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Detailed Annexes to ECE/EB.AIR/119 – “Guidance document on national nitrogen budgets" (https://www.unece.org/fileadmin/DAM/env/documents/2013/air/eb/ECE_EB. AIR_119_ENG.pdf)
23.05.2016
Editor: Wilfried Winiwarter and Expert Panel on Nitrogen Budgets (http://www.clrtap-tfrn.org/epnb)
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Content
ANNEX 0 – DEFINITIONS AND PRINCIPLES ..................................................................................... 6
1 INTRODUCTION........................................................................................................................... 6
2 LEVEL OF DETAIL ......................................................................................................................... 6
3 NOMENCLATURE OF POOLS............................................................................................................ 7
POOLS .............................................................................................................................................. 7
SUB-POOLS ........................................................................................................................................ 7
SUB-SUB-POOLS ................................................................................................................................. 8
4 FLOWS ..................................................................................................................................... 8
5 NITROGEN CONTENT .................................................................................................................. 10
6 TREATMENT OF UNCERTAINTY ...................................................................................................... 12
7 REFERENCES ............................................................................................................................ 13
8 DOCUMENT VERSION ................................................................................................................. 14
9 GLOSSARY ............................................................................................................................... 15
ANNEX 1 – ENERGY AND FUELS ................................................................................................... 16
ANNEX 2 – MATERIAL AND PRODUCTS IN INDUSTRY (PROCESSES) ............................................... 17
1 INTRODUCTION......................................................................................................................... 17
2 DEFINITION ............................................................................................................................. 17
ACTIVITIES AND FLOWS ENCOMPASSED BY THE POOL ............................................................................... 17
DEFINITION OF BOUNDARIES ............................................................................................................... 19
3 INTERNAL STRUCTURE AND DESCRIPTION OF SUB-POOLS .................................................................... 20
SUB-POOL 2A FOOD AND FEED PROCESSING (FP) .................................................................................. 21
SUB-POOL 2B CHEMICAL INDUSTRY (CI) ............................................................................................... 21
SUB-POOL 2C OTHER PRODUCING INDUSTRY (OP) ................................................................................. 22
4 FLOWS ................................................................................................................................... 23
GENERAL DESCRIPTION ...................................................................................................................... 23
FOOD AND FEED PRODUCTION ............................................................................................................ 24
CHEMICAL INDUSTRY ......................................................................................................................... 24
OTHER PRODUCING INDUSTRY ............................................................................................................ 28
5 SUGGESTED DATA SOURCES ......................................................................................................... 29
N CONTENTS .................................................................................................................................... 29
PRODUCTION DATA – FOOD AND FEED .................................................................................................. 29
PRODUCTION DATA - CHEMICALS AND POLYMERS ................................................................................... 29
PRODUCTION DATA - DETERGENTS, TEXTILES, WOOD PRODUCTS ............................................................... 29
6 UNCERTAINTIES ........................................................................................................................ 30
7 REFERENCES ............................................................................................................................ 30
8 DOCUMENT VERSION ................................................................................................................. 31
ANNEX 3 – AGRICULTURE ........................................................................................................... 32
1 INTRODUCTION......................................................................................................................... 32
PURPOSE OF THIS DOCUMENT ............................................................................................................. 32
2 OVERVIEW OF THE AGRICULTURE POOL ........................................................................................... 32
LINKS BETWEEN AGRICULTURE AND OTHER POOLS .................................................................................. 32
Annex 0 – Definitions and principles page 3
BOUNDARIES OF THE AGRICULTURE POOL .............................................................................................. 34
3 METHODOLOGIES TO QUANTIFY N FLOWS FOR AGRICULTURAL SUB-POOLS .............................................. 36
INTRODUCTION................................................................................................................................. 36
SUB-POOL MANURE MANAGEMENT AND MANURE STORAGE (AG.MM) .................................................. 55
SUB-POOL AGRICULTURAL SOIL MANAGEMENT (AG.SM) ........................................................................ 69
4 REFERENCES ............................................................................................................................ 84
5 DOCUMENT VERSION ................................................................................................................. 85
ANNEX 4 – FOREST AND SEMI-NATURAL VEGETATION ................................................................. 86
1 INTRODUCTION......................................................................................................................... 86
PURPOSE OF THIS ANNEX ................................................................................................................... 86
2 OVERVIEW OVER THE FOREST AND SEMI-NATURAL VEGETATION (FS) POOL ............................................. 86
THE FS POOL AND CORRESPONDING POOLS ........................................................................................... 86
NITROGEN SPECIES ............................................................................................................................ 87
NITROGEN PROCESSES IN THE FS POOL ................................................................................................. 87
LEVEL OF DETAIL ............................................................................................................................... 88
3 INTERNAL STRUCTURE ................................................................................................................ 88
SUB-POOL FOREST (FS.FO) ................................................................................................................ 89
SUB-POOL OTHER LAND (FS.OL) ........................................................................................................ 90
SUB-POOL WETLAND (FS.WL) ........................................................................................................... 90
4 FLOWS: CALCULATION GUIDANCE .................................................................................................. 90
FOREST ........................................................................................................................................... 92
OTHER LAND (FS.OL) ....................................................................................................................... 99
WETLANDS .................................................................................................................................... 101
5 STOCKS & STOCK CHANGES ........................................................................................................ 104
STOCK CHANGES IN FOREST LAND ...................................................................................................... 104
STOCK CHANGES IN OTHER LANDS ..................................................................................................... 113
STOCK CHANGES IN WETLANDS .......................................................................................................... 114
SUGGESTED DATA SOURCES .............................................................................................................. 114
6 TABLES .................................................................................................................................. 116
7 REFERENCES ........................................................................................................................... 143
8 DOCUMENT VERSION ................................................................................................................ 149
ANNEX 5 - WASTE ...................................................................................................................... 150
ANNEX 6 - HUMANS AND SETTLEMENTS .................................................................................... 151
1 INTRODUCTION........................................................................................................................ 151
2 DEFINITIONS ........................................................................................................................... 152
ACTIVITIES AND FLOWS ENCOMPASSED BY THE POOL ............................................................................ 152
TIER 1 APPROACH ........................................................................................................................... 152
TIER 2 APPROACH ........................................................................................................................... 153
3 INTERNAL STRUCTURE ............................................................................................................... 153
SUB-POOL ORGANIC WORLD (HS.OW) ............................................................................................. 154
SUB-POOL HUMAN BODY (HS.HB) ................................................................................................... 154
SUB-POOL MATERIAL WORLD (HS.MW) ........................................................................................... 154
SUB-POOL NON-AGRICULTURAL ANIMALS (PETS) (HS.PE) ..................................................................... 155
STOCKS & STOCK CHANGES .............................................................................................................. 155
Annex 0 – Definitions and principles page 4
4 FLOWS: CALCULATION GUIDANCE TIER 1 ........................................................................................ 155
FOOD SUPPLY ................................................................................................................................. 156
FOOD CONSUMPTION & WASTE ........................................................................................................ 158
NON-AGRICULTURAL ANIMALS (PETS)................................................................................................. 159
PRIVATE GARDENS & PUBLIC GREEN SPACES ........................................................................................ 160
MATERIAL FLOWS ........................................................................................................................... 162
HUMAN BODY EMISSIONS................................................................................................................. 162
5 FLOWS: CALCULATION GUIDANCE TIER 2 ........................................................................................ 164
MATERIAL FLOWS ........................................................................................................................... 164
6 UNCERTAINTIES ....................................................................................................................... 166
7 TABLES .................................................................................................................................. 166
8 REFERENCES ........................................................................................................................... 177
9 DOCUMENT VERSION ................................................................................................................ 179
ANNEX 7 – ATMOSPHERE........................................................................................................... 180
1 INTRODUCTION........................................................................................................................ 180
2 DEFINITIONS ........................................................................................................................... 180
FLOW CONNECTION SCHEME ............................................................................................................. 180
DEFINITION OF ATMOSPHERIC NITROGEN POLLUTANTS .......................................................................... 181
DEFINITION OF TRANSBOUNDARY NITROGEN FLOWS ............................................................................. 182
SEPARATE CONSIDERATION OF CHEMICAL SPECIES ................................................................................. 183
3 INFLOWS AND OUTFLOWS .......................................................................................................... 184
EMISSIONS..................................................................................................................................... 184
NITROGEN DEPOSITION AND IN AND OUTFLOW OF NR OF NNB-DOMAIN ................................................. 185
4 UNCERTAINTIES ....................................................................................................................... 186
5 REFERENCES ........................................................................................................................... 187
6 DOCUMENT VERSION ................................................................................................................ 188
ANNEX 8 – HYDROSPHERE ......................................................................................................... 190
1 INTRODUCTION........................................................................................................................ 190
2 DEFINITION ............................................................................................................................ 190
ACTIVITIES AND FLOWS ENCOMPASSED BY THE POOL ............................................................................. 190
DEFINITION OF BOUNDARIES ............................................................................................................. 191
NITROGEN SPECIES INVOLVED ........................................................................................................... 194
3 INTERNAL STRUCTURE ............................................................................................................... 195
4 DESCRIPTION OF FLOWS ............................................................................................................. 196
OVERVIEW OF THE NITROGEN FLOWS ................................................................................................. 196
EXCHANGES WITH THE POOL ATMOSPHERE (HYAT) ............................................................................. 198
EXCHANGES WITH THE POOL HUMANS AND SETTLEMENTS (HYHS) ......................................................... 200
EXCHANGES WITH THE POOL AGRICULTURE (HYAG) ............................................................................. 201
EXCHANGES WITH THE FOREST AND SEMI-NATURAL VEGETATION (HYFS) ................................................. 201
EXCHANGES WITH THE POOL WASTE (HYWS) ..................................................................................... 201
EXCHANGES WITH THE POOL REST OF THE WORLD (HYRW) ................................................................... 201
NITROGEN FLOWS THAT CAN BE COMPUTED ........................................................................................ 202
5 UNCERTAINTIES ....................................................................................................................... 202
6 REFERENCES ........................................................................................................................... 203
Annex 0 – Definitions and principles page 5
7 DOCUMENT VERSION ................................................................................................................ 205
page 6
Annex 0 – Definitions and Principles
1 Introduction The annexes to the Guidance Document on National Nitrogen Budgets provide detailed description,
for each individual pool covered, how to develop such budgets. Items common to all pools are dealt
with in this “Annex 0”. Thus it describes the system boundaries, principles and definitions to be
generally used in establishing nitrogen budgets.
National Nitrogen budgets (NNB’s) are to be established by describing environmental pools and the
flows between the pools. The respective pools are covered in the individual annexes. These topics
applicable to all pools need to be determined in advance:
Entities and detail levels to be assessed and reported
Systematic nomenclature of pools and sub-pools including unique identifiers
Unambiguous identification of N flows
Compounds and materials containing nitrogen (‘matrix’ for N flows)
Concept of uncertainty treatment
As national budgets, they conform to a territorial principle. This means they cover all N flows
occurring within the territory of a country, irrespective of e.g. the citizenship of the person
responsible for it.
2 Level of detail Nitrogen budgets describe the exchange of quantities of reactive nitrogen between components of the
environment, here termed pools. Reactive nitrogen is understood as all chemical forms of the element
nitrogen that can be readily assimilated by biosubstrates, mostly all compounds other than the
elemental gaseous form (N2). It is contained in chemical compounds and in materials (the ‘matrix’).
Flows of reactive nitrogen thus depend on the quantity of matrix material to be exchanged, and on the
nitrogen content within the material.
In a nitrogen budget, not all flows will be covered in detail. Some will be dealt with as agglomerates,
and others may even be neglected. This is part of the individual pool descriptions, guided by the
following principles:
Tier level: Depending on the ambition level of national nitrogen budget, a simple or a more
comprehensive approach may be selected. Each individual annex provides guidance to create
a simple “Tier 1” (basically using international sources) or a more detailed “Tier 2” budget that
is able to reflect national circumstances.
Flow thresholds: Following the principle of efficient resources use in developing nitrogen
budgets, no efforts should be spent on nitrogen flows that are considered negligible. Instead,
aggregated flows should be assessed and reported. Based on experience obtained for
Switzerland (Heldstab et al., 2005) and for Germany (Umweltbundesamt, 2009), a minimum
detail level is here set at 100 g N per person and year (equivalent to 100 t per million
inhabitants and year). Flows identified in the respective annexes may be combined if smaller
than this threshold, or even omitted.
Flows between pools: While some flows will occur within individual pools (between sub-pools)
and thus will be covered in the description of the very pool, many of the flows will occur
between pools, but still are described in only one of the annexes. Within this set of annexes,
Annex 0 – Definitions and principles page 7
it is agreed that flows are described in the pool for which more information is available.
Implicitly this means that many of the flows will be described in the pool they originate, as the
flows are often consequences of processes in these pools and thus linked to information stored
together with the outflows.
While the individual annexes have been established to accommodate for the requirements as outlined
above, there may be specific country cases where a more stringent coverage is advisable. Compilers of
NNB’s should consider to split flows that exceed the minimum detail level by a factor of 10, i.e. 1 kg N
per person and year. In splitting, care should be taken that more different elements are separated into
different sections of the split flow (e.g., those partial flows that are available from separate statistics,
or that can be distinguished by very different N contents etc.). Moreover, compilers may add flows if
flows into and out of a pool (or sub-pool) differ by more than 10%. In both cases, consistent
nomenclature should be chosen, and recommendations for improving the NNB guidance annexes put
forward. However, as outlined in the respective annexes, specific conditions of the respective pools
may render it impossible to provide that kind of information, so no general level of standard can be
set.
3 Nomenclature of pools For the purpose of numerical handling a unique (alphanumeric) ID must be given to each (sub)pool
and flow.
For the purpose of readability a unique (textual) code can be given to each (sub)pool and flow
Pools
All pools have a two-letter code and a unique pool-ID, which conceptually follows the UNFCCC and NFR
reporting of greenhouse gases and air pollutants (see IPCC, 2006, and EEA, 2013) for pools 1 - 5.
Following the recent changes in these reportings of gaseous emissions, a slight inconsistency of the
numbering with respect to the Guidance Document is inevitable. Moreover, a pool ‘Rest of the World’
for the quantification of flows that enter or exit the national boundaries has been added, for which no
specific description in form of an Annex will be made available.
Tab. 1: List of pools contained in NNB’s
1 EF Energy and Fuels 2 MP Materials and Products 3 AG Agriculture 4 FS Forest and Semi-natural Vegetation 5 WS Waste 6 HS Humans and Settlements 7 AT Atmosphere 8 HY Hydrosphere * RW “Rest of the World”, trans-boundary nitrogen flows
*) purely representing imports/exports, no specific annex has been provided
Sub-pools
All sub-pools have a two-letter code to be combined with the two-letter code of their parent pool as
well as a one-letter code which is combined with the pool-ID and following conceptually the UNFCCC
and NFR reporting systems. Also here CRF coding (the “common reporting format” for reporting to
UNFCCC) is maintained whenever possible, and asterisks denote a deviation from that principle. For
example, the agriculture pool has three sub-pools: animal husbandry (AH or 3A), manure storage and
Annex 0 – Definitions and principles page 8
management (MM or 3B) and soil management (SM or 3D). Note that, for the sake of simplicity, sub-
pools can be referred to also as ‘pools’, as long as they are clearly defined.
Tab. 2: List of all sub-pools defined
ID
2A MP.FP Industrial processes - Food processing 2B MP.NC Industrial processes - Nitrogen chemistry 2C MP.OP Industrial processes - Other producing industry 3A AG.AH Agriculture - Animal husbandry 3B AG.MM Agriculture - Manure management and manure storage 3C AG.SM Agriculture - Soil management 4A FS.FO Forests and semi-natural area - Forest 4B FS.OL Forests and semi-natural area - Other Land 4C FS.WL Forests and semi-natural area - Wetland 5A WS.SW Waste - Solid waste 5B WS.WW Waste – Wastewater 6A HS.OW Humans and settlements - Organic world 6B HS.HB Humans and settlements - Human Body 6C HS.MW Humans and settlements - Material World 6D HS.PE Humans and settlements - Non-agricultural animals (pets) 7 AT Atmosphere (no sub-pool) 8A HY.GW Hydrosphere – Groundwater 8B HY.SW Hydrosphere - Surface water 8C HY.CW Hydrosphere - Coastal water
Sub-sub-pools
Many sub-pools need to be further sub-divided for the purpose of the construction of an NNB. For
example, data collection and calculation for the AG.AH pool needs to be done at the level of animal
types. The decision on the number of sub-sub-pools and the level of detail depends on the national
circumstances. If applicable, the annexes will contain some guidance to facilitate the choices to be
made.
The identification of sub-sub pools shall be done by a systematic approach:
(1) Each sub-sub-pool must be identified by a number, which is added to the ID code of the sub-
pool. For example, dairy and non-dairy cattle could have the IDs 3A1 and 3A2. Again, the coding
follows guidance as in CRF, as long as this is possible.
(2) Further subdivision should be avoided – if absolutely needed, it should use lower case letters,
e.g. 1A2f – again, following CRF when available, which will hardly be the case.
Each sub-sub pool can be identified by a four letter ‘code’ that can be freely chosen by national NNB
experts. Harmonisation between countries is nevertheless favorable, thus the annexes will contain
some guidance, if applicable. For example, dairy and non-dairy cattle could be identified by the
acronyms DAIR and NDAI, respectively. A complete description would then also include the pool and
sub-pool information such as AG.AH.DAIR, i.e. linking the respective acronyms with dots (“.”).
4 Flows All flows will be given in tons N per year. A nitrogen budget covers reactive nitrogen compounds only.
Flows of molecular nitrogen (N2) and other fully unreactive forms (e.g., N in mineral oil, or in polymer
fibers) need not to be considered or should be reported separately – see details in the respective pool
Annex 0 – Definitions and principles page 9
descriptions. “Activiation” of fully unreactive nitrogen thus needs to be seen as a source of Nr, in a
similar way as fixation of molecular nitrogen.
A nitrogen budget thus is determined by its flows. The country total as well as each individual pool or
sub-pool must comply with the equation:
∑ 𝑁𝑖𝑛𝑓𝑙𝑜𝑤 + ∑ 𝑁𝑠𝑜𝑢𝑟𝑐𝑒 = ∑ 𝑁𝑜𝑢𝑡𝑓𝑙𝑜𝑤 + ∑ 𝑁𝑠𝑖𝑛𝑘 + ∑ 𝑁𝑠𝑡𝑜𝑐𝑘𝑐ℎ𝑎𝑛𝑔𝑒 (1)
In the interaction between pools, it is the flows (inflows and outflows) which need to be addressed.
For a unique identification of a flow the following information should be given: (1) The pool the flow starts / is flowing out of (poolex)
(2) The pool the flow ends / is flowing into (poolin)
(3) The matrix in which the nitrogen is transported between poolex and the poolin
(4) The nitrogen form or any other information considered relevant to distinguish, e.g. (i) the
compound (chemical species) that flows between the ex-pool and the in-pool (if no
information is given it is by default total N), (ii) additions like max (maximum) or min
(minimum) etc.
The first three topics are always required. The fourth information is required in case the first three are
not uniquely identifying a flow, or if the NNB expert wishes to provide some additional information.
Start and end pools should be indicated at the highest level of detail the flow has been quantified. For
example, the start pool of manure excretion from fattening pigs would be AG.AH.PIGF.
In the case of environmental emission flows, where a nitrogen form is transported in a medium, the
matrix is considered to be the nitrogen form itself. Thus, information about poolex, poolin and the matrix
is required (see examples in Tab. 3).
In some cases, flows between the same pools and in the same matrix might use different pathways or
different media, such as for example N emissions to the hydrosphere could use surface water or
groundwater. If such distinctions are captured in a NNB, the fourth type of information is required.
In analogy to the pool description, we employ the pool system with codes to mark starting and
endpoint, as well as the code of the matrix. The codes of the four types of information are separated
by dashes. This total code is very useful for definition, but difficult to read. Adding a verbal explanation
to flows thus is recommended (as suggested in the respective pool-specific annexes).
Annex 0 – Definitions and principles page 10
Tab. 3: Examples of flows in NNB’s
Poolex Poolin Matrix* Other info Total code Annex where guidance is given
Description
MP AG.AH.NDAI SOYC - MP-AG.AH.NDAI-SOYC
3 Soya cake in compound feed fed to non-dairy cattle from industrial processing
AG.SM AT NH3 AG.SM-AT-NH3
3 Ammonia emission to the atmosphere from agricultural soil management
AG.SM HY NO3 Runoff in surfaces waters
AG.SM-HY-NO3-SURFW
3 surface water runoff NO3-N losses to the hydrosphere from agricultural soil management
*) Substance in which N is embedded
5 Nitrogen content For the identification of ‘what’ is flowing the following definitions are made:
Nitrogen forms (see also Guidance Document): There are thousands of individual chemical
compounds containing nitrogen that are listed by Chemical Abstract Services (CAS). Nitrogen
contents can be assessed from the chemical formulae by stoichiometry using the respective
atomic and molecular weights (see e.g. Supplementary Information to Pelletier & Leip, 2014).
Examples for important nitrogen forms are ammonia (NH3), nitrous oxide (N2O) or also total
nitrogen (Ntot).
Matrices: total nitrogen flows embedded in a matrix with a fixed N content. Examples for
important matrices are food products (soft wheat, eggs, wood, explosives, ..). Methods are
available to assess the respective nitrogen contents, which in practice will cover a range. In
case the table lists N content estimates from different sources with ‘conflicting’ values, the
expert shall identify those values that are most suitable for the national conditions.
Media: Environmental nitrogen emissions often occur in a medium such as ‘exhaust fume’ or
‘surface water’ where the N content is variable and dynamic.
Each nitrogen form or matrix is identified by a ‘code’. Table 4 gives the code for the listed nitrogen
forms and matrices. Moreover, the nitrogen contents calculated for relevant compounds, or typical
measured or estimated nitrogen contents of important matrices are presented. These default values
shall be used unless proven evidence of different national factors can be provided. NNB experts may
wish to include other matrices, in which case harmonization between countries should be strived for.
Annex 0 – Definitions and principles page 11
Tab. 4: N-contents of specific compounds or generalized matrices in NNB’s
a) Nitrogen compounds
Acronym N content [%]
Data source Chemical formula / description
Molecular nitrogen N2 100 stoichiometry N2 Ammonia NH3 82.35 stoichiometry NH3 Nitrogen oxides (expressed as mass of NO2 by definition)
NOx 30.43 stoichiometry NOx
Nitrous oxide N2O 63.64 stoichiometry N2O Urea UREA 46.67 stoichiometry (NH2)2CO Ammonium nitrate AMMN 35.00 stoichiometry NH4NO3 Ammonium sulfate AMMS 21.21 stoichiometry (NH4)2SO4 20/20/20 fertilizer 20 definition Fertilizer defined by
nutrient contents
b) Matrix* Acronym N content [%]
Data source description
Protein PROT 16 Polymer of different amino acids
Egg EGGS 2.02 N mainly in egg protein Meat MEAT 3.5-5.3 N mainly in meat protein Manure MANU 1-3 Urea or uric acid (for
chicken manure) are important components
Milk MILK 0.5 N mainly in milk protein Wood WOOD 0.05 Forest products Food FOOD See Table
12 in annex 6 (HS)
Heldstab et al. 2010, Souci et al. 2008
Broad range of food products
Food waste FOWS See Table 12 in annex 6 (HS)
Heldstab et al. 2010, Souci et al. 2008
Equal to average N content of food products
Synthethic Polymers
POLY 10 - 47
See Table 13 and Table 16 in annex 6 (HS)
Mixture of PU (Polyurethanes), PA (Polyamides), and MF/MUF/UF (Melamine/Urea Formaldehyde Resins)
PU 12 PA 10 MF 47 UF 28
Textiles TEXT 0.2-15 See Table 14 and Table 16 in annex 6 (HS)
Crop fibres: cotton, cellulose, flax etc. Animal hair / animal fibres: wool, leather, fur, silk, etc.
Made of crop fibres
0.2
Annex 0 – Definitions and principles page 12
b) Matrix* Acronym N content [%]
Data source description
Made of animal hair / animal fibres
15
Detergents & Surfactants
DETG 2.1 calculated Cationic surfactants, mass weight representative calculated basing on an esterquat (quaternary ammonium cations with a relative molecular weight of 648 g/mol
Solid material waste
SOWS Obernosterer & Reiner 2003
Mixture of different waste fractions
Residual waste / mixed municipal waste
0.4
bulky waste, textiles, electronic scrap
0.4
Paper & wood waste
0.1
Plastics (if no information on composition)
0.4
Fertilizer FERT - N fertilizer is usually reported as Ntot.
Compost COMP 0.6 – 2.3 BMLFUW 2010 Dry matter compost Green waste & garden waste
GRWS 0.8 Vaughan et al. 2011, Kumar et al. 2010
Fresh green waste and garden waste
Pet food PFOD - Broad range of products, reported as protein requirements
*) Substance in which N is embedded
6 Treatment of uncertainty This section specifies a general approach to assess uncertainties in the utilized data sets. In general,
NNB’s use many data that lack of established and reliable data sources. Many flows have to be
determined as residuals from other flows within the pool, and quantifications are frequently based on
assumptions. This is why it is of particular importance to indicate a range of uncertainty for all flows.
Analogous to Hedbrant and Sörme (2001), it is suggested to assign the data to a set of uncertainty
levels and the respective uncertainty factors (UF, see Table 5). These are compatible with the ratings
and typical error ranges from the EMEP/EEA air pollutant emission inventory guidebook 2013 (EEA
2013). Based on the likely value for a flow, the uncertainty interval can be derived by both multiplying
and dividing by the respective uncertainty factor1. Uncertainty levels can be assigned to both N
contents and mass flows of products. If two uncertain numbers with different uncertainty factors are
1 e.g., for a likely value of 2530 t N/year with an UF of 1.33 the uncertainty interval would range from 1902 t N/year (=2530/1.33) to 3365 t N/year(=2530*1.33)
Annex 0 – Definitions and principles page 13
combined,2 the higher UF should be used for the result. In those (rare) cases, when uncertainty margins
are presented in the original literature (e.g. emissions from human body – data used by Sutton et al.
(2000) have a low estimate, high estimate, and best estimate), the UF that fits best to the given
uncertainty interval should be chosen.
Table 5: Levels of uncertainty (based on Hedbrant and Sörme 2001, Egle et al. 2014, Thaler et al. 2011)
Level Uncertainty Factor (UF)
Application
1 1.1 current official statistics, measurement data, data from appropriate literature
2 1.33 expert estimates, outdated official statistics, unofficial statistics, presentations, industry reports
3 2.0 assumptions for which neither official statistics nor expert estimates were available often based on on-line data sources or publications without accurate literature reference
4 4.0 an estimate based on a calculation derived from assumptions only
7 References
BMLFUW (2010). Richtlinie für die Anwendung von Kompost aus biogenen Abfällen in der Landwirtschaft.
Austrian Federal Ministry of Agriculture, Forestry, Environment and Water Management.
(http://www.bmlfuw.gv.at/dms/lmat/publikationen/richtlinie_kompost/RL%20Anwendung%20Kompost%
20biogene%20Abf%C3%A4lle.pdf?1=1, July 2014).
EEA (2013). EMEP/EEA air pollutant emission inventory guidebook 2013. Technical guidance to prepare
national emission inventories. European Environment Agency. Publications Office of the European Union:
Luxembourg. (http://www.eea.europa.eu/publications/emep-eea-guidebook-2013, July 2014).
Egle, L.; Zoboli, O.; Thaler, S.; Rechberger, H.; Zessner, M. (2014). The Austrian P budget as a basis for
resource optimization. Resources, Conservation and Recycling (83), 152-162.
Hedbrant , J. & Sörme , L. (2001). Data vagueness and uncertainties in urban heavy-metal data collection.
Water, Air, and Soil Pollution: Focus (1), 43-53.
Heldstab J., Reutimann J., Biedermann R., Leu D. (2010). Stickstoffflüsse in der Schweiz. Stoffflussanalyse für
das Jahr 2005. Bundesamt für Umwelt, Bern. Umwelt-Wissen 1018: 128 pp.
IPCC (2006): 2006 IPCC Guidelines for National Greenhouse Gas Inventories. Prepared by the National
Greenhouse Gas Inventories Programme. Eggleston HAS., Buendia L., Miwa K., Ngara T. and Tanabe K.
(eds). Published: IGES, Japan.
Kumar, M., Ou, Y.-L.; Lin, J.-G. (2010). Co-composting of green waste and food waste at low C/N ratio. Waste
Management 30 (4): pp.602-609.
Obernosterer, R.; Reiner, I. (2003). Stickstoffbilanz Österreich. Beitrag der Abfallwirtschaft zum
Stickstoffhaushalt Österreichs. Endbericht Projekt ABASG II-N. Ressourcen Management Agentur
(RMA): Villach.
Pelletier, N., & Leip, A. (2014). Quantifying anthropogenic mobilization, flows (in product systems) and
emissions of fixed nitrogen in process-based environmental life cycle assessment: rationale, methods and
2 Typically, this is for instance a multiplication such as: mass flow * N content = N flow
Annex 0 – Definitions and principles page 14
application to a life cycle inventory. The International Journal of Life Cycle Assessment, 19(1), 166–173.
doi:10.1007/s11367-013-0622-0
Souci, S.W.; Fachmann, W.; Kraut, H.; Kirchhoff, E. (2008): Food composition and nutrition tables. On behalf
of the Bundesministerium für Ernährung, Landwirtschaft und Verbraucherschutz. 7th ed. Stuttgart, Boca
Raton, FL: MedPharm Scientific Publishers; CRC Press.
Sutton, M.A.; Dragosits, U.; Tang, Y.S.; Fowler, D. (2000). Ammonia emissions from non-agricultural sources
in the UK. Atmospheric Environment 3 (6): pp. 855-869.
Thaler, S., Zessner, M., Mayr, M.M., Haider, T., Kroiss, H., Wagner, K.H., Ruzicka, K. (2011): Der Einfluss von
Ernährungsgewohnheiten auf die Nährstoffbilanz Österreichs. Österreichische Wasser- und
Abfallwirtschaft 63 (5-6), 117–128.
Umweltbundesamt (2009). Hintergrundpapier zu einer multimedialen Stickstoffemissionsminderungsstrategie.
Hintergundpapier. Umweltbundesamt, Dessau-Roßlau, Germany.
Vaughan, S.M.; Dalal, R.C.; Harper, S.M.; Menzies, N.W. (2011). Effect of fresh green waste and green waste
compost on mineral nitrogen, nitrous oxide and carbon dioxide from a Vertisol. Waste Management 31
(6): pp.1720-1728.
8 Document version Version: 06/05/2016
Authors:
Wilfried Winiwarter
winiwarter@iiasa.ac.at
Adrian Leip
adrian.leip@jrc.ec.europa.eu
Reviewers: Judith Reutimann, Jürg Heldstab (INFRAS, Zürich), Markus Geupel (UBA, Dessau)
Annex 0 – Definitions and principles page 15
9 Glossary
CLRTAP Convention on Long Range Transboundary Air Pollution (Geneva convention)
CRF Common Reporting Format
EPNB Expert Panel on Nitrogen Budgets
IPCC Intergovernmental Panel on Climate Change
NNB National Nitrogen budget
Nr reactive Nitrogen
Ntot total Nitrogen
TFRN Task Force on Reactive Nitrogen
UN-ECE United Nations Economic Commission for Europe
UNFCCC United Nations Framework Convention on Climate Change
page 16
Annex 1 – Energy and Fuels
Unfinished manuscript – not publicly available yet
page 17
Annex 2 – Material and Products in Industry (Processes)
1 Introduction This annex defines the pool “Material and products in industry" (MP) and its interaction with other
eight essential pools: 1) Energy and fuels (EF), 3) Agriculture (AG), 4) Forest and semi-natural
vegetation including soils (FS), 5) Waste (WS), 6) Humans and settlements, 7) Atmosphere (AT) and 8)
Hydrosphere (HY) in an NNB (external structure). The internal structure of pool MP describes it with
sub-pools and relevant flows. It furthermore provides specific guidance on how to calculate relevant
nitrogen flows related to the MP pool, presenting calculation methods and suggesting possible data
sources. Furthermore, it points to information that needs to be provided by and coordinated with
other pools. General aspects of nomenclature, definitions and compounds to be covered are being
dealt with in the “General Annex” to the guidance document.
2 Definition
Activities and flows encompassed by the pool
The MP pool covers industrial processes following the concepts employed by UNFCCC and UNECE for
atmospheric emissions (IPCC, 2006; EEA, 2013). Activities described are those of transformation of
goods with the purpose of creating a higher-value product to be made available to general economy.
Specifically excluded from this pool are energy carriers, which are being dealt with in the EF pool.
Flows of reactive nitrogen (Nr) change this pool by ways of other pools, by imports or exports, or from
an Nr source within the pool. For MP, clearly the main source of nitrogen fixation is the Haber-Bosch
ammonia synthesis. Industry processes also use nitrogen in agricultural products for food and feed
products, and in chemical industry for fertilizers, explosives, fibers and other formable material
(plastics), and dyes. During such processes, Nr contained in raw materials may become unreactive by
formation of molecular nitrogen (N2 released to the atmosphere) or otherwise by “sealing” it into a
form inaccessible to further transformation, and thus also rendering it inactive for environmental
purposes. While flows of all forms of nitrogen other than molecular nitrogen need to be reported,
situations exist when it is useful to separate inactive nitrogen from reporting of reactive nitrogen. This
is the case when a certain process is needed to make the “sealed” nitrogen bioavailable again as a new
source (most typically, this would be a combustion).
The following groups of industrial processes relevant for nitrogen budgets can be distinguished:
1) Processing of biomass that contains nitrogen, for example, the food industry;
2) Producing inorganic and organic components that contain) nitrogen, such as ammonia, nitric acid,
fertilizers, polymers, etc.;
3) Usage of nitrogen-containing reagents to produce compounds which themselves do not contain
nitrogen, for example, synthesis of adipic acid;
Processes that use fuels, which contain nitrogen as an impurity (for example, cement or soda
production, etc.), are discussed in Annex 1, Energy and Fuels.
Global supply of nitrogen for use in the economy occurs in two main ways. Firstly, it is biological
nitrogen fixation by plants, and secondly, it is an industrial process for producing ammonia according
to the method of Haber-Bosch process. Both processes eventually provide nitrogen for MP, the first
Annex 2 – Material and Products in Industry (Processes) page 18
one as imports from the AG pool, the second as source within the MP pool itself (molecular N2 in the
Haber-Bosch process is taken up from the atmosphere).
The major flows of nitrogen regard the delivery of products to the consumers. For the purpose of this
report it is important to distinguish two separate streams of products. One stream of materials is
meant for bioavailability (food and feed), with nitrogen contained mostly in form of protein. The other
stream subsumes products that apply nitrogen components in many different ways, from fibers to
moldable plastics, from dyes to explosives. Some of these products contain nitrogen in a form that will
seal it from further transformation – such a sealing process will be considered as a nitrogen sink which
needs to be specifically evaluated to balance out against the generally well-recorded
production/fixation statistics.
In the interaction between pools, it is the flows (inflows and outflows) which need to be addressed.
Figure 1 provides an overview on the most important interactions between MP and other pools.
Especially for MP, imports and exports are very relevant also. An overview on the relationship between
MP with respect to each of the other pools is presented in Table 1. Section 4 describes the respective
relevant flows in detail, considering the overall boundary of significance of 100 g N per inhabitant (see
general annex).
Fig. 1: Main flows connecting MP (materials and products in industry) with neighbouring pools and external transboundary nitrogen
While covering large economic entities, the MP pool does not cover the energy sector, or energy-
related N flows within the entities. In agreement with UNFCCC and UNECE guidance (IPCC, 2006; EEA,
2013), such N-flows remain with the EF pool. Also, energy conversion installations (refineries, power
plants) are by definition not considered part of MP.
Annex 2 – Material and Products in Industry (Processes) page 19
Definition of boundaries
MP pool consists of all industrial processes that use nitrogen containing substances. The boundaries
of the basin are defined by a set of industrial processes involving nitrogen-containing substances.
There are the processes of obtaining targeted nitrogen-containing substances and the processes in
which nitrogen-containing substances are participating as a precursor. The sources of nitrogen for the
MP pool are nitrogen in atmosphere, fossil raw materials and nitrogen-containing organic products
Since the MP pool integrates a large number of chemical and biological substances and processes that
take place inside the pool, a division of MP pool for several sub-pools will be beneficial to the nitrogen
budget calculations (Tab. 1).
Tab. 1: Definition of the simplified conceptual compartments considered in the Material and Products in Industry (Processes)
ID Acronym Sub-pool Definition (from EU legislation)
2A MP.FP Industrial processes – Food and Feed processing
According to the “Competitive position of the European food and drink industry Final report, the "food and drink industry" is defined by codes C10 and C11 within the statistical context of the NACE rev. 2 nomenclature (EA0416075ENN.pdf). Food and drink industry sector include: Meat Processing, preservation of meat and production of meat products Fish Processing and preserving of fish, crustaceans and molluscs Fruit-vegetable Processing and preserving of fruit and vegetables Dairy Manufacture of dairy products Cereals Manufacture of grain mill products, starches and starch products Bakery Manufacture of bakery and farinaceous products Other food Manufacture of other food products According to the REGULATION (EC) No 178/2002, Article 2, ‘feed’ (or ‘feedingstuff’) means any substance or product, including additives, whether processed, partially processed or unprocessed, intended to be used for oral feeding to animals (EC, 2002). Protein Sources for feed (FAO, 2004) Plant Protein Sources: Soybean; Other oil meal crops; Legumes; Quality Protein Maize (QPM); cereals protein; Synthetic amino acids Food industry crop by-products: Fishmeal; Animal By-products, approved for use in the manufacture of animal feed.
2B MP.CI Industrial processes - Chemical Industry
For the purpose of sub-pool, production within the meaning of the categories of activities contained in this section means the production on an industrial scale by chemical or biological processing of substances or groups of substances listed in points 4.1 to 4.6 DIRECTIVE 2010/75/EU, Annex I (EC, 2010). 4.1. Production of organic chemicals, such as: (d) nitrogenous hydrocarbons such as amines, amides, nitrous compounds, nitro compounds or nitrate compounds, nitriles, cyanates, isocyanates; (h) plastic materials (polymers, synthetic fibres and cellulose-based fibres); (i) synthetic rubbers;
Annex 2 – Material and Products in Industry (Processes) page 20
ID Acronym Sub-pool Definition (from EU legislation)
(j) dyes and pigments; (k) Surface-active agents and surfactants. 4.2. Production of inorganic chemicals, such as: Gases, such as ammonia, nitrogen oxide, (b) acids, such as nitric acid, nitrosylsulfuric acid; (c) bases, ammonium hydroxide, (d) salts, such as ammonium chloride, 4.3. Production of nitrogen- based fertilisers (simple or compound fertilisers) 4.4. Production of nitrogen- based plant protection products or of biocides 4.5. Production of nitrogen- based pharmaceutical products including intermediates 4.6. Production of explosives
2C MP.OP Industrial processes - Other producing industry
Sub-pool includes industrial processes which utilize feedstocks and/or products containing nitrogen in various forms.
*) Nr is created in the MP pool, the process thus is considered an Nr source
3 Internal Structure and Description of Sub-Pools In order to adequately reflect the fate of Nr in processing industry, we specify subsections of
different product treatment (see Figure 2). These subsections refer to communality of treatment and
of statistical attribution. They do not follow the categories of IPCC (2006), as these categories extend
much beyond the topic of nitrogen while not adequate to include important natural or synthetic
products containing nitrogen. Instead, we distinguish food and feed related industry, focussing on
biomaterials that need to be processed at a quality level that allows human ingestion, nitrogen-
related chemical industry that fixes nitrogen from the atmosphere and uses it in several kinds of bulk
processes, and other industry that mainly functions as recipient of N-containing products, often
connected with a sink function (destruction of Nr) (Tab.1).
As mentioned before, fuel related emissions are considered N flows from the EF pool and thus are
not covered here.
Annex 2 – Material and Products in Industry (Processes) page 21
Fig. 2: Internal structure of the MP pool
Sub-pool 2A Food and Feed processing (FP)
Food processing converts agricultural produce (staple crops, vegetables, animal carcasses) into
products ready for consumption (meat products, processed food). The chemical form of nitrogen will
remain unaltered, as protein. Still the nitrogen contents will differ between raw material and final
products, e.g. due to changes in the protein structures and loss of water after heat treatment etc.
These changes need to be considered, together with the amounts of input and product, respectively.
Some losses to waste need to be accounted for; also, imports/exports play a major role.
Sub-pool 2B Chemical Industry (CI)
Chemical industry encompasses the production of seven key nitrogen products: ammonia‚ urea‚
nitric acid‚ ammonium nitrate‚ nitrogen solutions‚ ammonium sulfate and ammonium phosphates.
Such nitrogen products had a total worldwide annual commercial value of about $US 50 billion in
1996. The cornerstone of this industry is ammonia (Maxwell, 2004).
Traditionally, conversion of nitrogen compounds has been a key element of chemical industry.
Production of ammonia (Haber-Bosch synthesis from the elements) provides the basis e.g. for urea
fertilizer or the production of nitric acid (for fertilizer production, for explosives, or other chemical
industry) at a subsequent stage. Ammonia and / or nitrates are compounds to produce organic
compounds with use as fibers (polyamids, e.g., Nylon, Perlon) or as dyes. Moldable plastics (e.g.
melamine), foams (e.g. polyurethane) or similar polymers often contain nitrogen compounds. In these
forms, nitrogen typically is locked and does not affect the environment. These compounds thus are
not considered reactive nitrogen; nevertheless the flow of inactive nitrogen is also traced according to
this document. Due to the size of production, a few of the processes are considered of specific
importance.
Ammonia production (source category 2.B.1)
The process of ammonia production is based on the ammonia synthesis reaction (also referred to as
the Haber-Bosch process) of nitrogen (derived from process air) with hydrogen to form anhydrous
liquid ammonia. (European Commission, 2007; Smil, 2001; Haber, 1920)
2 2 33 2N H NH
Annex 2 – Material and Products in Industry (Processes) page 22
The process takes place under high pressure in a closed system and in the the presence of catalyst.
The amount of inflowing nitrogen from atmosphere (ΣNAtmosphere) is equal to the sum of the nitrogen
in the synthesized ammonia (ΣNAmmonia) and emission (ΣNEmission). ΣNEmission ≥ 0.
Atmosphere Ammonia EmissionN N N
Nitric acid production (source category 2.B.2)
Nitric acid production is a large scale process in the chemical industry. The major part, about 80%, of
the nitric acid produced globally is used by the fertilizer industry. Other important consumers of
nitric acid are producers of industrial grade ammonium nitrate, which is used for explosives (Uhde,
2004; Smil, 2001). Nitric acid production typically goes along with nitrogen oxide (NOx) emissions.
The process involves the catalytic oxidation of ammonia by air (oxygen) yielding nitrogen oxide. Then
it is oxidized into nitrogen dioxide (NO2) which is absorbed in water. The reaction of NO2 with water
and oxygen forms nitric acid (HNO3) with a concentration of generally 50–75 wt.% (‘weak acid’). For
the production of highly concentrated nitric acid (98 wt.%), firstly nitrogen dioxide is produced as
described above. Then it is absorbed in highly concentrated acid, distilled, condensed and finally
converted into highly concentrated nitric acid at high pressure by adding a mixture of water and pure
oxygen (http://eippcb.jrc.ec.europa.eu/reference/BREF/lvic_aaf.pdf)
3 2 3 22NH O HNO H O
For nitrogen oxide (NOx) emissions, the relevant process units are absorption tower and tail gas
cleaning units, e.g. selective catalytic or non-catalytic reduction (SCR, SNCR). Small amounts of NOx
are also lost in acid concentrating plants. The NOx emissions (‘nitrous gases’) contain a mixture of
nitric oxide (NO) and nitrogen dioxide (NO2), dinitric oxide (N2O3) and dinitric tetroxide (N2O4).
Emissions of N2O have to be reported separately.
3Ammonia NHO NitrogenOxidesEmissionN N N
Other main chemicals
Here the generic product classes “fertilizers” and “explosives” are subsumed, in order to follow up on
the industrial use of nitrogen compounds. The related polymer products are dealt with under “other
producing industry”.
Sub-pool 2C Other producing industry (OP)
Basic chemical materials as produced in chemical industry (CI) are often used also in other industry.
Nitrogen compounds here are either considered throughput (no change of nitrogen content during
the use/integration of materials) or they are split or used up (e.g. by using explosives, or by applying
nitric acid). Part of the nitrogen may recombine into molecular N2, while parts may be contained in
the end product or released into the environment, e.g. as wastes or atmospheric pollutants
Annex 2 – Material and Products in Industry (Processes) page 23
4 Flows
General description
The main flows to be considered in this pool are listed in Tab. 2. While even product quantities are
not easy to assess (confidentiality issues), estimating nitrogen contents becomes even more difficult
on the product level. Production statistics exist, however, and may serve as a quantification tool
together with professional organizations. As defined in Annex 0, relevant flows originating from
another pool are not considered here; they are covered in that respective pool. As it may be difficult
or impossible to estimate nitrogen content by product categories, it is worthwhile to obtain
information on the material composition of products, or quantify the production of specific materials
and their elemental composition rather than that of the final products.
Table 2: Flows going out of the pool MP
Poolex Poolin Flow Process MP sub-pools involved
MP EF MP AG MPAG Fertilizers,
Feed for farm animals MP.FP; MP.CI
MP FS MPFS Fertilizers
MP.CI
MP WS MPWS Waste MP.FP; MP.CI; MP.OP MP HS MPHS Food and food products.
Fodder for pets. Industrial products (plastics, fibers, …)
MP.FP; MP.CI; MP.OP
MP AT MPAT Emissions of process flue gases (process specific: mainly NH3, NOx, N2O)
MP.CI
MP HY MPHY Hydrosphere MP.FP; MP.CI; MP.OP
Table 3: Flows entering to the pool MP
Poolex Poolin Flow Process MP sub-pool involved
EF MP EFMP N2 in process feed stocks AG MP AGMP Agricultural row materials MP.FP; MP.OP FS MP FSMP Biomass,
forest fruits and mushrooms
MP.FP; MP.CI; MP.OP
WS MP WS MP Waste for recycling MP.FP; MP.CI; MP.OP HS MP HS MP - AT MP ATMP Atmosphere
Molecular nitrogen N2 as the source for ammonia synthesis by the Haber-Bosch method
MP.FP; MP.CI
HY MP HYMP Fish, algae (water abstractions)
MP.FP; MP.CI; MP.OP
Annex 2 – Material and Products in Industry (Processes) page 24
Food and feed production
Processing of agricultural goods into ingestable goods to be used by humans, by lifestock or by pets
frequently is done at an industrial setting
𝑭 = ∑ 𝒑𝑭𝑶𝑶𝑫𝒊 ∗ 𝒄𝑷𝑹𝑶𝑻𝑬𝑰𝑵𝒊 ∗
𝒏
𝒊=𝟏
0.16 4.1
𝑭 = ∑ 𝒑𝑭𝑬𝑬𝑫𝒊 ∗ 𝒄𝑷𝑹𝑶𝑻𝑬𝑰𝑵𝒊 ∗
𝒏
𝒊=𝟏
0.16 4.2
𝑭 = ∑ 𝒑𝑷𝑬𝑻𝑭𝒊 ∗ 𝒄𝑷𝑹𝑶𝑻𝑬𝑰𝑵𝒊 ∗
𝒏
𝒊=𝟏
0.16 4.3
Where:
pFOOD, pFEED, pPETF is the production of food, feed, and pet food, respectively, by category i [t N/year] cPROTEIN = content of protein in food/feed category (as share, dimensionless) FMP.FP-HS = total outflow of N from food/feed production [t N/year]
Chemical Industry
National data collection is usually based on official (international) statistical nomenclatures, such as
the statistical Classification of Products by Activity (CPA 2008), "PRODuction COMmunautaire"
(PRODCOM), Combined Nomenclature (CN) or the Standard International Trade Classification (SITC).
All classifications are linked by their structure or by conversion tables (for further information see:
http://ec.europa.eu/eurostat/web/prodcom/overview).
The use of CPA classification is suggested. From the broad range of product classes, on level 1 only
class “C – Manufactured Products” is relevant for the material flows considered here. Ten main types
of goods containing significant levels of N were identified according to CPA 2008 classes on level 2 (see
Table 3).
Annex 2 – Material and Products in Industry (Processes) page 25
Table 4: European Classification of Products by Activity (CPA 2008) *
CPA 2008 Code Level
CN Chapter
Description (referring to CPA 2008)
C 1 - MANUFACTURED PRODUCTS SUB-POOLS
10 2 01-23
Food products (relevant, but other estimation approach) FP
11 2 Beverages (relevant, but other estimation approach) CI, OP
12 2 24 Tobacco products OP
13 2 50-60 Textiles CI, OP
14 2 61-63, 65 Wearing apparel CI, OP
15 2 41-43, 64 Leather and related products OP
16 2 44-46 Wood, products of wood and cork, except furniture; articles of straw and plaiting materials
OP
17 2 47-49 Paper and paper products OP
18 2 - Printing and recording services (no significant N flow) CI, OP
19 2 27 Coke and refined petroleum products (captured by the pool Fuels and Energy)
CI, OP
20 2 28, 29, 31-38 Chemicals and chemical products CI,
21 2 30 Basic pharmaceutical products and pharmaceutical preparations
CI, OP
22 2 39, 40 Rubber and plastic products CI
23 2 25-26 68-71
Non-metallic mineral products (no significant N flow) CI, OP
24 2 72-83, 93
Basic metals (no significant N flow) OP
25 2 Fabricated metal products, except machinery and equipment (incl. weapons and ammunition)
CI, OP
26 2 85, 90, 91
Computer, electronic and optical products3 CI, OP
27 2 Electrical equipment3 CI, OP
28 2 84 Machinery and equipment n.e.c.3 CI, OP
29 2 86-89
Motor vehicles, trailers and semi-trailers3 CI, OP
30 2 Other transport equipment3 CI, OP
31 2 94 Furniture OP
32 2 92, 95, 96 97-99, 66, 67
Other manufactured goods4 CI, OP
33 2 - Repair and installation services of machinery and equipment (no significant N flow)
CI, OP
*) Classified 2nd levels within Section C, Level 1 Manufactured Products needed for business cycle statistics and equivalent chapters of the Combined Nomenclature (CN) needed for trade statistics. Shaded rows are needed for the N flow estimation. Other rows are not considered relevant.
Bulk production of chemicals
Quantifying nitrogen content of large-tonnage chemical synthesis can take advantage of stoichiometric
factors, while the activity data may be taken from international statistics (for Tier 1, e.g. from fertilizer
manufacturing organizations). For higher Tiers, national or plant level production information is
needed.
3 Note that computers, electronics and machineries contain N, mainly in form of synthetic polymer components. Those materials are considered in Annex 6 – Humans and settlements, section - Flow M1. 4 N-Polymers, e.g. for sporting goods or toys, etc. are included in synthetic polymers for material production (in Annex 6 section - Flow M1).
Annex 2 – Material and Products in Industry (Processes) page 26
Tier 1
𝑭 = ∑ 𝒑𝒓𝒐𝒅𝒄𝒂𝒑 𝑩𝑼𝑳𝑲𝒊 ∗ 𝒄𝒂𝒑𝒖𝒕𝒊𝒍 𝑩𝑼𝑳𝑲𝒊 ∗ 𝒄𝑵𝒊
𝒏
𝒊=𝟏
4.4
Where: prodcap BULK = production capacity of bulk product BULK in installation i [t N/year] caputil BULK = capacity utilization in installation i [share, dimensionless] – default is 0.8 cN = nitrogen content of bulk product BULK in installation i [share, dimensionless] FMP.CI.AMMO = total outflow of N from bulk chemical production [t N/year]
Tier 2
𝑭𝑴𝑷.𝑪𝑰.𝑨𝑴𝑴𝑶 = ∑ 𝒑𝑩𝑼𝑳𝑲𝒊 ∗ 𝒄𝑵𝒊
𝒏
𝒊=𝟏
4.5
Where: pBULK = production of product BULK in installation i [t N/year] cN = nitrogen content of product BULK in installation i [share, dimensionless] FMP.CI.AMMO = total outflow of N from bulk chemical production [t N/year]
Synthetic Polymers for product use
Materials of synthetic polymers are very diffusely distributed in different products and thus are hard
to quantify relating to single products (see Table 13 in Annex 6 – HS – for an overview on different N-
containing synthetic polymers and their application). To get an overview which product groups contain
relevant amounts of N, it would be useful to categorize respective products in general sectors.
