
Total Kentucky Excise Tax 611,437$ 608,881$ 0.4% Total Kentucky Excise Tax
Average Daily Handle 1,314,918$ 1,309,422$ 0.4% Total KY General Fund
Note 1: Thoroughbred Development Fund receives .75% of Totlal Handle at Kentucky Downs and Ellis Park. The rate applies to half of the Total Handle at KRM.
Note 2: The Standardbred Development Fund receives 1.0% of half of the Total Handle at KRM.
Note 3: EIP receives .2% of TH with a fiscal year cap of $650,000.
Note 4: EDR and HEF each receive .1% of TH with a fiscal year cap of $320,000.
Kentucky Downs Historical Horse Racing Report for August, 2016
$22,329,633
$6,122,187
$1,488,642,191Since Inception (September 1, 2011)
70