However, calculating N-content factors for defined product groups is not realistic. That is the reason
why a top down approach is suggested as the most feasible strategy to account for this flow in a NNB.
For a practical implementation it is proposed to break down the utilization of raw material to individual
nations, or in more detail to different application categories (see see Table 16 in Annex 6 – HS – or CPA
classes listed in Table 3 above).
Nitrogen compounds contained in synthetic polymers will be inaccessible for biological substrates.
Formation of synthetic polymers can thus be considered a sink of Nr. As nitrogen remains fixed (even
if “locked”), flows still should be assessed in order to be able to maintain an understanding of the
further fate of the material.
Definitions
- Polyurethanes (PU): Polyurethanes are a polymer group synthesized of diisocyanates (containing N) and polyoles. These polymers are characterized by high versatile properties depending on their molecular composition. This leads to a broad field of application possibilities, ranging from insulating foams, foams for furniture to corrosion and weather resistant coatings.
- Polyamides (PA): Polyamide is a group of polymer basically synthesized of aliphatic diamines and dicarboxylic acids or by polymerization of ԑ-caprolactam. Common PAs are Nylon (PA66) and Perlon (PA6). Together they account for about 95 % of PA overall production, which is why other kinds of PAs can be neglected. These polymers are mainly used as synthetic textile fibers for clothes, carpets and yarns.
- Melamine/Urea Formaldehyde Resins (MF, MUF, UF): Melamine and urea resins are thermosetting polymers and are very heat resistant, durable and hard, but cannot be recycled.
Annex 2 – Material and Products in Industry (Processes) page 27
These resins are basically synthesized of melamine and formaldehyde (which leads to the commercial abbreviation MF) or urea and formaldehyde (UF) and are used for formed parts in the electronic industry (e.g. socket outlets), as break-proof material for dishes, as adhesives or binder agents in wood-based panels or as coatings and flame retardants.
- Others: Other synthetic polymers that contain reactive N, but are of minor relevance include polyacrylonitrile (PAN), acrylonitrile butadiene styrene (ABS), nitrile butadiene rubber (NBR), Polyimide, or Chitosan (see see Table 13 in Annex 6 – HS).
Tier 1 This approach is based on the total European polymer consumption, to be broken down to the national
population. It is recommended to do this estimation at least for the three polymer groups:
polyurethanes (PU), polyamides (PA), and melamine. Table 5 gives an overview on the estimated
consumption of these polymers in Europe.
𝒄𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊𝑵𝒏𝒂𝒕 = 𝒄𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊𝑵𝑬𝑼𝒄𝒂𝒑𝒊𝒕𝒂 ∗ 𝑷𝒏𝒂𝒕 4.6
𝑭𝑴𝑷.𝑪𝑰.𝑴𝑷.𝑶𝑷 = ∑ 𝒄𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊𝑵𝒏𝒂𝒕
𝒏
𝒊=𝟏
4.7
Where: cPOLYMERi-Nnat = total national annual consumption of N by polymer group [t N/year] cPOLYMERi-N EUcapita = average annual consumption of N by polymer group per million inhabitants for all of Europe (see European population as listed in Table 5) [t/(million capita*year)] Pnat = national population [million capita] FMP.CI.MP.OP = total outflow of N from synthetic polymers for product use [t N/year]
Table 5: Estimated consumption of Polyurethanes (PU), Polyamides (PA), and Melamine in 2010 (PU and Melamine) or 2007 (PA), respectively.
Polyurethanes (PU)
Polyamides (PA)
Melamine/Urea Formaldehyde Resins
(MF, MUF, UF)
Demand worldwide [million t]
14 7 0.676
Demand Europe [million t] 5 3.08 0.384 N Consumption Europe [t N/million inhabitants]
676 499 244
Sources BASF 2012 Plastemart 2007a, b
OCI Nitrogen 2011, IHS chemical sales 2010
European and worldwide demand based on own calculations; assumed number of European inhabitants: 740 million; N content factors as given in Annex 6 (HS), Table 14.
Tier 2
This approach is based on the total national polymer production, if adequate data is available. It is
recommended to do this estimation for all three polymer groups listed above.
𝒑𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊𝑵𝒏𝒂𝒕 = 𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊_𝒏𝒂𝒕 ∗ 𝑵𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊_𝒄𝒐𝒆𝒇𝒇
4.8
𝑭𝑴𝑷.𝑪𝑰.𝑴𝑷.𝑶𝑷 = ∑ 𝒄𝑷𝑶𝑳𝒀𝑴𝑬𝑹𝒊𝑵𝒏𝒂𝒕
𝒏
𝒊=𝟏
4.9
Annex 2 – Material and Products in Industry (Processes) page 28
Where: pPOLYMERi-Nnat = national annual production of N by polymer group i [t N/yr] Polymeri_nat = annual national production of polymer group i [t/yr] NPOLYMER_i coeff = average content of N in polymer group (see Table 14) [m%] FMP.CI.MP.OP = total outflow of N from synthetic polymers production [t N/year]
Ideally, polymer production is estimated in a way to be reconciled with consumption and trade
statistics, i.e. it will be broken down to different areas of utilization, if adequate data is available (e.g.
according to CPA or CN classes, or higher aggregated sectors, as for example listed in Table 17 in Annex
6 – HS). It is recommended to conduct this estimation for all three polymer groups. The detailed
method must be developed depending on the available data sources.
Release of nitrogen compounds from bulk industry to the atmosphere and to
wastewater
Emissions from large industry to the atmosphere is well covered and described in much detail due to
reporting requirements to the UNFCCC and to the UNECE. Detailed instructions are available (IPCC,
2006; EEA, 2013).
Release of nitrogen compounds to water bodies (via wastewater treatment) is well covered in the
waste sector, where statistical information is available.
Other Producing Industry
This sector comprises, specifically, the following sectors, for which flows should provided: “Detergents
and Washing preparations”; “Textiles, Wearing apparel and Leather products”, and “Wood & Paper
and Products thereof”.
For all of these flows, the calculation is based on the national product production – consumption
(relevant for the HS pool) then is assessed as the “apparent consumption”, i.e. imports minus exports
plus sold domestic production. M2 in particular might not be above the boundary of significance and
could be aggregated.
𝑭𝟏 = 𝒑(𝒄𝑺) ∗ 𝑵𝒄𝒐𝒆𝒇𝒇
0. 10
𝑭𝟐 = 𝒄(𝑻&𝑾)𝒄𝒓𝒐𝒑 ∗ 𝑵𝒄𝒐𝒆𝒇𝒇 + (𝒑(𝑻&𝑾)𝒂𝒏𝒊𝒎𝒂𝒍 + 𝒑(𝑳𝑷)) ∗ 𝑵𝒄𝒐𝒆𝒇𝒇
0. 11
𝑭𝟑 = 𝒑(𝑾&𝑃) ∗ 𝑵𝒄𝒐𝒆𝒇𝒇
0. 12
Where: p(cS) = national annual production of cationic surfactants, [t/yr] p(T&W)crop = total national annual production of Textiles and Wearing apparel made of crop fibres [t/yr] p(T&W)animal = total national annual production of Textiles and Wearing apparel made of animal hair/fibres [t/yr] p(LP) = total national annual production of Leather products [t/yr] p(W&P) = total national annual production of wood & paper and products thereof Ncoeff = N content factors referred to in chapter 5 (given in Table 13, 14 and 16 in Annex 6 - HS). F1 MP.OP.HS.MW = total production of N in detergents and washing preparations [t N/year] F2 MP.OP.HS.MW = total production of N in textiles, wearing apparel and leather products [t N/year] F3 MP.OP.HS.MW = total production of N in wood & paper and products thereof [t N/year]
Annex 2 – Material and Products in Industry (Processes) page 29
5 Suggested data sources
N contents
N content factors are given in Table 13, 14 and 16 in Annex 6 (HS). Estimated factors are based on
calculations of the molecular (monomeric) formula of the respective component. Note that synthetic
polymers have high variation in their molecular structure and composition. This applies in particular to
polyurethanes (PU), polyimides, and nitrile butadiene rubbers (NBR). But also natural products like
clothes vary widely in their N contents, especially between animal fibers that consist of high-N protein
and plant fibers from cellulosic material, which contain Nr only in traces. The latter thus is also the case
for wood or paper.
Production data – food and feed Tier 1 may take advantage of interantional statistics like FAOStat data (e.g. http://faostat3.fao.org/browse/FB/CC/E).
For Tier 2, national Agriculture and Nutritional Statistics are needed.
Production data - chemicals and polymers
Frequently, detailed data about polymer and ammonia production is kept in confidence. But there are
a number of alliances and industry associations that provide some information. The estimations
provided in Table 5 have been derived from these sources. It is recommended to check these data
sources for more recent and accurate data.
- Plastics Europe (European trade association): Annual reports, such as “Plastics – the Facts 2012. An analysis of European plastics production, demand and waste data for 2011.” www.plasticseurope.org
- The European Chemical Industry Council www.cefic.org - ISOPA (European trade association for producers of diisocyanates and polyols), specialized on
PUs. www.isopa.org - PCI Nylon (market research consultancy focused on the global nylon and polyamide industry)
www.pcinylon.com - www.plastemart.com - National chemical alliances (e.g. Association of the Austrian Chemical Industry: www.fcio.at,
German chemical industry association VCI: www.vci.de)
Production data - detergents, textiles, wood products
The national consumption can be calculated via the “apparent consumption”, based on official
statistics (import – export + sold domestic production). If possible, consumption data can also be
gathered from published data e.g. of industry associations.
- The following data sources for domestic production amounts can be used: o domestic production of resources for Textiles, Wearing apparel and Leather
products: FAO-Stat Production/Crops (http://faostat3.fao.org/faostat-
gateway/go/to/download/Q/QC/E)
query: “Production Quantity” for “Fibre Crops Primary + (Total)” and “Jute & Jute-like
Fibres + (Total)”
FAO-Stat Production/Livestock Primary
query: “Production Quantity” for “Hair, horse” and ” Hides, buffalo, fresh” and
“Hides, cattle, fresh” and “Silk-worm cocoons, reelable” and “Skins, furs” and “Skins,
goat, fresh” and “Skins, sheep, fresh” and “Skins, sheep, with wool” and “Wool,
greasy”.
Annex 2 – Material and Products in Industry (Processes) page 30
o domestic production of resources for Wood & Paper and Products thereof:
FAO-Stat_Forestry (http://faostat.fao.org/site/630/default.aspx).
query: “Production Quantity” for “Industrial Roundwood + (Total)” and “Chips and
Particles” 5
o domestic production of detergents: National business cycle statistics. Use the
domestic sold production volume of cationic surfactants as a representative flow.
o Industry reports published by national industry associations (e.g. paper and pulp
industry, wood and wood manufacturing industry, chemical industry) often contain
mass flow analyses or information about production amounts, kind of products,
waste generation and more.
6 Uncertainties Data quality and quantity available in the sector “industry” represents a state that can be covered
using semiquantitative uncertainty assessments as outlined in the general annex. Thus it is
recommended to use this method.
In case country experts consider their respective data sources to be of high quality, these experts
may extend to develop a more refined methodology to quantitatively process uncertainties,
following error propagation schemes and stochastic approaches (Monte-Carlo simulation) according
to IPCC (2006).
7 References
EC (2002). Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002
laying down the general principles and requirements of food law, establishing the European Food Safety
Authority and laying down procedures in matters of food safety
EC (2010). DIRECTIVE 2010/75/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24
November 2010 on industrial emissions (integrated pollution prevention and control.
ECSIP, 2016. The competitive position of the European food and drink industry Final report,
(EA0416075ENN.pdf)
EEA (2013). EMEP/EEA air pollutant emission inventory guidebook 2013. Technical guidance to prepare
national emission inventories. Publication Office of the European Union, Luxembourg.
doi:10.2800/92722.
European Commission (2007). Large Volume Inorganic Chemicals – Ammonia, Acids and Fertilisers.Reference
Document on Best Available Techniques for the Manufacture of Large Volume Inorganic Chemicals –
Ammonia, Acids and Fertilisers”. http://eippcb.jrc.ec.europa.eu/reference/BREF/lvic_aaf.pdf;
Eurostat. http://epp.eurostat.ec.europa.eu/portal/page/portal/statistics/metadata/classifications.
FAO (2004). Protein sources for the animal feed industry. (y5019e00.pdf)
Haber F. (1920). The synthesis of ammonia from its elements. Nobel Lecture 1920, available at
www.nobelprize.org/nobel_prizes/chemistry/laureates/1918/haber-lecture.pdf.
5 Values of the FAO-Stat_Forestry are given in m3. Following conversion-factors can be used: Density of industrial roundwood ~0.65 kg/m3 (mean value of 48 wood species with a moisture of 13 m%). Density of chips and particles ~0.20 kg/m3 (0.33 m3 roundwood gives 1 m3 wood chips G30 or fine saw-dust on average (Francescato et al. 2008)).
Annex 2 – Material and Products in Industry (Processes) page 31
IPCC (2006). Guidelines for National Greenhouse Gas Inventories. http://www.ipcc-
nggip.iges.or.jp/public/2006gl/vol3.html
Maxwell G.R. (2004) Synthetic Nitrogen Products. A Practical Guide to the Products and Processes. Kluwer
Academic / Plenum Publishers, New York.
Smil V. (2001) Enriching the earth. MIT Press, Cambridge, Massachusetts.
Sutton, M. A., Howard, C.M, Erisman, J. W., Billen, G., Bleeker, A., Grennfelt, P., van Grinsven, H., Grizzetti,
B. (2011). The European Nitrogen Assessment. Sources, Effects and Policy Perspectives. Cambridge/UK:
Cambridge University Press.
Sutton, M.A., Dragosits, U., Tang, Y.S., Fowler, D. (2000). Ammonia emissions from non-agricultural sources
in the UK. Atmospheric Environment 34, 855-869.
Uhde (2004). Development of Nitric acid production technology. Fertilizer Focus sept/oct 2004, 23-26.
Available at http://www.thyssenkrupp-industrial-
solutions.com/fileadmin/documents/publications/FertilizerFocus_09_04.pdf
UN ECE (2013). Guidance document on national nitrogen budgets. United Nations Economic Commission for
Europe. Executive Body for the Convention on Long-range Transboundary Air Pollution.
ECE/EB.AIR/119. Available at
http://www.unece.org/fileadmin/DAM/env/documents/2013/air/eb/ECE_EB.
8 Document version Version: 08/05/2016
Authors:
Lidiya Moklyachuk
moklyachuk@ukr.net
Wilfried Winiwarter
winiwarter@iiasa.ac.at
Magdalena Pierer
magdalena.pierer@uni-graz.at
Andrea Schröck
andrea.schroeck@uni-graz.at
Reviewer: Markus Geupel (UBA, Dessau)
page 32
Annex 3 – Agriculture
1 Introduction
Purpose of this document
The Agriculture (AG) pool is highly relevant for the NNBs since the biggest N flows of N within the whole
NNBs are nearly always triggered by agriculture, including very big N flows between the AG subpools
of the pools and between the AG pool and the(atmosphere (AS pool and hydrosphere (HY pool).This
annex defines the pool “Agriculture” (AG) and its interaction with other pools in a National Nitrogen
Budgets (NNB) (external structure) and describes its sub-pools and relevant flows (internal structure).
It furthermore provides specific guidance on how to calculate relevant nitrogen flows related to the
AG pool, presenting calculation methods and suggesting possible data sources. This annex also refers
to other comittees concerned with reporting N forms like NH3, NOx and N2O to promote integration of
methods. Furthermore, it points to information that needs to be provided by and coordinated with
other pools.
2 Overview of the agriculture pool
Links between agriculture and other pools
Figure 1 shows how the pool “Agriculture” (pool 3, AG) interacts with other pools in a National Nitrogen
Budget (NNB).
Figure 1: Agriculture pool and links to other pools considered in a National integrated Nitrogen Budget
Agriculture delivers agricultural products for direct consumption by consumers (pool 6, Human and
Settlements, HS) and for export to the Rest of the World (pool RoW). Furthermore it delivers
agricultural products for processing in industry (pool 2, Material and products in industry, MP), to be
Annex 3 – Agriculture page 33
used for secondary food products, feed processing, and as biofuels or non-food products (pool 1,
Energy and Fuels, EF).
Biomass is given to biomass handling systems (as part of pool 5 Waste, WS) and fertilizer is returned
to agriculture in form of compost, sewage sludge, biogas digester etc. Manure management and
manure storage (MM) are considered as a sub-pool of AG (Figure 2) and not included in the biomass
handling systems of the WS pool. Biogas installations are part of the WS pool (biomass management
systems) thus even if they are operated exclusively from agricultural products (manure, maize, etc.)
the flow of the biomass to the digesters and the final products are represented as an exchange
between the AG and the WS pools. Biomass can also come from natural areas (pool 4, Forest and Semi-
natural Vegetation, FS), with the major aim to increase the soil C content, but this includes also
nutrients coming from pool 4 to the agricultural pool.
N losses to the atmosphere (pool 7, AS) and hydrosphere (pool 8, HS) are all flows that disperse to the
environment before the products are sold at the farm. Return from the environmental compartments
is by atmospheric deposition and with irrigation water (hydrosphere). Biological N fixation delivers new
reactive N to the NNB.
Feed and fertilizer come from the industry (pool 2, MP) as compound feed and mineral fertilizer. For
fertilizer and compound feed from imported sources no differentiation is made whether processing
occurs within the (national) boundaries or not. Consequently, imported fertilizer passes conceptually
always through the pool MP. Feed is also imported from the RoW if it is not compound feed. Energy
use in agriculture is significant, but as NNBs follow a territorial-sectoral approach all energy
consumption and fuel use is lumped to the EF pool. One exception is the use of biofuels or manure as
fuel, which might occur under some national circumstances.
Food production in households
No flows from the HS pool to the AG pool exist. Household compost etc. is transferred to the AG pool
via the biomass management systems. A complexity might be household gardens producing fruits and
vegetables for own consumption, or grasslands used as golf courses or for other sports (private gardens
and public green spaces in the HS pool). In some data sets relevant for the AG pool household gardens
and golf courses are not included. On the other hand, food consumption surveys do not distinguish
between commercially and privately produced food and account also for products from household
gardens. The NNB constructors are responsible to use the best available statistical data and to be
aware of potential implications.
Agricultural products for direct consumption or processing in industry
All food products that can be sold directly from farmers to the consumers are flowing directly from AG
to the HS pool: fruits and vegetables including tuber and root vegetables, leguminous, oils, sugar, milk
and dairy products including yoghurt, fresh cheese and cheese, and processed cereals (bread, pasta,
etc.).
Also ingredients of convenience food are assumed to flow directly from the AG to the HS pool as long
as they are not significantly altered. Milk and fruits in yogurt fall under this category, while food
colorants, thickening agent etc. are coming from the industry. The reason for this differentiation is
mainly of pragmatic nature, as possible data sources include national agricultural market balances,
food balance sheets or food consumption surveys. In all cases, no information is readily available on
processing steps, thus as a rule of thumb all identifiable food ingredients which can be linked to
primary agricultural products are represented in an NNB as a direct flow from AG to HS. This avoids
Annex 3 – Agriculture page 34
extensive data requirements and increases transparency in the NNBs, as long as the assumption is
justified that the processing steps do not significantly modify the N content of the products. Releases
of reactive nitrogen flows from fuels consumed in the processing step are estimated in the EF pool.
Non-food agricultural products that flow directly from the AG to the HS pool include: flowers,
Christmas trees, wool, cotton and other fibers, tobacco.
Not considered as flows from the AG to the HS pool are products used in industry such as biofuels,
bio-plastics or other industrial products on a (non woody) biomass basis. Exceptions are secondary
products used as animal feed. Thus, while soy oil flows from AG to HS, soy cakes used as feed (likely in
compound feeds) are passed through the MP pool (from AG or RoW). A further exception is the
material of slaughtered animals which is not included in the carcass: hide, offal, bones, blood, which
are further processed in industry and are thus currently accounted for as ‘industrial waste WS’ in many
NNBs.
Boundaries of the agriculture pool
For the purpose of describing all flows within the agriculture pool and between the agriculture pool
and other pools of a country, the agricultural system of the country is regarded as one ‘farm’ that is
representative for all farm activities and associated nitrogen flows. The boundary of the agriculture
pool is therefore understood as an ‘extended farm gate’ including housing systems, manure storage
systems, dairies, slaughter houses, bakeries, wineries and breweries etc.
Accordingly, the best description of the required flows is given applying the ‘farm budget approach’
(Oenema et al., 2003; Leip et al., 2011a). Internal structure of the agriculture pool
Figure 2 shows the three first-level sub-pools of the AG pool, the animal husbandry (pool 3A, AG.AH),
manure management and manure storage, (pool 3B, AG.MM), and soil management (pool 3C, AG.SM).
Annex 3 – Agriculture page 35
Figure 2: Internal structure of the AG pool
All three sub-pools 3A, 3B and 3C release reactive nitrogen (Nr) to the atmosphere and hydrosphere.
Futher important N flows in or out of the sub-pools include:
(i) Sub-pool “Animal husbandry (AH)”: N Feed intake by animals, N retention in animals, and N
manure excretion in the AH system;
(ii) Sub-pool “Manure management and manure storage system (MM)”: emissions, including flows
between MM on one side and AH and SM systems on the other side, and possible other use of
manure;
(iii) Sub-pool “Soil management system (SM)”: soil inputs by mineral fertilisers, organic fertilizer,
organic wastes, irrigation, seed and plant inputs, biological N fixation and atmospheric deposition
and soil outputs by N uptake by fodder and crop production, N soil emissions (NH3 and other N
compunds) and N leaching/runoff, and the difference between them being soil nitrogen stock
changes.
Livestock receives N in feed from industry and the RoW and deliver livestock products for consumption,
processing (including non-consumed parts, see above) and export. Manure flows are split and enter (i)
the AG.SM pool if livestock is depositing manure directly (on pasture, range and paddock) during
grazing; (ii) the waste biomass management systems (WS.BM to be cross-checked with annex WS) if
it is used for energy generation, for example in biogas plants; all other manure passes the AG.MM sub-
pool for manure management and storage until application on agricultural land (to the AG.SM pool),
unless it is exported to another country (RoW). Agricultural soil management receives mineral fertilizer
Annex 3 – Agriculture page 36
from the industry and organic fertilizers from biomass handling systems and manure management and
storage, as well as with biomass from forests. Reactive N is further supplied in irrigation water and
from wet and dry deposition, as well as through biological N fixation.
3 Methodologies to quantify N flows for agricultural sub-pools In this section we present for each of the three subpools, i.e. animal husbandry (AH), manure
management (MM) and soil management (SM) (sections 4.2 through 4.4):
(i) The overall methodology and existing guidelines
(ii) Suggested disaggregation of the sub-pools,
(iii) Characterization of the sub-pool in terms of parameters that determine N flows in the sub-
pool and
(iv) Calculation of implied unit flows in cases that a flow at the suggested disaggregation level
can be further broken down
Before going into the details of the three sub-pools though, two important issues are addressed in
secion 4.1:
(a) Description of the concept of the basic methodology for constructing an agricultural national
nitrogen budget, making use of already available data. A significant number of flows are
already quantified because of reporting obligations for climate and air pollution conventions,
and the quantification of agri-environmental data by international organizations (UNFCCC,
CLRTAP).
(b) A recipe for finding the proper level of disaggregation for the calculation of flows in order to
maximize accuracy of the budget while minimizing efforts.
Introduction
Existing guidelines and definition of ‘basic’ methodology
Agricltural data are collected by national agencies in response to legislation serving global or regional
environmental agreements:
So-called Annex I-countries need to put in place annual GHG inventories that are submitted
to the UNFCCC and its Kyoto Protocol to reduce national anthropogenic GHG emissions.
National GHG emission inventories are publicly available at the UNFCCC website6 for Annex I
countries and contain both quantitative data (“CRF tables”) and a detailed description of the
methodology (“National Inventory Reports”, NIRs). The emission estimates need to be
quantified in compliance with the IPCC (2006) guidelines which prescribes country-specific or
Tier 2 methodologies for so-called ‘key source categories’. For most countries, activities
such as ‘dairy cattles’ and ‘mineral fertilizer application to soils’ are key source categories
and therefore data of high relevance for NNBs in pool AG should be available at high quality.
Furthermore, this data and reports go through a very strict review process done by sectoral
6 https://unfccc.int/national_reports/annex_i_ghg_inventories/national_inventories_submissions/items/8812.php
Annex 3 – Agriculture page 37
experts appointed from the UNFCCC secretariat; for countries of the European Union,
another in-depth review is carried out in the frame of the ‘EU Effort Sharing Decision’7.
Countries being parties to the UN-ECE Convention on Long-Range Boundary Air Pollution
(CLRTAP) are required to provide annual (gridded) emission inventories for air pollutans, for
which NH3 and NOx are of direct relevance for NNB in pool AG. Emission inventories need to
be prepared based on the EMEP/EEA air pollutant emission inventory guidebook 2013 (EEA,
2013). The methodologies provided in EEA (2013) are partly more detailed than the IPCC
(2006) guidelines and estimate emissions of NH3 and NO and N2O if relevant for the
estimation of NH3 and NO and consider also losses of N2. They thus might be preferred over
the information contained in the GHG emission inventories. However, CRLTAP emission
inventories do not go through a review process and information available does often not
include details on activity data and factors used. Furthermore, agricultural emissions of NH3
and NOX are important precursors for indirect N2O emissions and need to be reported to
UNFCCC as well. Consistency beteen data reported to UNFCCC and UN-ECE CLRTAP is
desirable, but not obligatory.
Estimates of the Gross Nitrogen Budget (GNB) are seen as key agri-environmental indicators
(AEI) and are included in the lists of AEIs regularly reported by OECD8 and Eurostat9.
Eurostat/OECD published a Methodology and Handbook, Nutrient Budgets for EU27, NO,
and CH (Eurostat, 2013). These guidelines give detailed recommendations on the estimation
of all flows relevant for the quantification of the gross N budget (GNB, also called land N
budget). In particular, N flows with a strong link to statistical data sources are discussed in
great detail, while for N emissions reference is made to other guidelines (IPCC, 2006; EEA,
2013).
The Nex-Guidelines for a common methodology for the quantification of Nitrogen excretion
factors for reporting of Agri-Environmental Indicators (Nex-guidelines, Oenema et al., 2014)
can be regarded as supplementary material to the Eurostat (2013) GNB and gives more
specific guidelines on the quantification of country-specific nitrogen excretion factors. These
guidelines are targeted for countries that are member of the Eurostat Committee of
Agricultural Statistics and its Working Group on Agri-environmental Indicators (AEI). Much
emphasis is put on the harmonization of the approach across different reporting obligations
(such as GHG to the UNFCCC and the EC; GNB to OECD and Eurostat, NH3 and NOx to the
UNECE and the EC; but also NNB to the UNECE) and to make best use of the data available at
Eurostat. The Nex-guidelines are strictly compliant with the IPCC (2006) guidelines, but also
give methodological recommendations to ensure the accurate, complete, and transparent
estimation of nitrogen excretion coefficients of livestock categories to calculate nitrogen
excretion at national scale.
We define the specific situation that most of the relevant flows required have already been
estimated and are used for official purposes as the basic approach to construct agricultural NNBs as
defined in Box 1. According to this basic approach, available data shall be used and improved in
cooperation with the relevant groups if necessary. Depending on the significance of the flows, they
will be estimated using a Tier 1, Tier 2, or even Tier 3 approach.
7 DECISION No 406/2009/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 23 April 2009 on the effort of Member States to reduce their greenhouse gas emissions to meet the Community’s greenhouse gas emission reduction commitments up to 2020 8 Data are published at http://stats.oecd.org//Index.aspx?QueryId=48675 9 See http://ec.europa.eu/eurostat/statistics-explained/index.php/Glossary:Gross_nitrogen_balance
Annex 3 – Agriculture page 38
Box 1. Definition of the ‘Basis approach’ that needs to be applied to construct an AG-NNB
The basic approach for constructing an Agriculture Pool (AG) a National Nitrogen Budget requires to
using data already available by national agencies in the frame of reporting to UNFCCC, UN-ECE
CLRTAP, and OECD/Eurostat GNB.
It is the responsibility of the agency performing NNB estimations to obtain the relevant data and
background data. In case of inadequate quality and/or missing data the methodology/data should be
improved in cooperation with the relevant expert groups.
Only for a few remaining flows own estimates need to be calculated using the approaches (Tier 1 or
higher) described in this document (Tier 1 or higher).
Figure 3. Decision tree to define the ‘basic approach’ that needs to be applied to construct an AG-NNB
Determining the correct level of disaggregation
A nitrogen budget should be as comprehensive as possible and capture all nitrogen flows. However, it
will often not be possible to quantify all minor flows separately. On the contrary, very large flows often
aggregate over a number of different sub-flows and should be dis-aggregated in order to increase
accuracy of the quantification. The decision which flows to disaggregate and which could be neglected
is an essential part of the NNB planning phase and should be carried out carefully. Often, Tier 1 default
Annex 3 – Agriculture page 39
data and some basic information on the expected gain or loss in accuracy and comprehensiveness is
required.
Generally, the following criteria need to be considered:
1. What is the absolute magnitude of the flow? It is suggested to use thresholds based on the
population size of the country considered (see also general annex)
2. What is the share of the flow on the total in- or outflows of the two connected pools?
3. What is the expected gain/loss in accuracy/completeness?
According to the general annex, the following thresholds 𝐹𝑚𝑖𝑛, 𝐹𝑚𝑖𝑛, δσ are defined:
N flows contributing more than 𝐹𝑚𝑖𝑛 should be accounted for in every case using default values or to
approximate the flows by using suitable factors of ‘similar’ flows. If flows are below this threshold, they
may be neglected, but it is nevertheless recommended to provide approximation. If more than one
flow connecting two pools are below the threshold, criterion #1 has to be evaluated on the basis of
the sum of all flows rather than on the individual flows.
Large flows should be considered to be split if they are above 𝐹𝑚𝑎𝑥. It is good practice to look for sub-
groups which maximize the difference in the unit flow f [kg N (unit)-1] while minimizing the difference
in the absolute flows. In case the difference of the unit flows of the two sub-groups is larger than 𝛿𝜎
it is recommended to split the flow. In case a flow is split, it is possible to define corresponding sub-
pools, or the resulting groups could be used to quantify the flow F [kg N yr-1] on the basis of a
representative unit flow iuf [kg N unit-1 yr-1] using the unit flows f of the groups. Sub-pool Animal
husbandry (AG.AH)
Overall methodology and existing guidelines
The animal husbandry (AG.AH) pool is structured by animal type. A good characterization of animal
husbandry is at the core of the construction of an AG N budget, as it co-determines largely the flows
in and through the AG.MM pool and the AG.SM pool.
With regard to the AG.AH pool, this document builds entirely on existing guidelines relevant for N
flows in the animal husbandry sector:
IPCC2006 guidelines (IPCC, 2006), Volume 4 (Agriculture, Forestry and Other Land Uses,
AFOLU) – Chapter 10 (Emissions from livestock and manure management) – Section 10.2
(Livestock population and Feed Characterization, pages 8-23). This section of the IPCC (2006)
guidelines explains the methodology for selecting the appropriate level of detail with regard
to animal types to be included and estimated separately, on the estimation of the annual
average populations (AAP, average number of animals present during a year, corrected for
the time between production cycles when the animal house is empty) and other data
required for a Tier 2 livestock characterization (e.g. feed intake, feed composition and
Fmin = 100 t N (106 capita)−1 = 0.1 kg N capita−1 1
Fmax = 1000 t N (106 capita)−1 = 1.0 kg N capita−1 2
δσ = 10% 3
Annex 3 – Agriculture page 40
digestibility, and feeding situation; live weight and average weight gain; percent of females
giving birth in a year and number of offsprings; production of milk, eggs, wool etc. Section
10.5.2 (Choice of emission factors, Annual average nitrogen excretion rates, Nex(T), pages
57-61) gives additional guidance on the estimation of N excretion rates.
The Nex-Guidelines for a common methodology for the quantification of Nitrogen excretion
factors for reporting of Agri-Environmental Indicators (Nex-guidelines, Oenema et al., 2014).
Before constructing the nitrogen budget of the AG.AH pool, decisions according to Figure 4 have to
be made. In many cases, a suitable quantification of N flows in the AG.AH pool exists for the
quantification of the national GNB. In such cases, the NNB practitioner just needs to check on
compliance with the two guidelines mentioned above; in case the data are ok, they can be directly
used, otherwise they need to be improved in cooperation with the GNB expert, taking into
consideration the points outlined below. It is expected, that consistency between GNB and GHG
reporting to UNFCCC is already established. If GNB data do not exist the NNB practitioner needs to go
directly to the national experts for agriculture reporting to UNFCCC and use or improve the data in
cooperation with the UNFCCC expert.
Figure 4: Decision tree to define the methodology for quantifying relevant N flows for the AG.AH pool. Details on the individual flows see below.
Suggested AG.AH disaggregation
In the animal husbandry pool, flows need to estimated at the level of animal types. The reason is both
to increase accuracy and because statistical information are available per animal types.
A list of animal types as used in the UNFCCC reporting format (CRF, Common Reporting Format) is
given in Table 1.
Annex 3 – Agriculture page 41
For countries where aquaculture plays a significant role, fish cultivated in aquaculture must be
included as separate animal type in the AG.AH pool. As a methodology for aquaculture is not given in
either of the above guidelines, additional data sources and statistics have to be consulted.
In a NNB, wild catch is considered as flowing from RoW to HS, game is considered as flowing from the
FS pool to HS.
For the purpose of NNBs, in most countries the following categories are most important: dairy and
non-dairy cattle, swine and poultry. Sheep and goats are important in some countries. Table 2 lists the
animal types required for IPCC reporting together with the recommended acronym to be used for NNB
reporting. The hierarchical level of the animal type is indicated together with the Tier level.
Tier 1 links mainly with the data that can be obtained from the national GHG inventories. Tier 2
requests some additional disaggregation, in particular of swine and poultry. Further disaggregation is
possible for other animal types (equidae, other poultries, fur bearing animals) following the tresholds
in the frame on page 10: Eq. 1-3. However, it might be more meaningful to further break-down of the
cattle or pigs populations. For countries covered by the EU Farm Structure Survey (FSS), Oenema et al.
(2014) recommend an animal categorization starting from the FSS classification which includes
detailed classes for bovine animals, swine, sheep and goats.
Note however that the Tier levels becomes only relevant in case no data from UNFCCC reporting
(basic approach) exist or if this data needs to be improved! In case suitable data are available from
GHG emissions inventories and/or GNB estimates, the only additional flows to quantify are those
for aquaculture AG.AH.FISH.
Annex 3 – Agriculture page 42
Table 1. List of animal types considered in the CRF (Table 3A) for reporting of GHG emissions from animal husbandry according to the IPCC (2006) guidelines. Explanations referring to CH4 emissions are not relevant for NNBs
1. Cattle
Option A:
Dairy cattle(3)
Non-dairy cattle
Option B:
Mature dairy cattle
Other mature cattle
Growing cattle
Option C (country-specific):(4)
Drop-down list
Other (please specify)
2. Sheep
Other (please specify)
3. Swine
Other (please specify)
4. Other livestock(5)
Drop down list
Buffalo
Camels
Deer
Goats
Horses
Mules and asses
Poultry
Other (please specify)
Rabbit
Reindeer
Ostrich
Fur-bearing animals(6)
Other
(1) Parties are encouraged to provide detailed livestock
population data by animal type and region, if available, in
the national inventory report (NIR), and provide in the
documentation box below a reference to the relevant
section. Parties should use the same animal population
statistics to estimate methane (CH4) emissions from
enteric fermentation, CH4 and nitrous oxide (N2O) from
manure management, N2O direct emissions from soil and
N2O emissions associated with manure production, as
well as emissions from the use of manure as fuel, and
sewage-related emissions reported in the waste sector.
(2) Ym refers to the fraction of gross energy in feed
converted to CH4 and should be given in per cent in this
table.
(3) Including data on dairy heifers, if available.
(4) Option C should be used when Parties want to report
a more disaggregate livestock categorization compared
with option A and option B.
(5) If data are available, Parties are encouraged to report
at the disaggregated level available from the pre-defined
drop-down menu. Furthermore, Parties are encouraged
to the extent possible to use the pre-defined category
definitions rather than to create similar categories. This
ensures the highest possible degree of comparability of
the reporting. If detailed data are not available, Parties
should include all emissions from other livestock not
included in subcategories 3.A.1-3.A.3 under other (please
specify).
(6) This could include fox and raccoon and mink and
polecat.
Annex 3 – Agriculture page 43
Table 2. List of animal types and their codes considered in the CRF (Table 3A) for reporting of GHG emissions as proposed to be used for the construction of NNBs. The level indicates the logical structure of the categorization. The Tier indicates the degree of detail required for simple (Tier 1) or more sophisticated (Tier 2 or 3) budgets
Animal type code Level Tier Animal type description
AG.AH.BOVI 1 Bovine animals
AG.AH.CATT 2 Cattle
AG.AH.DAIR 3 1 Dairy cattle
AG.AH.NDAI 3 1 Non-dairy cattle
AG.AH.BUFF 2 1 Buffalo
AG.AH.SRUM 1 Small ruminants (sheep, goats, other small ruminants)
AG.AH.SHEE 2 1 Sheep
AG.AH.GOAT 2 1 Goats
AG.AH.DEER 2 1 Deers
AG.AH.REIND 2 1 Reindeers and other small ruminants not included elsewhere
AG.AH.SWIN 1 1 Swine
AG.AH.SOWS 2 2 Sows
AG.AH.PIGS 2 2 Fattening pigs and other pigs not included in ‘sows’
AG.AH.EQUI 1 1 Animals of the genus equidae (horses, donkeys, mules, zebra, …)
AG.AH.HORS 2 3 Horses
AG.AH.DONK 2 3 Mules and asses incl. other animals of the genus equidae
AG.AH.POUL 1 1 Poultry
AG.AH.HENS 2 2 Laying hens
AG.AH.POUF 2 2 Broilers
AG.AH.OPOU 2 2 Other poultry (poultry not considered elsewhere)
AG.AH.OSTR 3 3 Ostriches
AG.AH.TURK 3 3 Turkeys
AG.AH.FISH 1 1 Fish
AG.AH.OANI 1 1 Other animals (animals not considered in any of the other reported animal types)
AG.AH.CAME 1 2 Camelidae (incl. camels, alpaca, and other animals of the camelidae family)
AG.AH.FURS 1 2 Fur-bearing animals
AG.AH.RABB 2 3 Rabbits
AG.AH.FURS 2 3 Other fur-bearing animals
AG.AH characterization
Parameters that characterize or determine N flows in the AG.AH pool are:
Animal numbers per animal category [places yr-1]
Feed intake [kg dry biomass place-1 yr-1 ],
N contents of feed [kg N (kg dry biomass)-1],
Animal production [kg product or live weight yr-1]
N contents of the animal products [kg N kg-1]. For each of the animal types the Average Annual Population (AAP) needs to be determined. The AAP represents the average population of a livestock type present during a year, this includes fall-out (animals which die before coming to production age). Details are described in (Eurostat, 2013, section 3.6.1 page 35) and (IPCC, 2006, Volume 4, section 10.2.2, page 10.8) as follows:
Annex 3 – Agriculture page 44
For livestock types without seasonal variations in the population and empty stable places (e.g. dairy cows) AAP can be considered equal to the population counted at any specific day.
For livestock types with seasonal variations (e.g. sheep, goats) or occurrence of periods that the barn is empty stables the population counted on a specific day or data on animal places need to be corrected for these factors to represent AAP present in a year.
For livestock types involving multiple production cycles within a year (e.g. broilers), AAP can be derived from the Number of Animals Produced Annually (NAPA) based on slaughter or production statistics corrected for non-sold or non-slaughtered animals (animals dying before production age has been achieved) divided by number of cycles (Eqn 4) (IPCC, 2006, Volume 4, Chapter 10, Equation 10.1). AAP of livestock types involving multiple production cycles can also be derived from number of animal places corrected for average amount of days the animal house is empty during a year.
where AAP: Average Annual Population (or herd-size) [places yr-1] 𝑑𝑎𝑙𝑖𝑣𝑒: Average days an animal is alive [days head-1] 365: Number of days per year [days yr-1] NAPA: Number of Animals Produced per year [heads place-1]
Flows to be estimated for each animal type consist of N in feed intake for major feedstuff categories,
N retention in living animals and in animal products (meat, milk, eggs, wool, etc.), and manure
excretion. Consistency between these flows must be ensured on the basis of an animal N budget
approach (Oenema et al., 2014) thus following the Tier 2 approach of the IPCC 2006 guidelines.
Generally, no flows occur between animal types, with the exception of fed milk (dairy cows calves
sub-pools).
Each of the animal types for which an animal budget is quantified is in the following referred to as
AG.AH.ANIM. All relevant flows F [kg N yr-1] of the AG.AH pool must be quantified as unit flows f [kg N
place-1 yr-1] for each ANIM category considered. Further guidance on data collection strategy is given
in (Oenema et al., 2014, section 2.3 and 2.4, page 30ff)
For the construction of NNBs we recommend to first collect data at detail level 1 (see Table 1), and
select those animal categories for which a higher level of detail is recommended for data collection
using the thresholds of 50 kg N (𝐹𝑚𝑖𝑛) excretion ha-1 and 200 kg N excretion ha-1 (𝐹𝑚𝑎𝑥), whereby the
total N excretion is quantified in relation to the agricultural area. In case this screening suggests for a
certain animal type that a higer level of detail is recommended, it is also possible to think of a
disaggregation of the animal type (see section in the implied unit flow below) to reduce the burden
on data collection. With this approach, investment for data collections at high level of detail can be
concentrated and restricted to ‘hotspots’.
Flows to be quantified for the AG.AH sub-pool are listed in Table 3.
𝑨𝑨𝑷 =𝒅𝒂𝒍𝒊𝒗𝒆
𝟑𝟔𝟓⋅ 𝑵𝑨𝑷𝑨 4
Annex 3 – Agriculture page 45
Table 3. Flows in the Animal husbandry N-budget, indicating the Tier level. With regard to animal types (ANIM), a disaggregation of the flows according to Table 2 is recommended.
Pool ex Pool in Matrix Flow code Tier Description/note
RW AG.AH.ANIM FEED RW-AG.AH.ANIM-FEED
1 Imported feed: Total feed imported for animal type ANIM. If details are known, the following feed groups that are potentially imported are proposed (Tier 2): FEED=FPRO+FENE+FCER+FOTH. Note that if some but not all individual feedstuffs are known, the ‘other’ can be grouped into FOTH.
RW AG.AH.ANIM FPRO RW-AG.AH.ANIM-FPRO
2 Imports of soy or other (oil seed) cakes or other protein-rich feedstuff
RW AG.AH.ANIM FENE RW-AG.AH.ANIM-FENE
2 Imports of energy-rich feedstuff, e.g. starch etc
RW AG.AH.ANIM CROP RW-AG.AH.ANIM-CROP
2 Imports of food crops (e.g. cereals) used as feed
RW AG.AH.ANIM FOTH RW-AG.AH.ANIM-FOTH
2 Imports of other feeds
MP AG.AH.ANIM FEED MP-AG.AH. ANIM-FEED
1 Domestic compound feed: Total protein-rich (FPRO) and energy-rich (FENE) compound feed from domestic production; FEEDcompound = FPRO + FENE
MP AG.AH.ANIM FPRO MP-AG.AH.ANIM-FPRO
2 Soy or other (oil seed) cakes or other protein-rich feedstuff from domestic production
MP AG.AH.ANIM FENE MP-AG.AH.ANIM-FENE
2 Energy-rich feedstuff, e.g. starch etc. from domestic production
AG.SM AG.AH.ANIM FEED AG.SM-AG.AH. ANIM-FEED
1 Domestic non-compound feed: Total domestic feed fed to animal type ANIM excluding protein-rich and energy-rich compound feed. If details are known, the following feed groups are proposed: FEEDdirect=CROP+FNMK+FOFA+ FGRA+FMILK+FOTH. FEED=FEEDcompound + FEEDdirect Note that if some but not all individual feedstuffs are known, the ‘other’ can be grouped into FOTH.
AG.SM AG.AH.ANIM CROP AG.SM-AG.AH.ANIM-CROP
2 Food crops (e.g. cereals) from domestic production used as feed
AG.SM AG.AH.ANIM FNMK AG.SM-AG.AH. ANIM-FNMK
2 Non-marketable fodder used as feed. This includes straw (FSTR), fodder maize (FMAI) and fodder roots (FROO). It does not include (permanent or temporal) grass or other fodder on arable land such as legume (grasses).
AG.SM AG.AH.ANIM FSTR AG.SM-AG.AH. ANIM-FSTR
3 Straw used as feed. Note that straw used as bedding material is not included here!
AG.SM AG.AH.ANIM FMAI AG.SM-AG.AH. ANIM-FMAI
3 Fodder maize used as feed
AG.SM AG.AH.ANIM FROO AG.SM-AG.AH. ANIM-FROO
3 Fodder beet and other fodder root crops used as feed
AG.SM AG.AH.ANIM FOFA AG.SM-AG.AH. ANIM-FOFA
2 Other fodder on arable land used as feed (such as temporal grassland, legumes, …)
AG.SM AG.AH.ANIM FGRA AG.SM-AG.AH. ANIM-FGRA
2 Gras intake as hay, silage or during grazing from permanent grassland
AG.SM AG.AH.ANIM FGRAG AG.SM-AG.AH. ANIM-FGRAG
3 Gras intake during grazing> Note that this included grazing on both permanent and temporary grassland (FOFAG). It is important to subtract N intake through grazing from the total N intake of the respective flows of non-marketable fodder (FNMK).
AG.AH AG.AH.ANIM FMILK AG.AH-AG.AH. ANIM-FMILK
2 Milk or milk products used as feed
AG.AH AG.AH.ANIM FCOM AG.AH-AG.AH.ANIM-FCOM
3 Cow milk used as feed (e.g. suckler cows)
AG.AH AG.AH.ANIM FSGM AG.AH-AG.AH. ANIM-FSGM
3 Sheep and Goats milk as as feed
AG.AH AG.AH.ANIM FMILP AG.AH-AG.AH. ANIM-FMILP
3 Milk products used as feed
AG.SM AG.AH.ANIM FOTH AG.SM-AG.AH. 2 Other feed stuff from domestic production
Annex 3 – Agriculture page 46
Pool ex Pool in Matrix Flow code Tier Description/note ANIM-FOTH
AG.AH.ANIM HS MILK AG.AH.ANIM-HS-MILK
1 Total milk production excl. milk used as feed
AG.AH.ANIM HS COMI AG.AH.ANIM-HS-COMI
2 Total cow milk production
AG.AH.ANIM HS SGMI AG.AH.ANIM-HS-SGMI
2 Total sheep and goat milk production
AG.AH.ANIM HS MILKS AG.AH.ANIM-HS-MILKS
2 Total secondary milk products (yoghurt, creme, cheese, …). It is important to not double count milk equivalents in fresh milk and milk products!
AG.AH.ANIM HS MEAT AG.AH.ANIM-HS-MEAT
1 Total meat production (carcass)
AG.AH.ANIM HS BEEF AG.AH.ANIM-HS-BEEF
2 Total beef production (carcass)
AG.AH.ANIM HS PORK AG.AH.ANIM-HS-PORK
2 Total pork production (carcass)
AG.AH.ANIM HS POUM AG.AH.ANIM-HS-POUM
2 Total poultry meat production (carcass)
AG.AH.ANIM HS SGMT AG.AH.ANIM-HS-SGMT
2 Total meat production from small ruminants (carcass)
AG.AH.ANIM HS OMEAT AG.AH.ANIM-HS-OMEAT
2 Total meat production not considered elsewhere (e.g. horse meat)
AG.AH.ANIM HS WOOL AG.AH.ANIM-HS-WOOL
1 Total wool production
AG.AH.ANIM HS EGGS AG.AH.ANIM-HS-EGGS
1 Total eggs production
AG.AH.ANIM WS NMEAT AG.AH.ANIM-WS-NMEAT
1 Total non-meat animal retention (live weight minus (carcass and wool)). Non-meat can be disaggregated by meat category (cattle: NBEEF, swine: NPORK, poultry: NPOUM, small ruminants: NSGMT).
AG.AH.ANIM WS CAT3 AG.AH.ANIM-WS-CAT3
2 Category 3 animal by-products according to regulation EC(2009)1069. This includes carcass and part of slaughtered animals that are fit for human consumption but not intended for human consumption for commercial reasons and other animal parts not showing any signs of disease communicable to humans or animals used for industrial processing. This includes the use for the leather industry (skin and hide), production of pet food, or other industrial uses.
AG.AH.ANIM HS LEAT AG.AH.ANIM-HS-LEAT
3 Category 3 animal by-products used in the leather industry
AG.AH.ANIM HS PETF AG.AH.ANIM-HS-PETF
3 Category 3 animal by-products used as pet food
AG.AH.ANIM WS OCAT3 AG.AH.ANIM-WS-OCAT3
3 Other cateogory 3 animal by-products not considererd elsewhere
AG.AH.ANIM HS WAST AG.AH.ANIM-HS-WAST
2 Category 1 and category 2 animal by-products according to regulation EC(2009)1069. This includes animals with signs of diseases, containing environmental contaminants, or otherwise animal by-products declared unfit for human consumption. Manure (category 2 animal by-product) is not included here. In case Category 1 & 2 animal by-products used for energy generation or as fertilizer are not quantified separately they are included here.
AG.AH.ANIM EF ENER AG.AH.ANIM-EF-ENER
2 Category 1 and 2 animal by-products used for energy generation
AG.AH.ANIM AG.SM FERT AG.AH.ANIM-AG.SM-FERT
2 Category 1 and 2 animal by-products used as fertilizer
AG.AH.ANIM RW ANIM AG.AH.ANIM-RW-ANIM
1 Export of live animal
RW AG.AH.ANIM ANIM RW-AG.AH.ANIM-ANIM
1 Import of live animal
AG.AH.ANIM AG.MM NEXC AG.AH.ANIM-AG.MM-NEXC
1 Manure excretion
Annex 3 – Agriculture page 47
Quantification of flows in the AG.AH sub-pool
3.1.6.1 Animal Feed intake of nitrogen
3.1.6.1.1 Introduction
There are two approaches for estimating feed intake, i.e., (i) quantifying the intake of offered feed,
and (ii) calculating the feed requirements on the basis of animal productivity and literature data.
Both approaches should yield similar results and they may be used both for giving insight into the
relative accuracy of the estimated feed intake (Oenema et al 2014).
For key source categories, IPCC (2006) requires an enhanced characterization of livestock sub-
categories, regarding (i) definition of livestock sub-categories (see above); (ii) livestock population by
sub-category; (iii) feed intake estimates for the typical animal in each sub-category. Average daily
feed intake is expressed in energy consumed (MJ day-1 place-1 or kg dry matter day-1. Detailled
guidance is given in Section 10.2.2 of IPCC (2006, Volume 4, Chapter 10, pages 10.8ff). IPCC indicates
that it is good practice to collect data to describe the animal’s typical diet and performance in each
sub-category. Equations are presented to calculate the Net Energy Requirement, and on this basis
the Gross Energy Requirement using feed characteristics to estimate average feed digestibility. Total
N-intake rates can be calculated using the crude protein content of the feed (IPCC 2006, Volume 4,
Chapter 10, Section 10.5.2, pages 10.57ff).
For the purpose of NNBs not only the total N intake by animal sub-category is important, but also the
origin of the feed in order to quantify the connection with various other pools:
- RW-AG.AH.ANIM-FEED: import of feed from the RoW.
- MP-AG.AH.ANIM-FPRO and MP-AG.AH.ANIM-FENE: flow of N in feed from the MP pool
- AG.SM-AG.AH.ANIM-CROP and AG.SM-AG.AH.ANIM-FNMK: flow of N in feed from the
AG.SM pool
- AG.AH-AG.AH.ANIM-FMILK: Milk or milk products used as feed
The distinction between protein-rich and energy-rich compound feeds is recommended because of
their very different characteristics and role in animals feed rations.
The distinction between marketable (CROP) and non-marketable (FNMK) feeds is recommended
because they are very different with regard to data sources and data quality.
3.1.6.1.2 Approaches
Stock Taking:
Check with national experts responsible for agricultural GHG inventories and the GNB on the
availability for national reports on the availability of Tier 2 characterizations of animal sub-
categories including the quantification of feed intake by feed category
If not yet available convert feed intake into a N flow using N content data, such as available
at Feedipedia http://www.feedipedia.org/ or from literature (e.g., Lassaletta et al., 2014)
If not yet available, estimate the share of the feed intake from domestic production and
import from the RoW, for example using the FAO food sheet balance data (see
http://www.fao.org/docrep/003/x9892e/x9892e02.htm for background and
http://faostat3.fao.org/download/FB/FBS/E for data)
Annex 3 – Agriculture page 48
The main challenge is the split between domestic production and imports of feed. For some feed
products information might be available (such as for compound feed from the feed industry) and
some other feed products are not traded (non-marketable feed) and are to 100% from domestic
productions. For all other feed products, it is recommended to use trade balances (such as the FAO
Food Balance Sheets):
where: ANIM: Animal category for which the flow is calculated. Here for AG.AH.ANIM FEED: Feed category 𝐹𝐹𝐸𝐸𝐷,𝑥 Flow of total product imported (x=import) or domestically produced (x=production)
𝐹𝑦−𝐴𝑁𝐼𝑀−𝐹𝐸𝐸𝐷 Flow of feed from imports (y=RW) or from domestic production (y=AG.SM)
Tier 1:
Tier 1 method shall be applied for those animal sub-categories (see animal categorization, Tier 1 in
Table 2) where no data is available from existing reporting and total N excretion from this animal
sub-category is less than 10% of total N excretion in the country’s agriculture (according to Table
3.B(b) from the national GHG inventory, CRF tables on the basis of IPCC(2006)).
where: ANIM: Animal category for which the unit flow is calculated. 𝑓𝐹𝐸𝐸𝐷𝑇,𝐴𝑁𝐼𝑀 Total feed intake per animal place and year
𝑓𝑁𝐸𝑋𝐶,𝐴𝑁𝐼𝑀 Total nitrogen excretion per animal place and year, from CRF Table 3B(b) of the national GHG inventory
𝑓𝐿𝐼𝑉𝐸𝑊,𝐴𝑁𝐼𝑀 Total N retention in the animal body mass per animal place and year. Data can be obtained from
slaughtering statistics or from scientific literature 𝑓𝑃𝑅𝑂𝐷,𝐴𝑁𝐼𝑀 Total N retention in animal products produced during the animal’s life time (e.g. milk, eggs, wool). Data can
be obtained from agricultural production statistics All values in kg N place-1 yr-1
The distribution of the total animal feed intake over the different feed products shall be done in two
steps: first, check available data, e.g. from the feed industry, the share of grazing for the respective
animal sub-category, or information on good feeding practices; second, distribute the total available
marketable and non-marketable feed (which has not yet been assigned to any animal sub-cagegory
on the basis of the Stock-Taking or Tier 2 methodology) proportionally over the animal sub-
categories according to the un-accounted for total feed intake (thus, the part of the total feed intake
for which no independent data on specific feed consumption is available).
For each feed product, the share of domestically produced and imported feed is calculated as
indicated above.
FRW−ANIM−FEED =FFEED,import
FFEED,production + FFEED,import⋅ (FRW−ANIM−FEED + FAG.SM−ANIM−FEED)
5
fFEEDT,ANIM = fNEXC,ANIM + fLIVEW,ANIM + fPROD,ANIM 6
Annex 3 – Agriculture page 49
Tier 2:
If feed intake (and N excretion) amounts to more of 10% of the total AG.AH.ANIM-AG.MM-NEXC flow
and no data are available from national GHG or GNB reporting, it is likely that national statistical
information is insufficient to apply IPCC (2006) Tier 2 methodology. In this case it is recommended to
cooperate with the GHG, NH3 and GNB teams to collect required data and develop a common
methodology to quantify the animal N-budget of the animal sub-category.
The Tier 1 method can be applied if N excretion is above the threshold until more detailed data is
available, but efforts towards a Tier 2 method should be demonstrated.
3.1.6.1.3 Data sources
FAO food balance sheets http://faostat3.fao.org/download/FB/FBS/E for data
Feed requirement models (e.g. IPCC), based on animal performance
Models such as CAPRI (combining FBS with feed requirement models) (Leip et al., 2011a,
2014)
Feeding standards
Combination of above to constrain the estimates; for major animal pools it is good practice
to combine the use of ‘top-down’ (statistical) with ‘bottom-up’ (feeding standards) method
to constrain the feed intake estimates
Feed chacateristics incl. protein content, digestibility etc. is available from Feedipedia:
http://www.feedipedia.org/ .
Literature compilations on N contents (e.g., Lassaletta et al., 2014)
Feed companies (providers of concentrated feeds) have data on compound feed use (by
animal category), production, imports etc. (e.g. http://www.fefac.eu/ )
More information might be available through routine laboratory analyses for crop and feed
on farmers’ request, extension services, which may implement sampling programmes, and
research institutes, that execute feed trials.
3.1.6.1.4 Uncertainties
Animal population data are usually available with high accuracy (uncertainty level 1)
For animal sub-category with multiple cycles per year or with significant fluctuation or a high
share of deaths (e.g. diseases, epidemic outbreaks, …) accuracy decreases (uncertainty level
2).
The share of grass in the animals ration is uncertain (uncertainty level 3). The share of
manure on grazing land is often based on expert data as surveys have not collected data in
sufficient quality and temporal resolution. Grassland yield and N-content (share of legume
grasses) is adding further to the uncertainty.
Trade and food balance sheets are available at a good accuracy. However, the dependence of
the share of imports on the use of the product is unknown (i.e. preference of imported crop
for food consumption over domestic production or vice versa) and is likely to vary between
countries and product (uncertainty level 2).
Quality of feeding data varies between country, farm size, animal type etc. While in some
countries feeding standards are available (e.g. Denmark), or for certain animal categories and
farm sizes (large pig farms) best feeding practices are defined (see e.g. Best Available
Techniques Reference Document (BREF) for Intensive Rearing of Poultry and Pigs,
http://eippcb.jrc.ec.europa.eu/reference/irpp.html), for other countries or some farm types
Annex 3 – Agriculture page 50
and/or animal sub-categories data on feeding practices is scarce. Food Balance Sheets give
total use of feed, but do not differentiate by animal type (they can be used to constrain total
feed use in the country). Data on compound feed use should be available from the feed
industry at good quality.
Data on feed N-content and other relevant parameters is available in international data
bases and are of a good quality. There might be differences between countries though and
the collection of national data could increase accuracy.
3.1.6.1.5 Specific guidance for aquaculture
Specific attention needs to be given to feed intake from aquaculture as this is not included in national
reporting of GHG or air pollutant inventories and also not included in the Eurostat/OECD GNB
calculations.
3.1.6.2 Nitrogen retention in animals
3.1.6.2.1 Introduction
Nitrogen retention in animals comprises retention in livestock products that (a) are extracted from
the system as products (milk, eggs, wool, etc.) or (b) retention in animal biomass until death by
slaughtering (delivering carcass and non-carcass products) or by other causes (generally being
wasted).
Special attention needs the ‘production’ of offspring: they can either be regarded as a ‘product’ from
the mother-individuum but care has then to be taken to subtract the N in the ‘child’ biomass at the
end of its life to avoid double-counting. Alternative option is to regard feed intake required for
pregnancy by the ‘mother’ individuum.
There are two possibilities to estimate nitrogen retention:
(i) Using available statistical information, such as milk and eggs production statistics and
slaughtering data. Care has to be taken to avoid any bias from animals that are not
included in slaughtering statistics because of death (animals classified as category 1 and
2) or animals slaughtered on-farm or otherwise not registered in national statistics. It is
therefore good practice to cross-check statistical information with production-based
estimates of N retention (method ii)
(ii) Using production-based estimation methods, such as given in IPCC (2006, Volume 4,
Chapter 10, Equation 10.33, page 10.60 for cattle). The production-based methodology
uses milk yield, daily weight gain and net energy required for growth to estimate N
retention in milk and body tissue.
3.1.6.2.2 Approaches
Basic approach:
Data on nitrogen retention in animals are not necessarily collected for reporting of GHGs, GNBs or
NH3 emissions. Nevertheless, information on available data might be obtained from the respective
experts.
Annex 3 – Agriculture page 51
Tier 1:
Production of milk, eggs and meat are generally available from national statistical offices. Generally,
also the protein content of milk is recorded. For example, Eurostat provides a data base
(apro_mk_fatprot) of milk and fat content of collected cow milk by country. If possible data on wool
production should be collected as well. Wool is a protein fibre and contains about 25% protein
(keratin).
Where data on N retention is not available from statistical sources and no N retention data can be
obtained via the “Stock Taking” methodology, IPCC default data on N retention by livestock sub-
category can be used: IPCC (2006, Volume 4, Chapter 10, Table 10.20, page 10.60) lists default values
for the fraction of N in feed intake of livestock that is retained by the different livestock
species/categories (kg N retained animal-1 yr-1)/(kg N intake animal-1 yr-1).
Data on N retention should be cross-checked with data on N in feed intake and N excretion, as the
sum of total N retention and N excretion for each animal (sub) pool must give total N feed intake.
Tier 2:
N retention should be constrained by collecting available information on livestock production and by
cross-checking the data with productivity-based estimation methods as proposed by IPCC(2006).
3.1.6.2.3 Data sources
FAO food balance sheets for animal products
Production statistics and protein content (e.g. Eurostat)
Models such as CAPRI (Leip et al., 2011a, 2014)
Livestock production associations (e.g. European Livestock and Meat Trades Union,
http://www.uecbv.eu/en/index.php or the meat processing industry http://www.clitravi.eu/)
Literature compilations on N contents (e.g., Lassaletta et al., 2014). Production data and their
relation to N excretion and N retention for European conditions is provided by Oenema et al.
(2014)
3.1.6.2.4 Uncertainties
Milk and egg production data are usually available with high accuracy (uncertainty level 1).
Data on wool production is usually less available and recourse to literature data might be
required (Uncertainty level 2)
Slaughter statistics are usually of high quality (Level 1), but for livestock sub-categories with
significant fluctuation or a high share of deaths (e.g. diseases, epidemic outbreaks, …)
accuracy decreases and might drop to uncertainty level 2.
Data on livestock products N content are of good quality (uncertainty level 1) for food
products (milk, meat) but attention should be taken for individual sub-flows (e.g. bones,
hides, other category 3 by-products etc.).
3.1.6.3 Animal excretion of nitrogen
3.1.6.3.1 Introduction
Excretion factors of N in manure are central for many reporting obligations: N2O emission from
manure management and of N2O emissions from agricultural soils upon application of manure or
Annex 3 – Agriculture page 52
deposition by grazing animals. Manure is also the main cause of NH3 emissions. Finally, Manure
excretion of 7.8 Gg N yr-1 was almost at the same level as the application of mineral fertilizer at 9.7
Gg N yr-1 for EU28 in 2012 (EEA, 2014).
Methodologies to assess N production or excretion in manure, called guidelines on practical
implementation, possible data sources and coherence with UNFCCC/UNECE guidelines are given on
the pages 35-41 of the Eurostat GNB handbook (Eurostat, 2013) and the Guidelines for a common
methodology to estimate nitrogen and phosphorus excretion coefficients per animal category in EU-
28 (Oenema et al., 2014).
Manure excretion can be estimated with two methodologies:
(i) Based on representative measurements of manure volumes and manure N contents for
representative samples of livestock sub-categories or typical N-excretion rates obtained
from guidelines or literature
(ii) Based on an animal-N budget; N excretion is calculated as the difference between total N
intake with feed and N retention in livestock products and in animal biomass at death.
Note that the choice of the method used for feed intake, N retention and N excretion is not
independent.
3.1.6.3.2 Approaches
Basic approach:
Total N excretion (by manure management systems) is reported in Table 3.B(b) of the CRF for
submission of national GHG inventories to the UNFCCC (see Table 4). This data should be calculated
according good practice thus based on Tier 2 methodology for key source categories.
For livestock sub-categories representing at least 10% of total national N excretion the compliance
with IPCC Tier 2 methodology should be checked and – if this is not the case – cooperation with
relevant national experts to improve the national data availability and methodology to estimate N
excretion should be initiated.
For livestock sub-categories which are regarded as significant (see Section 0) and for which no N-
excretion data have been reported, Tier 1 methods should be used but the issue should be discussed
also with the relevant national experts to improve other reporting obligation as well.
Annex 3 – Agriculture page 53
Table 4. Template for reporting of N2O emissions from manure management systems (according to IPCC 2006 reporting guidelines). The table indicates the livestock categorization required (and options to select from). Obligatory information to be provided include population size, N excretion rate, typical animal mass, and N excretion pre manure management systems including pasture range and paddock. The figure cuts off data to be reporting on direct implied emissions factor for N2O per livestock category, as well as volatilization of NH3 and NOx, and N lost through leaching and run-off and associated indirect emissions (factors) of N2O.
Livestock numbers and excretion coeffients [kg head-1 yr-1] and annual excretion [t N yr-1] are also
reported in Tables 2.1. – 2.3 of the GNB reporting file10.
Tier 1:
Default N excretion values for important livestock sub-categories are given in IPCC (2006, Volume 4,
Chapter 10, Table 10.19, page 10.59) in kg N (1000 kg animal mass)-1 day-1.
Oenema et al. (2014) provide N excretion data for cattle and pigs as a function of animal productivity
(milk yield and/or growth rate) and feed protein content (Table 22, page 78 for dairy cattle, Table 27,
page 83 for suckler cows, Tables 23-26 for other cattle, pages 81-83).
Tier 2:
If N excretion amounts to more of 10% of total N excretion in agriculture, and no data is available
from national GHG or GNB reporting, it is likely that national statistical information is insufficient to
10 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 54
apply IPCC (2006) Tier 2 methodology. In this case it is recommended to cooperation with the GHG,
NH3 and GNB teams to collect required data and develop a common methodology to quantify the
animal N-budget of the animal sub-category.
3.1.6.3.3 Data sources
National GHG inventory reports, reports on GNB, reports on the Nitrate directive
Scientific literature
3.1.6.3.4 Uncertainties
Default N excretion factors are relatively uncertain. IPCC (2006, page 10.59) indicates an
uncertainty of about +/-50% for the values given. N excretion determined on the basis of the
animal budget depends on the uncertainty of feed intake and animal retention, but is
commonly more reliable (Level 1 or Level 2)
AG.AH animal categorization
The animal categorization chosen are based on animal species, age (or weight) and sex, but not on
the basis of the type of production system. The type of production system may have a significant
effect on the relevant flows of the AG.AH pool. Therefore, a further disaggregation of the flows
needs to be considered when more than one type of production systems co-exist within a region
and/or country and if these different production systems differ significantly for important flows.
In such cases, representative unit flows are calculated on the basis of the further break-down of the
national animal population into animal type sub-categories (ANIMs). In accordance to IPCC
terminology, these are referred to as implied unit flows (iuf):
where ANIM: Animal category for which the implied unit flow is calculated ANIMs: Sub-category of the animal category ANIM AAP: Average Annual Population (or herd-size) [places yr-1]. The total animal places over all animal sub-categories
must be representative for the whole population of the animal category: ∑ {𝑨𝑨𝑷𝑨𝑵𝑰𝑴𝒔}𝑨𝑵𝑰𝑴𝒔 ≥ 𝟎. 𝟗𝟓 ⋅𝐴𝐴𝑃𝐴𝑁𝐼𝑀
𝑖𝑢𝑓𝐴𝑁𝐼𝑀: Implied unit flow for animal category ANIM [kg N place-1 yr-1] 𝑓𝐴𝑁𝐼𝑀𝑠: Unit flow of the animal sub-category ANIMs [kg N place-1 yr-1]
Guidance on the selection of the appropriate categorization of animals is given by Oenema et al. (see
Oenema et al., 2014, section 3.3, page 52):
The type of production systems depends on many factors, including the geographical situation,
climate, culture and market demands. Production systems may be defined on the basis of:
Animal breeds (small vs large breeds, low vs high productive animals),
Production level (e.g., milk production per cow per year, number of piglets per sow per
year)
Marketed animal products (small vs large final weight, young vs old animals)
Feed rations (e.g., low vs high protein)
𝒊𝒖𝒇𝑨𝑵𝑰𝑴 =∑ {𝒇𝑨𝑵𝑰𝑴𝒔 ⋅ 𝑨𝑨𝑷𝑨𝑵𝑰𝑴𝒔}𝑨𝑵𝑰𝑴𝒔
∑ {𝑨𝑨𝑷𝑨𝑵𝑰𝑴𝒔}𝑨𝑵𝑰𝑴𝒔 7
Annex 3 – Agriculture page 55
Use of (veterinary) supplements in the animal feed (including antibiotics, hormones)
Housing systems, including grazing vs restricted grazing vs zero-grazing systems
Animal productivity may also vary between regions. This holds as well for the composition of
the animal feed (diets), due to differences in feed availability. These two factors may lead to
significant differences in the N and P excretion coefficients between regions, and therefore
justifies a secondary categorization and regional differentiation. We recommend that countries
make a consideration of the various types of production systems for estimating accurate N and
P excretion coefficients. These considerations relate especially to:
Fast-growing and heavy breeds vs slow-growing breeds
Organic production systems vs common production systems
Housed ruminants vs grazing ruminants
Caged poultry vs free-range poultry
The choices should be made in accordance to the general guidance on the selection of the
appropriate level of disaggregation as described below.
Sub-pool Manure Management and Manure Storage (AG.MM)
Overall methodology and existing guidelines
The AG.MM pool is structured by animal housing and manure management and storage systems. We
define the boundary between the AG.AH and the AG.MM sub-pools as the moment of manure
excretion; thus, manure is immediately distributed over the different housing and manure
management and storage systems. Manure excreted by grazing animals is considered as part of the
AG.SM pool as it passes then directly to the land the animals are grazing on (AG.SM.LAND).
In AG.MM, emissions of ammonia (NH3), nitrous oxide (N2O), nitric oxide (NO) and molecular
nitrogen (N2) can occur, and run-off of nitrate (NO3). The amount of the losses depends on the type
of manure management system (MMS).
Guidance for the AG.MM pool builds entirely on existing guidelines relevant for the flow in manure
management and storage systems:
IPCC2006 guidelines (IPCC, 2006), Volume 4 (Agriculture, Forestry and Other Land Uses,
AFOLU) – Chapter 10 (Emissions from livestock and manure management) – Section 10.5
(N2O emissions from manure management, pages 52-70). This section of the IPCC (2006)
guidelines explains the methodology for calculating direct and indirect N2O emissions from
MM as well as the coordination with emissions from manure occurring in the AG.SM pool.
The IPCC2006 guidelines give also default factors of total N losses in MM including losses of
N2 (see Table 10.23, page 10.67).
EMEP/EEA air pollutant emission inventory guidebook 2013 (EEA, 2013).
Estimates of N2O flows should be done using the differentiation of manure systems according to the
definitions given in the IPCC (2006) guidelines (see Table 10.21 on page 10.62 of IPCC, 2006). For the
emissions of NH3 and NO, the EEA2013 distinguishes MMS on the basis of solid manure or liquid
slurry.
Annex 3 – Agriculture page 56
Before constructing the nitrogen budget for the AA.MM pool decisions according to Figure 5 have to
be made. In many cases, a suitable quantification of N flows in the AG.MM pool exists for NH3, NOx
and N2 emissions from reporting to UN-ECE under the Convention on Long-Range Transboundary
Pollution (CRTAP) and (direct and indirect) N2O emissions for reporting to UNFCCC. Note that for the
quantification of N flows in a NNB, the Tier 2 approach (according to EEA (2013): mass-flow
approach) must be used!
Priority is therefore given to estimates of NH3 and NOx flows according to EEA (2013) as submitted
to UNECE. Ideally, the same estimates are used also for reporting to UNFCCC. If this is not the case
and data are reported only to either of the two conventions, the available data should be used but
cooperation between the respective experts should be improved.
Generally the basic approach should be used and flows in the AG.MM sub-pool should be taken
from UNECE or UNFCCC reporting, possibly checking their quality and – if necessary – improved in
cooperation with the respective experts. A few flows might/will not be available and should be
estimated in addition for “Tier 2 budgets”: N from spilled feed in housing; N in Litter from crop (eg
straw) added the manure in the housing systems; N manure imported or exported. Furthermore, a
differentiation according to the implementation of mitigation measures (see section 3.1.7) improving
the accuracy of Tier 2-AG.MM budgets (if they are not yet considered in the basic approach).
Figure 5: Decision tree to define the methodology for quantifying relevant N flows for the AG.MM pool. Details on the individual flows see below.
Annex 3 – Agriculture page 57
Suggested AG.MM sub-pools
In the AG.MM pool, flows need to be estimated at the level of livestock housing and manure
management and storage systems. Manure is stored in livestock houses and in storages outside
livestock houses, such as tanks and heaps. To quantify the manure flows over housing systems,
uncovered yards, grazing systems and storages, inventories of existing systems and their
implementation level should be made. Manure needs not be stored all year round. Only part of the
manure ends up in storage. Storage time depends on storage capacity and manure management in
the housing, as well as on regulations for manure application such as the nitrate directive. The nitrate
directive prohibits the application of manure to grass and crops outside the growing season, meaning
that storage of manure is inevitable. How much outside storage is needed depends on the
configuration of the housing system. When the housing has a deep manure pit underneath slatted
floors, hardly any outside storage might be needed. However when animals are kept on solid floors,
no storage capacity in the house makes need of large outside storages.
A list of Management systems as defined in Table 10.21 of Chapter 10.5.3 of Volume 4 (AFOLU) to
estimate N2O is given below (see Table 5). Table 6 (Table A3-8 from Annex A3 in the EEA, 2013
guidebook) compares the manure storage types for consistency. It is important that consistency
between EMEP/EEA and IPCC management systems and the N-flows quantified for the AG.MM pool
is maintained.
Annex 3 – Agriculture page 58
Table 5. List of housing and manure management and storage systems used in the IPCC2006 (Table 10.21, page 10.62) as proposed to be used for the construction of NNBs. The level indicates the logical structure of the categorization. The Tier indicates the degree of detail required for simple (Tier 1) or more sophisticated (Tier 2 or 3) budgets. The level/Tier are coinciding for the AG.MM sub-pool.
Code Level/Tier
Housing and manure management/ storage systems description
AG.MM.GRAZ 1 Pasture/Range/Paddock: Grazing on temporary grassland, GRAT, or permanent grassland, GRAS.
AG.MM.YARD 1 Uncovered yards AG.MM.DSPR 1 Daily spread: N in manure from animal housing systems with
daily removal daily from confinery and spread on cropland or pasture
AG.MM.SDLT 1 Solid storage and dry lot
AG.MM.SOLM 2 Solid storage: N stored on heaps as solid manure
AG.MM.SOLE 2 Effluent of solid storage: N lost as effluent from solid storage
AG.MM.DLOT 2 Dry lot: N deposited on dry lot, paved or unpaved
AG.MM.LIQM 1 Liquid/slurry: N stored in tanks or earthen ponds outside animal confinement
AG.MM.LSCR 2 Liquid/slurry with natural crust cover: N stored in tanks or earthen ponds outside animal confinement with natural crust
AG.MM.LSCO 2 Liquid/slurry without natural crust cover: *N stored in tanks or earthen ponds outside animal confinement with cover impermeable to water or gases
AG.MM.LAGO 1 Uncovered anaerobic lagoon: N stored in lagoons
AG.MM.PITS 2 N stored in Pits underneath slatted floors in animal confinement
AG.MM.PITB 3 Pits: *N stored in Pits underneath slatted floors in animal confinement with BAT techn to reduce NH3-N
AG.MM.DEEP 2 Cattle and swine deep bedding: N stored with litter as deep bedding in animal confinement
AG.MM.COMP 1 Composting AG.MM.COMPV 2 Composting – In-Vessel: N in compost piles, channels or
vessels with forced aeration and continuous mixing
AG.MM.COMPP 2 Composting – Static Pile: N in compost in piles with forces aeration but no mixing
AG.MM.COMPWI 2 Composting – Intensive Windrow: N in compost in windrows with regular turning for mixing and aeration
AG.MM.COMPWP 2 Composting – Passive Windrow: N in compost in windrows with infrequent turning for mixing and aeration
AG.MM.POUL 2 Poultry manure with litter: N of poultry typically breeder flock, broilers or other meat fowl
AG.MM.POULPIT 2 Poultry manure withoug litter: N of poultry without litter usually in pit, possibly composting
AG.MM.POULBAT 3 *N of poultry with BAT tecniques in housing to reduce NH3-N
AG.MM.LAER 2 Aerobic treatment: Aerated liquid slurry for biological oxidation
Annex 3 – Agriculture page 59
Table 6. Comparison of manure storage types used in the EMEP/EEA air pollutant emission inventory guidebook 2013 (EEA, 2013) and the IPCC (IPCC, 2006). Source: EEA, 2013, update 2014, chapter 3B, page 58.
Annex 3 – Agriculture page 60
AG.MM characterization
Parameters that characterize or determine N flows in the MM pool are manyfold. As described in the
EEA (2013) the annual amount of excreted manure should be calculated for livestock houses, on
uncovered yards and during grazing (HOYG). This is based on the total annual N excretion (Nex) and
the proportions of excreta deposited at HOUS, YARD and GRAZ, respectively. Unless better
information is available, HOUS, YARD and GRAZ should equate to the proportion of the year spent at
the relevant locations, and should amount to the yearly amount of manure produced. Uncovered
yards and grassland in this sense is considered to be a kind of ‘transitional housing’ systems. With
grazing the manure continues to flow from the animal husbandry pool (animal type/animal system)
to the soil management pool.
In the house, animal feed can be spilled, depending on the feeding system. This mostly ends up in the
manure. This flow is not mentioned in the EEA (2013) guidelines nor in IPCC‘s, but can add up to N in
manure depending on the animal category and the housing system. In the Netherlands in dairy
houses with cubicles it is estimated that 2-5% of N in feed can end up in the manure pits. For
emissions this is not easily available because it is an organic compound (Norg), but it is substantial on
the total flow of nitrogen for the NNB. If data on spilled feed are available it is recommended to
include this in the estimation.
Another N-source which ends up in the manure is the N in litter. Litter can be either straw from the
Soil Management pool, or a rest products from the Humans and Settlements pool (wood shavings,
saw dust, paper etc.). The EEA (2013) guidebook gives default values for the amount of N added with
straw based on the length of the housing period (Table 7).
Annex 3 – Agriculture page 61
Table 7. Default values for length of housing period, annual straw use in litter-based manure management systems and the N content of straw. Source (EEA, 2013, Chaper 3.B, Table 3.5 page 21)
Not all manure comes from housing systems; some is imported from other countries, mostly dried
because otherwise transport would be too expensive. Drying of manure is particularly profitable for
poultry manure because of the high dry matter content of fresh excreta, and because drying prevents
conversion of uric acid into ammonia. In the future manure processing may develop to produce dried
and/or concentrated cattle and pig manure. This can be economically feasible when demand grows
for natural fertilizers rich of P or N.
After housing (excluding grazing) the manure is directly put on the land into the AG.SM pool, or
indirectly after storage. Manure imported from another country is assumed to be stored before it is
applied to land. An alternative route is transfer of manure after housing or storage to an anaerobic
digester (WS pool). It is assumed that no manure goes directly from the yard to the digester, but
always via storage.
Two other options for manure to exit the Agricultural pool are burning manure for fuel or electricity
(EF pool). Firstly, the dung cakes deposited on the grassland can be used as fuel by burning them.
Secondly, dried manure from poultry houses can be transported to an electricity plant where it is
burned for electricity on the grid. Here no emissions take place because the exhaust air is cleaned
from NH3 and N2O. The next step in the EMEP/EEA guidelines is to calculate the amount of manure
handled as slurry and the amount handled as solid manure. This is a logical step because they express
the emissions as a fraction of TAN. The TAN fractions for liquid and solid manure are different
because of additional N from litter and because other microbial processes occur in solid then in liquid
manure. Additionally, the processes immobilisation of TAN into organic matter and mineralization of
TAN from organic matter run to a different extend and thus fractions of TAN change. Even though it
is recommended to use the TAN approach in the quantification of flows for the AG.MM pool, it is not
obligatory. In case TAN-flows are used, the EMEP/EEA gives good guidance. If N-flows are used, the
EMEP/EEA still give good guidance, but recalculation of TAN to N is needed. Another approach for
the N-flow could be to take the IPCC guidelines as a starting point.
Annex 3 – Agriculture page 62
Table 8. Flows in the Manure management and storage N- budget. With regard to sub-pools (housing systems, HOYG, and manure management and storage systems, STOR), a disaggregation of the flows according to Table 5 is recommended.
Pool ex Pool in Matrix Other info
Flow code Level Description/note
AG.AH AG.MM NFEED AG.AH-AG.MM-NFEED 2 N from spilled feed in housing RW AG.MM.STOR NEXC RW-AG.MM.STOR-
NEXC 1 N manure imported
AG.AH.ANIM AG.MM.HOYG NEXC AG.AH.ANIM-AG.MM.HOYG-NEXC
1 Nexcreted by animals in the different animal housing systems (as defined in the text). Note that HOUG refers to animal housing systems (HOUS) uncovered yards, and grazing (regarded as a separate, transitional 'housing' system (AG.MM.GRAZ)).
AG.SM AG.MM.HOUS NLIT1 AG.SM-AG.MM.HOUS-NLIT1
2 N in Litter from crop (eg straw) added the manure in the housing systems AG.MM.HOUS
HS AG.MM.HOUS NLIT2 HS-AG.MM.HOUS-NLIT2 2 N in Litter from other than plant (wood shavings, saw dust, paper) added the manure in the housing systems AG.MM.HOUS
AG.MM.GRAZ AG.SM.LAND MANG AG.MM.GRAZ-AG.SM.LAND-MANG
1 N excreted during grazing from an animal husbandry sub-pool (animal type/animal system) to a soil management sub-pool (i.e. temporary grassland, GRAT, or permanent grassland, GRAS). As the 'grazing housing system' is transitional, it is: AG.AH.ANIM-AG.MM.GRAZ = AG.MM.GRAZ-AG.SM.LAND
AG.MM.HOUS AG.MM.STOR NMAN AG.MM.HOUS-AG.MM.STOR-NMAN
1 N in manure transferred from animal housing systems to manure storage and management systems (see text for definition)
AG.MM.HOUS AG.SM.LAND MANA AG.MM.HOUS-AG.SM.LAND-MANA
1 N in manure directly applied on land from animal housing systems
AG.MM.YARD AG.MM.STOR NMAN AG.MM.YARD-AG.MM.STOR-NMAN
1 N in manure transferred from uncovered yards to manure storage and management systems (see text for definition)
AG.MM.YARD AG.SM.LAND MANA AG.MM.YARD-AG.SM.LAND-MANA
1 N in manure directly applied on land from animal uncovered yard
AG.MM.STOR AG.SM.LAND MANA AG.MM.STOR-AG.SM.LAND-MANA
1 N in manure stored/managed in manure storage and management systems and applied on land
AG.MM.HOST WS.ADIG NMAN AG.MM.HOST-WS.ADIG-NMAN
2 N for anaerobic digester from housing, uncovered yard or manure storage/management systems (HOST=HOUS+STOR)
AG.MM.GRAS AT NMAN fuel AG.MM.GRAS-AT-NMAN-fuel
2 N excreted on fields, dung cakes are burned for fuel
AG.MM.HOUS AT NMAN burned AG.MM.HOUS-AT-NMAN-burned
3 N-poultry dried in animal confinement and burned for electricity in an electricity plant
AG.MM RW EXP AG.MM-RW-EXP 1 N manure exported AG.MM.HOST AT NH3 AG.MM.HOST-AT-NH3 1 Emission of ammonia-N to the
atmosphere (for each housing and manure management/storage system)
AG.MM.HOST AT NITDEN AG.MM.HOST-AT-NITDEN
1 Emission of N gases (N2O, NOx and N2) to the atmosphere due to (de) nitrification (for each housing and manure management/storage system)
AG.MM.HOST AT N2O AG.MM.HOST-AT-N2O 2 Emission of N2O-N to the atmosphere AG.MM.HOST AT NO AG.MM.HOST-AT-NO 2 Emission of NO-N to the atmosphere AG.MM.HOST AT N2 AG.MM.HOST-AT-N2 2 Emission of N2-N to the atmosphere AG.MM.HOST HY Ntot AG.MM.HOST-HY-Ntot 1 Loss of N to groundwater and surface
water due to leakage of runoff AG.MM.HOST HY Ntot AG.MM.HOST-HY-Ntot 2 Loss of N to groundwater due to leakage of
runoff AG.MM.HOST HY Ntot AG.MM.HOST-HY-Ntot 2 Loss of N to surface water due to leakage of
runoff
Annex 3 – Agriculture page 63
If manure is stored on bare soil, either in the house or outside (HOST), liquid manure or run-off can
penetrate in soil and groundwater or surface water. Some countries have legislation to prevent
leakage and collect this runoff.The flow of manure-N to the atmosphere should be defined for each
housing type and type of manure storage.
A list of the flows to be quantified is given in Table 8.
Quantification of flows in the AG.MM sub-pool
3.2.4.1 Introduction
Manure is assumed to be managed as slurry or as solid. Slurry consists of excreta, some bedding
material, spilt animal feed and drinking water, and water added during cleaning or to assist in
handling. It is equivalent to the liquid/slurry category in IPCC (2006). Solid manure consists of
excreta, spilt animal feed and drinking water and may also include bedding material. It is equivalent
to the solid manure category in IPCC (2006). If detailed information on N in bedding or litter is
missing, default values for straw are given in Table 7 in section 3.3.
As put forward in the EMEP/EEA emission inventory guidebook 2013 (from now on called the EEA
guidebook) the calculation of the emissions of gaseous N from manure management systems based
on TAN (Total Ammoniacal N) is preferred to one based on total N, as is used by IPCC to estimate
emissions of N2O. This is because gaseous N emissions arise from TAN and therefore this approach
allows for more accurate estimates of the N-flows. It also allows to reflect the consequences of
changes in animal diets, since the excretion of total N and TAN respond differently to such changes.
So gaseous N-emissions may be affected differently depending more on TAN then on N-excretion.
TAN is for the larger part urine-N, and for a smaller part formed by mineralization of the fecal organic
matter. TAN can be calculated from the digestibility of the protein in the feed and the amount of
fecal organic matter mineralized during storage. Default 60% of the N of cattle is excreted as TAN and
70% with pigs and poultry. Table A3-6 from the EEA guidebook can be used to recalculate N from
TAN in the different subpools. The EEA guidebook compares the MMS with those in the IPCC 2006
guidebook in Table A3-8 for consistency (see Table 6).
The N-flow distinguishes storage in houses and storage outside. NH3 emission factors are organised
that way. However, in the IPCC guidelines no explicit distinction is made and N2O-N is therefore not
expressed as a percentage of N present, but as a percentage of N-excretion. To follow the flow from
housing to storage the EEA guidebook gives a derivation as presented in table A3-6 in appendix A3.
Note that the EEA presents this as a percentage of TAN. The derivation for N-dependant factors will
follow the same structure. For the NNB TAN can be used, but the guidance focus is on N-flows
because of consistency with IPCC 2006 MMS. Per MMS emission factors of NH3-N, N2O-N, NO-N and
N2-N can then be defined.
If emissions are expressed as a percentage of TAN and manure is managed as liquid, increase of TAN
should be included because of minerilization of organic N. When no detailed information is available,
0.1 kg N per kg organic N is assumed to mineralize (Dämmgen et al. 2007)
If emissions are expressed as a percentage of TAN and manure is managed as solid, decrease of TAN
should be included by immobilistaion of organic N. When no detailed information is available, 0.0067
kg N per kg organic N is assumed to immobilise (Kirchmann and Witter, 1989)
Annex 3 – Agriculture page 64
3.2.4.2 Approaches
For the quantification of N flows in a NNB, the Tier 2 approach (mass-flow approach) must be used.
Tier 1 as described in IPCC 2006 and EEA (2013) are therefore not presented here. The N excreted
per animal categorie must be divided over the different Manure systems, the sub pools described in
chapter 3.2.2. This should be done in agreement with UNFCCC and UNECE experts and in compliance
with IPCC (2006) and EEA (2013) (Figure 7).
Basic approach
Estimates of emissions from AG.MM are available in the Informative Inventory Reports (IIR) under
the Convention of Long Range Transboundary Air Pollution. The distribution of manure over the
various MMS present in a country (including the share of manure excreted by grazing animals) is
available in CRF Table 3B(b) of the national GHG inventory. The national GHG inventory reports
should also contain information on any other use of manure and/or import or export.
Tier 2
NH3
For each sub pool, an ammonia emission factor (EF) is needed. If no country specific data are
available in the Informative Inventory Report (IIR) or National Inventory Report (NIR), emission
factors of Table 3.7 from the EEA guidebook can be used in agreement with UNECE experts (Table 9).
The effect of some abatement measures can be adequately described using a reduction factor, i.e.
proportional reduction in emission compared with the unabated situation. For each sub pool an
integrated emission factor can be calculated with the implementation factors of the available
emission reducing system in a sub pool.
Annex 3 – Agriculture page 65
Table 9. Default Tier 2 NH3-N EF and associated parameters for the Tier 2 methodology for calculation of the NH3-N emissions from manure management. EF as proportion of TAN. Source EEA (2013, Chapter 3B, Table 3.7, page 27)
N2O For each sub pool a nitrous oxide emission factor is needed. If no exisiting (country specific) data are
available in the IIR or NIR, emission factors of Table 10.21 of the IPCC 2006 guidebook can be used
(not presented here). If not adequate, Table A3-6 from the EEA guidebook can be used. This should
be done in agreement with the UNFCC and UNECE experts (Table 10).
Annex 3 – Agriculture page 66
Table 10. Derivation of default Tier 2 EF for direct N2O emissions from manure management. Appendix Table A3–7 explains how the manure storage types referred to here relate to those used by IPCC. Source EEA (2013, Chapter 3B, Table A3-67, page 55)
NO NO is produced in the course of nitrification and denitrification following anaerobic and aerobic circumstances respectively. The quantification of this amount is difficult to estimate and hardly measured. EMEP/EEA give default values for NO losses needed in a mass flow calculation for solid manure and slurry (Table 11) Table 11. Default values for other losses needed in the mass-flow calculation (from Dämmgen et al. 2007). Source EEA (2013, Chapter 3B, Table A3.8, page 28)
N2 Also in the course of nitrification and denitrification, N2 is formed. The quantification of this amount is difficult to estimate because difficult to measure since 80% of our surrounding air is N2 (800.000 ppm). EMEP/EEA give default values for N2 losses needed in a mass flow calculation for solid manure and slurry (Table 11).
Annex 3 – Agriculture page 67
3.2.4.3 Data sources
Data sources are presented in the descriptions per gas in the above paragraphs refering to National
Inventory Reports (NIR) or Informative Inventory Reports (IIR), IPCC (2006) guidelines and EEA (2013)
Guidebook. For implementation of manure management systems and or reducing systems national
statistics or census are advised as source.
3.2.4.4 Uncertainties
Uncertainties are large, quality of activity data are diverse between countries but also between
animal categories within countries. Assessment of activity data vary from protocol measurements to
expert judgements.
Uncertainties need preferably be assessed with Monte Carlo simulations rather then with
propagation of error methods because of dependencies of emission in the course of the mass flow.
AG.MM consideration of abatement techniques
It is advised to substantiate a more sustainable agriculture by taking into account abatement
techniques in the NNB. Because of the NEC directive, the Gothenborg protocol and the IED Directive,
Best Available Techniques (BAT) are developed to reduce NH3 emissions from agriculture. Bitman et
al. (2014) provide an overview of NH3 mitigation options, including livestock feeding strategy
(relevant for AG.AH pool), livestock housing and manure storage (relevant for AG.MM pool) and
manure and fertilizer application techniques (relevant for AG.SM pool). A lot of effort has been put
into NH3 abatement techniques during storage (covers) and application of manure (rapid
incorporation, injection), but also abatement techniques in housing are developed and implemented
more and more (reducing protein in feed, reducing emitting surface, air scrubbing). Present
regulations do not enforce abatements of N2O, but NH3-emission abatement measures will affect on
emissions of N2O, NO and N2 as well. Depending on the point of action of the abatement technique in
the process of production and volatilization, more or less N2O, NO and N2 can be produced and
emitted. It may also occur that abatement techniques induce new N-flows. For instance, air
scrubbers wash the ammonia from the air, which is captured in sluice. This sluice, which will have low
pH in case of chemical scrubbers, will have low emissions if applied to the field separately.
Reducing emissions from housing systems can be achieved by reducing the surface area
contaminated with slurry, for instance by implementing partly slatted floors with or without sloping
pit walls for pigs. For poultry reducing the dry matter content of the manure is an effective
abatement measure. In dairy systems with cubicle houses, a grooved flooring system can reduce the
emission of ammonia.
A breakdown of manure management systems into regular and abating systems is therefore
recommended for Tier 2 budgets. This is done by using implied unit flows for manure management
systems (HOUSs and STORs).
𝒊𝒖𝒇𝑯𝑶𝒀𝑮 =∑ {𝒇𝑯𝑶𝒀𝑮𝒔 ⋅ 𝑵𝒆𝒙𝒄𝑯𝑶𝒀𝑮𝒔}𝑯𝑶𝒀𝑮𝒔
∑ {𝑵𝒆𝒙𝒄𝑯𝑶𝒀𝑮𝒔}𝑯𝑶𝒀𝑮𝒔 8
𝒊𝒖𝒇𝑺𝑻𝑶𝑹 =∑ {𝒇𝑺𝑻𝑶𝑹𝒔 ⋅ 𝑵𝑴𝑨𝑵𝑺𝑻𝑶𝑹𝒔}𝑺𝑻𝑶𝑹𝒔
∑ {𝑵𝑴𝑨𝑵𝑺𝑻𝑶𝑹𝒔}𝑺𝑻𝑶𝑹𝒔 9
Annex 3 – Agriculture page 68
where HOYG: Housing system for which the implied unit flow is calculated. HOYG includes houses, yards, and grazing. HOYGs: Sub-category of the housing system HOUS Nexc: Manure N excreted within the housing system (incl. yards and grazing land). The total N excreted in manure
in the housing sub-categories considered must be representative for the whole N excretion for the animal category: ∑ {𝑵𝒆𝒙𝒄𝑯𝑶𝒀𝑮𝒔}𝑯𝑶𝒀𝑮𝒔 ≥ 𝟎. 𝟗𝟓 ⋅ 𝑁𝑒𝑥𝑐𝐻𝑂𝑌𝐺. Pratically, manure excreted in housing systems is quantified by animal category multiplying the AAPs for each animal category with the share of time during a year the animal is kept in the housing system, and with the manure excretion rate per year and animal place. [kg N yr-1]
𝑖𝑢𝑓𝐻𝑂𝑌𝐺 : Implied unit flow for housing system (HOYG) [kg N 𝑓𝐻𝑂𝑈𝑆𝑠: Unit flow of the animal sub-category (HOYGs) [kg N (kg N)-1] STOR, STORs, NMAN – in analogy to HOYG, HOYGs and Nexc [kg N (kg N)-1]
For storage, EMEP/EEA guidelines give abatement options in Table 12 (EEA, 2013, Chaper 3.B,
Appendix A2, Table A2-2, page 48). This agrees with the Framework Code for Good Agricultural
Practice (Bitman et al., 2014).
Table 12. Ammonia emission abatement measures for cattle and pig slurry (UNECE, 2007). Source (EEA, 2013, Chaper 3.B, Table A2-2, page 48)
Annex 3 – Agriculture page 69
Sub-pool Agricultural soil management (AG.SM)
Overall methodology and existing guidelines
The AG.SM pool is structured by land type. If possible flows to, from and within the AG.SM pool are to
be estimated following the concept of the soil N-budget approach (Leip et al., 2011a). Input flows of
organic and mineral fertilizers have to be quantified net of all releases of N previous to application (i.e.
without the N-emissions that occured during manure management and storage), but including all N
releases that occur during or after the application to arable area (e.g. volatilization of NH3 and NOx
from the soil). According to the definition of an ideal soil budget (Eurostat, 2013), all above-ground
crop residues should be included in the output flows and those that are returned to agricultural soils
included in the input flows. This is of relevance (i) if a detailed assessment by crop type is made, as
crop residues are used as fertilizer for the crop cultivated in the following growing period, and (ii) if
the NNB is used to derive efficiency indicators.
Guidance for the AG.SM pool builds entirely on existing guidelines:
IPCC2006 guidelines (IPCC, 2006), Volume 4 (Agriculture, Forestry and Other Land Uses,
AFOLU) – Chapter 11 (N2O emissions from managed soils, and CO2 emissions from lime and
urea application) – Section 10.5 (N2O emissions from manure management, pages 52-70).
This section of the IPCC (2006) guidelines explains the methodology for calculating direct and
indirect N2O emissions from MM as well as the coordination with emissions from manure
occurring in the AG.SM pool.
EUROSTAT (2013) Methodology and Handbook, Nutrient Budgets for EU27, NO, CH.
(Eurostat, 2013).
EMEP/EEA air pollutant emission inventory guidebook 2013. Technical guidance to prepare
national emission inventories (EEA, 2013).
It is recommended to use estimates made according to (Eurostat, 2013) as a first data source as flows
are available at the level of crop type. Some flows, such as N in crops harvested, are not required in
UNFCCC and UNECE reporting and data are available only in the data supporting the national GNB. For
each flow, (Eurostat, 2013) includes a discussion on the consistency of the GNB methodology with
UNFCCC and UNECE reporting standards. This is of particular importance, as it is recommended to use
data from UNFCCC reporting for the estimation of N2O emissions and nitrogen leaching and run-off
from soils, and data from UNECE reporting for the estimation of NH3 and NOx from soils (Chapter 3.D:
Crop production and agricultural soils).
Before constructing the nitrogen budget for the AASM pool decisions according to Figure 6 shall be
made. Cooperation with the experts responsible for the national GNB estimate which is submitted to
Eurostat is of uttermost importance. We discourage to make own estimates that are different from
the one used in the national GNB unless well justified.
Annex 3 – Agriculture page 70
Figure 6: Decision tree to define the methodology for quantifying relevant N flows for the AG.SM pool. Details on the individual flows see below.
AG.SM structure
Flows in the sub-pool Soil Management are related to agricultural land management of the so-called
“agricultural area”. According to the Common Agricultural Policy of the European Union (EU, 2013,
Article 4) “agricultural area” means any area taken up by arable land (ARAB), permanent grassland
and permanent pasture (GRAS), or permanent crops (PERM):
arable land: land cultivated for crop production or areas available for crop production but lying
fallow, including areas set, irrespective of whether or not that land is under greenhouses or
under fixed or mobile cover;
permanent crops: non-rotational crops other than permanent grassland and permanent
pasture that occupy the land for five years or more and yield repeated harvests, including
nurseries and short rotation coppice;
permanent grassland and permanent pasture (together referred to as permanent grassland:
land used to grow grasses or other herbaceous forage naturally (self-seeded) or through
cultivation (sown) and that has not been included in a crop rotation for five years or more; it
may include other species such as shrubs and/or trees which can be grazed provided that the
grasses and other herbaceous forage remain predominant.
If the distinction of these three land types is not possible, a distinction between GRAS and
ARPM=ARAB+PERM could be used.
Annex 3 – Agriculture page 71
If sufficient data is available, arable land should be further sub-divided into food and other marketable
crops (e.g. tobacco, fiber crops) on one hand and non marketable (fodder) crops (such as temporary
grassland, fodder maize, fodder beet and other fodder crops) as given in Table 13. The distinction is
important for the quantification of the flows between the AG.SM and the AG.AH pools; data on crop
yield and N-content are usually available from national statistics for marketable crops, but are more
uncertain for fodder crops.
Table 13. List of land use types as proposed to be used for the construction of NNBs
Land use code Level Tier Land use description
AG.SM.ARPM 0 Arable land and permanent crops
AG.SM.ARAB 1 Arable land
AG.SM.FOOD 2 1 Annual (food) crops
AG.SM.CERE 3 2 Cereals incl. soft wheat (SWHE), durum wheat (DWHE), rye (RYEM), barley (BARL), oats (OATS), grain maize (MAIZ), rice (PARI) and other cereals (OCER)
AG.SM.PULS 3 2 Pulses incl. peas (PEAS) and other pulses (OPULS)
AG.SM.ROOT 3 2 Root crops incl. potatoes (POTA), sugar beet (SUGB), and other root crops (OROT)
AG.SM.TEXT 3 2 Industrial plants without oil seeds including tobacco (TOBA), hops (HOPS), cotton (COTT), flax (FLAX), hemp (HEMP) and other textile crops (OTEXT)
AG.SM.OILS 3 2 Oil seeds including rape and turnip (RAPE), sunflower (SUNF), soya (SOYA), linseed (LINS), and other oil seeds (OOIL)
AG.SM.OIND 3 2 Other industrial crops not mentioned elsewhere including aromatic crops (AROM)
AG.SM.VEGE 3 2 Vegetables including tomatoes (TOMA) and other vegetales (OVEG). Kitchen gardens belonging to agricultural holdings might be included here.
AG.SM.FLOW 3 2 Flowers and ornamental plants
AG.SM.FODD 2 1 Fodder crops
AG.SM.OFAR 3 2 Other fodder on arable land including temporary grassland (GRAT) and leguminous fodder (FLEG)
AG.SM.FNMR 3 2 Non-marketable fodder crop such as fodder maize (MAIF), fodder beet (ROOF) and other non-marketable fodder crops (OFOD)
AG.SM.FALL 3 2 Fallow land
AG.SM.OCRO 2 2 Other crops on arable land
AG.SM.PERM 1 1 Permanent crops including fruit and berry plantations (FRUIT), nuts (NUTS), vineyards (VINE), olive plantations (OLIV), nurseries (NURS) and other permanent crops (OPERM).
AG.SM.GRAS 1 1 Permanent grassland and permanent meadows incl. pasture and meadow used for production, rough grazing, and grassland and meadow not used for production
AG.SM.OTHE 1 1 Other agricultural area not included elsewhere.
Annex 3 – Agriculture page 72
AG.SM characterization
N inputs to agricultural land stem mainly from mineral fertilisers and manure. Other N inputs are
from organic fertilisers else than manure (e.g. sewage sludge, compost, biomass from forests etc.), N
with irrigation water, N in atmospheric deposition, and biological N fixation. N in crop residues left on
the soil might are also be considered as a N input if total aboveground crop residues (left on the soil,
used as feed or bedding material or used otherwise) are quantified with the total crop production in
the output (see ideal GNB in Eurostat, 2013).
N outputs from agricultural land occur with crop products and crop residues, emissions to the
atmosphere, losses to the hydropsphere via leaching and run-off, and soil erosion.
A list of the flows to be quantified is given in Table 14.
Often, N inputs to agricultural land are not differentiated by crop type. The IPCC2006 guidelines
require information on N inputs by input type thus fertilizer application is differentiated from
manure deposited by grazing animals. Accordingly, emissions of Nr and N2 are not differentiated by
land type and can be reported for AG.SM as a whole for Tier 1 budgets. Output from agricultural land
with crop products and crop residues, however, needs to be estimated according to the level of
disaggregation indicated in Table 13.
Table 14. Flows in the Soil management N- budget. With regard to sub-pools (land types, LAND), a disaggregation of the flows according to Table 13 is recommended.
Pool ex Pool in Matrix Other info
Flow code Level Description/note
AG.SM.LAND MP CROP AG.SM.LAND-MP-CROP
1 All crop products used in industry for biofuels or other industrial use. Crops used for the production of processed food are included here only exceptionally (see text). Crops used for the production of compound feed can be included here if they are not yet accounted for in the direct flow of crops to the animal husbandry pool (care not to double count). If crop products for the production of compound feed are included, they need to be included as flow from MP to AG.AH as well.
AG.SM.LAND HS CROP AG.SM.LAND-HS-CROP
1 All crop products sold from the farm and not used for industrial processing (see AG.SM-MP-CROP). Note that imports or exports of crop products other than used as feed are proposed to be quantified within the HS pool, as well as stock changes or losses of crop products in the retail chain (market losses, LOSM). Thus, this flow includes crop products for human consumption (HCOM) and export (EXPT), but excludes crop products for feed (FEDM) or industrial processing (INDM).
MP AG.SM.LAND MINF MP-AG.SM.LAND-MINF
1 Application of N in mineral fertilizers by land category (see text for definitions), e.g. arable land including (ARAB) or excluding (ARAC) temporary grassland and other fodder on arable land, permanent crops (PERM), and permanent grassland (GRAS). Arable land can be futher differentiated into annual food cros (AFOOD) and fodder crops (FODD): ARAB=ARAC+GRAT=AFOOD+FODD+GRAT. Total food crops are: FOOD=PERM+AFOOD
Annex 3 – Agriculture page 73
Pool ex Pool in Matrix Other info
Flow code Level Description/note
AG.MM AG.SM.LAND MANA AG.MM-AG.SM.LAND-MANA
1 Intentionally applied manure to arable crops, permanent crops or grassland
AG.MM AG.SM.LAND MANG AG.MM-AG.SM.LAND-MANG
1 Manure input by grazing animals
WS AG.SM.LAND ORGW WS-AG.SM.LAND-ORGW
1 Input of N in organic waste
WS AG.SM.LAND ORGC WS-AG.SM.LAND-ORGC
2 Input of N in organic waste in the form of compost
WS AG.SM.LAND ORGS WS-AG.SM.LAND-ORGS
2 Input of N in organic waste in the form of sludge
HY AG.SM.LAND Seed HY-AG.SM.LAND-Seed
1 Input of N by seed
AT AG.SM.LAND Ntot DEP AT-AG.SM.LAND-Ntot-DEP
1 N input by atmospheric deposition
AT AG.SM.LAND Ntot WDEP AT-AG.SM.LAND-Ntot-WDEP
2 N input by wet atmospheric deposition
AT AG.SM.LAND Ntot DDEP AT-AG.SM.LAND-Ntot-DDEP
2 N input by dry atmospheric deposition
AT AG.SM.LAND Noxi DEP AT-AG.SM.LAND-Noxi-DEP
2 N input by atmospheric deposition of oxidized N compounds (alternative split)
AT AG.SM.LAND Nred DEP AT-AG.SM.LAND-Nred-DEP
2 N input by atmospheric deposition of reduced N compounds (alternative split)
AT AG.SM.LAND Ntot BNF AT-AG.SM.LAND-Ntot-BNF
1 Biological N fixation (BNF)
AT AG.SM.LAND Ntot BNF AT-AG.SM.LAND-Ntot-BNF
2 Biological N fixation by legumes
AT AG.SM.LAND Ntot BNF AT-AG.SM.LAND-Ntot-BNF
2 Biological N fixation by free living bacteria
AG.SM AG.AH.ANIM FODDFRES AG.SM-AG.AH. ANIM-FODDFRES
1 Net N uptake (removal by harvest from field) by fodder crops
AG.SM AG.AH.ANIM FODD AG.SM-AG.AH. ANIM-FODD
2 Total N uptake by fodder crops
AG.SM AG.AH.ANIM FRES AG.SM-AG.AH. ANIM-FRES
2 N return by fodder crop residues
AG.SM HS CROPCRES AG.SM-HS-CROPCRES
1 Net N uptake (removal by harvest from field) by food crops
AG.SM HS CROP AG.SM-HS-CROP 2 Total N uptake by food crops
AG.SM HS CRES AG.SM-HS-CRES 2 N return by food crop residues
AG.SM AS NH3 AG.SM-AS-NH3 1 Emission of ammonia-N to the atmosphere
AG.SM AS N AG.SM-AS-N 1 Emission of N (N2O, NOx and N2) to the atmosphere due to (de) nitrification
AG.SM AS N2O AG.SM-AS-N2O 2 Emission of N2O-N to the atmosphere
AG.SM AS NO AG.SM-AS-NO 2 Emission of NO-N to the atmosphere
AG.SM AS N2 AG.SM-AS-N2 2 Emission of N2-N to the atmosphere
AG.SM HY Ntot ground and surface water
AG.SM-HY-Ntot-GWSF
1 Loss of N (NH4 and NO3 and DON ) to both groundwater and surface water
AG.SM HY Ntot Ground water
AG.SM-HY-Ntot-GWAT
2 Loss of N (NH4 and NO3 and DON ) to groundwater
AG.SM HY Ntot Surface water
AG.SM-HY-Ntot-SWAT
2 Loss of N (NH4 and NO3 and DON ) to surface water
AG.SM AG.SM Ntot soil AG.SM-AG.SM-Ntot-soil
1 Change in soil N pool due to net release or accumulation of N excluding soil erosion
AG.SM HY PPN erosion AG.SM-HY-Ntot-ERSN
2 Loss of particulate N (PPN) to surface water due to soil erosion
Note: the flows AG.SM-MP-CROP and AG.SM-HS-CROP are indicated for the whole sub pool AG.SM however a differentiation into sub-sub
pools is recommended; Split of agricultural land into arable land + permanent crops and grassland: AG.SM = AG.SM.AR+AG.SM.PM; Split of
arable land + permanent crops into major crop groups (acc. FSS classification).
Annex 3 – Agriculture page 74
Quantification of flows in the AG.SM sub-pool
3.3.4.1 Mineral fertiliser application
3.3.4.1.1 Introduction
Methodologies to assess fertiliser application (consumption), guidelines on practical implementation,
possible data sources and coherence with UNFCCC/UNECE guidelines are given in Section 3.6 on the
pages 33-35 of the Eurostat GNB handbook (Eurostat, 2013) (Version 1.02 of the Handbook from
17/05/2013)11. A short summary is given below.
Currently different data sources for mineral fertilizer consumption exist and are used by countries for
reporting to nutrient budgets, of which the two main approaches are (i) trade/production statistics
and sales data, which in general include non-agricultural uses and (ii) farmer surveys, which includes
only agricultural uses. If the estimation is based on trade/production or sales statistics, it is
recommended to provide corrections for non-agricultural use, stock changes, and double-counting of
intermediate production.
3.3.4.1.2 Approaches
Basic approach
National inorganic nitrogenous fertilizer application is reported in Table 1.1. of the GNB reporting
file12. Application of inorganic fertilizers on cropland and grassland are also reported in CRF table 3.D
of the national GHG emission inventories. If the application of fertilizers to other land categories
cannot be separately identified, this application is included here.
Other
In case some of the information is missing or appears to be incorrect, or there are conflicting data
sources, it is recommended to contact the experts responsible for the GHG emission inventories or
for the quantification of the national GNBs and work on improved and consistent estimates.
3.3.4.1.3 Data sources
Available data sources include:
Data reported to UNFCCC: IPCC 2006 Guidelines propose to use country specific data,
Fertilizers Europe or FAO data in the case country-specific data are not available, see also
section 3.5.5.
Data reported to UNECEC/CLTRAP: The EMEP/EEA Guidebook propose to use country specific
data, and Fertilizers Europe or FAO data in the case country-specific data are not available
Data reported to PRODCOM/COMEXT: Data on production and trade of fertilizers by type
are also available in all countries from PRODCOM and COMEXT. Data on production and
trade of fertilizers could be used to crosscheck estimations on fertilizer consumption.
Other data available in countries.
11 http://epp.eurostat.ec.europa.eu/portal/page/portal/agri_environmental_indicators/documents/Nutrient_Budgets_Handbook_(CPSA_AE_109)_corrected3.pdf 12 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 75
3.3.4.1.4 Uncertainties
Uncertainties are generally rather small. Oenema et al. (1999) classified the uncertainty of inputs via
marketed mineral fertilizers at less than 5%, while Kros et al. (2012) assumed a coefficient of
variation (CV being the standard deviation divided by the mean) of less than 10%
3.3.4.2 Manure application
3.3.4.2.1 Introduction
Methodologies to assess manure production (excretion), possible data sources and coherence with
UNFCCC/UNECE guidelines are also given in Section 3.7 on the pages 35-41 of the Eurostat GNB
handbook (Eurostat, 2013) while the methodologies to assess N emissions from housing systems are
given in Section 3.16 on the pages 68-71. A short summary of data sources and uncertainties is given
below.
Manure aplication is equal to manure excretion, calculated by multiplying animal numbers with N
excretion factors in a given animal category as described in Section 4.3, corrected for N emissions
from manure management systems as described in in Section 4.5
3.3.4.2.2 Approaches
Basic approach
Application of manure nitrogen on agricultural soils is reported in CRF table 3.D of the national GHG
emission inventories. It needs to be consistent with the data used in the AG.MM pool – all managed
manure is assumed to be applied on fields unless another use has been identified. Manure-N applied
to agricultural soils must be corrected for N-losses in the AG.MM pool. See equation 10.34 of Chapter
4-10 in IPCC (2006, page 10.65) defining the managed manure N available for application to managed
soils, feed, fuel or construction uses (𝑁𝑀𝑀𝑆_𝐴𝑣𝑏) and equation 11.4 of Chapter 4-11 in IPCC (2006,
page 11.13) for determing the share of N applied to managed soils vs. other used (FracFEED,
FracFUEL, FracCNST). Those fractions need to be reported in CRF table 3.D – Additional Information.
Manure withdrawal [t N yr-1] is reported in Tables 3.1. of the GNB reporting file13.
3.3.4.2.3 Data sources
Relevant sources for the various input data are:
Animal numbers: Annual livestock surveys, Farm structure surveys (FSS), slaughter or
production statistics, Economic Accounts for Agriculture:
Manure excretion: see Section 3.1.6
Emission fractions: EMEP/EEA emission inventory guidebook 2013.
3.3.4.2.4 Uncertainties
Uncertainties are moderate large. Oenema and Heinen (1999) classified the uncertainty of inputs via
manure production between 5% and 20%, while Kros et al. (2012) assumed a CV of 20%
13 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 76
3.3.4.3 Organic waste application
3.3.4.3.1 Introduction
Organic wastes are all organic fertilizers not originating from livestock excretion, including compost,
sewage sludge, residues from biogas plants using crops, crops residues or grassland silage, industrial
waste and other organic products containing nutrients used in agriculture as fertilizer or soil
amendment. The total N input by organic wastes applied to agricultural soils is estimated by
summing up the applications of different organic wastes multiplied by the N content of each organic
waste fertilizer.
Methodologies to assess organic waste application, possible data sources and coherence with
UNFCCC/UNECE guidelines are given in Section 3.8 on the pages 44-46 of the Eurostat GNB handbook
(Eurostat, 2013). A short summary is given below.
3.3.4.3.2 Approaches
Basic approach
Application of ‘other organic fertilisers’ [t N yr-1 applied] is reported in Table 4.3 of the GNB reporting
file14. This includes sewage sludge, urban compost, industrial waste compost, and other products.
Application of organic fertilizers (other than manure) is also reported in CRF table 3.D of the national
GHG emission inventories, including applied sewage sludge and other organic fertilizers applied to
soils.
3.3.4.3.3 Data sources
Data reported to the Commission under the Sewage Sludge Directive and to UNFCCC.
Data on compost as given in the Final Report on Compost production and use in the EU from
the European Compost network (ECN) by Barth et al, 2008. http://susproc.jrc.ec.europa.eu/
activities/ waste/documents/080229_EoW_final-report_v1.0.pdf
Country data on other organic fertilizers where available.
3.3.4.3.4 Uncertainties
Uncertainties are large, quality of activity data are diverse between countries but also between
waste categories within countries. Most likely the uncertainty of inputs via compost are above 20%.
3.3.4.4 Seeds and planting materials
3.3.4.4.1 Introduction
The total N input by seeds and planting material applied to agricultural soils is estimated by summing
up the applications of different seeds multiplied by the N content of each seed or planting material.
Methodologies to assess N inputs by seeds and planting material, possible data sources and
coherence with UNFCCC/UNECE guidelines are given in Section 3.11 on the pages 54-56 of the
Eurostat GNB handbook (Eurostat, 2013). A short summary is given below.
3.3.4.4.2 Approaches
Basic approach
14 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 77
Seeds, coefficients, and nutrient amount [t N yr-1 applied] is reported in Table 6.1-6.3 of the GNB
reporting file15 (if available).
3.3.4.4.3 Data sources
As reported in the GNB handbook (Eurostat 2013), data on seeds and planting material are:
only available for 19 countries that reported seeds in 2010/2011,
often only available for a limited number of crops,
often based on standard or assumed seeding rates,
Furthermore, country-specific data on nutrient contents are often not available. Default N inputs (in
kg N ha-1 yr-1) for main crops can be found in the GNB handbook, i.e. 4 for wheat, 3 for other cereals
and 8 for potatoes.
3.3.4.4.4 Uncertainties
It is clear that uncertainties in seed inputs are large, but the contribution to the total N input is
generally less than 2% (see GNB handbook, page 55).
3.3.4.5 Biological N fixation
3.3.4.5.1 Introduction
Nitrogen is fixed in the soil by leguminous crops, grass-legume mixtures (leguminous forage crops)
and by free living soil organisms. Leguminous crops include beans, soya bean, pulses etc, and are
defined in the Handbook Crop Statistics as leguminous plants grown and harvested green as the
whole plant, mainly for forage. The biological N fixation (BNF) by leguminous crops is determined by
multiplying the area covered by leguminous crops with an N fixation coefficient. The Tier 1a
approach assumes that crop N fixation equals total crop biomass, being twice the mass of edible crop
(FAO, 1990), multiplied with the N content of the N fixing crop.The estimation of BNF in
forage/fodder legumes and legume-grass pastures depends on the productivity and areas of these
legumes, which are difficut to assess. The BNF by free living soil organisms has been excluded in the
GNB approach due to uncertain and very limited availability of estimates on this flow. Others use
fixed values of 2-4 kg N ha-1 yr-1.
Methodologies to assess biological N fixation, possible data sources and coherence with
UNFCCC/UNECE guidelines are given in Section 3.9 on the pages 47-52 and in more detail in Annex 2
of the Eurostat GNB handbook (Eurostat, 2013). A short summary is given below.
3.3.4.5.2 Approaches
Stock taking
Detailed data on N input by biological N fixation is available in Tables 8.1-8.3 of the GNB reporting
file16. Requested data are differentiated by leguminous crops (dried pulses, soy bean, leguminous
plants (multi-annual fodder/perennial green fodder), pulses, and legume grass mixtures.
Estimates of N-input to agricultural soils by biological N fixation are not reported any more in the CRF
reporter since the use of the new IPCC (2006) guidelines. However, for the estimation of N in crop
15 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013 16 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 78
residues N from N fixation grains and pulses and N-fixing forage crops (clover, alfalfa) need to be
considered. The information should therefore be included in the National Inventory Reports
submitted by the countries to the UNFCCC.
3.3.4.5.3 Data sources
Countries which do not have country-specific coefficients on the N content of the N fixing
crop can use the default estimation procedure in IPCC Good Practice Guidance (Tier 1a or
Tier 1b) to estimate BNF of leguminous crops, as presented in Annex 2 of the GNB handbook
(Eurostat 2013).
In case country data are available on crop production and the N content of the N fixing crop,
those data should be used.
3.3.4.5.4 Uncertainties
Uncertainties are very large, especially with respect to the BNF of grass-legume mixtures. This flow is
obligatory, as ignoring would lead to a significant bias, but data availability is low and default
estimation procedures have not yet been established. The comparability and transparency of the
estimation of BNF in forage/fodder legumes and legumegrass mixtures could be improved if a set of
common guidelines on the estimation method and update frequency were established. For now the
unceratainty can be estimated at more than 50%.
3.3.4.6 Atmospheric deposition
3.3.4.6.1 Introduction
Guidance for the quantification of atmospheric deposition to agricultural land (arable land and
permanent crops, and grassland) is given in the Annex AT.
Methodologies to assess atmospheric deposition, possible data sources and coherence with
UNFCCC/UNECE guidelines are given in Section 3.10 on the pages 52-54 of the Eurostat GNB
handbook (Eurostat, 2013). A short summary is given below. An approximation of N deposited on the
reference area (N deposition) can be derived by multiplying either (i) a national average deposition
rate (Ndeposition_coefficient) per ha with the used agricultural area or (ii) more high resolution data,
such as EMEP model 50 km x 50 km estimates, with the agricultural area in those grids and adding
them up to country level.
3.3.4.6.2 Approaches
Stock taking
Data on N in atmospheric deposition available in Tables 9.1-9.3 of the GNB reporting file17.
3.3.4.6.3 Data sources
UNFCC: Data on atmospheric deposition of soil N emissions originating from agriculture
reported to UNFCCC under the IPCC Revised 1996 Guidelines.
The European Monitoring and Evaluation Programme (EMEP) of CLTRAP: EMEP models total
N deposition at 50 km x 50 km grid level in a harmonised way for signatories of CLTRAP.
EMEP makes use of national expertise and research.
17 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 79
Country-specific data sources
3.3.4.6.4 Uncertainties
Uncertainties at national scale are moderate, i.e on average as large as the uncertainties in N
emissions at that scale. It is most likely between 5 and 20 %.
3.3.4.7 Crop removal
3.3.4.7.1 Introduction
The N removal with crop production is estimated by summing up the crop yields of different crops
multiplied by the area of crop cultivation and mutiplied by the N content of each crop.
Methodologies to assess crop N removal, possible data sources and coherence with UNFCCC/UNECE
guidelines are given in Section 3.13 on the pages 44-46 of the Eurostat GNB handbook (Eurostat,
2013). A short summary is given below.
3.3.4.7.2 Approaches
Basic approach
Nutrient export in harvested crops and forage is available in Tables 5.1-5.3 of the GNB reporting
file18. Requested data are at a high level of detail with regard to crop types. Data reported are total
harvested crops, nitrogen coefficients [kg t-1] and nitrogen export [kg N ha-1 yr-1].
3.3.4.7.3 Data sources
Sources for the various input data are:
Crop production and area: Eurostat Crop Statistics for data on the main crops
Crop nutrient contents: At present there are no default values, but Eurostat will estimate
coefficients for countries which do not have country-specific data available. Table 15 gives a
list of default values that could be used.
Table 15. Average values for crop N contents (in g kg-1 fresh weight, FW) that could be used in country N balances.
Crop categories N contents in crops (g/kg FW)
Cereals 18.1 Common wheat 18.1 Durum wheat 18.1 Barley 18.1 Rey 18.1 Oats 18.1 Maize 18.1 Other cereals 18.1 Citrus 2.7 Citrus fruits: oranges 2.7 Fodder 10.8 Fodder other 10.8 Gras 10.8 Fodder maize 10.8 Fruits 6.7 Other fruit 6.7
18 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 80
Crop categories N contents in crops (g/kg FW) Oilseeds 39.7 Sunflower 39.7 Rape and turnip rape 39.7 Soya 39.7 Fibre and oleaginous crops; cotton 39.7 Dry pulses 39.7 Other oil 39.7 Olives 20.0 Olive groves 20.0 Table olives 20.0 Rice 14.8 Rice 14.8 Roots 2.6 Sugar beet 2.6 Potatoes 2.6 Vineyard 4.6 Vineyards/table wine 4.6 Table grapes 4.6
3.3.4.7.4 Uncertainties
Uncertainties in crop N uptake are moderate. Oenema et al. (1999) classified the uncertainty of crop
N uptake between 5 and 20 %, while Kros et al. (2012) assumed a CV of 20%. There is a strong need
for deriving high quality data on country specific N contents in the various crops.
3.3.4.8 Fodder removal
3.3.4.8.1 Introduction
As with crop N uptake, the N removal with grass and fodder production is estimated by summing up
the yields of forage and grass multiplied by the area of grass and forage cultivation and multiplied by
the N content of grass and forage.
Methodologies to assess fodder production, possible data sources and coherence with
UNFCCC/UNECE guidelines are given in Section 3.14 on the pages 59-65 of the Eurostat GNB
handbook (Eurostat, 2013). A short summary is given below.
3.3.4.8.2 Approaches
Basic approach
Nutrient export in harvested crops and forage is available in Tables 5.1-5.3 of the GNB reporting
file19. Requested data are at a high level of detail with regard to crop types including plants harvested
green/green fodder and temporary and permanent pasture. For temporary and permanent pasture,
data requested are both gross production and net production. Data reported are total harvested
crops, nitrogen coefficients [kg t-1] and nitrogen export [kg N ha-1 yr-1].
3.3.4.8.3 Data sources
Production of grasslands: currently not available from Eurostat statistics.
Areas: available from annual Crop Statistics (Regulation (EC) No 543/2009) for temporary
grasses and grazing (area under cultivation) and permanent grassland (main areas, also at
regional level: NUTS2, UK and DE at NUTS1) and also from the the Farm Structure Survey.
19 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 81
Grass and forage nutrient contents: At present there are no default values. Default values (in
gN/kg FW) that could be used vary between 4.4-10.8 for grass and between 13.6 and 18.1 for
maize.
3.3.4.8.4 Uncertainties
Uncertainties are very large, since the quality of data on grass production is very low. To improve
data on grassland statistics, incl. land use, the estimation of grassland production and biological
fixation, Eurostat has issued a tender on grassland statistics. This project will provide a first step
towards a harmonised classification of grasslands and the estimation of grassland production and
biological fixation. For now the unceratainty can be estimated at more than 50%.
3.3.4.9 Crop residues outputs
3.3.4.9.1 Introduction
The N removal of crop residues from the field either by removal or burning can be estimated by
summing up the N removals of crop residues for different crops, which in turn are estimated by
multiplying the amount of crop residues removed with the residue N content. The amount of crop
residues for a crop is estimated by multiplying data on the main production of the crop with a
harvest factor (ratio between main crop and residue). The fraction of crop residues removed from
the field is subsequently estimated by multiplying the total crop residues with the recovery rate. In
principle data on all (net) crop residue removals should be included, but a minimum requirement is
the removal of crop residues of cereal crops, rapeseed, soybean and sugar beet.
Methodologies to assess crop residues outputs, possible data sources and coherence with
UNFCCC/UNECE guidelines are given in Section 3.15 on the pages 65-68 of the Eurostat GNB
handbook (Eurostat, 2013). A short summary is given below.
The Eurostat guidebook distinguishes the ideal estimation of the GNB and the practical estimation,
which differs considerably with regard to crop residues. In the ideal N budget all crop residues are
included in the output term – this includes crop residues left on the field, crop residues removed
from the field, and crop residues burned. The input term quantifies crop residues left on the field,
crop residues harvest but returned to the field (e.g. in bedding material, thus care must be taken to
avoid double counting), or N in ashes. For the practical implementation, crop residues are not
considered in the input terms, but in the output term: crop residues removed and not returned, and
N in crop residues burned and not remaining in the ashes.
The difference between the ideal and the practical implementation of the N budget is important in
case N use efficiency indicators are calculated. There is no difference though in terms of the N
balance, which is identical for both implementations.
3.3.4.9.2 Approaches
Basic approach
Nutrient export in crop residues is available in Tables 7.1-7.3 of the GNB reporting file20. Requested
data are at a high level of detail and include head leaves and stems (potatoes, sugar and fodder beet,
20 Model_national_level_N_(CPSA_AE_110N)_corrected.xls from 17/05/2013
Annex 3 – Agriculture page 82
other fodder roots), straw (cereals), and other crop residues (rape and turnip rape, soy bean). Data
reported are total crop residues, nitrogen coefficients [kg t-1] and nitrogen export [kg N ha-1 yr-1].
3.3.4.9.3 Data sources
Annex 5 of the Eurostat GNB handbook (Eurostat, 2013) summarizes international guidelines to
assess crop residues outputs. Data sources include:
default values to be used for the harvest factor (ratio between main crop and residue) and N
content in the residues of major crops: Revised IPCC 1996 Guidelines
Main production of crops: Eurostat Crop Statistics.
Data on harvested crop residues are also be available from the Economic Accounts for
Agriculture.
3.3.4.9.4 Uncertainties
Uncertainties are large, since the quality of activity data are diverse between countries, but the
contribution to the N balance is likely small.
3.3.4.10 Ammonia soil emissions
3.3.4.10.1 Introduction
Ammonia (NH3) soil emissions occur due to manure application, grazing (manure dropped on
pastures), application of mineral fertilizers, and application of other organic fertilizers, crop residues
and field burning of agricultural wastes. NH3 emissions are equal to the N amounts that are applied
by these N source multiplied by NH3 emission factors for each source.
Methodologies to assess ammonia (NH3) soil emissions, possible data sources and coherence with
UNFCCC/UNECE guidelines are given in Section 3.16 on the pages 68-71 of the Eurostat GNB
handbook (Eurostat, 2013). A short summary is given below.
3.3.4.10.2 Approaches
NH3 emission factors for each source are available in IPCC (2006) and EMEP/EEA 2013 Guidebook.
3.3.4.10.3 Uncertainties
Uncertainties are relatively large, especially due to uncertainties in NH3 emission factors for each
source and are likely more than 20 % (see Oenema and Heinen, 1999).
3.3.4.11 Other soil N emissions (or denitrification)
3.3.4.11.1 Introduction
Other soil N emissions include emissions of N2O, NO, NO2 and N2 which are emitted during
denitrification processes. Emissions of these N compounds are equal to the N amounts that are
applied by these N source multiplied by emission factors of each N compounds for each source. For
N2, no data are given. An option to quantify denitrification is to assess N leaching and runoff on the
basis of a default set of N runoff and N leaching fractions, depending on soil, slope, hydrology etc.
(e.g. Velthof et al., 2009) and assume that denitification equals the N surplus minus N runoff and N
leaching.
Annex 3 – Agriculture page 83
Methodologies to assess other soil N emissions, possible data sources and coherence with
UNFCCC/UNECE guidelines are also given in Section 3.16 on the pages 68-71 of the Eurostat GNB
handbook (Eurostat, 2013) as far as N2O and NO is concerned. For N2, no data are given in this
guidebook. A short summary is given below.
3.3.4.11.2 Data sources
Data sources on N2O and NO emission factors for each source are given in the IPCC guidebook and
EMEP/EEA 2013 Guidebook. Data on N runoff and N leaching fractions, depending on soil, slope,
hydrology etc are given in Velthof et al. (2009).
3.3.4.11.3 Uncertainties
Uncertainties in N2O and NO emission are large and in N2 emissions very large because they can not
be measured. Estimations are based on all the inputs and outputs of N thus containting the
unceratianty of each estimate. Uncertainty can easily be more than 50% (see e.g. Kros et al., 2012).
3.3.4.12 Soil nitrogen stock changes
3.3.4.12.1 Soil stock changes
Soil stock changes occur when the equilibrium between mineralization of soil organic matter on one
hand and the formation or addition of new organic matter is out of balance and thus the content of
organic matter (and thus organic nitrogen) in soils decreases or increases. Soil stock changes are
important flows for the AG.SM pool (Hutton et al., nd; Leip et al., 2011a; Eurostat, 2013; Ozbek and
Leip, 2015), however data are difficult to obtain and are so far not included in any of above-mentioned
guidelines. It is recommended to make some efforts to obtain an estimate on soil stock changes. An
option would be to derive them from long term monitoring programmes, or to estimate N stock
changes, either using process-based modelling (see for example Leip et al., 2011b) or on basis of
regression assumptions (see for example Hutton et al., nd; Ozbek and Leip, 2015).
Crop specific assessment and consideration of mitigation techniquese in AG.SM
Crop production statistics are usually available at a higher level of disaggregaton than other data
required to characterize an AG.SM.LAND pool; therefore an area-weighted implied unit flow for crop
production must be calculated:
where LAND: Land type for which the implied unit flow is calculated LANDs: More detailed land use types for which information on crop and crop residues output is available.
fLANDs The crop or fodder output (CROP, FODD) and crop or fodder residues (CRES, FRES) Unit: kg N ha-1 yr-1
YLANDs Yield of land use LANDs in kg crop dry matter ha-1 yr-1 and/or kg residue dry matter ha-1 yr-1
𝜒𝐿𝐴𝑁𝐷𝑠𝑁 Nitrogen content of crop or residue for land type LANDs in kg N (kg crop or residue dry matter)-1
ALANDS: Area cultivated with land type LANDs, ha
iufLAND: Implied unit flow for land typ LAND, kg N ha-1 yr-1
𝒊𝒖𝒇𝑳𝑨𝑵𝑫 =∑ {𝒇𝑳𝑨𝑵𝑫𝒔 ⋅ 𝑨𝑳𝑨𝑵𝑫𝒔}𝑳𝑨𝑵𝑫𝒔
∑ {𝑨𝑳𝑨𝑵𝑫𝒔}𝑳𝑨𝑵𝑫𝒔 10
𝒇𝑳𝑨𝑵𝑫𝒔 = 𝒀𝑳𝑨𝑵𝑫𝒔 ⋅ 𝝌𝑳𝑨𝑵𝑫𝒔 11
Annex 3 – Agriculture page 84
In case that data on the application of mitigation measures/techniques, the use of precision farming,
or agronomic differences are available, it is recommended to calculate implied unit flows. Mitigation
technologies are often aimed at reducing losses of nitrogen to the environment and/or improving the
nitrogen use efficiency of the crop. It is important to assess the effect of the different technologies
on all output flows and determine the share of total input flows 𝒇𝑳𝑨𝑵𝑫,𝒕 used for the specific
technologies applied to the land type in order to not bias the soil-budget of the land types.
where LAND: Land type for which the implied unit flow is calculated t Technology: mitigation measure/technique, precision farming technology etc.
fLAND The crop or fodder output (CROP, FODD) and crop or fodder residues (CRES, FRES) Unit [kg N ha-1 yr-1]
ALAND: Area cultivated with land type LANDs [ha]
iufLAND: Implied unit flow for land typ LAND [kg N ha-1 yr-1]
In case data is available it is important to first perform a screening of the different technologies to
assess whether the additional detail will provide added value to the NNB according to the criteria set
in the general annex and in Section 3.1.2. The selection of the proper level of disaggregation so that
the resources invested in the quantification of the flows is used most efficiently.
4 References
Bitman, S., Dedina, M., Howard, C.M., Oenema, O., Sutton, M.A., 2014. Options for Ammonia Mitigation:
Guidance from the UNECE Task Force on Reactive Nitrogen. Hydrology, C. for E. and (Ed.). Edinburgh,
UK.
EEA, 2013. EMEP/EEA air pollutant emission inventory guidebook 2013. Technical guidance to prepare
national emission inventories. Convention on Long Range Transboundary Air Pollution, European
Environmental Agency (Eds.). Publication Office of the European Union, Luxembourg.
doi:http://dx.doi.org/10.2800/92722.
EEA, 2014. Annual European Union greenhouse gas inventory 1990 – 2012 and inventory report 2014
Submission to the UNFCCC Secretariat. Technical report No 09/2014. European Environment Agency,
Copenhagen, Denmark.
EU, 2013. Regulation (EU) No 1307/2013 of the European Parliament and of the Council of 17 December 2013
establishing rules for direct payments to farmers under support schemes within the framework of the
common agricultural policy and repealing Council Regulation . Off. J. Eur. Union. L 347, 608–670.
Eurostat, 2013. Nutrient Budgets, EU-27, NO, CH. Methodology and Handbook. Version 1.02. Eurostat and
OECD, Luxemb.
Hutton, O., Leach, A.M., Galloway, J.N., Leip, A., Bekunda, M., Sullivan, C., (n.d.). Toward a Nitrogen
Footprint Calculator for Tanzania. Environ. Res. Lett. subm.
IPCC, 2006. 2006 IPCC Guidelines for National Greenhouse Gas Inventories, Prepared by the National
Greenhouse Gas Inventories Programme - Volume 4 Agriculture, Forestry and Other Land Use. Eggleston,
H., Buendia, L., Miwa, K., Ngara, T., Tanabe, K. (Eds.). IGES, Japan.
𝒊𝒖𝒇𝑳𝑨𝑵𝑫 =∑ {𝒇𝑳𝑨𝑵𝑫,𝒕 ⋅ 𝑨𝑳𝑨𝑵𝑫,𝒕}𝒕
∑ {𝑨𝑳𝑨𝑵𝑫,𝒕}𝒕
12
Annex 3 – Agriculture page 85
Kros, J., Heuvelink, G.B.M., Reinds, G.J., Lesschen, J.P., Ioannidi, V., De Vries, W., 2012. Uncertainties in
model predictions of nitrogen fluxes from agro-ecosystems in Europe. Biogeosciences. 9, 4573–4588.
doi:http://dx.doi.org/10.5194/bg-9-4573-2012.
Lassaletta, L., Billen, G., Grizzetti, B., Garnier, J., Leach, A.M., Galloway, J.N., 2014. Food and feed trade as a
driver in the global nitrogen cycle: 50-year trends. Biogeochemistry. 118, 225–241.
doi:http://dx.doi.org/10.1007/s10533-013-9923-4.
Leip, A., Britz, W., Weiss, F., de Vries, W., 2011a. Farm, land, and soil nitrogen budgets for agriculture in
Europe calculated with CAPRI. Environ. Pollut. 159, 3243–53.
doi:http://dx.doi.org/10.1016/j.envpol.2011.01.040.
Leip, A., Busto, M., Winiwarter, W., 2011b. Developing spatially stratified N2O emission factors for Europe.
Environ. Pollut. 159, 3223–32. doi:http://dx.doi.org/10.1016/j.envpol.2010.11.024.
Leip, A., Weiss, F., Lesschen, J.P., Westhoek, H., 2014. The nitrogen footprint of food products in the European
Union. J. Agric. Sci. 152, 20–33. doi:http://dx.doi.org/10.1017/S0021859613000786.
Oenema, O., Heinen, M., Smaling, E.M.A., Fresco, L.O., others, 1999. Uncertainties in nutrient budgets due to
biases and errors. Nutr. disequilibria agroecosystems concepts case Stud. CABI Publishing. 75–97.
Oenema, O., Kros, H., de Vries, W., 2003. Approaches and uncertainties in nutrient budgets: implications for
nutrient management and environmental policies. Eur. J. Agron. 20, 3–16.
Oenema, O., Sebek, L., Kros, H., Lesschen, J.P., van Krimpen, M., Bikker, P., van Vuuren, A., Velthof, G.,
2014. Guidelines for a common methodology to estimate nitrogen and phosphorus excretion coefficients
per animal category in eu-28. final report to eurostat, in: Eurostat (Ed.), Methodological studies in the field
of Agro-Environmental Indictors. Eurostat, Luxembourg, pp. 1–108.
Ozbek, F.S., Leip, A., 2015. Estimating the gross nitrogen budget under condition of soil nitrogen stock changes:
a case study for Turkey. Agric. Ecosyst. Environ. in press.
Özbek, F.Ş., Leip, A., 2015. Estimating the gross nitrogen budget under soil nitrogen stock changes: A case
study for Turkey. Agric. Ecosyst. Environ. 205, 48–56. doi:http://dx.doi.org/10.1016/j.agee.2015.03.008.
Velthof, G.L., Oudendag, D., Witzke, H.P., Asman, W. a H., Klimont, Z., Oenema, O., 2009. Integrated
assessment of nitrogen losses from agriculture in EU-27 using MITERRA-EUROPE. J. Environ. Qual. 38,
402–17. doi:http://dx.doi.org/10.2134/jeq2008.0108.
5 Document version Version: 10/05/2016
Authors:
Adrian Leip
adrian.leip@jrc.ec.europa.eu
Wim de Vries
wim.devries@wur.nl
Karin Groenestein
karin.groenestein@wur.nl
Reviewers: Natalia Kozlova (IEEP, St. Petersburg), Jürg Heldstab (INFRAS, Zürich)
page 86
Annex 4 – Forest and semi-natural vegetation
1 Introduction
Purpose of this Annex
This annex defines the pool “forest and semi-natural vegetation” to the “Guidance document on
national nitrogen budgets” (UN ECE 2013). It describes the relevant nitrogen sub-pools (i.e. forest,
wetland and Other Land) of the compartment forest and semi-natural vegetation, encompassing
vegetation and soil, as well as the relevant nitrogen transformation processes. In addition, it provides
guidance on how to calculate the relevant internal flows as well as the flows across given system
boundaries (chapter 4) and also stock changes (chapter 5), by presenting calculation methods and
possible data sources. Moreover, tables and references are presented in chapters 6 and 7, respectively.
Basically, this guidance document relates to existing national nitrogen budgets (NNB) such as the Swiss
N budget (Heldstab 2010), the German N budget (Umweltbundesamt 2009), and the European N
budget (Leip et al., 2011). The Guidance document is taking advantage of the IPCC guideline for
National Greenhouse Gas Inventories (2006) in order to use existing structure and appropriate
information.
2 Overview over the Forest and Semi-natural vegetation (FS) pool
The FS pool and corresponding pools
The pool forest and semi-natural vegetation (FS) comprises all natural and semi-natural terrestrial
ecosystems (i.e. forest and Other Lands including their soils), as well as wetlands. The main N flows
between FS and other pools are presented in figure 1. The spatial boundary of the NNB system is given
through the national border.
Annex 4 – Forest and semi-natural vegetation page 87
Figure 1: Most relevant N flows connecting neighbouring pools with the pool Forest and semi-natural vegetation.
The runoff and interflow (lateral transport, including groundwater) water from agriculture pools and
hydrosphere pools represents the biggest N sources to the wetland sub-pool of the FS pool. Also, an
indirect linkage is given between agriculture and FS pool via atmospheric N deposition processes. There
are no direct flow connections to the waste pool. The FS pool is also linked to the rest of the world
(RW) through the export of wood products.
Nitrogen species
Table 4 of Annex 0 provides a descriptive overview of all potential nitrogen species involved. Dissolved
organic N is not included even though organic N may constitute an important fraction of deposition
and/or leaching of nitrogen in some systems (Neff et al., 2002; Cape et al., 2012).
Nitrogen processes in the FS pool
Inflows
The most significant inflows of nitrogen occur from the atmosphere to the biosphere (Leip et al.,
2011). Such nitrogen inputs include atmospheric deposition as well as biological fixation of
elementary nitrogen (N2) (by microbes in a symbiotic association with the roots of higher plants and
soil heterotrophic microorganisms).
Annex 4 – Forest and semi-natural vegetation page 88
N transformation processes and retention
Nitrogen undergoes various transformation processes in the FS pool (e.g. Butterbach Bahl et al., 2013).
To our current knowledge, the most relevant processes are:
Ammonification (mineralization): During the decomposition of litter and soil organic matter,
different organic nitrogen compounds are mineralized to ammonium (NH4+).
Nitrification: Under aerobic conditions Ammonium (NH4+) is oxidized by microbes to nitrite
(NO2-) and further to nitrate (NO3
-).
The inorganic N species, ammonium (NH4+) and nitrate (NO3
-) can either be taken up by plants (uptake)
or immobilized by soil microorganisms in the form of organic nitrogen compounds (immobilisation).
Moreover, ammonium can also be adsorbed on clay minerals and so precluded from further
transformation (adsorption). Hence uptake, immobilisation and adsorption ensure for the N retention
within the pool.
Outflows
In contrast to ammonium (NH4+), nitrate (NO3
-) is easily soluble in soil water and may not be completely
consumed by plants and microorganisms so that it is leached to water bodies such as streams, lakes
and groundwater. Apart from leaching, N can also be emitted to the atmosphere by two major
processes:
Denitrification: Under anoxic condition nitrate (NO3-) and nitrite (NO2
-) are transformed into
gaseous compounds such as nitrogen oxide (NO), nitrous oxide (N2O) and elementary nitrogen
(N2) and are emitted back to the atmosphere.
Anammox (Anaerobic ammonium oxidation): Also under anoxic condition nitrite (NO2-) and
ammonium (NH4+) can be converted into dinitrogen (N2), which again is emitted.
Leaching of nitrate (NO3-) into the hydrosphere and emission of gaseous denitrification products
(NO, N2O, N2) and anammox products (N2O, N2) to the atmosphere represent the most significant
outflows from the FS pool. In addition to these, biomass losses through the tree harvest and
subsequent transformation in wood products lead to changes in the N stocks and thus contribute to
the N output. Natural disturbances (e.g. insect outbreaks, diseases, windfall, fire) may cause
additional losses.
Level of Detail
In general, calculations for N flows are based on the Tier approaches (1-2), where each successive tier
requires more detail resources than the previous one.
For Tier 1 basically default values from international sources will be applied, while for Tier 2 the
national-specific data should be used if available.
Only quantitatively significant N flows (at least 100 t N per million inhabitants and year [10-2 Gg (106
capita)-1× a-1]) are considered for the nation nitrogen budgets (see Annex 0).
3 Internal structure The FS pool is divided into 3 sub-pools, namely forest, Other Land, and wetland. Each sub-pool involves
two main components, namely plant biomass (includes above- and belowground biomass) and soil.
Figure 2 shows the internal structure of the pool and their specific connections to neighbouring pools.
Annex 4 – Forest and semi-natural vegetation page 89
Figure 2: Internal structure of the FS pool. For "Pool" references see Figure 1.
Table 1: Sub-pools of the tree FS pools (Forest and Semi-natural vegetation)
ID Code Full name of the sub-pool
4A FS.FO Forest and Semi-natural vegetation - Forest (Plant and Soil) 4B FS.OL Forest and Semi-natural vegetation - Other Land (Plant and Soil) 4C FS.WL Forest and Semi-natural vegetation - Wetland (Plant and Soil)
Sub-pool Forest (FS.FO)
Forest land is per definition a land with an area more than 0.5 hectare, and a canopy cover of more
than 5--10 % that has been under forest for over 20 years (IPCC, 2006). Atmospheric deposition and
biological N2 fixation constitute the inflows of N into the system, while harvested biomass, leaching,
and denitrification account for the relevant outflows. Natural disturbances such as fire may cause
additional losses; however no significant flows are probable and therefore were not taken into further
consideration.
If only vertical percolation of precipitation to the groundwater is considered the changes in N budget
can be calculated as:
∆𝑵𝒃𝒖𝒅𝒈𝒆𝒕 = 𝑫𝒆𝒑𝒐𝒔𝒊𝒕𝒊𝒐𝒏 + 𝒃𝒊𝒐𝒍𝒐𝒈𝒊𝒄𝒂𝒍 𝑵 𝑭𝒊𝒙𝒂𝒕𝒊𝒐𝒏 − 𝑯𝒂𝒓𝒗𝒆𝒔𝒕𝒊𝒏𝒈 −
𝑫𝒆𝒏𝒊𝒕𝒓𝒊𝒇𝒊𝒄𝒂𝒕𝒊𝒐𝒏 − 𝑳𝒆𝒂𝒄𝒉𝒊𝒏𝒈 = 𝑺𝒕𝒐𝒄𝒌 𝒄𝒉𝒂𝒏𝒈𝒆𝒔 1.0
Annex 4 – Forest and semi-natural vegetation page 90
Sub-pool Other Land (FS.OL)
The sub-pool "Other Land" encompasses bare land (i.e. as a result of development of settlements),
rock and ice (IPCC, 2006). The atmospheric deposition is the main inflow to the sub-pool “Other Land”,
while the leaching/runoff represent the most relevant outflow. Other Land is always unmanaged, and
in that case changes in N stocks as well as biological N2 fixation and denitrification were assumed to be
very small and were thus neglected (J. Heldstab, personal communication).
Based on these assumptions the change in the N budget can be calculated as:
Only in case of land conversion to Other Land important stock changes can be expected. Otherwise,
no significant flows are likely between the sub-pools "Other Land", forest and wetland and therefore
were not taken into further consideration.
Sub-pool Wetland (FS.WL)
In the IPCC Guidelines for National Greenhouse Gas Inventories (2006) wetlands are defined as any
lands that are covered or saturated by water for all or part of the year, and do not fall into the Forest
Land, Cropland, or Grassland categories. Numerous environmental factors (i.e. water table depth,
water flow, nutrient availability) form a diverse picture of wetland types with various vegetation
communities and biogeochemical cycles (Smith et al., 2007, Frazier 1999). This diversity challenges the
inclusion of wetlands in national N budget calculations.
N inflow pathways into wetlands are complex and include N deposition, biological N2 fixation and N
inflow via surface water inflow (here "Runon"), pipe and tile drainage from neighbouring agricultural
fields, interflow, young oxic and anoxic groundwater, old anoxic groundwater from a deeper aquifer
and river water inflow (Trepel & Kluge, 2004). N retention within the wetland is governed by plant N
uptake (and sedimentation) (Saunders & Kalff, 2001; Jordan et al. 2011). N outflows also include a
number of processes, whereupon the most relevant are denitrification, forest/grass harvest and N
leaching via saturated overland flow, ditch outflow, overbank flow due to flooding, subsurface
discharge and river flow (Trepel & Kluge, 2004).
Where Δ = accumulation (+) or loss (-).
4 Flows: Calculation guidance This section describes calculation methods and data sources to derive all relevant N flows in and out
of the pool Forest and Semi-Natural Vegetation and Soil. Table 2 gives an overview on the flows
considered.
Table 2: Overview on relevant N flows in and out of the Forest and Semi-natural vegetation and soil pools.
∆𝑵𝒃𝒖𝒅𝒈𝒆𝒕= 𝑫𝒆𝒑𝒐𝒔𝒊𝒕𝒊𝒐𝒏 − 𝑳𝒆𝒂𝒄𝒉𝒊𝒏𝒈 2.0
∆𝑵𝒃𝒖𝒅𝒈𝒆𝒕 = 𝑹𝒖𝒏𝒐𝒏 + 𝑫𝒆𝒑𝒐𝒔𝒊𝒕𝒊𝒐𝒏 + 𝒃𝒊𝒐𝒍𝒐𝒈𝒊𝒄𝒂𝒍 𝑵 𝑭𝒊𝒙𝒂𝒕𝒊𝒐𝒏 −
𝑫𝒆𝒏𝒊𝒕𝒓𝒊𝒇𝒊𝒌𝒂𝒕𝒊𝒐𝒏 − −𝑳𝒆𝒂𝒄𝒉𝒊𝒏𝒈 − 𝑭𝒐𝒓𝒔𝒕/𝑮𝒓𝒂𝒔𝒔 𝑯𝒂𝒓𝒗𝒆𝒔𝒕) 3.0
Annex 4 – Forest and semi-natural vegetation page 91
Poolex Poolin Matrix* Other info Total code Annex where guidance is given
Description
AT FS.FO Atmospheric N
AT-FS.FO-AtmN
7 Deposition of N from atmosphere to forest
AT FS.FO N2 AT-FS.FO-N2 7 Biological N fixation of N2 from atmosphere to forest
AT FS.OL Atmospheric N
AT-FS.OL-AtmN
7 Deposition of N from atmosphere to Other Land
AT FS.WL Atmospheric N
AT-FS.WL-AtmN
7 Deposition of N from atmosphere to wetland
AT FS.WL N2 AT-FS.WL-N2 7 Biological N fixation of N2 from atmosphere to wetland
AG FS.WL NO3 Runoff in surface water
AG-FS.WL-SURFW-NO3
3 Surface water runoff NO3-N losses to the wetlands from agricultural soil
FS.FO AT Gas N Denitrification FS.FO-AT-GasN
4 Gaseous N emission to the atmosphere from forest soil
FS.FO HS.MW Wood N Wood FS.FO-HS.MW-WoodN
4 Energy wood export to humans and settlements sub-pool material world
FS.FO MP.OP Wood N Wood FS.FO-MP- WoodN
4 Industrial round wood export to the pool material and products in industry
FS.FO RW Wood N Wood FS.FO-RW- WoodN
4 Wood export from the country to the rest of the world
FS.FO HY.SW NO3 Leaching and runoff
FS.FO-HY.SW-NO3
4 NO3-N leaching and surface water runoff into the hydrosphere from forest soil
FS.OL HY.SW NO3 Leaching and runoff
FS.OL-HY.SW-NO3
4 NO3-N leaching and surface water runoff into the hydrosphere from the Other Land soil
FS.WL HY.SW NO3 Leaching and runoff
FS.WL-HY.SW-NO3
4 NO3-N leaching and surface water runoff into the hydrosphere from wetland soil
FS.WL AT N2O Denitrification FS.WL-AT- N2O
4 N2O emission to the atmosphere from wetland soil
Annex 4 – Forest and semi-natural vegetation page 92
Forest
Table 3: Overview on forest related N-flows in/out of the FS pool (from table 2)
Flow Code Flow Description Pool ex
Pool in Matrix
AT-FS.FO-AtmN Deposition of N2O-N form atmosphere to forest AT FS.FO AtmN AT-FS.FO-N2 Biological N fixation of N2 from atmosphere to
forest AT FS.FO N2
FS.FO-AT-GasN Gaseous N emission to the atmosphere from forest soil
FS.FO AT GasN
FS.FO-HY.SW-NO3 NO3-N leaching & surface water runoff into the hydrosphere from forest soil
FS.FO HY.SW NO3
FS.FO-MP-WoodN Industrial round wood export to the pool material and products in industry within the country
FS.FO MP WoodN
FS.FO-HS.MW-WoodN
Energy wood export to humans and settlements sub-pool material world within the country
FS.FO HS.MW WoodN
FS.FO-RW-WoodN Wood export (industrial round wood and fuel wood) from the country to the rest of the world
FS.FO RW WoodN
Atmospheric N deposition (AT-FS.FO-AtmN)
Information on atmospheric N deposition is provided in annex 7 – atmosphere of the guidance
document on national N budgets. The total N deposition varies considerably between forest types,
mostly depending on leaf surface, tree species composition (de Vries et al., 2007) and structure such
as forest edges (Beier & Gundersen, 1989). Only total N deposition is reported in large-scale deposition
models (e.g. EMEP/MSC-W model), which include uptake processes for nitrogen occurring in the
canopy but not measured in the throughfall. Nitrogen in throughfall is a good indicator of N leaching
with the seepage water (Gundersen et al., 2006) and for gaseous emission losses (see section 5.1.4).
Therefore, a conversion procedure is needed that quantifies throughfall deposition for a given region.
N throughfall deposition is however not easily available. Several approaches to quantify total
deposition and throughfall are described below.
Tier 1
Tier 1 approach is used for the countries without throughfall measurements. The throughfall
deposition can be estimated by an inferential approach:
Throughfall: 𝑻𝑭 = 𝑻𝑫 − 𝑪𝑼 1.1
𝑻𝑫 = 𝑾𝑫 + ∑(𝒗𝒅𝒆𝒑𝒊 × 𝒄𝒐𝒏𝒄𝒊) 1.1.1
Where: TF = throughfall [kg N ha-1 y-1]
TD= total deposition in forested area [kg N ha-1 y-1] CU= canopy uptake [kg N ha-1 y-1], see Table 4 WD = wet deposition [kg N ha-1 y-1]; WD data can be obtained by multiplying concentration of N in precipitation (bulk deposition = BD) with precipitation amounts from the mean annual precipitation. If BD is sampled by funnel –type collectors, then provided concentrations have to be corrected with the average wet-only to bulk ratios given in the literature (Draaijers et al., 1998). EMEP provides modelled data on WD. Vdep_i = deposition velocity of N species for coniferous and broad-leaved forests [mm s-1]. Averaged over the altitude ranges: default values 3.3 for both forest types (Source: Thimonier et al., 2005) Conc_i = concentration of the N species in the air [µg N m-3]; from EMEP
Annex 4 – Forest and semi-natural vegetation page 93
As an alternative to the inferential approach, the N in throughfall could also be estimated by using a
conversion factor describing the general relationship between throughfall and deposition. From the
site-based data on non-forest bulk deposition and throughfall given in ICP Forests a conversion factor
could be calculated for specific forest types and regions. Regionalisation can then be done with the
modelled total N deposition at non-forested areas coming from the EMEP database. Since such an
assessment is in progress but not yet finished (pers. comm. Meesenburg), calculations have yet to be
done with national ICP Forests and ICP Integrated Monitoring data.
Under the framework of ICP Forests and ICP Integrated Monitoring the throughfall deposition has been
monitored at several hundred-forest plots for more than 15 years with a precision of ±30% (95%
significance level). The mean annual inorganic nitrogen (NH4+-N and NO3
--N) throughfall depositions
[kg N ha-1 y-1] from these are reported in Waldner at al., 2014 and the same data can be obtained from
the programme centre of ICP Integrated Monitoring.
Tier 2 In forest deposition monitoring at the plot scale, the total deposition of inorganic nitrogen (NH4
+ and
NO3-), taking into account all deposition pathways and canopy exchange, can be calculated by using
the canopy budget model developed by Ulrich (1983) and synthesized by Adriaenssens (2013). Also an
improved canopy budget model based on forest edge and throughfall measurements is available (Beier
et al. 1992).
4.1.1.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5
Uncertainties here originate form spatial and temporal variability of measured fluxes and
parameterisation uncertainties when up scaling to the ecosystem level.
If EMEP wet deposition (WD) data are used then the differences between modelled and
measured WD values should be taken in consideration for uncertainty estimations (see e.g.
Simpson et al., 2006).
Estimated uncertainty: level 2.
4.1.1.2 Suggested Data sources
- CORINE land cover contains information on the coverage and land use all over Europe,
www.eea.europa.eu/data-and-maps/data/corine-land-cover
- Spatial distribution of nitrogen depositions are available at EMEP at the following link:
http://www.emep.int/mscw/SR_data/sr_tables.html
- Deposition monitoring in the ICP Forests Level II plots;
http://icp-forests.net/page/data-requests
- Deposition monitoring in the ICP Integrated Monitoring plots: www.syke.fi/nature/icpim
- National GHG inventory
Biological N fixation (AT-FS.FO-N2)
Tier 1
For a rough estimation of biological N2 fixation (BNF), the N fixation rates for several biome types are
provided in Cleveland et al. (1999) (see Table 5). Given these data, the N fixation rates for specific
forests and biomes can be obtained by relating these default values to the national forest area
Annex 4 – Forest and semi-natural vegetation page 94
In case the stock changes (i.e. wood growth) are negligible, the biological N2 fixation can also be
estimated as a difference between output (leaching, gaseous loss) and input (deposition).
Where: BNF = N2 fixed [t N/year] FS1= outflow of N from denitrification [t N/year], see 4.1.3 FS2= outflow of N from leaching [t N/year], see 4.1.4 A1 = inflow of N from atmospheric deposition [t N/year], see 4.1.1.
Tier 2
For Tier 2 approach country-specific data on BNF shall be used.
4.1.2.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5
Default values in the table 5 have a very high spread. It is suggested, however, if relying on data reported in Cleveland et al. (1999), to use the lower percent cover values of symbiotic N fixers over the landscape (i.e. 1.5 in case of 1.5-2).
In case the reverse calculation, interpretation should be with caution since both the deposition
and leaching data are associated with high uncertainties and also N accumulation may occur
owing to increased availability of N.
Estimated uncertainty: level 2.
4.1.2.2 Suggested data sources
- Cleveland et al. (1999) - The European Nitrogen Assessment; Nitrogen process in terrestrial ecosystems. Sutton et
al., 2011. Cambridge University Press.
Nitrogen emissions (FS.FO-AT-GasN)
Denitrification is defined as the dissimilatory reduction of nitrate (NO3-) to nitrite (NO2
-), nitric oxide
(NO), nitrous oxide (N2O) and N2 by microbes. Besides microbial denitrification as the main pathway of
N losses, several other processes have been identified covering soil N emissions (Sutton et al. 2011).
Despite decades of research on this topic, continuous year-round measurements of N2O, NO and N2
emissions from forest soils are still lacking and hence robust mean annual fluxes of N2O, NO and N2
emissions and national estimates derived thereof are scarce and highly uncertain (Sutton et al. 2011).
N2-emissions to the atmosphere are not relevant for the NNB, as it is not a reactive N flow. However,
the N2 measurements are necessary for the calculation of N2:N2O ratios. Moreover, different
measurement methods complicate the combined analysis of measurement from different studies
(Butterbach-Bahl et al. 2013).
We note here that fire is not considered in the guideline even though it could be of importance for
some countries.
Tier 1
For the EU states plus Switzerland and Norway total simulated N2O-N and NO-N emissions from forest
soils are listed in Table 6 (source: Kesik et al., 2005). For other states, average N2O-N and NO-N
emissions from forest soils can be adopted from the same data source by selecting data from a country
Biological N fixation 𝑩𝑵𝑭 = (𝑭𝑺𝟏 + 𝑭𝑺𝟐) − 𝑨𝟏
1.2
Annex 4 – Forest and semi-natural vegetation page 95
showing comparable environmental characteristics and multiply with the forested area of the
respective states. More straightforward, Kesik et al. (2005) reported measured mean daily N2O-N and
NO-N emissions of 4.2 g N ha-1 day-1 and 11.7 g N ha-1 day-1 from 11 European forest sites covering a
wide gradient of site characteristics and N deposition. For annual estimates these values have to be
multiplied by 365 and by the forested area of the respective state.
To estimate N2-N emissions, a mean N2:N2O ratio of 19.5 (+/- 26.8) has been calculated from studies
of forest ecosystems (n = 6; for temperate beech and spruce forests in Germany) listed in the electronic
supplementary attached to Butterbach-Bahl et al. (2013).
Tier 2
Pilegaard et al. (2006) presented linear regression models between N2O-N and NO-N emissions and
selected forcing factors (i.e. N deposition, vegetation type, C/N-ratio, age). Resulting linear regressions
models and associated regressions coefficients are listed in Table 7. A number of process based models
(e.g. DayCent, Coup Model, Landscape DNDC, Orchidee etc.) for N emissions but also for leaching can
be used at the national scales with available empirical data. A qualitative comparison of currently
available models is given in Cameron et al. (2013).
4.1.3.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5
The estimation of denitrification to N2 remains highly uncertain, due to difficulties in
measurement and a high degree of temporal and spatial variability.
Estimated uncertainty: level 2.
4.1.3.2 Suggested data sources
- Spatial distribution of nitrogen depositions are available at EMEP at the following link:
http://www.emep.int/mscw/SR_data/sr_tables.html
- CORINE land cover contains information on the coverage and land use all over Europe:
www.eea.europa.eu; www.eea.europa.eu/data-and-maps/data/corine-land-cover
- National forest inventories (C/N-ratios, stand age)
Leaching (FS.FO-HY.SW-NO3)
Nitrate leaching to the groundwater occurs when N deposition (input) and net mineralization (status)
exceed plant demand (Gundersen et al., 2006).
Tier 1
In cases where no measurements are available, several indicators can be used as proxies for nitrate
leaching. Nitrate leaching is strongly dependent on the amount of N deposited in throughfall (see
section 4.1.1). No significant NO3- leaching could be expected when the throughfall fluxes are less than
8 kg N ha-1 y-1, while above 25 kg N ha-1 y-1 N leaching is very probable (Dise et al., 2009; Gundersen et
al., 2006). Predicted rates of N leaching related to throughfall N (95% confidence intervals are ± 10 kg
N ha-1 y-1) for soils with C:N ratios higher or lower than 25 are given in the Table 8.
Also, a significant relationship was found between organic soil C:N ratios and leaching (Cools et al.,
2014). Elevated nitrate leaching tends to occur at C:N ratio <25 and hence this threshold shall be used
as a default. In order to evaluate the risk for nitrate leaching from the forest status of the soil, mean
Annex 4 – Forest and semi-natural vegetation page 96
C:N ratios are given according to tree species occurrence and the soil type in the table 9 (Cools et al.,
2014).
Likewise, foliage N content as well as N density (total aboveground N input to the soil i.e. throughfall
+ litterfall, excluding belowground root litter input) can be used as a proxy for the nitrate leaching
(Gundersen et al., 2006) – see Table 10. Finally, the N status of the system (limited vs. saturated) will
also determine its retention capacity. Basically, N-poor systems have a higher retention than N-rich
systems. Therefore, the forest type specific empirical Critical Load is a measure of the sensitivity of
ecosystems to nitrate leaching (Holmberg et al., 2013).
Tier 2
Measured soil water nitrogen concentration, e.g. from ICP Forests or ICP Integrated Monitoring sites,
can be used to improve estimated leaching rates. At the plot level, leaching fluxes should be calculated
by multiplying the measured soil solution concentrations with measured or simulated water fluxes.
Water fluxes can be estimated with a number of different models, such as the monthly water balance
WATBAL model (Starr, 1999) or with a daily water balance Richard's model (van der Salm et al., 2007).
At the regional scale water drainage fluxes can be estimated from annual means of precipitation and
temperature. The manual for modelling and mapping Critical Loads gives detailed guidance on the
relevant procedure (CLRTAP 2014).
4.1.4.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5
Estimated uncertainty: level 2.
4.1.4.2 Suggested data sources
- IFEF, Indicators of Forest Ecosystem Functioning, Dise et al. (1998b); contains data on input-
output budgets published in scientific papers over the last decades for 250 forest sites.
- Level II database, expanded from De Vries et al. (2006); contains input-output budgets derived
from UN-ECE/EC intensive monitoring plots for the period 1995-2000 for approximately 110
forest sites.
- Homberg et al. (2013) contains input-output budgets for ICP Integrated Monitoring sites across
Europe.
- National forest inventory
- National soil inventory provides information on floor C:N ratio
- CLRTAP (2014). Mapping critical loads on ecosystems, Chapter V of Manual on methodologies
and criteria for modelling and mapping critical loads and levels and air pollution effects, risks
and trends. UNECE Convention on Long-range Transboundary Air Pollution,
www.icpmapping.org.
Annex 4 – Forest and semi-natural vegetation page 97
Forest products
Removal of wood by exploitation is an important flux in the N balance of forest ecosystems. In
general, the total wood removal can be calculated as:
𝑯𝒕𝒐𝒕𝒂𝒍 = 𝑯𝒊𝒏𝒅𝒖𝒔𝒕𝒓𝒊𝒂𝒍 𝒓𝒐𝒖𝒏𝒅 𝒘𝒐𝒐𝒅 + 𝑯𝒇𝒖𝒆𝒍 𝒘𝒐𝒐𝒅 + 𝑯𝒘𝒐𝒐𝒅 𝒆𝒙𝒑𝒐𝒓𝒕 1.3
Where: Htotal= annual wood removal for domestic use as well as for export to the rest of the world Hindustrial round wood = annual industrial round wood removals for domestic use Hfuel wood = annual fuel wood removals for domestic use Hwood export= annual wood export of industrial round wood and fuel wood to the rest of the world
The amount of N export depends on tree species, growth, and nutrient contents in different tree
compartments. For the estimation of nitrogen losses due to biomass removals the following
calculation can be applied:
𝑵𝒃𝒊𝒐𝒎𝒂𝒔𝒔−𝒓𝒆𝒎𝒐𝒗𝒂𝒍𝒔 = 𝑯 × 𝑫 × 𝑵𝑭 1.4
Where: Lbiomass-removals = annual N loss due to biomass removals [t N y-1] H = annual wood removals [1000 m3yr-1], see Tables 11, 12 for industrial round wood and Tables 13, 14 for fuel wood D = basic wood density [oven-dry t (moist m-3)], see Table 15 NF = content of N in tree compartments [mg g-1], see Table 16
Industrial round wood (FS.FO-MP-WoodN)
Industrial round wood comprises all wood obtained from removals (i.e. saw-logs and veneer logs;
pulpwood, round and split; and other industrial round wood) except wood fuel (UNECE/FAO Forestry
and Timber Section). Removals, however, refer to the volume of all trees, living or dead, that are felled
and removed from the forest and other wooded land. It includes removals of stem and non-stem wood
(i.e. harvest) and removal of trees killed or damaged by natural causes (i.e. natural losses). It is reported
in cubic meters solid volume under bark (i.e. excluding bark).
In terms of classification, caution should be paid to the definition of round wood removals, which
encompasses all wood removed with or without bark as well as wood fuel, charcoal and industrial
round wood (IPCC, 2006).
Tier 1
The estimation of nitrogen losses due to removal of industrial round wood is based on the equation
1.4 . Data on industrial round wood removals could be found for the period of 2007-2011 in Table 11.
For the wood density the mean value shall be used (Table 15), while for the content of N in tree
compartment the values for "whole tree" shall be used.
Annex 4 – Forest and semi-natural vegetation page 98
Tier 2
Tier 2 requires more precise categorisation of tree types and tree compartment. In general, for Tier 2 approach country-specific data shall be used. However, the wood density for different tree types as well as nitrogen contents of tree compartments can be found in Tables 15 and 16, respectively.
4.1.6.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.1.6.2 Suggested data sources
- National statistics
- UNECE Forestry and Timber Section database:
http://www.unece.org/forests/fpm/onlinedata.html
- FAOSTAT: http://faostat3.fao.org/browse/F/*/E
- EUROSTAT database:
http://epp.eurostat.ec.europa.eu/portal/page/portal/statistics/search_database
Fuel wood (FS.FO-HS.MW-WoodN)
According to the UNECE/FAO classification the fuel wood refers to round wood that is used as fuel for
purposes such as cooking, heating or power production. It includes wood harvested from main stems,
branches and other parts of trees (where these are harvested for fuel) and wood that will be used for
charcoal production (e.g. in pit kilns and portable ovens) but excludes wood charcoal. It also includes
wood chips to be used for fuel that are made directly (i.e. in the forest) from round wood. It is reported
in cubic meters solid volume under bark (i.e. excluding bark).
Tier 1
The estimation of nitrogen losses due to removal of fuel wood is also based on the equation 1.4. Data
on fuel wood removals could be found for the period of 2007-2011 in Table 13. For the wood density
the mean value shall be used (Table 15), while for the content of N in tree compartment the values for
"whole tree" shall be used.
Tier 2
Tier 2 requires more precise categorisation of tree types and tree compartment. In general, for Tier 2 approach country-specific data shall be used. However, the wood density for different tree types as well as nitrogen contents of tree compartments can be found in Tables 15 and 16, respectively.
4.1.7.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.1.7.2 Suggested data sources
- National statistics
- UNECE Forestry and Timber Section database:
http://www.unece.org/forests/fpm/onlinedata.html
- FAOSTAT: http://faostat3.fao.org/browse/F/*/E
- EUROSTAT database:
http://epp.eurostat.ec.europa.eu/portal/page/portal/statistics/search_database
Annex 4 – Forest and semi-natural vegetation page 99
Wood export (FS.FO-RW-WoodN)
Wood export involves forest products of domestic origin exported from the country. It is reported in cubic meters of solid volume or metric tons. Tier 1
The estimation of nitrogen losses due to wood export is also based on the equation 1.4. Data on wood
exports can be found for the period of 2007-2011 in the Table 12 for round wood and in Table 14 for
fuel wood. For the wood density the mean value shall be used (Table 15), while for the content of N in
tree compartment the values for "whole tree" shall be used.
Tier 2
Tier 2 requires more precise categorisation of tree types and tree compartment. In general, for Tier 2 approach country-specific data shall be used. However, the wood density for different tree types as well as nitrogen contents of tree compartments can be found in Tables 15 and 16, respectively.
4.1.8.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.1.8.2 Suggested data sources
- National statistics
- FAOSTAT: http://faostat3.fao.org/browse/F/*/E
- FAOSTAT forestry database: http://faostat3.fao.org/download, are available from year
1961
- OECD database: http://www.oecd.org/statistics/, provides information on growing stock in
forest, forest land area and exports of forestry products
- UNECE Forestry and Timber Section database:
http://www.unece.org/forests/fpm/onlinedata.html
Other Land (FS.OL)
Table 17: Overview on N-flows in/out the FS.OL pool
Flow Code Flow Description Pool ex Pool in
Matrix
AT-FS.OL-AtmN Deposition of N2O-N from atmosphere to Other Land
AT FS.OL AtmN
FS.OL-HY.SW-NO3
NO3-N leaching & surface water runoff into the hydrosphere from Other Land soil
FS.OL HY.SW NO3
Assuming that biological N2 fixation as well as denitrification is negligibly in this pool, N budgets can be
calculated as a difference between deposition and leaching.
Annex 4 – Forest and semi-natural vegetation page 100
Atmospheric N deposition (AT-FS.OL-AtmN)
Tier 1
For N deposition data are available in EMEP. In case that data are not offered for certain countries in
the EMEP database, it could be assumed that the atmospheric deposition in semi-natural vegetation
is homogenous within a country (Heldstab, 2010). Starting from this assumption, the total N deposition
in Other Land can be computed by multiplying atmospheric N deposition in non-forested area by the
percentage of land.
Tier 2
Tier 2 approaches involve the use of country-specific data.
4.2.1.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.2.1.2 Suggested data sources
- CORINE land cover, contains information of the coverage and land use all over the Europe:
www.eea.europa.eu/data-and-maps/data/corine-land-cover also FAO – www.fao.org
- EMEP MSC-W chemical transport model provides data on atmospheric deposition to semi-
natural vegetation (non-forested area)
- National GHG inventory
Leaching (FS.OL-HY.SW-NO3)
Tier 1
In N limited ecosystems it can be assumed that N deposited from the atmosphere will stay in soil (i.e.
zero leaching), while in the N rich areas N will be leached. If no data on nitrate leaching from Other
Lands are available then the nitrate leaching can be estimated by using default values or proxies (e.g.
2-10 kt N y-1 proposed in the Swiss N budget). For areas with periods of soil frost and snow, the N
deposition associated with snow will mostly run off with snowmelt and not be accumulated in the soil.
If no data on runoff are available then it can be assumed that all deposition via snow equals runoff.
Tier 2
Tier 2 approaches involve the use of national specific data.
4.2.2.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.2.2.2 Suggested data sources
- National meteorological stations shall provide data on N-deposition with snow
- The proxy values could be obtained through the expert judgement (i.e. national
environmental agency)
Annex 4 – Forest and semi-natural vegetation page 101
Wetlands
Table 18: Overview on N-flows in/out the FS.WL pool
Flow Code Flow Description Pool ex Pool in
Matrix
AT-FS.WL-AtmN Deposition of N form atmosphere to wetland AT FS.WL AtmN AT-SL.WL-N2 Biological N fixation of N2 from atmosphere to
wetland AT FS.WL N2
FS.WL-AT-NH3 NH3 emission to the atmosphere from wetland soil FS.WL AT NH3 AG-FS.WL-NO3-SURFW
Surface water runon NO3-N losses to the wetlands from agricultural soil
AG FS.WL NO3
FS.WL-HY.SW-NO3
NO3-N leaching & surface water runoff into the hydrosphere from wetland soil
FS.WL HY.SW NO3
As stated above, the inclusion of the diverse wetland types covering large environmental gradients and
the corresponding insufficient data challenge wetlands in national N budget calculations. Hence, a
robust quantification of N flows in wetlands that can be used as general reference will be difficult and
more research is necessary in this topic. Overall, the flow-path-oriented approach in WETTRANS
(Trepel & Kluge, 2004) presents a promising method to quantify the N retention ability of riparian
peatlands in particular and in modified form for wetlands in general. Consequently, in this chapter we
will give some hints on how N-flows for Tier 1 approach could be estimated.
Atmospheric N deposition (AT-FS.WL-AtmN)
Tier 1
Classification of vegetation composition in forest and non-forest determines the approach of
atmospheric N deposition calculation to the respective wetland. If classified as forests, atmospheric N
deposition is calculated corresponding to Chapter 4.1.1. If classified as non-forest, it can be assumed
that N deposition equals atmospheric N deposition on non-forested area.
4.3.1.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.3.1.2 Suggested data sources
- CORINE land cover, contains information of the coverage and forest type all over the Europe:
www.eea.europa.eu/data-and-maps/data/corine-land-cover, FAO – www.fao.org, aerial
/satellite photo
- EMEP MSC-W chemical transport model provides data on atmospheric deposition to semi-
natural vegetation (non-forested area)
- International and national wetland databases (Ramsar, etc.)
- National GHG inventory
Biological N2 fixation (AT-SL.WL-N2)
As molecular nitrogen does not constitute a reactive N form, this flow may be considered source
rather than transfer from the atmosphere – which does not alter the need of quantification.
Tier 1
Annex 4 – Forest and semi-natural vegetation page 102
For some wetland types the default values of biological N2 fixation are provided in Table 19. If none of
those wetland types are representative for the given country, then a mean value of 45 shall be used.
Tier 2
If national data are available these should be used.
4.3.2.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.3.2.2 Suggested data sources
- Reddy and DeLaune (2008)
Runoff (AG-FS.WL-NO3-SURFW)
As stated above, N inflow pathways from upland ecosystems include N inflow via surface runon, pipe
and tile drainage from neighbouring agricultural fields, interflow, young oxic groundwater, young
anoxic groundwater, old anoxic groundwater from a deeper aquifer and river water (Trepel & Kluge,
2004). Information on N inputs from surface runon from adjacent agricultural, groundwater and open
water shall be provided in annexe 3 (for agriculture - AG). However, a possible approach to estimate
the N runon is presented below.
Tier 1
Quantification of N input with surface runoff from adjacent agricultural areas can be done by the
widely used Runoff Curve number approach implemented with relevant digital GIS layers (Weng 2001)
and data on concentrations of N in surface runoff of different land use classes (Trepel & Kluge 2004).
Alternatively, N input to wetlands with surface runon from surrounding agriculture can be quantified
through a spatial intersection of the digital wetland layer with the resulting digital GIS layer of annual
amounts of N in surface runoff.
Similar, the N input with groundwater can be estimated through a spatial intersection of the digital
wetland layer with spatial national groundwater data on nitrate concentrations in groundwater.
Finally, the N input with adjacent open waters (i.e. rivers, lakes, oceans) can be estimated through the
N load of this open water.
4.3.3.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.3.3.2 Suggested data sources
- RAMSAR database, contains information on wetlands area (ha) designed as RAMSAR sites all
over the world (https://rsis.ramsar.org/)
- CORINE land cover, contains information of the coverage and land use all over the Europe:
www.eea.europa.eu/data-and-maps/data/corine-land-cover, FAO – www.fao.org
- Groundwater/surface water data on N concentrations
- Digital elevation model
- National meteorological data
- National soil inventory data on soil texture
Annex 4 – Forest and semi-natural vegetation page 103
Emissions (FS.WL-AT-N2O)
The groundwater table level and nitrogen content of organic matter and nutrient status have been
found to affect N2O emissions from wetland soils (Martikainen et al. 1993, Regina et al. 1996,
Marjainen et al. 2010, Klemedtson et al. 2005). Therefore, the IPCC Guidelines for National Greenhouse
Gas Inventories (2006) proposed a stratification of managed peatlands in boreal and temperate climate
according to nutrient status for the determination of N2O emission factors from managed wetlands.
Tier 1
A classification of the national wetlands according to nutrient status is provided in Table 20. The N2O-
N emission from soils with C:N ratios > 25 are insignificant (Klemedtson et al., 2005) or very low (e.g.
<0.01 kg N2O-N ha-2 in case of undrained ombrotrophic peatlands; Maljanen et al., 2010) so that N2O
emissions from wetlands with medium, poor or very poor nutrient status can be considered as
negligible.
For wetland types with higher nutrient status, Table 21 provides a number of annual N2O emission
rates from relevant studies.
4.3.4.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
The robust quantifications of N2O emissions for specific wetland types are highly uncertain due
to the low number of available studies. The emission fluxes are highly variable depending on
changes in the anoxic conditions and no studies are available providing simple ways to their
calculation.
Estimated uncertainty: level 2.
4.3.4.2 Suggested data sources
- RAMSAR database, contains information on wetlands area (ha) designed as RAMSA sites all
over the world (https://rsis.ramsar.org/)
- National wetland database (if available)
- Wetland inventories
Leaching and surface water runoff (FS.WL-HY.SW-NO3)
Nitrogen leaching and runoff occurs via saturated overland flow, ditch outflow, overbank flow due to
flooding, subsurface discharge and river flow (Trepel & Kluge, 2004).
Tier 1
In general, the N leaching can be estimated from the N load (sections 4.3.1-4.3.3) to and N removal
(section 4.3.4) from the wetland:
𝑵𝒍𝒆𝒂𝒄𝒉𝒊𝒏𝒈 = 𝑵𝒍𝒐𝒂𝒅 − 𝑵𝒓𝒆𝒎𝒐𝒗𝒂𝒍 3.1
A very robust relationship was found between the reactive N load to the system and the N removal
from the system based on observation of 190 datasets with sufficient information for spatially and
temporally normalized input-output models of reactive N reduction by wetlands (Jordan et al. 2011).
Accordingly, N leaching can be estimated as:
Annex 4 – Forest and semi-natural vegetation page 104
𝑙𝑜𝑔10(𝑁 𝑟𝑒𝑚𝑜𝑣𝑎𝑙) = −0.033 + 0.943 × 𝑙𝑜𝑔10(𝑁𝑙𝑜𝑎𝑑) 3.2
4.3.5.1 Uncertainty and other comments
Levels of uncertainty are provided in Annex 0, Table 5.
Estimated uncertainty: level 2.
4.3.5.2 Suggested data sources
- CORINE land cover, contains information of the coverage and forest type all over the Europe:
www.eea.europa.eu/data-and-maps/data/corine-land-cover, FAO – www.fao.org, aerial
/satellite photo
- EMEP MSC-W chemical transport model provides data on atmospheric deposition to semi-
natural vegetation (non-forested area)
- Default values for N fixation see Table 19
- RAMSAR database, contains information on wetlands area (ha) designed as RAMSA sites all
over the world (https://rsis.ramsar.org/)
- Groundwater/surface water data on N concentrations
5 Stocks & Stock Changes Calculations of stocks and stock changes are provided as a means to validate the mass balance
estimates. Nitrogen stocks in biomass and soil may change over time as a result in the difference
between inflows and outflows of nitrogen. When losses exceed gains, the stock decreases, and the
pool acts as a source; when gains exceed losses, the pools accumulate nitrogen, and the pools act as a
sink. We follow the approach used by IPCC reporting guidelines and distinguish between plant biomass,
dead organic matter (dead wood + litter) and soil stocks (IPCC, 2006).
Stock changes in forest land
Biomass stock changes (ΔNB)
Biomass stock changes of nitrogen are related to plant growth, human activities (e.g. harvest,
management practices), and natural losses due to disturbances (e.g. windstorms, insect outbreaks,
and diseases).
Tier 1
Estimation of N stock changes in biomass can be derived based on default methods (Tier 1) as:
Annex 4 – Forest and semi-natural vegetation page 105
Figure 3: Schematic diagram for estimating biomass N stocks changes for the level Tier 1. Details on the individual calculations see below.
Annual changes in N stocks in biomass are calculated according to the Gain -Loss Method:
Where: ΔNB = annual change in N stocks in biomass, considering total area [t N y-1] ΔNG= annual increase in N stocks due to biomass growth, considering total area [t N y-1] (eq. 5.2) ΔNL = annual decrease in N stocks due to biomass loss, considering total area [t N y-1] (eq. 5.3)
Annual increase in biomass N stocks due to biomass increment (NG) in eq. 5.1 is calculated:
𝐴𝑛𝑛𝑢𝑎𝑙 𝑖𝑛𝑐𝑟𝑒𝑎𝑠𝑒 𝑖𝑛 𝑏𝑖𝑜𝑚𝑎𝑠𝑠: ∆𝑵𝑮 = ∑ (𝑨𝒊,𝒋𝒊,𝒋 × 𝑮𝑻𝑶𝑻𝑨𝑳𝒊,𝒋 × 𝑵𝑭𝒊,𝒋) 5.2
Where: ΔNG = annual increase in biomass N stocks due to biomass growth [t N yr-1] A= area of land [ha] GTOTAL = mean annual biomass growth [t d. m. ha-1 yr-1] (calculated according to eq. 5.2.1) i = ecological zone (i=1 to n); see for this IPCC Guideline for National Greenhouse Gas Inventories 2006 Table 4.1. j = climate domain (j =1 to m); see for this IPCC Guideline for National Greenhouse Gas Inventories 2006 Table 4.1. NF = nitrogen fraction of dry matter [t N (t d.m.)-1], see Table 16. Caution: values in the table are in g kg-1; divide by 1000 in order to get the ratio.
The average annual increment in biomass (GTOTAL) in eq. 5.2 is calculated:
To estimate average annual biomass growth above and belowground, the biomass increment data of
forest inventories (dry matter) can be used directly.
𝐴𝑣𝑒𝑟𝑎𝑔𝑒 𝑎𝑛𝑛𝑢𝑎𝑙 𝑖𝑛𝑐𝑟𝑒𝑚𝑒𝑛𝑡 𝑖𝑛 𝑏𝑖𝑜𝑚𝑎𝑠𝑠: 𝑮𝑻𝑶𝑻𝑨𝑳 = ∑{𝑮𝑾 × (𝟏 + 𝑹)} 5.2.1
𝐶ℎ𝑎𝑛𝑔𝑒𝑠 𝑖𝑛 𝑁 𝑠𝑡𝑜𝑐𝑘𝑠 𝑖𝑛 𝑏𝑖𝑜𝑚𝑎𝑠𝑠: ∆𝑵𝑩 = ∆𝑵𝑮 − ∆𝑵𝑳
5.1
Annex 4 – Forest and semi-natural vegetation page 106
Where: GTOTAL = average annual biomass growth above and belowground [t N d.m. ha-1yr-1] GW = average annual aboveground biomass growth for a specific woody vegetation type [t N d.m. ha-1yr-1]; see Table 22. For land converted to forest land see Table 23 R = ratio of belowground biomass to above ground biomass for a specific vegetation type tonne d.m. belowground biomass (tonne d.m. aboveground biomass)-1. R must be set to zero if assuming no changes of belowground biomass allocation patterns; see Table 24 with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26
Tier 2 For the higher tiers also, net annual increment data can be used to estimate average annual aboveground biomass growth by applying a biomass conversion and expansion factor.
Average annual biomass growth 𝑮𝑻𝑶𝑻𝑨𝑳 = ∑{𝑰𝑽 × 𝑩𝑪𝑬𝑭𝑰 × (𝟏 + 𝑹)} 5.2.2
Where: GTOTAL = average annual biomass growth above and belowground [t N d.m. ha-1y-1]
R = ratio of belowground biomass to above ground biomass for a specific vegetation type, tonne d.m.
belowground biomass (tonne d.m. aboveground biomass)-1. R must be set to zero if assuming no changes of belowground biomass allocation patterns; see Table 24, with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26 IV = average net annual increment for specific vegetation type [m3 ha-1 yr-1] BCEFI = biomass conversion and expansion factor for conversion of net annual increment in volume (including bark) to aboveground biomass growth for specific vegetation type, t aboveground biomass growth [m3 net annual increment]-1, see Table 27.
If BCEFI values are not available and if the biomass expansion factor (BEF) and basic wood density (D) values are separately estimated, then the following conversion can be used:
Where: BCEFI = biomass conversion and expansion factor for conversion on net annual increment in volume (including bark) to aboveground biomass growth for specific vegetation type, t aboveground biomass growth [m3 net annual increment]-1, see Table 27. BEFI = biomass expansion factor D = basic wood density [oven-dry t (moist m-3)], see Table 15
Biomass loss (NL) in eq. 5.3 is a sum of annual loss due to wood removals (Lwood-removals), fuel wood
gathering (Lfuelwood) and disturbance (Ldisturbance) (eq. 5.3.1-5.3.3).
Where:
ΔNL = annual decrease in nitrogen stocks due to biomass loss in land remaining in the same land-use category, [t N yr-1] Lwood-removals = annual N loss due to wood removals [t N yr-1] Lfuelwood = annual biomass N loss due to fuel wood removals, [t N yr-1] Ldisturbance = annual N losses due to disturbances, [t N yr-1]
Where the annual N losses due to wood removals (Lwood-removals) are calculated as:
𝑳𝒘𝒐𝒐𝒅−𝒓𝒆𝒎𝒐𝒗𝒂𝒍𝒔 = {𝑯 × 𝑩𝑪𝑬𝑭𝑹 × (𝟏 + 𝑹) × 𝑵𝑭} 5.3.1
Biomass conversion and expansion factor 𝑩𝑪𝑬𝑭𝑰 = 𝑩𝑬𝑭𝑰 × 𝑫
5.2.3
Annual decrease in biomass ∆𝑵𝑳 = 𝑳𝒘𝒐𝒐𝒅−𝒓𝒆𝒎𝒐𝒗𝒂𝒍𝒔 + 𝑳𝒇𝒖𝒆𝒍𝒘𝒐𝒐𝒅 + 𝑳𝒅𝒊𝒔𝒕𝒖𝒓𝒃𝒂𝒏𝒄𝒆
5.3
Annex 4 – Forest and semi-natural vegetation page 107
Where: Lwood-removals = annual N loss due to biomass removals [t N y-1] H = annual wood removals, roundwood [m3 y-1] R = ratio of belowground biomass to above ground biomass, in tonne d.m. belowground biomass (tonne d.m. aboveground biomass)-1. R must be set to zero if assuming no changes of belowground biomass allocation patterns (Tier 1); see Table 24, with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26 NF = Nitrogen fraction of dry matter [tonne N (t d.m.)-1], see Table 16 BCEFR = biomass conversion and expansion factor for conversion of removals in merchantable volume to total biomass removals (including bark), t biomass removal [m3 of removals]-1, see Table 27. However, if BCEFI values are not available and if the biomass expansion factor (BEF) and basic wood density (D) values are separately estimated, then the following conversion can be used: BCEFR = BEFR × D
The annual N losses due to fuelwood removal (Lfuelwood) are calculated as:
𝑳𝒇𝒖𝒆𝒍𝒘𝒐𝒐𝒅 = [{𝑭𝑮𝒕𝒓𝒆𝒆𝒔 × 𝑩𝑪𝑬𝑭𝑹 × (𝟏 + 𝑹) + 𝑭𝑮𝒑𝒂𝒓𝒕 × 𝑫} × 𝑵𝑭 5.3.2
Where: Lfuelwood= annual N loss due to fuelwood removals [t N yr-1] FGtrees = annual volume of fuelwood removal of whole trees [m3 yr-1] FGpart = annual volume of fuelwood removal as tree parts [m3 yr-1] R = ratio of belowground biomass to above ground biomass, in tonne d.m. belowground biomass (tonne d.m. aboveground biomass)-1. R must be set to zero if assuming no changes of belowground biomass allocation patterns (Tier 1); see Table 24, with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26 NF = Nitrogen fraction of dry matter [tonne N (t d.m.)-1], see Table 16 D = basic wood density [tonne d.m. (m)-3], see Table 15 BCEFR = biomass conversion and expansion factor for conversion of removals in merchantable volume to biomass removals (including bark), t biomass removal [m3 of removals]-1, see Table 27. However, if BCEFI values are not available and if the biomass expansion factor for wood removals (BEFR) and basic wood density (D) values are separately estimated, then the following conversion can be used: BCEFR = BEFR × D
The annual N losses due to disturbances (Ldisturbances) are calculated as:
𝑳𝒅𝒊𝒔𝒕𝒖𝒓𝒃𝒂𝒏𝒄𝒆 = {𝑨𝒅𝒊𝒔𝒕𝒖𝒓𝒃𝒂𝒏𝒄𝒆 × 𝑩𝑾 × (𝟏 + 𝑹) × 𝑵𝑭 × 𝒇𝒅} 5.3.3
Where: Ldisturbance= annual other loss of N [t N yr-1] Adisturbances = area affected by disturbances [ha yr-1] BW = average aboveground biomass of land areas affected by disturbances [tonne N d.m. ha-1]
R = ratio of belowground biomass to above ground biomass, in tonne d.m. belowground biomass (tonne d.m. aboveground biomass)-1. R must be set to zero if no changes of belowground biomass are assumed (Tier 1); see Table 24, with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26 NF = Nitrogen fraction of dry matter [tonne N (t d.m.)-1]; see Table 16 fd = fraction of biomass lost in disturbance Note: The parameter fd defines the proportion of biomass that is lost from the biomass pool: as stand-replacing disturbance will kill all (fd =1) biomass while an insect disturbance may only remove a portion (e.g. fd =0.3) of the average biomass N density. The Tier 1 assumption is that all of Ldisturbances is leached or emitted in the year of disturbances. Higher Tier methods assume that some of this N is leached or emitted immediately and some is added to the dead organic matter pools (dead wood, litter) or harvested wood products.
Tier 2
Tier 2 approach for biomass N stock change estimation can be used in countries with detailed national forest inventories (www.efi.int), which are required for the stock-difference method. Annual changes in N stocks in biomass according to the Stock-Difference Method can be calculated as:
Annex 4 – Forest and semi-natural vegetation page 108
∆𝑵𝑩 =(𝑁𝑡2−𝑁𝑡1)
(𝑡2−𝑡1)
5.3.4
𝑵𝒕𝒏 = ∑{𝐴𝑖,𝑗
𝑖,𝑗
× 𝑉𝑖,𝑗 × 𝐵𝐶𝐸𝐹𝑠𝑖,𝑗 × (1 + 𝑅𝑖,𝑗) × 𝑁𝐹𝑖,𝑗} 5.3.5
Where: ΔNB = annual change in nitrogen stocks in biomass [t N y-1] Nt2 = total N in biomass at time t2 [t N] Nt1 = total N in biomass at time t1 [t N] Ntn = total N in biomass for time t1 and t2
A = area of land [ha] V = merchantable growing stock volume [m3 ha-1] i = ecological zone (i = 1 t n); see for this IPCC Guideline for National Greenhouse Gas Inventories 2006 Table 4.1. j = climate domain (j = 1 t m); see for this IPCC Guideline for National Greenhouse Gas Inventories 2006 Table 4.1. R = ratio of belowground biomass to aboveground biomass; see Table 24, with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26 NF = nitrogen fraction of dry matter, [t N (t d.m.)-1]; see Table 16 BCEFS = biomass conversion and expansion factor for expansion of merchantable growing stock volume to aboveground biomass; see Table 27. BCEFS transforms merchantable volume of growing stock directly into its aboveground biomass. BCEFS values are more convenient because they can be applied directly to volume-based forest inventory data and operational records, without the need of having to resort to basic wood densities (D). They provide best results, when they have been derived locally and based directly on merchantable volume. However, if BCEFS values are not available and if the biomass expansion factor (BEFS) and basic wood density (D) values are separately estimated, then the following conversion can be used: BCEFS = BEFS × D
Land conversion
In general, N stock changes can also be expected when land-use change occurs. According to the
definition in the IPCC report (2006) the land converted to forest land (LF) should have a transition time
of 20 years.
Tier 1
If the data in previous land uses are not available, it will be assumed that there is no change in initial
biomass N stocks due to conversion. Categorisation for the Tier 1 can be obtained by use of approach
1 or 2 in Chapter 3 of IPCC report 2006.
Tier 2
Tier 2 requires more precise categorisation of converted land, which should be derived from national
sources. Estimation of N stock changes in biomass can then be maintained as according to the following
procedure:
Figure 4: Schematic diagram for estimating biomass N stocks changes due to land conversion for the
higher Tier levels. Details on the individual calculations see below.
Annex 4 – Forest and semi-natural vegetation page 109
Figure 4: Schematic diagram for estimating biomass N stocks changes due to conversion to forest land for Tier 2 or higher levels.
Then annual change in biomass N stocks on land converted to forest land can be calculated as:
Where: ΔNB= annual change in N stocks in biomass on land converted to other land-use category [t N yr-1] ΔNG= annual increase in N stocks in biomass due to growth on land converted to another land-use category [t N y-
1] ΔNCONVERSION =initial change in N stocks in biomass on land converted to Other Land-use category [t N yr-1]; see eq.5.4.1 ΔNL = annual decrease in biomass N stocks due to losses from harvesting, fuel wood gathering and disturbances on land converted to other land-use category [t N yr-1]
∆𝑵𝑪𝑶𝑵𝑽𝑬𝑹𝑺𝑰𝑶𝑵 = ∑{(𝑩𝑨𝑭𝑻𝑬𝑹𝒊 −
𝒊
𝑩𝑩𝑬𝑭𝑶𝑹𝑬𝒊) × 𝑫} × ∆𝑨𝑻𝑶_𝑶𝑻𝑯𝑬𝑹𝑺𝒊} × 𝑵𝑭 5.4.1
Where: ΔNCONVERSION= initial change in biomass N stocks on land converted to another land-use category [t N yr-1] BAFTERi= biomass stocks on land type i immediately after the conversion, [t d.m. ha-1] BBEFOREi =biomass stocks on land type i before the conversion, [t d.m. ha-1] ΔATO_OTHERSi = area of land use I converted to another land-use category in a certain year [ha yr-1] NF = nitrogen fraction of dry matter, [tonne N (t d.m.)-1]; see Table 16 i = type of land use converted to another land-use category
𝐴𝑛𝑛𝑢𝑎𝑙 𝑐ℎ𝑎𝑛𝑔𝑒 𝑖𝑛 𝑏𝑖𝑜𝑚𝑎𝑠𝑠 𝑁 𝑠𝑡𝑜𝑐𝑘𝑠 ∆𝑵𝑩 = ∆𝑵𝑮 + ∆𝑵𝑪𝑶𝑵𝑽𝑬𝑹𝑺𝑰𝑶𝑵 − ∆𝑵𝑳
5.4
Annex 4 – Forest and semi-natural vegetation page 110
Changes in nitrogen stock in Dead Organic Matter (ΔNDM)
Changes in N stocks in dead organic matter are related to the changes in litter and dead wood. The dead wood contains nitrogen in coarse woody debris, dead coarse roots, standing dead trees, and other dead material not included in the litter or soil nitrogen pools. The litter pool contains nitrogen in dead leaves, twigs and small branches (up to a diameter limit of 10 cm), fruits, flowers, roots, and bark (IPCC, 2006). Both harvest (residuals) and natural disturbances add biomass to dead wood and litter pools, while fire and other management practices remove N from these. This means that for the estimation of N stock changes information on harvest inputs and outputs and disturbance related inputs and losses are required and have to be calculated separately for dead wood and litter pool. Tier 1
Tier 1 methods assume that the nitrogen stock remain the same in DM pools and N leaching/emission from those pools are zero if the land remains within the same land-use category. Tier 2
Tier 2 and higher tiers methods need data from field measurements and models for their implementation. Basically, a forest inventory may provide annual data on dead wood mass, which will significantly depend on the forest management type. A rough estimation for annual litter input amounts to 0.15% (Robert Jandl personal communication). If annual data on transfer into and out of NDM stocks are available, then estimation of N stock changes
in dead organic matter can be maintained based on Gain-Loss method as:
Figure 5: Schematic diagram for estimating N stocks changes in dead organic matter for the higher tier levels. Details on the individual calculations see below.
The annual change in NDM can be expressed as:
Annex 4 – Forest and semi-natural vegetation page 111
Where: ΔNDM = annual change in N stocks in dead organic matter [t N y-1]; eq. 5.5.1 ΔNDW = changes in N stocks in dead wood [t N y-1] ΔNLT = changes in N stocks in litter [t N y-1]
The annual change in N stocks in dead wood or litter can be computed as:
Where:
ΔNDM = annual change in N stocks in dead wood/litter pool [t N yr-1] A = area of managed land [ha] DMin = average annual transfer of biomass into the dead wood /litter pool due to annual processes and disturbances [t d.m. ha-1 yr-1]. DMout = average annual decay and disturbance N loss out the dead wood /litter pool [t d.m. ha-1 y-r1] NF = nitrogen fraction of dry matter [t N (t d.dm)-1]; see Table 16
Annual N increment in biomass transferred to dead organic matter (DMin) in eq. 5.5.1 is calculated as:
Where: DMin = total nitrogen in biomass transferred to dead organic matter [t N yr-1] Lmortality = annual biomass nitrogen transfer to DOM due to mortality [t N yr-1], see equation 5.5.3 Lslash= annual biomass nitrogen transfer to DOM as slash [t N yr-1], see equation 5.5.4 Ldisturbances = annual biomass nitrogen loss resulting from disturbances [t N yr-1], see equation 5.3.3 fBLol = fraction of biomass left to decay on the ground from loss due to disturbance; default value for average fraction of dead wood left to decay after burning is 0.4 (Source: UNFCC/CCNUC Executive Board 41, Annex 14). When national data are incomplete, IPCC Chapter 2 provides default values of combustion factor (Table 2.6) and of biomass removals (Table 2.4).
Annual N biomass loss due to mortality in eq. 5.5.2 is calculated as:
Where: Lmortality = annual biomass nitrogen loss due to mortality [t N yr-1] A = area of land remaining in the same land use [ha] GW= aboveground biomass growth [t d.m. ha-1 yr-1], see Table 22. For land converted to forest land see Table 23. NF = nitrogen fraction of dry matter, [t N (t d.m.)-1], see Table 16 m = mortality rate expressed as a fraction of aboveground biomass growth
Annual N transfer to slash in eq. 5.5.2 is calculated as:
Where: Lslash = annual nitrogen transfer from aboveground biomass to slash, including dead roots [t N yr-1] H = annual wood harvest (roundwood or fuelwood removal) [m3 yr-1] BCEFR= biomass conversion and expansion factors applicable to wood removals, which transform merchantable volume of wood removal into aboveground biomass removals [t biomass removal (m3 of removals)-1]. If BCEFR
𝑇ℎ𝑒 𝑎𝑛𝑛𝑢𝑎𝑙 𝑐ℎ𝑎𝑛𝑔𝑒 𝑖𝑛 𝑁 𝑠𝑡𝑜𝑐𝑘𝑠 𝑖𝑛 𝑑𝑒𝑎𝑑 𝑤𝑜𝑜𝑑 𝑜𝑟 𝑙𝑖𝑡𝑡𝑒𝑟 ∆𝑵𝑫𝑴 = ∆𝑵𝑫𝑾 + ∆𝑵𝑳𝑻
5.5
∆𝑵𝑫𝑴 = 𝑨 × (𝑫𝑴𝒊𝒏 − 𝑫𝑴𝒐𝒖𝒕) × 𝑪
5.5.1
𝑫𝑴𝒊𝒏 = {𝑳𝒎𝒐𝒓𝒕𝒂𝒍𝒊𝒕𝒚 + 𝑳𝒔𝒍𝒂𝒔𝒉 + (𝑳𝒅𝒊𝒔𝒕𝒖𝒓𝒃𝒂𝒏𝒄𝒆 × 𝒇𝑩𝑳𝒐𝒍 )}
5.5.2
𝑳𝒎𝒐𝒓𝒕𝒂𝒍𝒊𝒕𝒚 = (𝑨 × 𝑮𝑾 × 𝑵𝑭 × 𝒎)
5.5.3.
𝑳𝒔𝒍𝒂𝒔𝒉 = [{𝑯 × 𝑩𝑪𝑬𝑭𝑹 × (𝟏 + 𝑹)} − {𝑯 ×𝑫}] × 𝑵𝑭
5.5.4
Annex 4 – Forest and semi-natural vegetation page 112
values are not available and if BEF and density values are separately estimated then the following conversion can be used: BCEFR =BEFR x D; where D is basic wood density [t d.m. m-3] and biomass expansion factors (BEFR) expand merchantable wood removals to total aboveground biomass volume to account for non-merchantable components of the tree, stand and forest. BEFR is dimensionless. R = ratio of below ground biomass to above –ground biomass [t d.m. belowground biomass (t d.m. aboveground biomass)-1]. R must be set zero if root biomass increment is not included in Tier 1; see Table 24, with reference to Table 25 for above ground biomass. For land converted to forest land see Table 26 NF = nitrogen fraction of dry matter [tonne N (t d.m)-1], see Table 16
If data on NDM is available at two periods of time then estimation of N stock changes in dead organic
matter or litter can also be maintained based on the Stock-Difference method:
Where: ΔNDM = annual change in N stocks in dead wood or litter [t N yr-1] A = area of managed land [ha] DMt1= dead wood/litter stock at t1 for managed land [t d.m. ha-1] DMt2= dead wood/litter stock at t2 for managed land [t d.m. ha-1] T = (t2-t1) = time period between time of the second stock estimate and the first stock estimate [yr] NF = nitrogen fraction of dry matter (default= 0.37 for litter) [tonne N (t d.m.)-1]; see Table 16
In case of land conversion to a new land-use category, the annual change in NDM stock can be calculated as:
Where: ΔNDM = annual change in N stocks in dead wood or litter [t N yr-1] No = dead wood/litter stock, under the old land-use category [t N ha-1] Nn = dead wood/litter stock, under the new land-use category [t N ha-1] Aon = area undergoing conversion from old to new land-use category [ha] Ton = time period of the transition from old to new land-use category [yr]. The Tier 1 default is 20 years for N stock increases and 1 year for N losses.
Soil stock changes
The soil nitrogen stock changes are largely determined by the forest productivity (driving both the
production of litter as well as the transfer of N from the soil to the plant biomass), the decomposition
of litter (driving the incorporation of nitrogen into the mineral soil) and loss of nitrogen through
mineralization and subsequent leaching and gaseous volatilization. In general, N stock changes are
difficult to measure directly over short time steps (<10 years) because of small changes and large
variation. Moreover, data availability is still scarce so that soil N stock changes are often not included
in budget calculation (see Swiss national N budget).
Tier 1
For Tier 1 level it is assumed that soil C stocks do not change for mineral soils. In case of organic soils
only drainage of the organic soils are addressed in Tier 1. Hence, in case of land conversion to forest-
land on organic soils, the annual N loss can be estimated as:
Annual change in N stocks in dead wood ∆𝑵𝑫𝑴 = [𝑨 ×(𝑫𝑴𝒕𝟐−𝑫𝑴𝒕𝟏)
𝑻] × 𝑵𝑭
5.5.5
∆𝑵𝑫𝑴 =(𝑵𝒏−𝑵𝒐)×𝑨𝒐𝒏
𝑻𝒐𝒏
5.5.6
Annex 4 – Forest and semi-natural vegetation page 113
Annual N loss through land conversion on organic soil 𝐿𝑜𝑟𝑔𝑎𝑛𝑖𝑐 = ∑(𝐴 × 𝐸𝐹)𝑐
𝑐
5.6
Where: Lorganic = annual N loss from drained organic soils, [t N yr-1] A = land area of drained organic soils in climate c, [ha] EF = emission factor for annual losses of N2O_N under climate type c, [kg N ha-1 yr-1]; EF =8 for temperate organic crop and grassland soils, EF =0.6 and 0.1 for temperate and boreal organic nutrient rich and nutrient poor forest soils, respectively. For tier 1 these default the emission factors are used, while for tier 2 emission factors shall be derived from country or region-specific data.
Tier 2
If national data are available annual changes in N stocks in mineral soils can be estimated as:
∆𝑵𝑺_𝒎𝒊𝒏𝒆𝒓𝒂𝒍 =(𝑆𝑂𝑁0−𝑆𝑂𝑁(0−𝑇))
(𝐷)
5.6.1
𝑆𝑂𝑁 = ∑(𝑆𝑂𝑁𝑅𝐸𝐹 𝑐,𝑠,𝑖
𝑐,𝑠,𝑖
× 𝐹𝐿𝑈𝑐,𝑠,𝑖 × 𝐹𝑀𝐺𝑐,𝑠,𝑖 × 𝐹𝐼𝑐,𝑠,𝑖 × 𝐴𝑐,𝑠,𝑖 5.6.2
Where: ΔNS_mineral = annual change in N stocks in mineral soils, [t N yr-1] SON0 = soil organic N stock in the last year of an inventory time period, [t N] SON(0-T) = soil organic N stock at the beginning of the inventory time period, [t N] T = number of years over a single inventory time period, [yr] D = Time dependence of stock change factors which is the default time period for transition between equilibrium SON values, yr. Commonly 20 years, but depends on assumptions made in computing the factors FLU, FMG, LI. If T exceeds D, use the value for T to obtain an annual rate of change over the inventory time period (0-T years) c = represents the climate zones, s the soil types, and i the set of management systems that are present in a country SON REF = the reference N stock, [t N ha-1], from national soil inventory FLU = stock change factor for land-use systems or sub-system for a particular land-use. Note: FND is substituted for FLU in forest soil N calculation to estimate the influence of natural disturbance; For default values see IPCC 2006 Volume 4 (Table 5.5. and Table 6.2.) FMG =stock change factor for management regime FI =stock change factor for input of organic matter A = land area, [ha]
For the organic soil, the same basic equation will be used as in Tier 1 (eq. 5.6) but with country-specific information.
Stock changes in Other Lands
Nitrogen stock changes in Other Lands are assumed to be small and depend on the land cover.
Tier 1
For areas without soil, such as bare rock, changes in N stocks can be neglected. For areas with soils and
vegetation nitrogen stock changes will mainly occur in the soil. For calculation of the changes in soil N
stocks see equations 5.6.
In case of land conversion from forest land, cropland, grassland, wetlands, and settlements to Other
Land, respectively it is assumed that the dominant vegetation is removed entirely, resulting in no N
remaining in biomass after conversion. To estimate changes in biomass N stocks equation 5.1 can be
applied. In this case, BAFTER in equation 5.4.1 is set to zero. In case of Tier 1 BBEFORE is estimated by
Annex 4 – Forest and semi-natural vegetation page 114
multiplying average N content of above ground biomass by the area converted annually to Other Land
(see Tables 24, 25, 22, 23).
For the calculation of N stock changes in dead organic matter after conversion to the Other Land Tier
1 assumes that there is no accumulation in DM stocks and hence it is not estimated.
N stock changes in organic soils are assumed to be minimal and very unlikely in other-lands. In case of
conversion of wetland to Other Land the annual N loss can be estimated according the equation 5.1.
Tier 2
For Tier 2 country-specific data on N stocks in aboveground biomass are used. Removed biomass can
be partially used as wood products or as fuel wood. Nitrogen losses due to biomass removals can be
estimated according the equation 5.3.1. No stock changes in dead organic matter after conversion are
assumed and therefore will be not computed. To estimate changes in N stocks for the mineral soils
after the conversion equation 5.6.1 can be applied.
Stock changes in wetlands
Wetlands differ substantially in their above- and belowground properties, spanning from riverine
forests to sphagnum peatland. In order to minimise this complexity and by taking into account
potential data sources, the calculation of biomass stock changes is mainly based on the classification
of the aboveground vegetation as forest or non-forest. This differentiation can be done with national
and international wetland data bases and (if not available) by aerial photographs and/or satellite
images. If classified as forest, biomass stock changes can be estimated by means of the equation 5.1.
If the vegetation is dominated by shrubs and grasses, biomass stock changes are considered to be
negligible.
Tier 1
Wetland soils generally accumulate nitrogen in undecomposed organic matter. Several studies (Yu
2012, Bridgham et al., 2006) present approaches and data for the calculation of northern peatland
carbon stocks and dynamics, which can be adopted for the calculation of soil N stock changes in
wetlands. For example, the change in the carbon pool can be used as a “tracer” for nitrogen by using
C:N ratios of the organic matter. Hereby N-retention can be estimated as:
𝑵𝒓𝒆𝒕𝒆𝒏𝒕𝒊𝒐𝒏 = 𝑪𝑺𝑶𝑴𝒂𝒄𝒄𝒖𝒎𝒖𝒍𝒂𝒕𝒊𝒐𝒏× 𝑪: 𝑵𝑺𝑶𝑴
5.7
The global average carbon soil organic matter (SOM) accumulation is around 118 g C m-2y-1 (range 20-
140; Mitsch et al., 2012) and C:N ratio of SOM in wetland is around 30 (range 22-42; Maljanen et al.,
2010.
For Tier 2, the same equation is used as in Tier 1 (eq. 5.7) but, more wetland classes are included and
country specific C:N ratio are incorporated.
Suggested data sources
- CORINE land cover, contains information of the coverage and land use all over Europe:
www.eea.europa.eu/data-and-maps/data/corine-land-cover; also FAO – www.fao.org
Annex 4 – Forest and semi-natural vegetation page 115
- IPCC 2006 guidelines (www.ipcc.ch) as well as EFDB (www.ipcc-nggip.iges.or.jp) provide
information on biomass and SON stocks, growth rates of N pools, biomass conversion and
expansion factors, wood density.
- National GHG inventory reports: http://unfeccc.int/national-reports/items/1408.php.
- National forest inventories: compiled at the European Forest Institute (EFI) - www.efi.int
- National monitoring data on forest management, national soil and climate data, vegetation
inventories (e.g. Austrian Forest Inventory, Austrian Soil Condition Inventory).
Annex 4 – Forest and semi-natural vegetation page 116
6 Tables
Table 4: Canopy uptake; source Thimonier et al., 2005
Table 5: Reported ranges for biological N2 fixation in natural ecosystems (source: Butterbach-Bahl et al. in Sutton et al., 2011).
Ecosystem Type N fixation rate (kg N ha-1 yr-1)
Source
Boreal forests and boreal woodland
1.5-2 Cleveland et al., 1999
Temperate forests and forested foodplains
6.5-26.6 Cleveland et al., 1999
Natural grasslands 2.3-3.1 Cleveland et al., 1999
Mediterranean shrublands 1.5-3.5 Cleveland et al., 1999
Forest type Canopy N uptake
(kg NH4-N ha-1 a-1) Canopy N uptake
(kg NO3-N ha-1 a-1)
Coniferous 1.5 0.3
Deciduous 3.7 0.7
Forest Overall 2.8 0.5
Annex 4 – Forest and semi-natural vegetation page 117
Table 6: Average and total simulated N2O and NO emissions from forest soils for individual European countries using meteorology for the years 1990, 1995 and 2000 (Source: Kesik et al. 2005)
Country Forested
Area km2
1990 N2O NO
1995 N2O NO
2000 N2O NO
kg N
ha−1 yr−1 ktN yr-1 kg N
ha−1 yr−1 ktN yr-1
kg N
ha−1 yr−1 ktN yr-1 kg N
ha−1 yr−1 ktN yr-1 kg N
ha−1 yr−1 ktN yr-1 kg N
ha−1 yr−1 ktN yr-1
Andorra 232 0.70 1.6×10−2 1.04 0.02 0.20 5.0×10−3 0.28 6.6×10−3 0.23 5.3×10−3 0.36 8.4×10−3
Austria 24 032 0.86 2.08 0.72 1.73 0.60 1.44 0.48 1.14 0.64 1.53 0.62 1.50
Belgium 7 699 0.76 0.58 1.56 1.20 0.61 0.47 1.26 0.97 0.94 0.72 1.96 1.51
Bulgaria 28 494 0.95 2.71 0.80 2.27 0.58 1.64 0.64 1.82 0.70 1.99 0.56 1.61
Croatia 12 574 0.86 1.08 0.93 1.16 0.58 0.73 0.72 0.91 0.60 0.76 0.69 0.87
Czech. Republic 20 406 0.60 1.23 1.05 2.13 0.52 1.07 0.80 1.63 0.68 1.38 1.09 2.23
Denmark 18 608 0.58 1.08 0.85 1.58 0.48 0.90 0.68 1.26 0.70 1.30 0.94 1.75
Estonia 18 341 0.51 0.93 0.49 0.90 0.70 1.28 0.60 1.11 0.57 1.05 0.72 1.32
Finland 159 676 0.77 12.35 0.56 8.88 0.74 11.79 0.64 10.25 0.65 10.30 0.58 9.32
France 132 395 0.57 7.60 0.67 8.84 0.46 6.07 0.53 7.07 0.55 7.26 0.72 9.58
Germany 117 848 0.72 8.48 1.16 13.70 0.58 6.84 0.93 10.93 0.77 9.09 1.30 15.28
Gibraltar 0.43 0.55 2.4×10−5 0.07 3.0×10−6 0.54 2.3×10−5 0.03 1.3×10−6 0.55 2.4×10−6 0.05 2.2×10−6
Greece 30 676 0.68 2.09 0.45 1.38 0.53 1.64 0.36 1.11 0.55 1.68 0.35 1.07
Hungary 21 181 0.57 1.21 0.49 1.03 0.57 1.22 0.49 1.03 0.75 1.59 0.49 1.04
Irish Republic 5 523 0.17 0.09 0.34 0.19 0.14 0.08 0.25 0.14 0.18 0.10 0.37 0.20
Italy 59 834 0.91 5.43 0.78 4.68 0.60 3.57 0.64 3.84 0.59 3.56 0.63 3.78
Latvia 28 229 0.42 1.19 0.72 2.04 0.74 2.08 0.74 2.08 0.73 2.07 0.79 2.24
Liechtenstein 89 0.87 7.7×10−3 0.39 3.4×10−3 0.97 8.6×10−3 0.23 2.1×10−3 0.77 6.8×10−3 0.27 2.4×10−3
Lithuania 18 843 0.63 0.55 0.43 0.82 0.43 0.81 0.42 0.79 0.53 1.01 0.52 0.98
Luxembourg 1 032 0.29 0.07 0.98 0.10 0.53 0.05 0.84 0.09 0.64 0.07 1.09 0.11
Monaco 0.21 0.21 4.3×10−6 0.12 2.5×10−6 0.26 5.4×10−6 0.22 4.7×10−6 0.26 5.5×10−6 0.16 3.3×10−6
Netherlands 8 271 0.99 0.82 2.39 1.98 0.77 0.64 1.84 1.52 1.26 1.04 3.01 2.49
Norway 159 482 0.19 2.99 0.05 0.86 0.23 3.62 0.04 0.63 0.17 2.69 0.05 0.72
Poland 76 358 0.52 4.00 1.10 8.37 0.50 3.79 0.87 6.65 0.59 4.53 1.06 8.06
Portugal 32 713 0.39 1.26 0.20 0.66 0.38 1.26 0.13 0.42 0.36 1.18 0.10 0.33
Romania 41 284 0.85 3.50 0.76 3.13 0.60 2.49 0.68 2.80 0.96 3.95 0.70 2.88
San Marino 0.35 0.27 9.4×10−6 0.31 1.1×10−5 0.28 9.8×10−6 0.31 1.1×10−5 0.30 1.0×10−5 0.26 9.1×10−6
Slovakia 9 162 0.70 0.64 0.83 0.76 0.74 0.67 0.67 0.61 0.94 0.86 0.87 0.80
Slovenia 7 881 1.14 0.90 1.30 1.02 0.67 0.52 0.87 0.69 0.82 0.65 1.10 0.87
Spain 138 484 0.65 8.97 0.37 5.19 0.60 8.36 0.29 3.98 0.57 7.94 0.27 3.80
Annex 4 – Forest and semi-natural vegetation page 118
Sweden 196 236 0.68 13.43 1.14 22.33 0.68 13.34 1.03 20.20 0.61 11.94 1.19 23.27
Switzerland 12 407 0.81 1.01 0.54 0.67 0.54 0.67 0.33 0.41 0.60 0.75 0.47 0.58
United Kingdom 22 481 0.22 0.49 0.33 0.75 0.24 0.53 0.35 0.80 0.27 0.60 0.44 0.99
Sum 1 410 477 86.78 98.37 77.59 84.89 81.59 99.20
Average 0.62 0.70 0.55 0.60 0.58 0.70
Annex 4 – Forest and semi-natural vegetation page 119
Table 7: Linear regression models and associated regressions coefficients between N2O-N and NO-N (Source: Pilegaard et al., 2006)
Parameter Coefficient
NO emission all (r2=0.71)
intercept -3.29
N deposition 19.45
type (deciduous) -22.45
NO emission coniferous (r2=0.82)
intercept -13.93
N deposition 25.52
NO emission deciduous (r2=0.004)
intercept 3.52
N deposition 0.37
N2O emission all (r2=0.67)
intercept 26.47
C/N -0.67
age -0.07
N2O emission C/N<20 (r2=0.25)
Intercept 31.76
C/N -1.5
ln(N2O emission) all (r2=0.87)
Intercept 4.82
C/N -0.14
Age -0.01
N2O emission all (r2=0.03)
Intercept 9.6
N deposition -0.33
Table 8: Predicted rates of NO3- leaching from forest (source: MacDonald et al., 2002)
Throughfall N (kg ha-1 y-1)
C: N ratio organic layer
Leached N (low/high 95% CI)
10 ≤25 3 (0-11)
10 >25 2 (0-11)
20 ≤25 8 (0-18)
20 >25 4 (0-14)
30 ≤25 15 (5-25)
30 >25 9 (0-18)
Annex 4 – Forest and semi-natural vegetation page 120
Table 9: Mean C:N ratios of the tops soil (0-10cm) with their 95% confidence interval (in brackets) grouped by WRB reference soil groups for the eight most frequently recorded main tree species on ICP Forests (Source: Cools et al., 2014)
Mean tree species Reference soil group
Scote pine Norway spruce
Common beach
Silver birch Pedunculate oak
Holm oak Maritime pine
Aleppo pine
Arenosols 20.9 (20.4;21.4)
20.8
(19.0;22.4)
17.6
(16.0;20.2)
19.4
(17.7;21.9)
14.4
(12.9;16.0)
27.9
(23.0;32.8)
Cambisols 20.3
(19.3;21.5)
18.3
(17.8;18.8)
15.7
(15.2;16.2)
16.6
(15.4;18.4)
15.3
(14.7;15.9)
24.6
(21.6;30.1)
13.3
(10.3;15.2)
Gleysols 20.9 (18.7;23.4)
18.3
(16.5;20.4)
17.2
(14.7;21.5)
Histosols 30.7
(29.2;32.2)
26.4
(24.4;30.8)
16.7
(15.1;18.4)
Leptosols 20.2
(18.6;22.0)
18.4
(17.4;19.5)
15.8
(14.7;17.6)
13.5
(12.6;14.6)
17.0
(14.3;20.0)
Luvisols 16.4
(14.4;18.2)
14.9
(13.9;15.8)
14.9
(14.2;15.7)
15.1
(14.2;16.1)
Phaeozems 18.2
(16.6;20.3)
17.2
(16.3;18.5)
14.9
(14.0;16.2)
Podzols 23.6
(22.9;24.5)
20.8
(20.1;21.6)
22.0
(19.4;25.4)
30.5
(26.6;34.5)
Regosols 21.5
(20.8;22.2)
19.4
(18.8;20.0)
16.6
(14.9;18.5)
21.0
(18.3;24.2)
13.7
(12.2;15.5)
23.8
(20.8;26.2)
15.1
(11.3;20.2)
Annex 4 – Forest and semi-natural vegetation page 121
Table 10: An overview of ranges in N leaching as a function of the N status of the ecosystem (Source Gundersen et al., 2006) Predicted rates of NO3- leaching
from forest (source: MacDonald et al., 2002)
Nitrogen status Low status (N-limited)
Intermediate High N status (N-saturated)
Input [kg N ha-1y-1] 0-15 15-40 40-100
Needle N (in spruce) [%] <1.4 1.4-1.7 1.7-2.5
C:N ratio >30 25-30 <25
Soil flux density proxy (litterfall + throughfall) [kg N ha-1y-1]
<60 60-80 >80
Proportion of input leached <10 0-60 30-100
Stagnosols 21.3
(19.8;22.9)
19.3
(18.0;20.7)
17.5
(16.0;20.2)
16.4
(14.7;18.2)
Umbrisosl 16.1
(14.4;17.9)
18.0
(16.7;19.2)
18.0
(16.7;19.2)
20.0
(18.0;22.0)
Annex 4 – Forest and semi-natural vegetation page 122
Table 11: Coniferous and non-coniferous industrial round wood removals (1000 m3), adapted in accordance to the UNECE/FAO database
Coniferous Non- Coniferous
2007 2008 2009 2010 2011 2007 2008 2009 2010 2011
Albania 30.67 30.67 30.67 30.67 30.67 49.33 49.33 49.33 49.33 49.33
Austria 15569.62 15722.44 11343.93 12542.29 12783.58 951.35 1049.30 799.95 739.16 846.96
Belgium 3275.00 3060.00 2800.00 3138.67 3231.25 1000.00 940.00 870.00 975.23 1004.00
Bosnia and Herzegovina 1581.00 1715.00 1393.53 1575.00 1732.00 832.00 856.00 706.00 780.00 803.00
Bulgaria 1800.00 1979.00 1077.00 1682.00 2005.00 1370.00 1400.00 1147.00 1329.00 1359.00
Croatia 642.00 643.00 607.00 591.00 678.00 2807.00 3063.00 2773.00 2830.00 3158.00
Cyprus 11.68 12.39 4.93 5.03 4.63 0.27 0.74 1.23 0.30 0.32
Czech Republic 15868.00 13487.00 12888.00 13729.00 12291.00 870.00 820.00 881.00 1042.00 1176.00
Denmark 1299.00 1299.00 1299.00 1210.62 1117.74 161.00 381.00 408.00 379.31 350.21
Estonia 2376.00 2497.50 2758.50 3564.00 3699.00 1134.00 1210.50 1345.50 1692.00 1755.00
Finland 44591.67 38612.20 30543.32 38758.41 38354.77 6814.06 7353.05 6157.52 7218.27 7171.41
France 19634.18 18051.42 20918.67 21263.50 19585.10 10182.48 9673.03 8162.10 8370.75 8802.05
Germany 59159.00 38277.00 32531.04 37941.62 36443.37 8870.00 8529.00 6455.62 7446.21 8914.85
Greece 801.42 801.42 801.42 801.42 801.42 146.66 146.66 146.66 146.66 146.66
Hungary 631.00 505.00 579.00 624.01 648.57 2130.00 2210.00 1785.70 2122.28 2273.19
Annex 4 – Forest and semi-natural vegetation page 123
Coniferous Non- Coniferous
Iceland - - - - - - - - - -
Ireland 2671.00 2179.00 2258.55 2436.61 2431.07 7.00 1.00 2.95 0.36 1.41
Israel 23.46 23.46 23.46 23.46 23.00 1.50 1.50 1.50 1.50 2.00
Italy 1439.82 1370.47 1406.04 1399.09 1253.06 1551.29 1623.21 1322.04 1248.14 409.37
Latvia 7117.80 5830.53 6635.63 6991.11 8445.20 4027.10 2376.80 2070.40 3230.71 3203.91
Liechtenstein 8.50 9.35 9.00 8.00 7.00 3.50 4.20 1.00 1.00 1.00
Lithuania 2940.00 2274.89 2123.03 3153.27 3332.00 1950.00 1937.68 1553.69 2000.59 2014.00
Luxembourg 96.86 96.86 113.03 113.41 107.16 173.39 235.39 144.25 144.74 136.75
Malta - - - - - - - - - -
Montenegro 83.00 275.00 177.00 177.00 177.00 109.00 54.00 31.00 31.00 31.00
Netherlands 515.24 566.13 488.77 532.16 470.88 216.81 260.97 237.36 258.43 217.07
Norway 8138.25 7982.42 6528.21 8248.94 8467.60 73.67 88.36 102.62 73.49 38.69
Poland 25479.52 23570.69 23420.10 24460.71 24968.83 6981.44 6898.90 7055.15 6882.29 7231.38
Portugal 3636.98 3115.67 3419.45 3451.60 3257.61 6585.90 6453.08 5544.62 5596.76 5282.20
Romania 5934.00 4693.80 4228.10 4728.58 5107.85 5638.00 4823.50 4359.20 5819.47 5236.61
Serbia 232.00 267.00 243.00 252.00 228.00 1195.00 1348.00 1116.00 1161.00 1133.00
Slovakia 4794.55 5903.70 5924.13 6089.63 5124.05 2920.31 2810.35 2576.77 2999.55 3445.87
Annex 4 – Forest and semi-natural vegetation page 124
Coniferous Non- Coniferous
Slovenia 1662.32 1616.24 1468.41 1419.34 1582.24 431.05 445.53 479.21 422.06 469.46
Spain 6612.00 7270.93 5348.58 5285.22 4615.72 5934.00 7156.44 6551.46 5684.18 6912.05
Sweden 68290.00 61550.00 56150.00 62390.00 62333.33 4010.00 3350.00 3050.00 3910.00 3870.00
Switzerland 3687.26 3222.88 2848.37 2967.48 2840.40 610.78 532.59 438.74 471.91 481.69
The fYR of Macedonia 65.00 95.00 45.00 40.00 55.00 90.00 98.00 64.00 61.00 66.00
Turkey 8501.00 9042.00 8676.00 9521.00 10147.00 5173.00 5420.00 5576.00 6174.00 6276.00
United Kingdom 8439.00 7744.84 7516.43 8218.75 8664.59 123.00 114.52 118.90 118.41 123.08
Armenia - - - - - 6.00 2.00 2.00 1.00 1.00
Azerbaijan - - - - - 3.30 3.30 3.30 3.30 3.30
Belarus 5386.00 5386.00 4490.50 5428.00 5428.00 2025.10 2025.10 2227.50 2644.60 2644.60
Georgia 31.87 31.87 31.87 31.87 31.87 73.13 73.13 73.13 73.13 73.13
Kazakhstan 170.20 170.20 50.00 55.00 55.00 27.70 27.70 24.00 18.00 18.00
Kyrgyzstan 2.79 2.79 2.79 2.79 2.79 6.51 6.51 6.51 6.51 6.51
Republic of Moldova - - - - - 43.00 43.00 43.00 43.00 43.00
Russian Federation 120100.00 101200.00 85300.00 103464.32 116471.26 41900.00 35500.00 27600.00 32611.76 36711.53
Ukraine 4749.70 4749.70 4297.59 5138.69 5540.63 2614.70 2614.70 1884.01 2397.31 2448.77
Uzbekistan
- - - - - 9.00 8.00 8.00 8.00 8.00
Annex 4 – Forest and semi-natural vegetation page 125
Table 12: Coniferous and non-coniferous round wood exports (1000 m3), adapted in accordance to the UNECE/FAO database
Coniferous Non- Coniferous
2007 2008 2009 2010 2011 2007 2008 2009 2010 2011
Albania 0.03 0.03 0.03 0.03 0.03 0.43 0.43 0.43 0.43 0.43
Austria 719.00 849.00 648.43 856.15 919.57 157.00 125.00 80.35 98.72 97.86
Belgium 575.86 588.72 432.22 505.55 595.30 238.13 511.89 232.56 349.46 418.49
Bosnia and Herzegovina 67.79 36.70 86.99 92.09 86.72 51.41 85.00 35.43 125.32 141.69
Bulgaria 100.87 98.68 91.84 172.12 164.00 687.55 240.02 113.24 312.85 344.00
Croatia 29.00 32.00 17.00 5.00 16.00 492.00 455.00 423.00 573.00 580.00
Cyprus - - - - - 0.00 - - - -
Czech Republic 2300.00 1825.00 2514.00 1658.00 3100.00 84.00 81.00 82.00 85.00 387.20
Denmark 768.32 745.07 536.58 646.14 563.82 77.87 217.32 541.44 128.49 113.29
Estonia 662.33 671.68 581.17 1142.25 1468.89 840.10 796.87 499.21 1108.24 1140.74
Finland 605.67 664.47 504.90 473.54 654.45 40.83 45.16 28.83 9.58 22.88
France 2148.06 1944.95 3496.49 4953.47 4765.73 1817.89 1601.76 1550.88 1711.08 1614.46
Germany 6117.00 5606.00 3017.26 2783.12 2440.46 1557.00 1431.00 839.42 942.50 1112.40
Greece 23.30 23.20 23.20 23.20 23.20 7.08 7.08 7.08 7.08 7.08
Hungary 351.00 213.70 311.89 292.20 264.21 703.00 447.20 372.40 580.87 612.74
Annex 4 – Forest and semi-natural vegetation page 126
Coniferous Non- Coniferous
Iceland - - - 0.01 - - - - - -
Ireland 295.00 247.03 270.82 338.74 298.18 13.00 10.58 9.79 11.20 12.88
Israel - 0.97 2.30 0.59 0.59 - 0.06 - - -
Italy 6.00 22.62 18.10 29.54 59.00 10.70 10.58 8.46 17.00 46.00
Latvia 1712.06 1606.44 1335.42 1841.96 2218.49 1977.56 1586.14 1167.17 2315.82 2182.18
Liechtenstein 6.00 6.00 6.00 4.00 4.00 2.00 2.00 1.00 1.00 -
Lithuania 865.40 558.12 399.59 851.15 1172.06 805.38 613.31 273.54 478.34 671.92
Luxembourg 257.12 257.95 201.65 87.82 149.22 41.42 121.46 29.71 1.94 2.95
Malta - - - - - - - - - -
Montenegro 44.32 36.60 14.46 14.46 14.46 2.86 36.60 14.46 14.46 14.46
Netherlands 563.20 391.80 323.40 409.00 295.76 98.20 96.90 64.60 68.30 109.60
Norway 939.94 867.57 842.66 843.07 924.85 9.50 29.43 25.24 21.73 13.88
Poland 266.81 279.57 899.41 1450.22 1607.32 69.19 89.06 71.55 134.31 195.72
Portugal 115.00 17.58 19.88 3.92 15.95 1411.00 1327.14 582.49 996.95 1016.89
Romania 18.00 77.90 42.24 151.17 403.23 137.00 131.96 125.06 169.89 294.31
Serbia 2.00 16.00 1.00 15.00 3.00 68.00 29.00 12.00 18.00 29.00
Slovakia 923.00 1755.88 2116.30 2074.53 1987.72 534.00 436.21 421.99 359.38 545.17
Annex 4 – Forest and semi-natural vegetation page 127
Coniferous Non- Coniferous
Slovenia 308.57 274.15 306.09 337.48 512.89 197.18 201.38 200.78 228.14 295.40
Spain 161.56 135.74 208.07 383.39 448.00 203.00 878.53 598.67 948.62 1518.52
Sweden 3794.00 2334.09 1165.00 1205.95 826.21 14.00 15.09 12.00 10.62 20.08
Switzerland 1026.62 776.21 575.03 527.05 674.93 978.77 378.96 - 268.59 250.70
The fYR of Macedonia - 0.67 0.17 0.05 1.29 15.00 1.56 0.58 1.24 0.53
Turkey 3.00 0.60 1.00 5.80 3.20 8.00 4.26 12.00 1.60 0.60
United Kingdom 745.57 719.49 341.08 458.21 574.67 12.43 7.04 3.72 3.63 3.63
Armenia - - - - - 2.62 - 0.70 0.01 0.01
Azerbaijan - - - - - 0.01 0.01 0.01 0.01 0.01
Belarus 1151.20 1151.20 553.60 978.00 1119.07 291.80 291.80 921.50 1239.30 1390.07
Georgia - - - - - 0.94 0.94 0.94 0.94 0.94
Kazakhstan - - - 0.06 0.06 - - - 0.02 0.02
Kyrgyzstan - - - - - 0.30 0.30 - - -
Republic of Moldova - - - - - 2.55 2.55 2.55 2.55 2.55
Russian Federation 35100.00 25034.00 18300.00 16482.43 16284.00 14000.00 11750.00 3400.00 4500.08 4144.94
Ukraine 1348.00 1348.00 1348.00 2143.90 2217.28 1234.20 1234.20 1234.20 788.30 790.80
Uzbekistan
2.06 2.06 2.06 2.06 2.06 2.06 2.06 2.06 2.06 2.06
Annex 4 – Forest and semi-natural vegetation page 128
Table 13: Coniferous and non-coniferous wood fuel removals (1000 m3), adapted in accordance to the UNECE/FAO database
Coniferous Non- Coniferous
2007 2008 2009 2010 2011 2007 2008 2009 2010 2011
Albania - - - - - 350,00 350,00 350,00 350,00 1100,00
Austria 3056.78 3162.04 2735.01 2754.36 2943.69 1739.60 1861.65 1848.54 1795.16 2121.45
Belgium 50.00 50.00 50.00 49.21 61.57 690.00 650.00 675.00 664.32 831.18
Bosnia and Herzegovina 11.00 8.00 2.00 2.00 2.00 1328.00 1432.00 1327.00 1258.00 1312.00
Bulgaria 267.00 302.00 223.00 278.00 305.00 2259.00 2390.00 2152.00 2379.00 2536.00
Croatia 15.00 12.00 14.00 22.00 29.00 746.00 751.00 848.00 1034.00 1393.00
Cyprus 6.94 5.96 2.90 3.19 2.94 0.79 0.75 0.82 0.43 0.61
Czech Republic 1410.00 1390.00 1159.00 1337.00 1049.00 360.00 490.00 574.00 628.00 865.00
Denmark 825.00 825.00 825.00 805.24 832.02 281.00 281.00 281.00 274.27 283.39
Estonia 360.00 432.00 495.00 720.00 747.00 630.00 720.00 801.00 1224.00 1269.00
Finland 2580.86 1775.62 1775.62 1775.62 1775.44 2625.60 2929.59 3176.69 3199.23 3465.14
France 2476.59 2503.21 2536.64 2617.36 2665.34 22289.30 22528.91 22829.78 23556.21 23988.06
Germany 4454.00 4476.00 4518.81 4498.78 5266.39 4245.00 4085.00 4567.81 4531.74 5516.97
Greece 113.80 113.80 113.80 113.80 113.80 681.04 681.04 681.04 681.04 681.04
Hungary 129.00 75.60 141.50 96.86 113.65 2750.00 2485.40 2737.80 2897.13 3038.06
Annex 4 – Forest and semi-natural vegetation page 129
Coniferous Non- Coniferous
Ireland 12.00 24.00 87.27 77.73 73.77 20.00 28.00 80.00 103.29 120.77
Israel 1.54 1.54 1.54 1.54 1.50 0.50 0.50 0.50 0.50 0.50
Italy 445.33 492.37 581.10 674.51 633.55 4688.53 5180.97 4771.16 4522.05 4009.76
Latvia 617.00 257.31 801.36 994.16 558.41 411.00 341.11 934.92 1317.84 625.98
Liechtenstein 9.00 4.80 4.00 5.00 6.00 4.00 9.90 11.00 11.00 12.00
Lithuania 540.00 434.32 611.52 647.67 552.00 765.00 947.49 1171.29 1295.33 1106.00
Luxembourg 2.73 2.73 3.78 3.85 4.01 17.84 17.84 12.73 12.95 13.51
Montenegro 40.00 8.00 7.00 7.00 7.00 225.00 148.00 149.00 700.00 700.00
Netherlands 50.00 50.00 50.00 50.00 50.00 240.00 240.00 240.00 240.00 240.00
Norway 762.11 762.11 762.11 772.03 588.96 1490.66 1490.66 1490.66 1348.62 1195.77
Poland 1789.67 1906.69 2072.96 2068.30 2460.24 1683.94 1897.14 2080.96 2056.11 2519.53
Portugal 200.00 200.00 200.00 200.00 200.00 400.00 400.00 400.00 400.00 400.00
Romania 733.00 838.50 694.00 411.18 749.78 3036.00 3311.20 3275.20 2152.41 3264.40
Serbia 81.00 68.00 72.00 103.00 124.00 1473.00 1503.00 1706.00 6120.00 6221.00
Slovakia 230.59 320.85 351.54 293.05 324.80 186.04 233.67 234.56 216.84 318.20
Slovenia 126.30 130.54 113.76 136.38 176.67 661.98 797.75 868.84 967.66 1159.50
Spain 259.00 600.00 580.00 620.00 620.00 1723.00 2000.00 1500.00 4500.00 4500.00
Annex 4 – Forest and semi-natural vegetation page 130
Coniferous Non- Coniferous
Sweden 2950.00 2950.00 2950.00 2950.00 2950.00 2950.00 2950.00 2950.00 2950.00 2950.00
Switzerland 430.15 424.26 434.08 461.26 477.52 791.83 770.63 980.58 1037.39 1061.39
The fYR of Macedonia 1.00 4.00 7.00 7.00 1.00 478.00 512.00 523.00 523.00 475.00
Turkey 1753.00 1922.00 2049.00 1976.00 1962.00 2892.00 3036.00 2999.00 2926.00 2654.00
United Kingdom 196.00 294.60 638.30 1031.10 883.80 263.00 262.50 350.00 350.00 350.00
Armenia - - - - - 40.00 1368.00 1500.00 1750.00 2074.00
Azerbaijan - - - - - 3.20 3.20 3.20 3.20 3.20
Belarus 431.30 431.30 671.42 734.85 734.85 913.70 913.70 1422.38 1556.75 1556.75
Georgia 146.60 146.60 146.60 146.60 146.60 586.40 586.40 586.40 586.40 586.40
Kazakhstan 40.80 40.80 199.89 223.74 223.74 8.80 8.80 43.11 48.26 48.26
Kyrgyzstan 5.40 5.40 8.55 10.98 10.98 12.60 12.60 19.95 25.62 25.62
Republic of Moldova 2.50 2.50 2.50 2.50 2.50 306.30 306.30 306.30 306.30 306.30
Russian Federation 17900.00 17500.00 15100.00 22535.68 25368.74 27100.00 27200.00 23400.00 16388.24 18448.47
Tajikistan 45.00 45.00 45.00 45.00 45.00 45.00 45.00 45.00 45.00 45.00
Turkmenistan - - - - - 10.00 10.00 10.00 10.00 10.00
Ukraine 3807.49 3807.49 5589.45 5870.76 6492.16 5712.41 5712.41 2450.35 2738.84 3028.74
Uzbekistan - - - - - 23.00 22.00 22.00 22.00 22.00
Annex 4 – Forest and semi-natural vegetation page 131
Table 14: Fuel wood exports (1000 m3), adapted in accordance to the UNECE/FAO database
Removals Exports
2007 2008 2009 2010 2011 2007 2008 2009 2010 2011
Albania 350.00 350.00 350.00 350.00 1100.00 56.30 56.30 56.30 56.30 56.30
Austria 4796.38 5023.69 4583.55 4549.51 5065.14 45.00 39.00 76.62 75.76 64.40
Belgium 740.00 700.00 725.00 713.53 892.75 6.59 6.14 18.20 17.48 16.80
Bosnia and Herzegovina 1339.00 1440.00 1329.00 1260.00 1314.00 289.80 434.01 463.81 488.69 596.92
Bulgaria 2526.00 2692.00 2375.00 2657.00 2841.00 104.22 74.38 73.14 194.40 411.53
Croatia 761.00 763.00 862.00 1056.00 1422.00 314.00 241.00 312.00 247.00 484.00
Cyprus 7.73 6.70 3.72 3.63 3.55 - - - - -
Czech Republic 1770.00 1880.00 1733.00 1965.00 1914.00 127.00 100.00 133.61 96.00 112.00
Denmark 1106.00 1106.00 1106.00 1079.51 1115.41 32.64 31.57 53.29 77.26 115.45
Estonia 990.00 1152.00 1296.00 1944.00 2016.00 41.32 87.28 194.80 202.65 188.98
Finland 5206.45 4705.21 4952.30 4974.85 5240.58 9.31 6.67 5.77 18.82 53.36
France 24765.89 25032.12 25366.43 26173.57 26653.39 501.32 456.27 589.98 813.77 848.15
Germany 8699.00 8561.00 9086.61 9030.52 10783.35 83.00 144.00 153.16 133.07 99.36
Greece 794.84 794.84 794.84 794.84 794.84 5.41 5.41 5.41 5.41 5.41
Hungary 2879.00 2561.00 2879.30 2993.98 3151.71 220.00 166.10 227.76 246.05 398.66
Annex 4 – Forest and semi-natural vegetation page 132
Removals Exports
Iceland - - - - - - - - - 0.00
Ireland 32.00 52.00 167.27 181.02 194.54 0.01 4.54 4.71 0.04 0.07
Israel 2.04 2.04 2.04 2.04 2.00 - - - - -
Italy 5133.86 5673.34 5352.26 5196.56 4643.30 0.75 0.66 0.53 1.00 0.83
Latvia 1028.00 598.42 1736.28 2312.00 1184.38 450.02 470.85 1046.30 1329.09 863.68
Liechtenstein 13.00 14.70 15.00 16.00 18.00 - 1.00 1.00 1.00 1.00
Lithuania 1305.00 1381.81 1782.81 1943.00 1658.00 47.47 62.69 103.12 112.47 145.96
Luxembourg 20.57 20.57 16.51 16.80 17.52 3.06 0.02 0.04 12.40 20.40
Montenegro 265.00 156.00 156.00 707.00 707.00 29.60 3.45 6.62 6.62 6.62
Netherlands 290.00 290.00 290.00 290.00 290.00 44.10 41.30 52.20 31.80 25.10
Norway 2252.77 2252.77 2252.77 2120.65 1784.74 2.61 2.31 4.82 19.06 24.27
Poland 3473.60 3803.83 4153.92 4124.42 4979.78 51.47 67.31 118.29 149.01 101.21
Portugal 600.00 600.00 600.00 600.00 600.00 9.00 2.19 14.41 2.09 1.26
Romania 3769.00 4149.70 3969.20 2563.59 4014.18 24.00 47.19 57.42 108.22 134.31
Serbia 1554.00 1571.00 1778.00 6223.00 6345.00 2.00 3.00 - 3.00 12.00
Slovakia 416.62 554.52 586.10 509.89 643.00 76.00 97.24 147.41 129.79 150.71
Slovenia 788.28 928.29 982.60 1104.05 1336.17 199.99 248.84 260.08 278.40 334.15
Annex 4 – Forest and semi-natural vegetation page 133
Removals Exports
Spain 1982.00 2600.00 2080.00 5120.00 5120.00 171.03 153.17 60.94 59.23 77.24
Sweden 5900.00 5900.00 5900.00 5900.00 5900.00 78.00 103.91 31.65 39.47 45.94
Switzerland 1221.98 1194.89 1414.66 1498.65 1538.92 22.11 23.73 25.19 24.67 18.15
The fYR of Macedonia 479.00 516.00 530.00 530.00 476.00 5.00 2.64 0.02 0.05 0.32
Turkey 4645.00 4958.00 5048.00 4902.00 4616.00 - - 0.02 0.01 -
United Kingdom 459.00 557.10 988.30 1381.10 1233.80 164.90 106.00 65.14 159.92 146.16
Armenia 40.00 1368.00 1500.00 1750.00 2074.00 - - - - -
Azerbaijan 3.20 3.20 3.20 3.20 3.20 - - - - -
Belarus 1345.00 1345.00 2093.80 2291.60 2291.60 74.55 74.55 4.39 4.62 10.88
Georgia 733.00 733.00 733.00 733.00 733.00 - - - - -
Kazakhstan 49.60 49.60 243.00 272.00 272.00 - 0.04 - - -
Kyrgyzstan 18.00 18.00 28.50 36.60 36.60 - 0.30 0.16 0.16 0.16
Republic of Moldova 308.80 308.80 308.80 308.80 308.80 - - - - -
Russian Federation 45000.00 44700.00 38500.00 38923.92 43817.21 200.00 274.61 589.36 193.32 270.90
Tajikistan 90.00 90.00 90.00 90.00 90.00 - - - - -
Turkmenistan 10.00 10.00 10.00 10.00 10.00 - - - - -
Ukraine 9519.90 9519.90 8039.80 8609.60 9520.90 814.24 814.24 814.24 738.40 1143.78
Uzbekistan 23.00 22.00 22.00 22.00 22.00 - - - - -
Annex 4 – Forest and semi-natural vegetation page 134
Table 15: Basic wood density (D) of selected temperate and boreal tree taxa; source IPCC, 2006
Taxon D [oven-dry t (moist m-3)]
Source
Abies spp. 0.4
2
Acer spp. 0.52
2
Alnus spp. 0.45
2
Betula spp. 0.51
2
Fagus sylvatica 0.58
2
Fraxinus spp. 0.57
2
Larix decidua 0.46
2
Picea abies 0.4
2
Picea sitchensis 0.4
3
Pinus pinaster 0.44
4
Pinus radiata 0.38 (0.33-0.45)
1
Pinus strobus 0.32
2
Pinus sylvestris 0.42
2
Populus spp. 0.35
2
Prunus spp. 0.49
2
Pseudotsuga menziesii 0.45
2
Quercus spp. 0.58
2
Salix spp. 0.45
2
Tilia spp. 0.43
2
Average 0.45
1 = Beets et al., 2001 2 = Dietz, 1975 3 = Knigge and Schulz, 1966 4= Rijsijk and Laming, 1994
Annex 4 – Forest and semi-natural vegetation page 135
Table 16: Nitrogen fraction of aboveground forest biomass (NF).
Tree types Compartment Nitrogen fraction (NF) (g kg-1)
References
Evergreens
(Pinus sylvestris, Pinus nigra, Picea abies, Abies alba, Pseudotsuga menziesii)
foliage 13.2 ± 3.0 (n=77)
Jacobsen, 2002 Meerts, 2002
Cole, 1981 Genenger, 2003
Kram, 1997 Bauer, 1997
branches 4.5 ± 1.9 (n=71)
stems 1.2 ± 0.5 (n=62)
coarse roots 3.0 ± 2.7 (n=27)
fine roots 10.0 ± 3.7 (n=23)
whole tree (Sweden + Finland, Pinus/Picea)
3.4 ± 1.5
whole tree (Austria + Germany, Picea) 2.8 ± 1.2
whole tree (Ireland, Picea) 2.7 ± 1.2
whole tree (Spain, Pinus/Abies) 2.9 ± 1.5
Broadleaves (Fagus silvestris, Quercus Petraea, Quercus robur, Fraxinus excelsior, Betula sp.)
foliage 26.0 ± 3.2 (n=48)
Jacobsen, 2002 Hagen-Thorn,
2004 Witthaker, 1979
Bauer, 1997 Meerts, 2002
Cole, 1981 Andre, 2003
branches 4.6 ± 1.6 (n=24)
stems 1.4 ± 0.5 (n=36)
coarse roots 3.6 ± 1.6 (n=16)
fine roots 9.3 ± 3.6 (n=13)
whole tree (Sweden + Finland, mixed
broadleaves)
4.3 ± 1.2
whole tree (Austria + Germany, Fagus) 2.8 ± 0.9
whole tree (Spain, Quercus p./Populus) 2.9 ± 1.0
Mediterranean broadleaves (Quercus ilex)
foliage 13.3 (n=1)
Cole, 1981
branches 5.0 (n=1)
stems 2.2 (n=1)
coarse roots -
fine roots -
Larix kaempferi foliage 27.0 (n=1)
Jacobsen, 2002
branches 6.2 ± 1.3 (n=2)
stems 1.2 ± 0.4 (n=3)
coarse roots 2.8 (n=1)
fine roots -
Annex 4 – Forest and semi-natural vegetation page 136
Table 19: Biological N2 fixation in the wetlands (Source: Reddy and DeLaune, 2008)
Wetland type Biological N2 fixation (kg N ha-1 year-1)
Minimum Maximum
Rice paddies 7 175
Coastal wetlands 4 460
Freshwater marshes 0 58
Cypress swamps 4 29
Peat bog 0 22
Flax Pond mud flats 7 0
Estuaries 1 18
Oligotrophic lakes 0 18
Mesotrophic lakes 0 1
Eutrophic lakes 2 91
Table 20: Enhanced Wetland Classification class crosswalk to inferred nutrient classes (Source: Smith et al., 2007)
Nutrient Class
Enhanced Wetland Classification
Classes
Main categories Examples
High Very Rich Marsh Emergent Marsh, Mudflats, Meadow Marsh
Dissolved available nutrients
Rich Swamp, Fen Mixedwood Swamp, Hardwood Swamp, Shrub Swamp, Shrubby Rich Fen, Graminoid Rich Fen, Treed Rich Fen
Medium Swamp Conifer Swamp, Tamarack Swamp
Poor Fen Treed poor Fen, Shrubby Poor Fen, Graminoid Poor Fen
Low Very Poor Bog Open Bog, Shrubby Bog, Treed Bog
Annex 4 – Forest and semi-natural vegetation page 137
Table 21: Nitrous dioxide fluxes from different wetland soils. Table adapted from Moseman-Valtierra (2012) and Chen et al. (2010).
Nutrient class1
Wetland type
Location N2O-N flux
(kg N2O-N ha-2
y-1)
References
Rich - very rich
Marsh (permanently inundated)
Sanjiang Experimental Station of Wetland Ecology
1.24
Song et al. 2009
Rich - very rich
Marsh (seasonally inundated)
1.1
Rich - very rich
Swamp (shrub swamp)
2.8
Medium Marsh (freshwater marsh)
Sanjiang Mire Wetland Experimental Station
2.6 Jiang et al.
2009
- Marsh
Nature Reserve of Yellow River Delta
0.71 Sun et al.
2014
- Swamp (peat swamp forest)
Central Kalimantan Province, Indonesia
0.56 Jauhiainen et al. 2012
Very poor Mire (forested) Harz Mountain (central Germany) 0.4 Tauchnitz et al. 2008 Very poor Mire (non-forested) Harz Mountain (central Germany) 0.2
Very poor Swamp (forested)
Asa Experimental Forest, Southern Sweden
0.63 Von Arnold et al. 2005
1Classified (as far as possible) using the classes proposed in the table 20 based on chemical
parameters presented in the respective studies.
Table 22: Aboveground net biomass growth in natural forests. Source IPCC, 2006
Domain Ecological zone
Continent
Aboveground biomass growth (t
d.m. ha-1 yr-1)
Reference
Temperate
Temperate oceanic forest
Europe 2.3
North America 15 (1.2-105) Hessl et al., 2004
New Zealand 3.5 (3.2-3.8) Coomes et al., 2002
South America 2.4-8.9 Echevarria and Lara, 2004
Temperate continental forest
Asia, Europe, North America (≤20 y) 4.0 (0.5-8.0) IPCC, 2003
Asia, Europe, North America (>20 y) 4.0 (0.5-7.5) IPCC, 2003
Temperate mountain systems
Asia, Europe, North America 3.0 (0.5-6.0) IPCC, 2003
Boreal
Boreal coniferous forest
Asia, Europe, North America 0.1-2.1 Gower et al., 2001
Boreal tundra woodland Asia, Europe, North America 0.4 (0.2-0.5) IPCC, 2003
Boreal mountain systems
Asia, Europe, North America (≤20 y) 1.0-1.1 IPCC, 2003
Asia, Europe, North America (>20 y) 1.1-1.5 IPCC, 2003
Annex 4 – Forest and semi-natural vegetation page 138
Table 23: Tier 1 estimated biomass values from tables 25,22,15. Values are approximate, use only for Tier 1. Source IPCC, 2006.
Climate domain
Ecological zone
Aboveground biomass in
natural forests
(t d.m. ha-1)
Aboveground biomass in
forest plantations
(t d.m. ha-1)
Aboveground net biomass
growth in natural forests
(t d.m. ha-1 yr-1)
Aboveground net biomass growth
in forest plantations
(t d.m. ha-1 yr-1
Temperate
Temperate oceanic forest 180 160 4.4 4.4
Temperate continental forest
120 100
4.0 4.0
Temperate mountain systems
100 100 3.0 3.0
Boreal
Boreal coniferous forest 50 40 1.0 1.0
Boreal tundra woodland 15 15 0.4 0.4
Boreal mountain systems 30 30 1.0 1.0
Annex 4 – Forest and semi-natural vegetation page 139
Table 24: Ratio of belowground biomass to aboveground biomass (R). Source IPCC, 2006. Note, for Tier 1 the R is set to zero if no change of belowground biomass is assumed (Tier 1).
Domain Ecological zone Aboveground biomass R [tonne root d.m. (t shoot
d.m.)-1]
References
Temperate
Temperate oceanic forest,
Temperate continental
forest, Temperate mountain systems
conifers aboveground biomass < 50 t ha-1
0.40 (0.21-1.06) Mokany et al., 2006
conifers aboveground biomass 50-150 t ha-1
0.29 (0.24-0.50) Mokany et al., 2006
conifers aboveground biomass >150 t ha-1
0.20 (0.12-0.49) Mokany et al., 2006
Quercus spp. above ground biomass >70 t ha-1
0.30 (0.20-1.16) Mokany et al., 2006
Eucalyptus spp. above ground biomass <50 t ha-1
0.44 (0.29-0.81) Mokany et al., 2006
Eucalyptus spp. aboveground biomass 50-150 t ha-1
0.28 (0.15-0.81) Mokany et al., 2006
Eucalyptus spp. aboveground biomass >150 t ha-1
0.20 (0.10-0.33) Mokany et al., 2006
other broadleaf aboveground biomass <75 t ha-1
0.46 (0.12-0.93) Mokany et al., 2006
other broadleaf aboveground biomass 75-150 t ha-1
0.23 (0.13-0.37) Mokany et al., 2006
other broadleaf aboveground biomass >150 t ha-1
0.24 (0.17-0.44) Mokany et al., 2006
Boreal
Boreal coniferous forest, Boreal tundra woodland, Boreal mountain systems
aboveground biomass <75 t ha-1 0.39 (0.23-0.96) Li et al., 2003; Mokany et
al., 2006
aboveground biomass >75 t ha-1 0.24 (0.15-0.37) Li et al., 2003; Mokany et
al., 2006
Annex 4 – Forest and semi-natural vegetation page 140
Table 25: Aboveground biomass in forests (Bw). Source IPCC, 2006.
Domain Ecological zone Continent Aboveground biomass
(t d.m. ha-1) References
Temperate
Temperate oceanic forest
Europa 120
-
North America 660 (80-1200)
Hessl et al., 2004; Smithwick et al., 2002
New Zealand 360 (210-430)
Hall et al., 2001
South America 180 (90-310)
Gayoso and Schlegel, 2003; Battles et al., 2002
Asia, Europe (≤20 y) 20
IPCC, 2003
Temperate continental forest
Asia, Europe (>20 y) 120 (20-320) IPCC, 2003
North and South America (≤20 y)
60 (10-130)
IPCC, 2003
North and South America (>20 y) 130 (50-200) IPCC, 2003
Asia, Europe (≤20 y) 100 (20-180) IPCC, 2003
Temperate mountain systems
Asia, Europe (>20 y) 130 (20-600) IPCC, 2003
North and South America (≤20 y)
50 (20-110) IPCC, 2003
North and South America (>20 y) 130 (40-280) IPCC, 2003
Asia, Europe, North America 10-90 Gower et al., 2001
Boreal
Boreal coniferous forest
Asia, Europe, North America
(≤20 y) 3-4 IPCC, 2003
Boreal tundra woodland
Asia, Europe, North America (>20 y) 15-20 IPCC, 2003
Asia, Europe, North America (≤20 y) 12-15 IPCC, 2003
Boreal mountain systems
Asia, Europe, North America (>20 y) 40-50 IPCC, 2003
Annex 4 – Forest and semi-natural vegetation page 141
Table 26: Aboveground biomass in forest plantation used for land converted to forest land (eq.5.4). Source IPCC, 2006.
Domain Ecological zone Continent
Aboveground biomass
(t d.m. ha-1)
References
Temperate
Temperate oceanic forest
Asia, Europe, broadleaf > 20 y
200 IPCC, 2003
Asia, Europe, broadleaf ≤ 20 y
30 IPCC, 2003
Asia, Europe, coniferous > 20 y
150-250
IPCC, 2003
Asia, Europe, coniferous ≤ 20 y
40 IPCC, 2003
North America
50-300 IPCC, 2003
New Zealand 150-350 Hinds and Reid, 1957; Hall and Hollinger, 1997; Hall, 2001 South
America 90-120 IPCC, 2003
Temperate continental forest and mountain systems
Asia, Europe, broadleaf > 20 y
200 IPCC, 2003
Asia, Europe, broadleaf ≤ 20 y
15 IPCC, 2003
Asia, Europe, coniferous > 20 y
150-200
IPCC, 2003
Asia, Europe, coniferous ≤ 20 y
25-30
IPCC, 2003
North America
50-300 IPCC, 2003
South America
90-120
IPCC, 2003
Boreal
Boreal coniferous forest and mountain systems
Asia, Europe > 20 y
40 IPCC, 2003
Asia, Europe ≤ 20 y
5 IPCC, 2003
North America
40-50 IPCC, 2003
Boreal tundra woodland
Asia, Europe > 20 y
25 IPCC, 2003
Asia, Europe ≤ 20 y
5 IPCC, 2003
North America
25 IPCC, 2003
Annex 4 – Forest and semi-natural vegetation page 142
Table 27: Default biomass conversion and expansion factors (BCEF). BCEF for expansion of merchantable growing stock volume to aboveground biomass (BCEFS), for conversion of net annual increment (BCEFI) and for conversion of wood and fuelwood removal volume to aboveground biomass removal (BCEFR) in t biomass (m3 of wood volume)-1. Source IPCC, 2006.
Note: Lower values of the ranges for BCEFS apply if growing stock definition includes branches, stem tops and cull trees; upper values
apply if branches and tops are not part of growing stock, minimum top diameters in the definition of growing stock are large,
inventoried volume falls near the lower category limit or basic wood densities are relatively high.
Continuous graphs, functional forms and updates with new studies can be found at the forest- and climate- change website at:
http://www.fao.org/forestry/
Average BCEF for inhomogeneous forests should be derived as far as possible as weighted averages. It is good practice to justify the
factors chosen. To apply BCEFI, an estimate of the current average growing stock is necessary. It can be derived from FRA 2005 at
http://www.fao.org/forestry/
BCEFR values are derived by dividing BCEFs
Climatic
zone
Forest type BCEF Growing stock level (m3)
Boreal
<20 21-50 51-100 >100
pines
BCEFS
BCEFI
BCEFR
1.2 (0.85-1.3)
0.47
1.33
0.68 (0.5-0.72)
0.46
0.75
0.57 (0.52-
0.65)
0.46
0.63
0.5 (0.45-0.58)
0.463
0.55
larch
BCEFS
BCEFI
BCEFR
1.22 (0.9-1.5)
0.9
1.35
0.78 (0.7-0.8)
0.75
0.87
0.77 (0.7-0.85)
0.77
0.85
0.77 (0.7-0.85)
0.77
0.85
firs and
spruces
BCEFS
BCEFI
BCEFR
1.16 (0.8-1.5)
0.55
1.29
0.66 (0.55-
0.75)
0.47
0.73
0.58 (0.5-0.65)
0.47
0.64
0.53 (0.45-
0.605)
0.464
0.59
hardwoods
BCEFS BCEFI
BCEFR
0.9 (0.7-1.2)
0.65
1.0
0.7 (0.6-0.75)
0.54
0.77
0.62 (0.53-0.7)
0.52
0.69
0.55 (0.5-0.65)
0.505
0.61
Temperate
<20 21-40 41-100 100 -200 >200
hardwoods
BCEFS
BCEFI BCEFR
3.0 (0.8-4.5) 1.5
3.33
1.7 (0.8-2.6) 1.3
1.89
1.4 (0.7-1.9) 0.9
1.55
1.05 (0.6-1.4) 0.6
1.17
0.8 (0.55-1.1) 0.48 0.89
pines
BCEFS
BCEFI BCEFR
1.8 (0.6 -2.4) 1.5 2.0
1.0 (0.65 -1.5) 1.75 1.11
0.75 (0.6-1.0) 0.6
0.83
0.7 (0.4-1.0) 0.67 0.77
0.7 (0.4-1.0) 0.69 0.77
other
conifers
BCEFS
BCEFI BCEFR
3.0 (0.7-4.0) 1.0
3.33
1.4 (0.5-2.5) 0,83 1.55
1.0 (0.5-1.4) 0,57 1.11
0.75 (0.4-1.2) 0.53 0.83
0.7 (0.35-0.9) 0.60 0.77
Mediterran
ean, dry
tropical,
subtropical
<20 21-40 41-80 >80
hardwoods
BCEFS
BCEFI BCEFR
5.0 (2.0-8.0) 1.5
5.55
1.9 (1.0-2.6) 0.5
2.11
0.8 (0.6-1.4) 0.55 0.89
0.66 (0.4-0.9) 0.66 0.73
conifers BCEFS
BCEFI BCEFR
6.0 (3.0-8.0) 1.5
6.67
1.2 (0.5-2.0) 0.4
1.33
0.6 (0.4-0.9) 0.45 0.67
0.55 (0.4-0.7) 0.54 0.61
Annex 4 – Forest and semi-natural vegetation page 143
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8 Document version Version: 14/01/2016
Authors: Ika Djukic (ika.djukic@umweltbundesamt.at), Johannes Kobler
(johannes.kobler@umweltbundesamt.at), Claus Beier (cbe@ign.ku.dk), Luc Bonten
(luc.bonten@wur.nl), Thomas Dirnböck (thomas.dirnboeck@umweltbundesamt.at)
Reviewers: Judith Reutimann, Jürg Heldstab (INFRAS, Zürich),
page 150
Annex 5 - Waste
Unfinished manuscript – not publicly available yet
page 151
Annex 6 - Humans and Settlements
1 Introduction This document is an annex to the “Guidance document on national nitrogen budgets” (UN ECE 2013)
supplementing it with detailed information on how to establish national nitrogen budgets for Humans
and Settlements. In the guidance document and the general annex, eight essential pools are defined:
1) Energy and fuels (EF), 2) Material and products in industry (MP), 3) Agriculture (AG), 4) Forest and
semi-natural vegetation including soils (FS), 5) Waste (WS), 6) Humans and settlements (HS), 7)
Atmosphere (AT), and 8) Hydrosphere (HY). In addition, the pool “Rest of the World” (RW) is included
for the quantification of imports and exports. For general information and definitions, please refer to
the guidance document and the general annex.
This annex defines the pool “humans and settlements” (HS) and outlines its internal structure. It
provides specific guidance on how to calculate relevant nitrogen flows related to the pool HS,
presenting calculation methods and suggesting possible data sources. Furthermore, it points to
information that needs to be provided by and coordinated with other pools. For the pool HS, following
other pools are of particular relevance: Agriculture, Material and Products in Industry, Waste.
The pool humans and settlements (HS) is dominated by individual human behaviour (in terms of
consumption, utilization efficiency and waste separation). Product flows are characterized by high
material heterogeneity. Uncertainties are generally high due to insufficient data, as the pool is not
necessarily characterized by economic activities, which typically are accessible by statistical
information. Rather, the focus in this pool is on (domestic) consumption. By definition from the
guidance document (UN ECE 2013), four main sub-pools are encompassed by the pool HS: i) the human
body, ii) the material world, iii) the organic world, and iv) pets (non-agricultural animals).
Domestic inflows into the pool stem from food products from agriculture, as well as from material
products from industry. Imports and forests and semi-natural vegetation do also play a role. On the
other end, N is lost via diffuse release pathways.
This document is organized as follows: Chapter 2 gives an overview on the activities and flows
encompassed by the pool. Chapter 3 provides insight in the internal structure of the pool, delineating
and characterizing the four sub-pools with their relevant flows. Finally, in chapters 4 and 5, specific
calculation methods are presented and possible data sources for individual flows are suggested.
Chapter 6 contains some general deliberations on the uncertainties related to this assessment.
Additional tables and references can be found in chapters 7 and 8, respectively.
Annex 6 - Humans and Settlements page 152
2 Definitions
Activities and Flows encompassed by the pool
Figure 1: Flows connecting neighboring pools with „Humans and settlements“.
Figure 1 presents the main N flows between HS and other pools. The pool is also connected to the rest
of the world (RW) via imports of both food and non-food products. Exports, in contrast, do not occur
directly from HS, but are rather related to the respective production pools (i.e. agriculture and material
and products in industry). Depending on the data sources available, it might not be possible to report
imports from the rest of the world separately, as they might just be included in overall consumption
statistics. Ideally, these products and related N flows should be reported in the pools “Agriculture” and
“Materials and Products in Industry”.
Tier 1 approach
A range of substances consumed in the HS is relevant in terms of Nr. The most relevant flows that
should be included in a NNB in any case are the following:
Inflows
- Food for human nutrition from agriculture, industry and imports (agricultural products and
processed food)
- Pet food from agriculture and industry
- Industrial fertilizers and compost for use in private gardens and public green spaces
- N embedded in materials and products
Outflows
- Food waste
- Human excretion and pet excretion to waste management and hydrosphere
- Human body emissions to atmosphere (not considering population dynamics, see section 3.5
below)
- N embedded in solid waste from materials and products
Annex 6 - Humans and Settlements page 153
In general, fully unreactive forms of N (e.g., N in polymer fibres) need not be considered for a national
nitrogen budget (see general annex). N embedded in industrial products is less critical with regard to
impacts and societal costs than for instance N from combustion processes or agricultural production.
However, the amount of N embedded in industrial materials and products that end up with final
consumers can be substantial. According to Leip et al. (2011), more than 50% of the Nr that is available
for consumers apparently serves other purposes than nutrition. To account for these aspects, a rough
estimation is proposed for the tier 1 approach, and a more detailed approximation is included in the
tier 2 approach.
There are several N flows due to activities of HS which spatially overlap with activities of other pools.
In particular, this concerns the following flows that should be covered by the pool “energy & fuels”:
- Road, Aviation, Railways, Navigation
- Electricity and Heating
Tier 2 approach
- In addition to including all other tier 1 inflows and outflows, tier 2 provides a more detailed
assessment of N embedded in materials and products, as well as solid material waste.
Specifically, the inflow of N embedded in materials and products is distributed to: Wood &
paper products
- Synthetic polymers for product use (textiles, machineries, electronics, buildings, rubber and
plastic products etc.)
- Textiles, wearing apparel & leather
- Detergents / surfactants
3 Internal structure Figure 2 shows the internal structure of the pool, including its four sub-pools and their specific
connections to neighbouring pools.
Figure 2: Internal structure of the pool HS
Table 1: Sub-pools of the pool HS
ID Code Full name of the sub-pool
6A HS.OW Organic World
Annex 6 - Humans and Settlements page 154
6B HS.HB Human Body 6C HS.MW Material World 6D HS.PE Pets (Non-agricultural animals)
Sub-pool Organic World (HS.OW)
The sub-pool organic world serves as an entry-point and distribution hub for all kinds of organic
material. Via this sub-pool, food and feed is allocated to the “human body” as well as to “pets”.
Relevant inflows are mainly food products from domestic agriculture and imports, as well as non-
agricultural fertilizer use for private gardens and public green spaces. If food (or other products) is
conceptually separated between agriculture and industry, inflows might also come from industry (e.g.
convenience food). Food inputs from private gardens can be neglected as an input flow, as they are
likely to be small and are usually not covered statistically.
A large share of the outflows temporarily remains within the pool HS, as it is all food and feed
consumed by humans and pets and thus is distributed to the respective sub-pools. Other outflows
come from gardening in human settlements. Conceptually, outflows in a certain period stem partly
from current inflows and partly from existing storage from previous periods within the sub-pool.
However, this aspect is not of primary importance for a NNB, and does not have to be accounted for.
Furthermore, some outflows go directly to the waste pool: food waste and non-consumed food (from
households/final consumers as well as from supermarkets and food service etc.).
Sub-pool Human Body (HS.HB)
Inflows to the human body come from the organic world as food. Highly processed products such as
flavour enhancers, pharmaceuticals and dietary supplements are not considered.
Outflows from human body are mainly excrements going to the sewage system, or directly to the
hydrosphere, if households are not connected to the sewage system. Furthermore, emissions of NH3
due to sweating and breathing can be quantified (Sutton et al. 2000). For practical reasons renewed
skin, hair and nails are implicitly covered by the excrement flow as well. It is assumed that adults do
not accumulate significant amounts of Nr in their body (i.e. all Nr that is taken in is excreted as well).
Children, in contrast, do still accumulate some N, but are not considered separately. Food waste is not
included as an outflow here, as it is assumed to go directly from the organic world to the waste pool.
Sub-pool Material World (HS.MW)
The sub-pool material world is only relevant for the tier 2 approach. This sub-pool includes products
used in private households, such as furniture, packaging devices, clothes and electronic equipment.
Materials such as those used in buildings and cars, for instance, are included here. Wood and paper
products and natural polymers are explicitly assigned to the material world, rather than the organic
world.
Inflows to this pool are mainly dominated by manufactured goods containing N in various forms
(bound in synthetic or natural polymers; ionic forms in surfactants).
Major outflows of N occur to the waste sector. N species in solid form are released after usage in
identical form as the N inflows (e.g. synthetic or natural polymers), thus the transformation by burning
processes or biological degradation etc. occurs only in the pool waste (WS). Other significant outflows
Annex 6 - Humans and Settlements page 155
of N are transported by exported goods, which need to be quantified directly by the pool “material
and products in industry”.
Sub-pool Non-agricultural animals (pets) (HS.PE)
Non-agricultural animals, or pets, are non-productive animals, (mostly) kept without economic
reasons. This includes popular pets like cats and dogs as well as sport animals such as racing horses or
bulls for fighting and working animals like sniffer dogs. Productive livestock, clearly belonging to
agricultural activities, such as cattle, pigs, etc. are considered in the pool agriculture.
Similarly to the sub-pool human body, only N from food is covered here as an inflow.
Outflows are mainly excrements. Animal hair and fur is also relevant in terms of N, but is difficult to
report separately. As with humans, population dynamics are not considered.
Stocks & Stock Changes
Nitrogen stocks and their changes are generally not quantified for the pool HS. Among other reasons,
this is because of inherent difficulties with data availability. In general, stock changes are simply the
difference between inflows and outflows. But due to the lack of data, many inflows in the pool HS
cannot be quantified independently and have to be assumed equal to the respective outflows (or vice
versa). This makes the idea of stock changes obsolete. Consequently, there is no further detailed
guidance on stock changes in this document. However, stock changes might be of relevance for some
purposes. This section gives some general ideas on the kind of stock changes that might be interesting.
Organic world: Conceptually, stock changes might come for example from food that is stored in
households or supermarkets for more than one year.
Human body: Stock changes in this sub-pool are related to population dynamics. They could be
estimated by using the net change in population (birth and deaths, as well as immigration and
emigration) for a given year and combining it with an average value for the amount of N contained in
a person (ideally considering the differences in N weight between adults and children). If this is done,
additional inflows and outflows would have to be included as well. (For example, outflows related to
human corpses could be split into exhaust fumes from crematories (NOx) and N outflows to the soil
due to biological decomposition processes on cemeteries.)
Pets: In analogy to the human body, stock changes are related to the dynamics of pet population.
Material world: Stock changes in the material world are particularly interesting. In contrast to food,
material world products are usually not used up immediately, but accumulate in the pool HS (e.g.,
furniture, electronic devices, or entire buildings). It has been estimated that more than 25% of inflows
of industrial products accumulate in settlements, as they tend to have rather long service lives (Gu et
al. 2013). If good data on related waste streams are available, stock changes might be quantified.
However, the sub-pool material world is generally characterized by rather uncertain data.
4 Flows: Calculation guidance Tier 1 This section describes the calculation methods and data sources that are suggested to derive the basic
N flows concerning the pool HS. The flows related to food supply should be provided by the pools AG
and MP. Still, a simplified alternative way of estimation is proposed here in addition. This could be used
for a fast approximation and/or to compare the respective results.
Annex 6 - Humans and Settlements page 156
Table 2: Overview on flows Tier 1
Poolex Poolin Matrix* Other info Total code Annex where guidance is given
Description
AG HS.OW FOOD Incl. various sub-flows
AG-HS.OW-FOOD
3, (6) Food from domestic agriculture
RW HS.OW FOOD Incl. various sub-flows
RW-HS.OW-FOOD
3, (6) Food from imports
HS.OW HS.HB FOOD Incl. various sub-flows
HS.OW-HS.HB-FOOD
6 Food consumed by humans
HS.OW WS FOWS Incl. various sub-flows
HS.OW-WS-FOWS
6 Food waste by consumers
AG / RW HS.OW PFOD AG-HS.OW-PFOD
6 Pet food supply
HS.OW HS.PE PFOD HS.OW-HS.PE-PFOD
6 Consumed pet food
HS.PE WS Ntot HS.PE-WS-Ntot
6 Waste & excretion from pets
MP HS.OW FERT MP-HS.OW-FERT
(2), 6 Mineral fertilizer inputs to private gardens & public green spaces
WS HS.OW COMP WS-HS.OW-COMP
5, (6) Compost inputs to private gardens & public green spaces
HS.OW WS GRWS HS.OW-WS-GRWS
6 Green waste & garden waste
MP HS.MW Ntot MP-HS.MW-Ntot
6 Materials and products
HS.HB WS Ntot HS.HB-WS-Ntot
6 Human excretion to sewage system
HS.HB HY Ntot HS.HB-HY-Ntot
6 Human excretion to hydrosphere
HS.HB AT NH3 HS.HB-AT-NH3
6 Atmospheric emissions from human body
HS.MW WS SOWS HS.MW-WS-SOWS
6 Solid material waste
Food supply
The N flows related to food supply should be provided in detail by the pools AG and MP. Still, a
simplified alternative way of estimation is proposed here in addition. This can be used for a fast
approximation and/or to compare the respective results.
Food supply N is all N contained in the food available for (domestic) human consumption. Most of the food is
assumed to come either from domestic agriculture or imports. Furthermore, plant and animal N should be
distinguished for both domestic food supply and imports. Although tobacco is no food product, it is consumed
by humans and is therefore included here. As it is probably too small to be depicted separately, it can simply be
added to the flow “food supply”.
Processed food products (including convenience food) that are actually entering the HS pool from food industries
are not accounted for separately due to data limitations. However, if information is provided by the pool MP,
processed food products can be accounted for separately.
Table 3: Overview on food supply flows
Flow Code Flow Description Pool ex Pool in Matrix
AG-HS.OW-FOOD (“Food domestic”)
Food supply from domestic agriculture (total) AG HS.OW FOOD
Annex 6 - Humans and Settlements page 157
RW-HS.OW-FOOD (“Food imported”)
Food supply from imports (total) RW HS.OW FOOD
AG-HS.OW-FOOD & RW-HS.OW-FOOD: Food from domestic agriculture & imports Protein supply data (e.g. from the FAOSTAT database) can be used to derive food N flows from domestic
agriculture and imports for a set of food categories.
AG-HS.OW-FOOD = ∑ (𝒑𝒔_𝒅𝒐𝒎𝒆𝒔𝒕𝒊𝒄𝒊𝒌𝒊=𝟏 ∗ 𝟎. 𝟏𝟔) = ∑ 𝒇𝒔𝟏𝒊
𝒌𝒊=𝟏
0.1
RW-HS.OW-FOOD = ∑ (𝒑𝒔_𝒊𝒎𝒑𝒐𝒓𝒕𝒊𝒌𝒊=𝟏 ∗ 𝟎. 𝟏𝟔) + 𝒕𝒐𝒃 = ∑ 𝒇𝒔𝟐𝒊
𝒌𝒊=𝟏 + 𝒕𝒐𝒃
0.2
𝒕𝒐𝒃 = 𝒂𝒎𝒐𝒖𝒏𝒕 𝒐𝒇 𝒕𝒐𝒃𝒂𝒄𝒄𝒐 𝒄𝒐𝒏𝒔𝒖𝒎𝒆𝒅 ∗ 𝟎. 𝟎𝟒 0.3
Where: AG-HS.OW-FOOD = total inflow of food N from domestic agriculture [t N/year] RW-HS.OW-FOOD = total inflow of food N from imports [t N/year] psi = protein supply for food category i [t/year], either domestic or from imports tob = N from tobacco products [t N/year], N content 4%, see section “Tables”. fs1i = inflow of food N from domestic agriculture, food category i [t N/year] fs2i = inflow of food N from imports, food category i [t N/year]
Instead of the protein supply data, food N flows can also be derived from production and trade statistics.
However, in these statistics only product quantities are reported, which means that additional robust
information on N contents of different food categories is required.
AG-HS.OW-FOOD = ∑ (𝒇𝒐𝒐𝒅_𝒅𝒐𝒎𝒆𝒔𝒕𝒊𝒄𝒊𝒌𝒊=𝟏 ∗ 𝑵𝒊
𝒄𝒐𝒆𝒇𝒇)
0.4
RW-HS.OW-FOOD= ∑ (𝒇𝒐𝒐𝒅_𝒊𝒎𝒑𝒐𝒓𝒕𝒔𝒊𝒌𝒊=𝟏 ∗ 𝑵𝒊
𝒄𝒐𝒆𝒇𝒇) + 𝒕𝒐𝒃
0.5
Where: AG-HS.OW-FOOD = total inflow of food N from domestic agriculture [t N/year] RW-HS.OW-FOOD = total inflow of food N from imports [t N/year] food_domestici = food supply for food category i from domestic production [t/year] food_importsi = food supply for food category i from imports [t/year] Ni
coeff = estimated average content of N in in food category i [share] tob = N from tobacco products [t N/year]
Suggested Data sources - The FAOSTAT database (http://faostat3.fao.org/home) provides easily accessible and consistent
information on protein supply from different food categories (in g/cap/year) for a wide range of
countries. Protein supply is reported as primary equivalents, and thus includes all the raw materials for
processed food products as well. The FAO Commodity Balances - Crops Primary Equivalent
(http://faostat3.fao.org/faostat-gateway/go/to/download/FB/BC/E) also provide information on
tobacco production and supply.
- Attention must be paid to avoid double counting, for instance when the meat used to produce sausages
is also accounted for as raw meat. In general, data on primary equivalents is preferable.
- Information on imported food and domestic production can also be found in the FAOSTAT database
(food balance sheets). This information can also be gathered directly from national statistics.
- N contents of different food categories are frequently available from existing nitrogen budgets, e.g.
Heldstab et al. (2010). In addition, reference texts such as Souci et al. (2008) provide a good source of
information. Table 12 provides an overview on the N content of food categories according to FAO’s
Annex 6 - Humans and Settlements page 158
classification. This classification is based on primary equivalents, which prevents the risk of double-
counting.
Food consumption & waste
Not all food that is theoretically available for consumption is actually consumed by humans, as there
are usually significant amounts of food waste. As a consequence, food waste has to be subtracted from
the food supply to derive food consumption.
The approach presented here does not distinguish between food consumed at home and at
restaurants/canteens etc. If national data allow for such a distinction, it is recommended to do so.
Table 4: Overview on food consumption and waste flows
Flow Code Flow Description Pool ex Pool in Matrix
HS.OW-HS.HB-FOOD (“Food consumed”)
Food consumed by humans (total) HS.OW HS.HB FOOD
HS.OW-WS-FOWS (“Food waste”)
Food waste by consumers (total) HS.OW WS FOWS
HS.OW-HS.HB-FOOD: Food consumed by humans
Food N that is actually consumed by humans (HS.OW-HS.HB-FOOD) is calculated by means of the
known flows of food supply (AG-HS.OW-FOOD & RW-HS.OW-FOOD), and food waste (HS.OW-WS-
FOWS). There might be some storage of food as well. Although this storage is assumed to be rather
short-term (i.e., less than a year, which is the typical time horizon for a NNB), it is conceptually included
in the calculation below. Usually, this term is set at zero, unless specific data on long-term food storage
are available. Optionally, HS.OW-HS.HB-FOOD can also be split up to distinguish between animal food
and plant food.
HS.OW-HS.HB-FOOD = (AG-HS.OW-FOOD + RW-HS.OW-FOOD) – HS.OW-WS-FOWS – 𝐍𝐥𝐨𝐧𝐠𝐭𝐞𝐫𝐦 𝐬𝐭𝐨𝐫𝐚𝐠𝐞
0.6
Where: HS.OW-HS.HB-FOOD = N in food consumed by humans [t N/year] AG-HS.OW-FOOD = total inflow of food N from domestic agriculture [t N/year], see 4.1.1 RW-HS.OW-FOOD = total inflow of food N from imports [t N/year], see Fehler! Verweisquelle konnte nicht gefunden werden. HS.OW-WS-FOWS = N in food waste [t N/year], see Fehler! Verweisquelle konnte nicht gefunden werden. Nlongterm_storage = N contained in food that is stored for more than a year [t N/year]
HS.OW-WS-FOWS: Food waste
Food waste on the consumption side is a crucial issue, particularly in rich and developed nations. It is
defined here as waste occurring in the retail/distribution phase (e.g. supermarkets), as well as direct
waste from consumers in households and in the food service industry. Estimation of the amounts of
food wasted is rather difficult, as there is hardly any data available. If there are no specific national
statistics or reports available, it is suggested to rely on Gustavsson et al. (2011) for a rough estimation
of waste percentages. With regard to tobacco, no wastage needs to be considered.
HS.OW-WS-FOWS= ∑ (𝒇𝒔𝟏 + 𝒇𝒔𝟐)𝒊𝒌𝒊=𝟏 ∗ 𝒘𝒂𝒔𝒕𝒆𝒊
0.7
Where:
Annex 6 - Humans and Settlements page 159
HS.OW-WS-FOWS = N in food waste [t N/year] fs1i = inflow of food N from domestic agriculture, food category i [t N/year], see Fehler! Verweisquelle konnte nicht gefunden werden. fs2i = inflow of food N from imports, food category i [t N/year], see Fehler! Verweisquelle konnte nicht gefunden werden. wastei = percentage of food supply that is wasted, for food category i [%]
Suggested Data sources
- FAOSTAT Database: http://faostat3.fao.org/home
- Gustavsson et al. (2011) for wood waste percentages – see also Table 11 in this document
Non-agricultural animals (pets)
It is suggested to use cats, dogs and small mammals (including hamsters, mice, rabbits…) as the main
pet categories. Other pets (such as ornamental birds, ornamental fish, and reptiles) should be included
depending on the available data on protein intake and animal numbers in a specific country. If
appropriate for a certain country and if respective data are available, non-agricultural horses (including
racing horses and police horses, for instance) or fighting bulls might also be considered. Animals in
laboratories, circuses or zoos are neglected in the analysis.
Table 5: Overview on pet food and waste flows
Flow Code Flow Description Pool ex Pool in Matrix
AG-HS.OW-PFOD (“Pet food supply”)
Pet food supply AG HS.OW PFOD
HS.OW-HS.PE-PFOD („Pet food consumed“)
Consumed pet food HS.OW HS.PE PFOD
HS.PE-WS-Ntot (“Pet excretion”)
Waste & excretion from pets HS.PE WS Ntot
AG-HS.OW-PFOD: Pet food supply
The supply of pet food is difficult to trace. While some part is explicitly produced and sold as pet food,
another part comes from food that is actually meant for human consumption, or from various other
sources. As these flows cannot be defined exactly, the simple way is to set the pet food supply equal
to the consumed pet food and treat it as an additional inflow to the organic world. This is probably an
overestimation of the flow, but can be accepted due to the low absolute value.
AG-HS.OW-PFOD = HS.OW-HS.PE-PFOD
0.8
Where: AG-HS.OW-PFOD = N supplied as pet food [t N/year] HS.OW-HS.PE-PFOD = N consumed as food by pets [t N/year]
HS.OW-HS.PE-PFOD: Consumed pet food
To approximate the N in food consumed by pets, it is suggested to use the average recommended
protein intake per pet group. This is only a rough estimation, but represents the best data commonly
available.
0.9
Annex 6 - Humans and Settlements page 160
HS.OW-HS.PE-PFOD = ∑ 𝒏𝒖𝒎𝒃𝒆𝒓 𝒐𝒇 𝒂𝒏𝒊𝒎𝒂𝒍𝒔𝒊
𝒌𝒊=𝟏 ∗𝒑_𝒊𝒏𝒕𝒂𝒌𝒆𝒊∗𝟎.𝟏𝟔
𝟏𝟎𝟎𝟎
Where:
HS.OW-HS.PE-PFOD = N consumed as food by pets [t N/year] number of animalsi = number of animals from group i p_intakei = recommended protein intake per animal from group i per year [kg/year]
HS.PE-WS-Ntot: Waste & excretion from pets
In analogy to humans, it is assumed that all N consumed by pets is excreted in one form or another,
and thus HS.PE-WS-Ntot = HS.OW-HS.PE-PFOD. Conceptually, this flow can be split up into N emitted
to the atmosphere (e.g., NH3-N from excreta), and to the waste sector (e.g., N contained in hair and
fur). Sutton et al. (2000) report average yearly total N excretion and ammonia emission rates for cats,
dogs, and horses that should be used for this purpose.
HS.PE-WS-Ntot = HS.OW-HS.PE-PFOD 0.10
Where: HS.PE-WS-Ntot = N waste and excretion from pets [t N/year] HS.OW-HS.PE-PFOD = N consumed as food by pets [t N/year]
Suggested data sources
- With regard to the number of pets in different European countries, the European Pet Food
Industry provides comprehensive data (FEDIAF 2012). It is recommended to use this source if
no other more appropriate national statistics are available. If estimates are available, straying
and not-registered pets can also be included.
- Recommended average protein and N intake can be compiled from a range of different sources
(see for instance Table 18).
- NH3 volatilization rates for horses, cats and dogs can be found in Sutton et al. (2000), and are
also summarized in Table 19.
Private gardens & public green spaces
With regard to private gardens and public green spaces, the main N inflow comes from fertilizers and
compost, and outflows are useful (food) products, green waste & garden waste, as well as NH3
emissions from the fertilizers used. However, non-agricultural fertilizer use is usually not accounted
for separately in fertilizer statistics, as it is minor compared to the agricultural use. The same is true
for (food) products from private gardens. These are directly consumed by private individuals and never
enter any market. Consequently, no statistics capture these goods and thus the related N flows cannot
be quantified here.
Table 6: Overview on garden-related flows
Flow Code Flow Description Pool ex Pool in Matrix
MP-HS.OW-FERT (“Fertilizer_HS”)
Mineral fertilizer inputs to private gardens & public green spaces
MP HS.OW FERT
WS-HS.OW-COMP (“Compost_HS”)
Compost inputs to private gardens & public green spaces
WS HS.OW COMP
HS.OW-WS-GRWS (“Greenwaste_HS”)
Green waste & garden waste HS.OW WS GRWS
Annex 6 - Humans and Settlements page 161
MP-HS.OW-FERT: Fertilizer for private gardens & public green spaces
Only about 1-3% of total mineral fertilizer use is dedicated to private gardens and public green spaces,
while the rest is consumed by agriculture (estimate for Austria, Egle et al. 2014). It is suggested to use
the mean value of 2%, or adapt this value if possible (i.e., if more appropriate national estimates are
available).
MP-HS.OW-FERT = 𝒕𝒐𝒕𝒂𝒍 𝑵 𝒄𝒐𝒏𝒔𝒖𝒎𝒆𝒅 𝒂𝒔 𝒎𝒊𝒏𝒆𝒓𝒂𝒍 𝒇𝒆𝒓𝒕𝒊𝒍𝒊𝒛𝒆𝒓 ∗ 𝟎. 𝟎𝟐 0.11
Where:
MP-HS.OW-FERT = Mineral N fertilizer for private gardens & public green spaces [t N/year]
WS-HS.OW-COMP: Compost for private gardens & public green spaces
With regard to compost, Egle et al. (2014) estimate that 20% of the available compost is applied as
fertilizer in gardens. Total N contents of compost range from 0.6 to 2.3% dry matter (BMLFUW 2010).
WS-HS.OW-COMP = 𝒕𝒐𝒕𝒂𝒍 𝑵 𝒄𝒐𝒏𝒔𝒖𝒎𝒆𝒅 𝒂𝒔 𝒄𝒐𝒎𝒑𝒐𝒔𝒕 ∗ 𝟎. 𝟐 0.12
Where:
WS-HS.OW-COMP = Compost N for private gardens & public green spaces [t N/year]
HS.OW-WS-GRWS: Green waste & garden waste
Green waste and garden waste are the main outflows from private gardens and public green spaces
that can be quantified. The amount of green waste and garden waste can be estimated from national
waste statistics. The N content of fresh green waste has been estimated as roughly 0.8% (Vaughan et
al. 2011, Kumar et al. 2010). This flow has a very high level of uncertainty. In particular the direct use
of private garden waste for home composting cannot be captured statistically.
HS.OW-WS-GRWS = 𝑮𝒓𝒆𝒆𝒏 𝒘𝒂𝒔𝒕𝒆 & 𝒈𝒂𝒓𝒅𝒆𝒏 𝒘𝒂𝒔𝒕𝒆 ∗ 𝟎. 𝟎𝟎𝟖 0.13
Where: HS.OW-WS-GRWS = N from green waste & garden waste [t N/year]
Suggested data sources
- Data on total mineral fertilizer use is frequently available from national statistical reports, or
can be derived in coordination with the pool “Agriculture”. In addition, the International
Fertilizer Industry Association provides statistics for many countries online at
www.fertilizer.org
- Total use of compost can be derived from national agricultural statistics. Some information
might also be available from the European Compost Network (ECN,
http://www.compostnetwork.info/) and their country reports.
- Data on green waste & garden waste should be estimated from national waste statistics, such
as the federal waste management plan in Austria.
Annex 6 - Humans and Settlements page 162
Material flows
Material flows of N are rather difficult to assess in terms of nitrogen. There is a vast range of products
that are made of a combination of many different materials. As a consequence, it is challenging to
determine N contents of these products that are aggregated into broad categories. For the tier 1
approach, the magnitude of these N flows can be roughly approximated based on Pierer et al. (2015).
Table 7: Overview on material flows
Flow Code Flow Description Pool ex Pool in Matrix
MP-HS.MW-Ntot (“Materials”)
Materials and products MP HS.MW Ntot
HS.MW-WS-SOWS (“Waste_HS”)
Solid material waste HS.MW WS SOWS
MP-HS.MW-Ntot : Materials and products
Following Pierer et al. (2015), the order of magnitude of the N inflows embedded in materials and
products is 40% of all other inflows. This has to be considered a very rough approximation. If possible,
the tier 2 approach should be used.
MP-HS.MW-Ntot = (AG-HS.OW-FOOD + RW-HS.OW-FOOD + AG-HS.OW-PFOD + MP-HS.OW-FERT + WS-HS.OW-COMP) ∗ 𝟎. 𝟒𝟎 = 𝒔𝒖𝒎 𝒐𝒇 𝒂𝒍𝒍 𝒐𝒕𝒉𝒆𝒓 𝒊𝒏𝒇𝒍𝒐𝒘𝒔 ∗ 𝟎. 𝟒𝟎
0.14
Where: MP-HS.MW-Ntot = N from materials and products [t N/year] AG-HS.OW-FOOD = N in food from domestic agriculture [t N/year] RW-HS.OW-FOOD = N in food from imports [t N/year] AG-HS.OW-PFOD = N in pet food supply [t N/year] MP-HS.OW-FERT = Mineral N fertilizer for private gardens & public green spaces [t N/year]WS-HS.OW-COMP =
Compost N for private gardens & public green spaces [t N/year]
HS.MW-WS-SOWS: Solid material waste
Following Pierer et al. (2015), the order of magnitude of the N outflows embedded in solid material
waste that can be quantified is 7% of all other outflows. This has to be considered a very rough
approximation. If possible, the tier 2 approach should be used.
HS.MW-WS-SOWS = (HS.OW-WS-FOWS + HS.PE-WS-Ntot + HS.OW-WS-GRWS + HS.HB-WS-Ntot + HS.HB-HY-Ntot + HS.HB-AT-NH3)∗ 𝟎. 𝟎𝟕
= 𝒔𝒖𝒎 𝒐𝒇 𝒂𝒍𝒍 𝒐𝒕𝒉𝒆𝒓 𝒐𝒖𝒕𝒇𝒍𝒐𝒘𝒔 ∗ 𝟎. 𝟎𝟕
0.15
HS.OW-WS-FOWS = N in food waste by consumers [t N/year] HS.PE-WS-Ntot = N in waste & excretion from pets [t N/year] HS.OW-WS-GRWS = N in green waste & garden waste [t N/year] HS.HB-WS-Ntot = Human excretion to sewage system [t N/year] HS.HB-HY-Ntot = Human excretion to hydrosphere [t N/year] HS.HB-AT-NH3 = Atmospheric emissions from human body [t N/year]
Human body emissions
It is assumed that the N consumed by humans as food and drinks does not accumulate in the human
body in relevant amounts, and is thus an outflow in some form. The main challenge is to distribute this
Annex 6 - Humans and Settlements page 163
total amount of N outflow to the different channels (i.e., sewage system, atmosphere, and
hydrosphere).
Table 8: Overview on human body emissions
Flow Code Flow Description Pool ex Pool in Matrix
HS.HB-WS-Ntot (“HS_sewage”)
Human excretion to sewage system HS.HB WS Ntot
HS.HB-HY-Ntot (“HS_hydro”)
Human excretion to hydrosphere HS.HB HY Ntot
HS.HB-AT-NH3 (“HS_atmo”)
Atmospheric emissions from human body (including sweat, breath, infant nappies, cigarette smoking)
HS.HB AT NH3
HS.HB-WS-Ntot : Human excretion to the sewage system
It is assumed that all the N intake that is not excreted as ammonia (see section Fehler! Verweisquelle
konnte nicht gefunden werden.) either goes to the sewage system (where a certain percentage of it
is denitrified), or, if a household is not connected to the sewage system, directly to the hydrosphere
(see Fehler! Verweisquelle konnte nicht gefunden werden.).
HS.HB-WS-Ntot = (HS.OW-HS.HB-FOOD – HS.HB-AT-NH3) * sewage_connection 0.16
Where: HS.HB-WS-Ntot = Human N excretion to the sewage system [t N/year] HS.OW-HS.HB-FOOD = N in food consumed by humans [t N/year], see section Fehler! Verweisquelle konnte nicht gefunden werden. HS.HB-AT-NH3 = Atmospheric N emissions from human body [t N/year], see section Fehler! Verweisquelle konnte nicht gefunden werden.sewage_connection = national connection rate to the sewage system [%]
HS.HB-HY-Ntot: Human excretion to the hydrosphere
This flow entails the human excrements from households that are not connected to the sewage
system.
HS.HB-HY-Ntot = (HS.OW-HS.HB-FOOD – HS.HB-AT-NH3) * (1 - sewage_connection) 0.17
Where: HS.HB-HY-Ntot = Human N excretion to the hydrosphere [t N/year] HS.OW-HS.HB-FOOD = N in food consumed by humans [t N/year], see section Fehler! Verweisquelle konnte nicht gefunden werden. HS.HB-AT-NH3 = Atmospheric N emissions from human body [t N/year], see section Fehler! Verweisquelle konnte nicht gefunden werden. sewage_connection = national connection rate to the sewage system [%]
HS.HB-AT-NH3: Atmospheric emissions from Human body
Sutton et al. (2000) list breath, sweat, and infant excretion as main sources of direct NH3 emissions
from humans. While NOx emissions from tobacco smoke seem to be minor (3g NOx per ton tobacco
smoked – EMEP and EEA 2009), Sutton et al. (2000) report more relevant amounts of NH3.
Consequently, it is recommended to include these sources of NH3 in flow HS.HB-AT-NH3 (See Table
20).
Annex 6 - Humans and Settlements page 164
HS.HB-AT-NH3 = 1.7*10-5*poptotal + 1.17*10-5*popunder1y + 1,46*10-5*pop1-3y + 3.4*10-9 *cig 0.18
Where: HS.HB-AT-NH3 = Atmospheric N emissions from human body [t N/year] Poptotal = average total national population Popunder1y = average national population of children aged <1 year Pop1-3y = average national population of children aged 1-3 years Cig = average amount of cigarettes smoked per year
Suggested data sources
- Connection rates to the sewage system can usually be found in national statistics on water
and/or wastewater, as well as in Eurostat water statistics (e.g.,
http://epp.eurostat.ec.europa.eu/statistics_explained/index.php/Water_statistics)
- To calculate the atmospheric NH3 emissions, it is recommended to use the data from Sutton
et al. (2000; information also compiled in Table 20) unless a more appropriate source is
available.
5 Flows: Calculation guidance Tier 2 Apart from the flows covered by the basic tier 1 approach, tier 2 includes additional flows related to N
embedded in material products:
Table 9: Overview on additional flows Tier 2
Poolex Poolin Matrix* Other info Total code Annex where guidance is given
Description
MP HS.MW POLY Incl. various sub-flows
MP-HS.MW-POLY
2 Synthetic polymers for product use
MP HS.MW DETG MP-HS.MW-DETG
2 Detergents / surfactants
MP HS.MW TEXT MP-HS.MW-TEXT
2 Textiles, wearing apparel and leather products
MP / FS HS.MW WOOD MP-HS.MW-WOOD
4 (2) Wood & paper and products thereof
HS.MW WS SOWS Incl. various sub-flows
HS.MW-WS-SOWS
6 Solid material waste
Material Flows
Material flows of N are rather difficult to assess in terms of nitrogen. There is a vast range of products
that are made of a combination of many different materials. As a consequence, it is challenging to
determine N contents of these products that are aggregated into broad categories.
Thus, the calculation should be based on production and foreign trade statistics, and assumed N
contents of different product classes. As a minimum requirement, the basic substances that are
components of the final products should be estimated. Production itself is available from the
description in the MP pool. Imports and exports (even if not fully compatible in terminology) need to
be added here.
Table 10: Overview on material flows
Flow Code Flow Description Pool ex Pool in Matrix
MP-HS.MW-POLY (“Polymer_HS”)
Synthetic polymers for product use MP HS.MW POLY
Annex 6 - Humans and Settlements page 165
MP-HS.MW-DETG (“Detergents_HS”)
Detergents / surfactants MP HS.MW DETG
MP-HS.MW-TEXT (“Textiles_HS”)
Textiles, wearing apparel and leather products MP HS.MW TEXT
MP-HS.MW-WOOD (“Wood_HS”)
Wood & paper and products thereof MP HS.MW WOOD
HS.MW-WS-SOWS (“Waste_HS”)
Solid material waste HS.MW WS SOWS
MP-HS.MW-POLY: Synthetic polymers for product use
With production of synthetic polymers defined in Annex 2 (MP) already, only imports and exports still
need to be assigned. This follows the same principles as for production: as there is an uncountable
number of individual products, it is good practice to estimate substances instead. Substances to be
accounted for are Polyurethanes, Polyamides and Melamine-based resins.
The approach suggested in MP for Tier 1 already points to consumption directly. There is no need to
specifically focus on trade here. Trade statistics are not fully compatible with production statistics.
Thus a Tier 2 approach will require detailed study of available information, based on respective
national data.
MP-HS.MW-DETG: Detergents and Washing preparations
MP-HS.MW-TEXT: Textiles, Wearing apparel and Leather products
MP-HS.MW-WOOD: Wood & Paper and Products thereof
For all of these flows, the “apparent consumption” is derived from imports minus exports plus sold
domestic production (as from the MP pool). MP-HS.MW-DETG in particular might not be above the
boundary of significance and could be aggregated in many countries.
𝒄(𝒑𝒓𝒐𝒅𝒖𝒄𝒕) = 𝑰𝒎𝒑𝒐𝒓𝒕(𝒑𝒓𝒐𝒅𝒖𝒄𝒕) − 𝑬𝒙𝒑𝒐𝒓𝒕(𝒑𝒓𝒐𝒅𝒖𝒄𝒕)+ 𝒔𝒐𝒍𝒅 𝒅𝒐𝒎𝒆𝒔𝒕𝒊𝒄 𝒑𝒓𝒐𝒅𝒖𝒄𝒕𝒊𝒐𝒏(𝒑𝒓𝒐𝒅𝒖𝒄𝒕)
0.19
Where: c(product) = apparent annual consumption of one product category (cT&W, cLP or cW&P) [t/yr]
HS.MW-WS-SOWS – Waste from material world
At the end of their lifetime, material products are disposed of and enter the pool waste. Some
products, such as packaging materials, are usually discarded immediately or at least within the one-
year timeframe of a NNB. Other goods (consumer durables) are used for longer periods before they
are disposed of. It is difficult to determine what share of inflows for a given year accumulates in the
pool, and what share is disposed of. As an approximation, the estimate by Gu et al. (2013) can be used:
according to them, roughly 25% of industrial products accumulate in settlements. Consequently, it can
be assumed that 75% are discarded readily.
HS.MW-WS-SOWS = (MP-HS.MW-POLY + MP-HS.MW-DETG + MP-HS.MW-TEXT +
MP-HS.MW-WOOD) * 0.75
0.20
Where: HS.MW-WS-SOWS = N in material waste [t N/year]
Annex 6 - Humans and Settlements page 166
An alternative approach to calculate the waste flow from material world is to look at national waste
statistics and assess the amount of N contained in (separately) collected waste fractions. In addition,
it is recommended to separate the flow HS.MW-WS-SOWS into the different waste management
streams, such as recycling, waste incineration or landfills. This needs to be done in close cooperation
with the pool “waste” and requires detailed national data.
Suggested data sources
N contents
N content factors are given in Table 16. Estimated factors are based on calculations of the molecular
(monomeric) formula of the respective component. Note that synthetic polymers have high variances
in their molecular structure and composition. This applies in particular to polyurethanes (PU),
polyimides, and nitrile butadiene rubbers (NBR).
Consumption data - Flow MP-HS.MW-POLY
As with production data (see Annex 2) industry associations may be a good source for consumption
data:
- Plastics Europe (European trade association): Annual reports, such as “Plastics – the Facts 2012. An analysis of European plastics production, demand and waste data for 2011.” www.plasticseurope.org
- ISOPA (European trade association for producers of diisocyanates and polyols), specialized on PUs. www.isopa.org
- PCI Nylon (market research consultancy focused on the global nylon and polyamide industry) www.pcinylon.com
- www.plastemart.com - Detailed market reports (e.g. CAS World consumption reports; chemical economics handbook)
Consumption data - Flows MP-HS.MW-DETG; MP-HS.MW-TEXT; MP-HS.MW-WOOD
Potentially useful sources and industry reports include:
- National import/export statistics (based on Prodcom) referring to CN or SITC. - National business cycle statistics (based on Prodcom), providing data on sold goods referring
to CPA 2008 classes. Note: Usually these statistics do not provide any information about the origin of used resources (imported or domestic).
6 Uncertainties This section specifies a general approach to assess uncertainties in the utilized data sets. The
uncertainties related with the pool HS are generally high, due to a lack of established and reliable data
sources. Many flows have to be determined as residuals from other flows within the pool, and
quantifications are frequently based on assumptions (see Pierer et al., 2015). Treatment of
uncertainties is covered in detail in Annex 0 (Table 5).
For some flows, uncertainties are already implicitly included in the calculation description (e.g.
emissions from human body – data used by Sutton et al. (2000) have a low estimate, high estimate,
and best estimate). In these cases, the UF that fits best to the given uncertainty interval should be
chosen.
7 Tables
Annex 6 - Humans and Settlements page 167
Table 11: Estimated/assumed food waste percentages (source: Gustavsson et al. 2011).
Estimated/assumed waste percentages for food commodity groups for the last two steps in the Food Supply Chain (FSC)
Europe incl. Russia
Distribution: Supermarket Retail
Consumption Distribution + Consumption
Assigned categories
Cereals 2.0% 25.0% 26.50% wheat, rice, alcoholic beverages
Roots & Tubers 7.0% 17.0% 22.81% potatoes, starchy roots
Oilseeds & Pulses 1.0% 4.0% 4.96% vegetable oils, nuts
Fruit & Vegetables 10.0% 19.0% 27.10% fruits, vegetables, stimulants, spices, sugar & sweeteners
Meat 4.0% 11.0% 14.56% poultry meat, pigmeat, bovine meat, eggs, animal fats, offals, other meat, mutton & goat meat
Fish & Seafood 9.0% 11.0% 19.01% fish & seafood
Milk 0.5% 7.0% 7.47% milk, cheese
Annex 6 - Humans and Settlements page 168
Table 12: N content of food groups according to FAO classification (FAOSTAT 2014; N contents from Heldstab et al. 2010, Souci et al. 2008)
Crops – Primary Equivalent Item Code
Item Name % N Definition – Default composition
2617 Apples 0.1% 515 Apples, 518 Juice, apple, single strength, 519 Juice, apple, concentrated
2615 Bananas 0.2% 486 Bananas
2513 Barley 1.7% 44 Barley, 45 Barley, pot, 46 Barley, pearled, 49 Malt, 50 Malt extract; nutrient data only: 47 Bran, barley, 48 Flour, barley and grits
2546 Beans 3.6% 176 Beans, dry
2656 Beer 0.1% 51 Beer of barley
2658 Beverages. Alcoholic 0.0% 634 Beverages, distilled alcoholic
2657 Beverages. Fermented
0.0% 26 Beverages, fermented wheat, 39 Beverages, fermented rice, 66 Beer of maize, 82 Beer of millet, 86 Beer of sorghum, 517 Cider etc
2532 Cassava 0.2% 125 Cassava, 126 Flour, cassava, 127 Tapioca, cassava, 128 Cassava dried, 129 Starch, cassava
2520 Cereals. Other 1.5% 68 Popcorn, 89 Buckwheat, 90 Flour, buckwheat, 92 Quinoa, 94 Fonio, 95 Flour, fonio, 97 Triticale, 98 Flour, triticale, 101 Canary seed, 103 Grain, mixed, 104 Flour, mixed grain, 108 Cereals, nes, 111 Flour, cereals, 113 Cereal preparations, nes; nutrient data only: 91 Bran, buckwheat, 96 Bran, fonio, 99 Bran, triticale, 105 Bran, mixed grains, 112 Bran, cereals nes
2614 Citrus. Other 0.1% 512 Fruit, citrus nes, 513 Juice, citrus, single strength, 514 Juice, citrus, concentrated
2642 Cloves 1.8% 698 Cloves
2633 Cocoa Beans 3.2% 661 Cocoa, beans, 662 Cocoa, paste, 665 Cocoa, powder and cake, 666 Chocolate products nes
2560 Coconuts - Incl Copra 0.7% 249 Coconuts, 250 Coconuts, desiccated, 251 Copra
2630 Coffee 1.8% 656 Coffee, green, 657 Coffee, roasted, 659 Coffee, extracts
2619 Dates 0.3% 577 Dates
2625 Fruits. Other 0.1%
521 Pears, 523 Quinces, 526 Apricots, 527 Apricots, dry, 530 Cherries, sour, 531 Cherries, 534 Peaches and nectarines, 536 Plums and sloes, 537 Plums dried (prunes), 538 Juice, plum, single strength, 539 Juice, plum, concentrated, 541 Fruit, stone nes, 542 Fruit, pome nes, 544 Strawberries, 547 Raspberries, 549 Gooseberries, 550 Currants, 552 Blueberries, 554 Cranberries, 558 Berries nes, 567 Watermelons, 568 Melons, other (inc.cantaloupes), 569 Figs, 570 Figs dried, 571 Mangoes, mangosteens, guavas, 572 Avocados, 583 Juice, mango, 587 Persimmons, 591 Cashewapple, 592 Kiwi fruit, 600 Papayas, 603 Fruit, tropical fresh nes, 604 Fruit, tropical dried nes, 619 Fruit, fresh nes, 620 Fruit, dried nes, 622 Juice, fruit nes, 623 Fruit, prepared nes, 624 Flour, fruit, 625 Fruits, nuts, peel, sugar preserved, 626 Fruit, cooked, homogenized preparations
2613 Grapefruit 0.1% 507 Grapefruit (inc. pomelos), 509 Juice, grapefruit, 510 Juice, grapefruit, concentrated
2620 Grapes 0.1% 560 Grapes, 561 Raisins, 562 Juice, grape, 563 Grapes, must
2556 Groundnuts (Shelled Eq)
4.8% 242 Groundnuts, with shell, 243 Groundnuts, shelled, 246 Groundnuts, prepared, 247 Peanut butter
2612 Lemons. Limes 0.1% 497 Lemons and limes, 498 Juice, lemon, single strength, 499 Juice, lemon, concentrated
Annex 6 - Humans and Settlements page 169
2514 Maize 1.3% 56 Maize, 58 Flour, maize, 64 Starch, maize, 846 Feed and meal, gluten; nutrient data only: 57 Germ, maize, 59 Bran, maize, 63 Gluten, maize
2517 Millet 1.5% 79 Millet, 80 Flour, millet; nutrient data only: 81 Bran, millet
2544 Molasses 1.4%
2551 Nuts 3.2% 216 Brazil nuts, with shell, 217 Cashew nuts, with shell, 220 Chestnut, 221 Almonds, with shell, 222 Walnuts, with shell, 223 Pistachios, 224 Kola nuts, 225 Hazelnuts, with shell, 226 Areca nuts, 229 Brazil nuts, shelled, 230 Cashew nuts, shelled, 231 Almonds shelled, 232 Walnuts, shelled, 233 Hazelnuts, shelled, 234 Nuts, nes, 235 Nuts, prepared (exc. groundnuts)
2516 Oats 1.8% 75 Oats, 76 Oats rolled; nutrient data only: 77 Bran, oats
2570 Oilcrops. Other 3.9% 263 Karite nuts (sheanuts), 265 Castor oil seed, 275 Tung nuts, 277 Jojoba seed, 280 Safflower seed, 296 Poppy seed, 299 Melonseed, 305 Tallowtree seed, 310 Kapok fruit, 311 Kapokseed in shell, 312 Kapokseed shelled, 333 Linseed, 336 Hempseed, 339 Oilseeds nes, 343 Flour, oilseeds
2563 Olives 0.2% 260 Olives, 262 Olives preserved
2602 Onions 0.2% 403 Onions, dry
2611 Oranges. Mandarines 0.1% 490 Oranges, 491 Juice, orange, single strength, 492 Juice, orange, concentrated, 495 Tangerines, mandarins, clementines, satsumas, 496 Juice, tangerine
2547 Peas 3.6% 187 Peas, dry
2640 Pepper 1.8% 687 Pepper (piper spp.)
2641 Pimento 1.8% 689 Chillies and peppers, dry
2618 Pineapples 0.1% 574 Pineapples, 575 Pineapples canned, 576 Juice, pineapple, 580 Juice, pineapple, concentrated
2531 Potatoes 0.3% 116 Potatoes, 117 Flour, potatoes, 118 Potatoes, frozen, 119 Starch, potatoes, 121 Tapioca, potatoes
2549 Pulses. Other 3.6% 181 Broad beans, horse beans, dry, 191 Chick peas, 195 Cow peas, dry, 197 Pigeon peas, 201 Lentils, 203 Bambara beans, 205 Vetches, 210 Lupins, 211 Pulses, nes, 212 Flour, pulses; nutrient data only: 213 Bran, pulses
2805 Rice (Milled Eq.) 1.2% 27 Rice, paddy, 28 Rice, husked, 29 Rice, milled/husked, 31 Rice, milled, 32 Rice, broken, 34 Starch, rice, 38 Flour, rice; nutrient data only: 33 Gluten, rice, 35 Bran, rice
2804 Rice (Paddy Eq.) 1.2%
2534 Roots. Other 0.3% 135 Yautia (cocoyam), 136 Taro (cocoyam), 149 Roots and tubers, nes, 150 Flour, roots and tubers nes, 151 Roots and tubers dried
2515 Rye 1.7% 71 Rye, 72 Flour, rye; nutrient data only: 73 Bran, rye
2561 Sesameseed 3.9% 289 Sesame seed
2518 Sorghum 1.5% 83 Sorghum, 84 Flour, sorghum; nutrient data only: 85 Bran, sorghum
2555 Soyabeans 6.0% 236 Soybeans, 239 Soya sauce, 240 Soya paste, 241 Soya curd
2645 Spices. Other 1.8% 692 Vanilla, 693 Cinnamon (canella), 702 Nutmeg, mace and cardamoms, 711 Anise, badian, fennel, coriander, 720 Ginger, 723 Spices, nes
2557 Sunflowerseed 3.4% 267 Sunflower seed
2533 Sweet Potatoes 0.3% 122 Sweet potatoes
2635 Tea 1.8% 667 Tea, 671 Maté, 672 Tea, mate extracts
2601 Tomatoes 0.2% 388 Tomatoes, 389 Juice, tomato, concentrated, 390 Juice, tomato, 391 Tomatoes, paste, 392 Tomatoes, peeled
2605 Vegetables. Other 0.3% 358 Cabbages and other brassicas, 366 Artichokes, 367 Asparagus, 372 Lettuce and chicory, 373 Spinach, 378 Cassava leaves, 393 Cauliflowers and broccoli, 394 Pumpkins, squash and gourds, 397 Cucumbers and gherkins, 399 Eggplants (aubergines), 401 Chillies and peppers, green, 402 Onions, shallots, green, 406 Garlic, 407 Leeks, other alliaceous vegetables, 414 Beans, green, 417 Peas, green, 420 Vegetables, leguminous nes,
Annex 6 - Humans and Settlements page 170
423 String beans, 426 Carrots and turnips, 430 Okra, 446 Maize, green, 447 Sweet corn frozen, 448 Sweet corn prep or preserved, 449 Mushrooms and truffles, 450 Mushrooms, dried, 451 Mushrooms, canned, 459 Chicory roots, 461 Carobs, 463 Vegetables, fresh nes, 464 Vegetables, dried nes, 465 Vegetables, canned nes, 466 Juice, vegetables nes, 469 Vegetables, dehydrated, 471 Vegetables in vinegar, 472 Vegetables, preserved nes, 473 Vegetables, frozen, 474 Vegetables, temporarily preserved, 475 Vegetables, preserved, frozen, 476 Vegetables, homogenized preparations, 567 Watermelons, 568 Melons, other (inc.cantaloupes), 658 Coffee, substitutes containing coffee
2511 Wheat 2.3% 15 Wheat, 16 Flour, wheat, 18 Macaroni, 20 Bread, 21 Bulgur, 22 Pastry, 23 Starch, wheat, 41 Cereals, breakfast, 110 Wafers; nutrient data only: 17 Bran, wheat, 19 Germ, wheat, 24 Gluten, wheat, 114 Mixes and doughs, 115 Food preparations, flour, malt extract
2655 Wine 0.0% 564 Wine, 565 Vermouths and similar
2535 Yams 0.3% 137 Yams
Sugars & Sweeteners 0.0% 2542 Sugar (raw equivalent), 2537 Sugar Beet, 2536 Sugar Cane, 2541 Sugar Non-Centrifugal, 2827 Sugar Raw Eq., 2818 Sugar Refined Eq., 2543 Sweeteners – other
Oils 0.0% 2578 Coconut Oil, 2575 Cottonseed Oil, 2572 Groundnut Oil, 2582 Maize Germ Oil, 2586 Oilcrops Oil – other, 2580 Olive Oil, 2576 Palmkernel Oil, 2577 Palm Oil, 2574 Rape and Mustard Oil, 2581 Ricebran Oil, 2579 Sesameseed Oil, 2571 Soyabean Oil, 2573 Sunflowerseed Oil, etc.
Livestock and Fish – Primary Equivalent Item Code
Item Name % N Definition – Default composition
Item Code
Item Name Definition
2769 Aquatic Animals. Others
2.8% 1587 Aqutc Anim F, 1588 Aq A Cured, 1589 Aquatic Animals Meals, 1590 Aq A Prep Ns
2775 Aquatic Plants 40.0% 1594 Aquatic plants, fresh, 1595 Aquatic plants, dried, 1596 Aquatic plants, other preparations
2731 Bovine Meat 2.5% 867 Meat, cattle, 870 Meat, cattle, boneless (beef and veal), 872 Meat, beef, dried, salted, smoked, 873 Meat, extracts, 874 Meat, beef and veal sausages, 875 Meat, beef, preparations, 876 Meat, beef, canned, 877 Meat, homogenized preparations, 947 Meat, buffalo
2740 Butter. Ghee 0.1% 886 Butter, cow milk, 887 Ghee, butteroil of cow milk, 952 Butter, buffalo milk, 953 Ghee, of buffalo milk, 983 Butter and ghee, sheep milk, 1022 Butter of goat mlk
2766 Cephalopods 2.8% 1570 Cephlp Fresh, 1571 Cphlp Frozen, 1572 Cphlp Cured, 1573 Cphlp Canned, 1574 Cphlp Pr nes, 1575 Cphlp Meals
2741 Cheese 4.2%
2743 Cream 0.5% 885 Cream fresh
2765 Crustaceans 2.8% 1553 Crstaceans F, 1554 Crstc Frozen, 1555 Crstc Cured, 1556 Crstc Canned, 1557 Crstc Pr nes, 1558 Crstc Meals
2762 Demersal Fish 2.8% 1514 Dmrsl Fresh, 1515 Dmrsl Fz Whl, 1516 Dmrsl Fillet, 1517 Dmrsl Fz Flt, 1518 Dmrsl Cured, 1519 Dmrsl Canned, 1520 Dmrsl Pr nes, 1521 Dmrsl Meals
2744 Eggs 1.9% 1062 Eggs, hen, in shell, 1063 Eggs, liquid, 1064 Eggs, dried, 1091 Eggs, other bird, in shell; nutrient data only: 916 Egg albumine
2855 Fish Meal 10.7%
2761 Freshwater Fish 2.8% 1501 Frwtr Diad F, 1502 Frwtr Fz Whl, 1503 Frwtr Fillet, 1504 Frwtr Fz Flt, 1505 Frwtr Cured, 1506 Frwtr Canned, 1507 Frwtr Pr nes, 1508 Frwtr Meals
2748 Hides & Skins 5.2%
Annex 6 - Humans and Settlements page 171
2745 Honey 0.1% 1182 Honey, natural
2764 Marine Fish. Other 2.8% 1540 Marine nes F, 1541 Marin Fz Whl, 1542 Marin Fillet, 1543 Marin Fz Flt, 1544 Marin Cured, 1545 Marin Canned, 1546 Marin Pr nes, 1547 Marin Meals
2749 Meat Meal 10.7%
2735 Meat. Other 2.5% 1089 Meat, bird nes, 1097 Meat, horse, 1108 Meat, ass, 1111 Meat, mule, 1127 Meat, camel, 1141 Meat, rabbit, 1151 Meat, other rodents, 1158 Meat, other camelids, 1163 Meat, game, 1164 Meat, dried nes, 1166 Meat, nes, 1172 Meat, nes, preparations, 1176 Snails, not sea
2848 Milk - Excluding Butter
2.1%
882 Milk, whole fresh cow, 888 Milk, skimmed cow, 889 Milk, whole condensed, 890 Whey, condensed, 891 Yoghurt, 892 Yoghurt, concentrated or not, 893 Buttermilk, curdled, acidified milk, 894 Milk, whole evaporated, 895 Milk, skimmed evaporated, 896 Milk, skimmed condensed, 897 Milk, whole dried, 898 Milk, skimmed dried, 899 Milk, dry buttermilk, 900 Whey, dry, 901 Cheese, whole cow milk, 904 Cheese, skimmed cow milk, 905 Whey, cheese, 907 Cheese, processed, 908 Milk, reconstituted, 917 Casein, 951 Milk, whole fresh buffalo, 954 Milk, skimmed buffalo, 955 Cheese, buffalo milk, 982 Milk, whole fresh sheep, 984 Cheese, sheep milk, 985 Milk, skimmed sheep, 1020 Milk, whole fresh goat, 1021 Cheese of goat mlk, 1023 Milk, skimmed goat, 1130 Milk, whole fresh camel; nutrient data only: 903 Whey, fresh, 909 Milk, products of natural constituents nes, 910 Ice cream and edible ice
2738 Milk. Whole 0.5%
2767 Molluscs. Other 2.8% 1562 Mlluscs Frsh, 1563 Molsc Frozen, 1564 Molsc Cured, 1565 Molsc Canned, 1566 Molsc Meals
2732 Mutton & Goat Meat 2.5% 977 Meat, sheep, 1017 Meat, goat
2736 Offals. Edible 2.5% 868 Offals, edible, cattle, 878 Liver prep., 948 Offals, edible, buffaloes, 978 Offals, sheep,edible, 1018 Offals, edible, goats, 1036 Offals, pigs, edible, 1059 Offals, liver chicken, 1074 Offals, liver geese, 1075 Offals, liver duck, 1081 Offals, liver turkeys, 1098 Offals, horses, 1128 Offals, edible, camels, 1159 Offals, other camelids, 1167 Offals, nes
2763 Pelagic Fish 2.8% 1527 Pelagic Frsh, 1528 Pelgc Fz Whl, 1529 Pelgc Fillet, 1530 Pelgc Fz Flt, 1531 Pelgc Cured, 1532 Pelgc Canned, 1533 Pelgc Pr nes, 1534 Pelgc Meals
2733 Pigmeat 2.2% 1035 Meat, pig, 1038 Meat, pork, 1039 Bacon and ham, 1041 Meat, pig sausages, 1042 Meat, pig, preparations
2734 Poultry Meat 2.6% 1058 Meat, chicken, 1060 Fat, liver prepared (foie gras), 1061 Meat, chicken, canned, 1069 Meat, duck, 1073 Meat, goose and guinea fowl, 1080 Meat, turkey
2742 Whey (dry) 2.0%
Fats & Oils 0.0% 2737 Fats, Animals, Raw, 2781 Fish, Body Oil, 2782 Fish, Liver Oil
Annex 6 - Humans and Settlements page 172
Table 13: N content and application of potentially relevant synthetic polymers
synthetic polymers chemical structure Mr [g/mol] m(N) [g/mol] N [m%] explanatory notes referring to N content
applications
Polyamides (PA)
Perlon (PA 6) (C6H11NO)n 113 14 12 calculated fibres (clothes, carpets), films (packaging), automotive and electronic
industry Nylon (PA 66) (C12H22N2O2)n 226 28 12 calculated
Polyurethane (PU) high variance in monomeric composition
10 estimated insulating foams, matresses, automotive parts, building and
construction Melamine/Urea Formaldehyde Resins (MF, MUF, UF)
MF (melamine formaldehyde) (C7H12N6)n 180 84 47 calculated (N in pure melamine: 66.6 m%)
woody panels, surface coatings for cars, dishes, flame retardants
UF (urea formaldehyde) (C4H8N2O)n 100 28 28 calculated Woody panels
Others
PAN (polyacrylonitrile) (C3H3N)n 53 14 26 calculated textiles
ABS (acrylonitrile butadiene styrene)
(C8H8·C4H6·C3H3N)n 198 14 7.1 calculated automotive and electronic industry
NBR (nitrile butadiene rubber) (C4H6)n(C3H3N)m 107 14 13 estimated (acrylonitrile amount: 18-50 m%)
sealings, gloves
Polyimide high variance in monomeric composition
10 estimated electronic industry, coatings
Chitosan (C6H13O5N)n 203 14 6.9 calculated medical applications, food packaging
Annex 6 - Humans and Settlements page 173
Table 14: N content and application of potentially relevant natural polymers
natural polymers protein [m%]
N [m%] explanatory notes referring to N content applications
silk (fibroin, sericin)
>95 15
N contents of natural polymers are estimated on the base of 95 m% protein content. N [m%] = protein [m%] * 0.16 Other substances, usually beyond 5 m%, can be carbohydrates, lipids, natural dyes and water.
textiles, wearing apparels
wool, cashmere (keratin) textiles, wearing apparels
leather (collagen) textiles, wearing apparels
fur (keratin, collagen) textiles, wearing apparels
gelatine coating (color printing papers, photo- papers), pharmaceuticals
collagen cosmetics
casein dyes, adhesives
horn, plumes (keratin) bedding, decoration, trophies, musical instruments
Table 15: N content and application of surfactants
tensides (+ enzymes) Protein [%] N [m%] explanatory notes referring to N content
applications
enyzmes (lipases/proteases/cellulases)
Protein >95 15 cleaning agents
ammonium salts esterquats, betain, EDTA…
ionic - 2.221 cleaning agents, surfactants in general
21 mass weight representative calculated basing on an esterquat (quaternary ammonium cations with a relative molecular weight of 648 g/mol).
Annex 6 - Humans and Settlements page 174
Table 16: N content factors for products referring to CPA 2008 Codes and CN Classes.
CN Chapter
CPA 2008 Code C
Description MANUFACTURED PRODUCTS
N [%]
UL
24 12 Tobacco products
sum of positions 4.0 3
50 - 67 13, 14
Textiles and Wearing apparel
Positions outlined to be made of crop fibres22 0.2 2
Positions outlined to be made of animal hair or animal fibres23 15 1
Positions outlined to be made of Polyamides24 are included in MP-HS.MW-POLY (Synthetic polymers for product use)
12 2
41, 42, 43 15 Leather and related products
Sum of positions 15 1
44, 45, 46 16
Wood, products of wood and cork, except furniture; articles of straw and plaiting materials
Sum of positions, excluding: firewood, wood chips, briquettes, pellets, sawdust and charcoal.
0.2 2
47, 48, 49 17 Paper and paper products
Sum of positions 0.2 2
34 20 Chemicals and chemical products (covered by the pool „Industry“)
3402 20.41.32 Detergents and Washing Preparations
34021200 20.41.32 cationic surfactants25 2.1 4
39, 40 and others
22 Rubber and plastic products Included in MP-HS.MW-POLY (Synthetic polymers for product use)
94 31
Furniture
Positions outlined to be made of wood 0.2 2
PU for mattresses or other foams, melamine for coatings and other relevant components in this class are included in MP-HS.MW-POLY (Synthetic polymers for product use).
22 Crop fibres: cotton, cellulose, flax, plush, velvet, fleece, chenille. Some positions are outlined to have a content of < 85% plant fibres which is neglected. Neglects are taken into account, since there is no information about the other part of the material (> 15%), which can be of animal, plant or synthetic origin. 23 Animal hair/ fibres: wool, silk, cashmere, fur, grége, felt. Some positions are outlined to have a content of < 85% of animal fibres, which is neglected. Neglects are taken into account, since there is no information about the other part of the material (> 15%), which can be of animal, plant or synthetic origin. 24 nylon, PA 66, perlon, PA 6, aramid 25mass weight representative calculated basing on an esterquat (quaternary ammonium cations with a relative molecular weight of 648 g/mol).
Annex 6 - Humans and Settlements page 175
Table 17: Polyurethane (PU), Polyamide (PA), and Melamine use per sector (sources: IHS 2010; ISOPA 2003; OCI Nitrogen 2011; Plastemart 2007a,b;)
PU PA Melamine
Sector % Sector % Sector %
Construction 24 Fibres (textiles and other filaments)
57 Wood-panel industry 75
Automotive 21 Engineering Thermoplastics (cars and electrical, electronics)
36 Coating resins 7
Furniture 22 Films 7 Moulding compounds
8
Electrical, electronics 11 Flame retardants 5
Footwear 8 Others 5
Others (e.g. packaging, engineering, sporting goods)
14
Table 18: Average protein and N intake of pets
Average feed intake per day
(g/animal/day or % of body weight)
average feed intake per year
(kg)
Protein content in feed
Protein intake per
year (kg)
N intake per
year (kg)
Mouse 5g 1.8 13% a 0.24 0.04
Rat 15 - 20g 6.4 13% a 0.83 0.13
Hamster 8 - 12g 3.7 13% a 0.47 0.08
Guinea pig 35 - 70g 19.2 10% 1.92 0.31
Rabbit 200 - 300g 91.3 16% 14.60 2.34
average small mammals 24.5 3.61 0.58
Catb 5% 73.0 26% 18.98 3.04
Dogc 3% 164.3 18% 29.57 4.73
Ornamental birdsd n.a n.a. 10-15% 0.06 0.009
Ornamental fish (Goldfish)
4g 1.5 40% 0.58 0.09
Source Weiss et al. 2003,
Mette 2011 calculated
Hand et al. 2002; Methling & Unshelm 2002, Rühle 2013;
Mette 2011; Knauer 2013
Calculated; Knauer 2013
calculated
a calculated as average from guinea pig and rabbit b Assumed average weight of cats: 4 kg c Assumed average weight of dogs: 15 kg d Assumed average weight of ornamental birds: 50 g
Annex 6 - Humans and Settlements page 176
Table 19: Average urinary & faecal N excretion and NH3 volatilization of non-agricultural animals (source: Sutton et al. 2000).
Best estimate
Low estimate
High estimate
Unit
Pleasure riding horses N volatilization 10 5 20 kg NH3-N / horse/year
Race horses N excretion 137 kg N /horse/ year
Race horses N volatilization 33.7 15 40 kg NH3-N / horse/year
Dogs N excretion 2.6 kg available N /dog/year
Dogs N volatilization 0.61 0.3 0.93 kg NH3-N/dog/year
Cats N excretion 0.91 kg urinary N /cat/year
Cats N volatilization 0.11 0.05 0.16 kg NH3-N / cat/year Source Sutton et al. 2000
Table 20: NH3-N emission factors of human sweat, breath, infant nappies and cigarette smoke (source: Sutton et al. 2000).
Best estimate
Low estimate
High estimate
Unit
Sweat NH3 emission 14.04 2.08 74.99 g N / person / year
Breath emissions 3.0 1.0 7.7 g NH3-N / person / year
Estimated NH3 emissions < 1 year old infant
11.7 2.4 54.2 g NH3-N / child / year
Estimated NH3 emissions 1-3 year old infant
14.6 3.0 67.8 g NH3-N / child / year
Cigarette smoke 3.4 1.7 6.2 mg NH3-N / cigarette Source Sutton et al. 2000
Annex 6 - Humans and Settlements page 177
8 References
BMLFUW (2010). Richtlinie für die Anwendung von Kompost aus biogenen Abfällen in der Landwirtschaft.
Austrian Federal Ministry of Agriculture, Forestry, Environment and Water Management.
(http://www.bmlfuw.gv.at/dms/lmat/publikationen/richtlinie_kompost/RL%20Anwendung%20Kompost%
20biogene%20Abf%C3%A4lle.pdf?1=1, July 2014).
EEA (2013). EMEP/EEA air pollutant emission inventory guidebook 2013. Technical guidance to prepare
national emission inventories. European Environment Agency. Publications Office of the European Union:
Luxembourg. (http://www.eea.europa.eu/publications/emep-eea-guidebook-2013, July 2014).
Egle, L.; Zoboli, O.; Thaler, S.; Rechberger, H.; Zessner, M. (2014). The Austrian P budget as a basis for
resource optimization. Resources, Conservation and Recycling (83), 152-162.
Eurostat. (2008a). CPA 2008 introductory guidelines. (http://ec.europa.eu/eurostat, March 2013)
Eurostat. (2008b). Correspondence table NACE Rev. 2 - NACE Rev. 1.1. (http://ec.europa.eu/eurostat, March
2013)
Eurostat. (2009). Correspondence CPA 2008 - CPC Version 2. (http://ec.europa.eu/eurostat, March 2013)
EMEP and EEA. (2009). Emission inventory guidebook. 3.D.3 Other product use. (pp. 1–26).
FAOSTAT (2014). Methods & Standards - Classifications. (http://faostat3.fao.org/faostat-
gateway/go/to/mes/classifications/*/E, July 2014)
FEDIAF (2012). Facts & Figures 2012. FEDIAF - The European Pet Food Industry.
(http://www.fediaf.org/fileadmin/user_upload/Secretariat/facts_and_figures_2012.pdf, October 2013).
Francescato, V., Eliseo, A., Bergomi, L.Z., Metschinka, C., Schnedl, C., Krajnc, N., … Stranieri, S. (2008).
Wood Fuels Handbook – Production, Quality Requirements, Trading (p. 83). Legnaro, Italy: AIEL-Italian
Agriforestry Energy Association. (www.biomasstradecentres.eu, June 2014).
Gu, B.; Chang, J.; Min, Y.; Ge, Y.; Zhu, Q.; Galloway, J.N.; Peng, C. (2013). The role of industrial nitrogen in
the global nitrogen biogeochemical cycle. Scientific Reports (3). 7p
Gustavsson et al. (2011). Global Food Losses and Food Waste - Extent, Causes and Prevention. Study conducted
for the International Congress SAVE FOOD! at Interpack2011, Düsseldorf/Germany.
(http://www.fao.org/docrep/014/mb060e/mb060e00.pdf, 17.3.2014)
Hand, M.S.; Thatcher, C.D.; Remillard, R.L.; Roudebush, P. (eds.) (2002). Klinische Diätetik für Kleintiere. 4th
edition. (Original title: Small Animal Clinical Nutrition). Topeka/Kansas: Mark Morris Institute
Heldstab J., Reutimann J., Biedermann R., Leu D. (2010). Stickstoffflüsse in der Schweiz. Stoffflussanalyse für
das Jahr 2005. Bundesamt für Umwelt, Bern. Umwelt-Wissen Nr. 1018: 128 p.
IHS chemical sales (2010). Melamine (Abstract).
(http://www.ihs.com/products/chemical/planning/ceh/melamine.aspx, April 2013).
ISOPA. (2003). Industry Data : Socio-economic information on the European Polyurethanes Industry .
(http://www.isopa.org/isopa/index.php?page=useful-documents, April 2013).
Knauer, S. (2013). Papageien-Portal.de, Discussion Panel. (http://www.sk-php.de/forum/30-ernaehrung/22932-
proteinbedarf-von-graupapageien.htm, October 2013).
Kumar, M., Ou, Y.-L.; Lin, J.-G. (2010). Co-composting of green waste and food waste at low C/N ratio. Waste
Management 30 (4): pp.602-609.
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Leip, A. et al. (2011). Integrating nitrogen fluxes at the European scale. Chapter 16, in: Sutton et al. (2011),
pp.345-376.
Methling, W. & Unshelm, J. (eds.) (2002). Umwelt- und tiergerechte Haltung von Nutz-, Heim- und
Begleittieren. Berlin: Parey Buchverlag.
Mette, N. (2011). Goldfische. (http://goldfische.kaltwasseraquaristik.de, October 2013).
Obernosterer, R.; Reiner, I. (2003). Stickstoffbilanz Österreich. Beitrag der Abfallwirtschaft zum
Stickstoffhaushalt Österreichs. Endbericht Projekt ABASG II-N. Ressourcen Management Agentur
(RMA): Villach.
OCI Nitrogen. (2011). Market data. (http://www.ocinitrogen.com/melamine/EN/Pages/Market.aspx, July 2014).
Pierer, M.; Schröck, A.; Winiwarter, W. (2015). Analyzing consumer-related nitrogen flows: A case study on
food and material use in Austria. Resources, Conservation and Recycling 101 (2015) 203–211.
Plastemart. (2007a). Global scenario of polyamide looks quite challenging. (http://www.plastemart.com, April
2013).
Plastemart. (2007b). Special polyamides are expected to grow much faster than polyamide 6 & 6.6.
(http://www.plastemart.com, May 2014).
Rühle, A. (2013). Website "Kaninchen würden Wiese kaufen". (http://www.kaninchen-wuerden-wiese-
kaufen.de/protein.htm, October 2013)
Souci, S.W.; Fachmann, W.; Kraut, H.; Kirchhoff, E. (2008): Food composition and nutrition tables. On behalf
of the Bundesministerium für Ernährung, Landwirtschaft und Verbraucherschutz. 7th ed. Stuttgart, Boca
Raton, FL: MedPharm Scientific Publishers; CRC Press.
Sutton, M. A.; Howard, C.M; Erisman, J. W.; Billen, G.; Bleeker, A.; Grennfelt, P.; van Grinsven, H.; Grizzetti,
B. (2011). The European Nitrogen Assessment. Sources, Effects and Policy Perspectives. Cambridge/UK:
Cambridge University Press.
Sutton, M.A. ; Dragosits, U. ; Tang, Y.S.; Fowler, D. (2000). Ammonia emissions from non-agricultural sources
in the UK. Atmospheric Environment 3 (6): pp. 855-869.
UN ECE (2013). Guidance document on national nitrogen budgets. United Nations Economic Commission for
Europe. Executive Body for the Conventionl on Long-range Transboundary Air Pollution.
ECE/EB.AIR/119.
(http://www.unece.org/fileadmin/DAM/env/documents/2013/air/eb/ECE_EB.AIR_119_ENG.pdf,
17.3.2014)
Vaughan, S.M.; Dalal, R.C.; Harper, S.M.; Menzies, N.W. (2011). Effect of fresh green waste and green waste
compost on mineral nitrogen, nitrous oxide and carbon dioxide from a Vertisol. Waste Management 31
(6): pp.1720-1728.
Weiss, J.; Maeß, J.; Nebendahl, K. (eds.) (2003). Haus- und Versuchstierpflege. 2nd edition. Stuttgart: Enke.
Annex 6 - Humans and Settlements page 179
9 Document version
Version: 15/11/2015
Authors:
Magdalena Pierer
magdalena.pierer@uni-graz.at
Andrea Schröck
andrea.schroeck@uni-graz.at
Wilfried Winiwarter
winiwarter@iiasa.ac.at
Reviewer:
Barbara Amon, (ATB, Potsdam, Germany)
page 180
Annex 7 – Atmosphere
1 Introduction The atmosphere in terms of N-budgets mainly functions as a transport medium, as it serves to collect,
to deposit and to transport reactive nitrogen under various chemical forms in the troposphere. Even
though most of the available nitrogen consists in the form of inert molecular N2, only the fraction
present as Nr or being converted to or from Nr has to be quantified. The quantification of conversions
between compounds of different possible atmospheric sub-pools (e.g., oxidized or reduces Nr-species)
is not required, except for N2 fixation to NOX due to lightning, which is considered as an input flow.
Main input flows are atmospheric import of Nr, and emissions from all other pools in a National
Nitrogen Budget (NNB). Output flows are biological and technical N-fixation, export of Nr by
atmospheric transport and Nr-deposition to land-based pools. N fixation is not considered in the
atmosphere pool but is treated and described in Agriculture pool.
2 Definitions
Flow connection scheme
In figure 1 the N budget scheme for the pool ‘Atmosphere’ is reported. To be noted that the scheme
of the atmosphere is simplified, skipping the all tropopause description, neglecting fluxes between
different layers, just focusing on lower layer troposphere.
Figure 1 – N budget scheme for the Atmosphere pool.
The input flows are the N fluxes (as tons of N emitted) from all other pools (‘Energy and Fuels’, ‘Waste’,
‘Forest and Semi-natural Vegetation’, ‘Materials and Products’, ‘Agriculture’, ‘Humans and
Annex 7 – Atmosphere page 181
Settlements’, ‘Hydrosphere’) and N (reduced and oxidized) by transboundary transport. Output flows
are N deposition to national ecosystem (hydro and terrestrial) and exported to neighboring countries.
Definition of atmospheric nitrogen pollutants
The pollutant emissions to be considered in this pool are ammonia (NH3), nitrogen oxides (NOX) and
(nitrous oxide) N2O. Even if properties of individual species may differ (e.g. N in NH3, N in N2O), N
budgets refer only to total Nr.
Nitrogen oxides (NOX) are a generic term for mono-nitrogen oxides (nitric oxide, NO, and nitrogen
dioxide, NO2) and are mainly emitted during fuel combustion especially at high temperature. The main
emitting sectors are industrial facilities and road transport.
The vast majority of NH3 comes from the agricultural sector in connection with activities and practices
such as manure storage, slurry spreading and the use of synthetic nitrogenous fertilizers.
Nitrous oxide (N2O) is a powerful greenhouse gas produced both naturally and via human activities.
N2O gives rise to NO on reaction with oxygen atoms and this NO then reacts with ozone. So it is the
main naturally occurring regulator of stratospheric ozone (Ravishankara et al., 2009), by its depleting
ozone activity. Following IPCC (2007) it has a global warming potential (GWP) 298 times than carbon
dioxide (CO2). The main human sources of N2O are agriculture, and especially soil cultivation with
nitrogen fertilizers, and livestock production.
The NH3, NOX and N2O input emission to the Atmosphere should be quantified from the output of the
subpools “Energy and Fuels”, “Agriculture” considering emissions from livestock and nitrogen
fertilizers, “Humans and Settlements” and “Waste” sectors and natural emissions.
Emissions are usually quantified as tons of the emitted pollutant, while in a nitrogen budget emissions
have to be reported in tons of Nitrogen emitted. To convert pollution emissions in N emissions the
coefficient to be used is linked to the atomic weights of the different substances, as reported in table
1.
Table 1 – Stoichiometric coefficient to convert air pollution emitted (NH3, NOx, N2O) in N emissions.
from Substance to N emissions Conversion coefficient
NH3 (weight 17) N (weight 14) 0.824
NOx (as NO2 emissions: weight 46) N (weight 14) 0.304
N2O (weight 44) N2 (weight 28) 0.636
Looking at the conversion coefficient, this means that from 1 ton of NH3 more N is emitted in the
atmosphere than through the emission of NOx or N2O.
Another important NOx source is lightning in the middle and upper troposphere. The knowledge of the
lightning-induced nitrogen oxides (LNOx) source is important for understanding and predicting the
nitrogen oxides and ozone distributions in the troposphere and their trends, the oxidizing capacity of
the atmosphere, and the lifetime of trace gases destroyed by reactions with OH (Schumann and
Huntrieser, 2007). In the middle and upper troposphere, where NOx is long-lived and typically at more
dilute concentrations, LNOx is a particularly significant source (Ridley et al., 1996; Huntrieser et al.,
1998; Pickering et al., 1998; Zhang et al., 2000; Bond et al., 2001, 2005). Lightning is a transient, high-
Annex 7 – Atmosphere page 182
current electric discharge over a path length of several kilometers in the atmosphere (Uman, 1987).
The majority of lightning in the Earth’s atmosphere is associated with convective thunderstorms
(MacGorman and Rust, 1998; Rakov and Uman, 2003). Lightning forms from the breakdown of charge
separation in thunderstorms.
The global LNOx source is one of the largest natural sources of NOx in the atmosphere (Galloway et al.,
2004) and certainly the largest source of NOx in the upper troposphere (see below for more detailed
quantification).
Definition of transboundary nitrogen flows
Nitrogen deposition is the term used to describe the removal of atmospheric trace constituents due
to uptake on the earth’s surface. Most concern has addressed the impacts of nitrogen deposition to
terrestrial ecosystems, but impacts may also occur in the marine environment. The pollutants that
contribute to nitrogen deposition derive mainly from nitrogen oxides (NOX) and ammonia (NH3)
emissions. In the atmosphere NOX is transformed to a range of secondary pollutants, including nitric
acid (HNO3), nitrates (NO3- ) and organic compounds, such as peroxyacetyle nitrate (PAN), while NH3 is
transformed to ammonium (NH4+). Both the primary and secondary pollutants are removed by wet
deposition (scavenging of gases and aerosols by precipitation) and by dry deposition (direct turbulent
deposition of gases and aerosols) (Hornung and Williams, 1994).
Transboundary air pollution is an important Nr-flow for Nr-components that are not easily removed
from the atmosphere, i.e. have considerable residence time in the atmosphere. These are cross
boundary pollutants that can be generated in one country and transported to other countries;
Transboundary air pollutants can remain in the atmosphere sufficiently long to be transported
thousands of kilometres and thus to spread over the whole of Europe, across national borders, far
from the original sources of polluting emissions, causing eutrophication and acidification.
Transboundary nitrogen deposition for a single country is considered like the balance between
nitrogen input from other countries and nitrogen output towards other countries. This balance is very
sensitive to climate conditions and to geographical position (Posch, 2002).
Figure 2. Time trend for reduced and oxidized nitrogen deposition in comparison with total nitrogen deposition in Europe, source EMEP (EEA, 2013a).
0
500
1000
1500
2000
2500
2004 2005 2006 2007 2008 2009 2010 2011
Nit
roge
n d
epo
siti
on
(G
g)
reduced nitrogen deposition oxidized nitrogen deposition
Annex 7 – Atmosphere page 183
In Figure 2 time trends for reduced and oxidized nitrogen deposition for Europe are presented. The
trend is generally decreasing for total nitrogen and oxidized nitrogen deposition, whilst is more or less
stable for reduced nitrogen. This is linked, as will be more detailed described later, to the emission
from agricultural sector, which is the main responsible for reduced nitrogen deposition.
Figure 3. Percentage of Nitrogen reduced (black bars) or Nitrogen oxidized (white bars) deposition respect to the total deposition (year 2010).
Figure 3 focus on the different composition of nitrogen deposition in terms of oxidized or reduced
components in the year 2010 for the European countries. Some countries show higher levels of the
reduced component of nitrogen deposition, that reach a value ranging between 80% in Ireland (IE) or
70% in The Netherlands (NL).
Separate consideration of chemical species
For assessment of effects it has been assumed that nitrogen originating from NH3 or NOX has the same
ecological effect (Sutton et al. 1993, Hornung and Williams, 1994). This assumption is now being
challenged, as both UK wide survey work (Stevens et al, 2010) and manipulation studies (Sheppard et
al 2011) have found stronger correlations between detrimental effects on semi-natural plant species,
particularly among lower plants, and the concentration or dose of reduced N. However, it is clear that
NOX emissions are much more widely dispersed than NH3, with the latter often deposited in high
quantities to semi-natural vegetation in intensive agricultural areas. Reduced N (Nred) is primarily
emitted from intensive animal units and more recently vehicles with the introduction of catalytic
converters. Thus effects of NH3 are most common close to urban highway and roadside verges, and
within 100 - 500m of the point source depending on the size of the source of the source. Aerosols of
ammonia, by comparison, are carried much further and contribute to wet deposition. The loading of
N in wet deposition will depend on the amount of precipitation and the amount of N. In the east, N
concentrations can be quite high due to the low rainfall, whereas in the west the rainfall is much higher
but the concentrations tend to be lower.
Annex 7 – Atmosphere page 184
3 Inflows and outflows
Emissions
In a National Nitrogen Budget, the main input flows to the Atmosphere pool are the emissions from all
other pools and the atmospheric import of Nr. Considerable detailed guidance to describing methods
for assessing flows of N compounds to the atmosphere has been given by EMEP/EEA (2013), and, for
N2O, by IPCC (2006). Hence, this section describes the generic methods for estimating the amount of
various N inputs to the Atmosphere pool only, and refers to the details contained in the respective
external guidance documents.
In EU27 NOX emissions have dropped considerably since 1990 and a reduction of 48% in 2011 has been
observed (EEA, 2013b). Main reductions have been taken place in the electricity/energy generation
sectors as a result of technical measures and fuel switching from coal to gas.
NH3 emissions decreased considerably (-28%) from 1990 to 2011 as a result of improved manure
management. In recent years, however, the trend in emissions is quite stable (EEA, 2013b).
All detailed data are available at the following link
http://www.eea.europa.eu/publications/emep-eea-guidebook-2013 (EMEP/EEA, 2013))
http://webdab.umweltbundesamt.at/official_country_year.html?cgiproxy_skip=1
http://www.eea.europa.eu/data-and-maps/data/national-emissions-reported-to-the-convention-on-
long-range-transboundary-air-pollution-lrtap-convention-7
For NOx, the main emitting sources are the energy and transport sectors. The road transport sectors
represent the largest source of NOx emissions, accounting for 40 % of total EU-27 emissions in 2011
(EEA, 2013c).
For NH3, the agricultural sector is responsible for the 93% of total EU-27 emissions in 2011 (EEA, 2013c).
Nitrous oxide is naturally present in the atmosphere as part of the Earth's nitrogen cycle, and has a
variety of natural sources. However, human activities such as agriculture, fossil fuel combustion,
wastewater management, and industrial processes are increasing the amount of N2O in the
atmosphere. Nitrous oxide molecules stay in the atmosphere for an average of 120 years before being
removed by a sink or destroyed through chemical reactions. The impact of 1 kg of N2O on warming the
atmosphere is about298 times that of 1 kg of carbon dioxide.
In EU-27, N2O emissions decreased by 36% in 2011 respect to the year 1990 (EEA, 2013d). Detailed
data for each Member States could be downloaded at the following link
http://www.eea.europa.eu/data-and-maps/data/national-emissions-reported-to-the-unfccc-and-to-
the-eu-greenhouse-gas-monitoring-mechanism-7
Lightning and corona discharge during thunderstorm events cause atmospheric chemical reactions to
take place at high voltages and high temperatures. These reactions cause the production of NOx in the
atmosphere. Global NOx production by lightning has been estimated in the range of 3–5 Tg N/yr (Levy
et al., 1996). The methodology to estimate emissions from lightning could be found in the last version
of the EMEP/EEA air pollutant emission inventory guidebook 2013 (EEA, 2013e) and on the web site
www.euclid.org.
Annex 7 – Atmosphere page 185
Suggested Data Sources
Anthropogenic and natural emission sources of NOX and NH3 can be estimated from the EMEP/EEA air
pollutant emission inventory guidebook
(http://webdab.umweltbundesamt.at/official_country_year.html?cgiproxy_skip=1).
At the link of the Center on Emission Inventories and Projections, http://www.ceip.at/, emission data
officially submitted by the Parties to the Convention on Long-Range Transboundary Air Pollution
(CLRTAP) can be downloaded.
The quantification of anthropogenic N2O emissions can be estimated from the IPCC guidelines for
National Greenhouse Gas Inventories (IPCC, 2006). From the UNFCCC site it is possible to download
emission data, http://unfccc.int/ghg_data/items/3800.php
Data can be downloaded for Europe on the European Environmental Agency link:
http://www.eea.europa.eu/data-and-maps#tab-datasets
It is recommended to nitrogen budget experts to liaise with national experts providing data for UNFCCC
and for UNECE.
Nitrogen deposition and in and outflow of Nr of NNB-domain
Air dispersion models are used to provide an estimate of a concentration or deposition of a pollutant
emitted from an industrial process (point source) or a road (line source). Output from dispersion
models are often used to predict the contribution of a new or existing process, to level of pollutants at
specified points. The modeled outputs of concentrations and depositions can then be compared with
environmental limits (e.g. Critical Loads) and air quality limits related to human health. There are
numerous models that are used for both short-range local scale modeling (<20 km), and long-range,
regional/trans-boundary, air pollution (>50km). Between these model the so-called Chemical
Transport Models (CTM) take into account the strength of anthropogenic and biogenic emissions, their
diffusion in the atmosphere, the transport of air masses, and the chemical interactions of all the
substances being observed. With the help of CTM it is possible to generate a wide-area forecast of
pollutant load. A precondition for forecasting air quality is knowing the meteorological situation. A
weather forecast for the ensuing three days is necessary with the help of the Weather Research and
Forecast (WRF) model. In contrast to weather models, CTMs take into account the chemical
interactions between all atmospheric trace substances known to be relevant.
One of the most accessible tool to obtain pollution database over Europe is the EMEP unified model.
The new unified modelling system has been designed to provide a common core to all MSC-W
modelling activities, building upon one Eulerian model structure. the model has covered all of Europe
with a resolution of about 50 km × 50 km, and extending vertically from ground level to the tropopause
(100 hPa). The model has changed extensively over the last ten years, however, with flexible processing
of chemical schemes, meteorological inputs, and with nesting capability: the code is now applied on
scales ranging from local (ca. 5 km grid size) to global (with 1 degree resolution) (Simpson et al., 2012)
Transboundary nitrogen deposition is evaluated according to the country to country source-receptor
matrices. The matrices are available in EMEP at the following link:
http://www.emep.int/mscw/SR_data/sr_tables.html
Annex 7 – Atmosphere page 186
Nitrogen deposition per ecosystem type (cropland or forestland), as requested by the nitrogen budget
excel sheet, can be determined following the distribution of ecosystems that can be found in CORINAIR
landcover, containing information of the coverage and land use all over Europe (www.eea.europa.eu).
Suggested Data Sources
Deposition data and landcover data are available for download on the internet. When using the
deposition data in more detail – which may be needed when differentiating to specific ecosystems,
i.e. identifying fluxes to specific NNB pools – liaising with EMEP experts is recommended.
http://www.emep.int/mscw/index_mscw.html http://www.eea.europa.eu/data-and-maps/data/corine-land-cover
4 Uncertainties Overall, the European Environment Agency assesses the uncertainty in emissions for NOx and NH3 as
±20% and ±30% respectively (Pouliot et al., 2015).
Nitrogen oxide emission estimates in Europe are thought to have an uncertainty of about ±20% (EMEP,
2011), as the NOx emitted comes both from the fuel burnt and the combustion air and so cannot be
estimated accurately from fuel nitrogen alone. However, because of the need for interpolation to
account for missing data, the complete data set used will have higher uncertainty.
Ammonia emissions are relatively uncertain. NH3 emission estimates in Europe are more uncertain
than those for NOx or SO2 due largely to the diverse nature of agricultural sources – which account for
the vast majority of NH3 emissions. It is estimated that they are around ±30% (EMEP, 2011). The trend
is likely to be more accurate than the individual absolute annual values – the annual values are not
independent of each other.
Major uncertainties in emission estimates seem to be related to activity data or emission factor
knowledge. National inventory report usually contains an estimation of emission uncertainties (EEA,
2015).
As highlighted in the previous paragraphs, the LNOx source rate is considered to be the least known
one within the total atmospheric NOx budget. The global LNOx amount cannot be measured directly,
and is difficult to determine. In the last years many progresses have been made which allow reducing
the uncertainty of the global LNOx value, for example satellite observations of global, satellite
observations of NO2 column distributions, improved global models.
About N deposition modeling, the uncertainties are linked to the model itself and on the quality of
data that feed the model. Generally the uncertainties are strictly linked to the selected model
resolution, thus a national based model is to be preferred to a European one.
The uncertainties in models may arise from model parameters, or from structural uncertainties as
some processes in the climate and air quality system are not fully understood or are impossible to
resolve because of computational constraints. Additionally, when projecting on a regional scale, due
to the model size and complexity, the GCM models must have inevitably omitted some factors that
affect regional climate. Thus, projection data with less uncertainty at a higher spatial resolution may
be more valuable (Madaniyazia et al., 2015).
Annex 7 – Atmosphere page 187
5 References
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production by lightning over the continental United States, J. Geophys. Res., 106, 27 701–27 710,
doi:10.1029/2000JD000191, 2001.
Bond, D. W., Steiger, S., Zhang, R., Tie, X., Orville, R. E., 2005. The importance of NOx production by
lightning in the tropics, Atmos. Environ., 36, 1509–1519, 2002.
EEA, 2013a. Air quality in Europe – 2013 report. EEA Technical report, No 9/2013.
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range Transboundary Air Pollution (LRTAP). EEA Technical report, No 10/2013.
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on-long-range-transboundary-air-pollution-lrtap-convention-7
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national emission inventory. EEA Technical report n. 12/2013,
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Galloway, J. M., Dentener, F. J., Capone, D. G., et al., 2004. Nitrogen Cycles: Past, Present and Future,
Biogeochemistry, 70, 153–226, 2004.
Hornung M and Williams M, 1994. Impacts of Nitrogen Deposition in Terrestrial Ecosystems. UK Review
Group on Impacts of Atmospheric Nitrogen, London (1994)
Huntrieser, H., Schlager, H., Feigl, C., H¨oller, H., 1998. Transport and production of NOx in electrified
thunderstorms: Survey of previous studies and new observations at midlatitudes, J. Geophys. Res., 103, 28
247–28 264, doi:10.1029/98JD02353, 1998.
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Assessment Report of the Intergovernmental Panel on Climate Change, 2007, Cambridge University Press,
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Levy H., Moxim W., Kasibhatla P. (1996). A global three-dimensional time-dependent lightning source of
tropospheric NOx. Journal of Geophysical Research, 101, 22911–22922, 1996.
MacGorman, D. R., Rust, W. D., 1998. The Electrical Nature of Storms, 422 pp., Oxford Univ. Press, Oxford,
1998.
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Madaniyazia, L., Guob, Y., Yub, W., Tongc, S., 2015. Projecting future air pollution-related mortality under a
changing climate: progress, uncertainties and research needs. Environment International, 75, 21–32.
Pickering, K. E., Wang, Y., Tao, W. K., Price, C., Müller, J.F., 1998. Vertical distributions of lightning NOx for
use in regional and global chemical transport models, J. Geophys. Res., 103, 31 203–31 216,
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the AQMEII project. Atmospheric Environment, 115, 345-360.
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substance emitted in the 21st century. Science 326(5949):123–125.
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Cambridge, UK, 2003.
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nitrogen by thunderstorms over New Mexico, J. Geophys. Res., 101, 20 985–21 005,
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and Fowler, D. (2011), Dry deposition of ammonia gas drives species change faster than wet deposition of
ammonium ions: evidence from a long-term field manipulation. Global Change Biology, 17: 3589–3607.
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Stevens, C., Duprè C, Dorland E., Gaudnik C, Gowing D, Bleeker A et al., 2010. Nitrogen deposition
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Sutton M., Pitcairn C and Fowler D. 1993 The exchange of ammonia between the atmosphere and the plan
communities. In advances in ecological research, vol. 24; ISBN 0-12-013924-3
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6 Document version
Version: 01/10/2015
Authors:
Annex 7 – Atmosphere page 189
Alessandra De Marco
alessandra.demarco@enea.it
Ilaria D’Elia
ilaria.delia@enea.it
Reviewer:
Addo van Pul (RIVM, Bilthoven, The Netherlands)
page 190
Annex 8 – Hydrosphere
1 Introduction The Convention on Long-range Transboundary Air Pollution adopted a guidance document to assist in
the calculation of national nitrogen budgets (NNB) (ECE/EB.AIR/119). According to the guidelines, the
NNB must include eight pools that exchange nitrogen or store it in stocks, notably Atmosphere, Energy
and fuels, Humans and settlements, Agriculture, Forest and semi-natural vegetation, Waste, Material
and products, and Hydrosphere (ECE/EB.AIR/119 IV). Exchanges outside national boundaries are
considered as flows from/to the pool Rest of the world.
This document describes the pool Hydrosphere and provides methodologies for the computation of
the major nitrogen flows to the other pools of the NNB. In addition, the document discusses inherent
uncertainties and limitations in the estimation of nitrogen flows and stock changes in the pool.
2 Definition
Activities and flows encompassed by the pool
The pool Hydrosphere consists of all national water bodies that are part of the liquid phase of the
(natural) hydrological cycle26. This includes: groundwater, rivers, lakes, estuaries, coastal and marine
waters.
The nitrogen flows between the Hydrosphere and the other pools of the National Nitrogen Budget and
the Rest of the world are represented in Figure 1, and will be described in details in Section 4 of this
document.
26 For the definition of the hydrological cycle see the IPCC Fifth Assessment Report, Climate Change 2014: Synthesis Report, Annex II Glossary, available at http://www.ipcc.ch/pdf/assessment-report/ar5/syr/AR5_SYR_FINAL_Annexes.pdf (accessed on 23/03/2015) “Hydrological cycle: the cycle in which water evaporates from the oceans and the land surface, is carried over the Earth in atmospheric circulation as water vapour, condenses to form clouds, precipitates over ocean and land as rain or snow, which on land can be intercepted by trees and vegetation, provides runoff on the land surface, infiltrates into soils, recharges groundwater, discharges into streams and ultimately flows out into the oceans, from which it will eventually evaporate again. The various systems involved in the hydrological cycle are usually referred to as hydrological systems”.
Annex 8 – Hydrosphere page 191
Figure 1 – Nitrogen flows between the Hydrosphere and the other pools of the National Nitrogen Budget (including the pool “Rest of the world”). Light grey arrows represent nitrogen flows entering the Hydrosphere from the other pools; dark grey arrows show nitrogen flows from the Hydrosphere to the other pools. Pointed arrows indicate that nitrogen flows is not quantified in the present document.
Definition of boundaries
For the inherent difficulty in establishing the boundaries of some water bodies (for example
groundwater bodies, or the water exchange between territorial and international sea water), for the
scope of the NNB we propose the conceptual simplification of the Hydrosphere in three main
compartments: 1) groundwater, 2) surface water and 3) coastal water (including transitional, coastal
and marine water).
For the definition of groundwater and surface water we refer to the EU Directive 2000/60/EC (Water
Framework Directive, WFD). In the definition of coastal water we include the transitional and coastal
water, as defined by the EU Directive 2000/60/EC, and the marine waters, as defined in the EU
Directive 2008/56/EC (Marine Strategy Framework Directive, MSFD). The definitions are reported in
Table 1.
Besides the physical boundaries of water bodies, the river basin delineates the natural geographical
area relevant for inland water, as it is “the area of land from which all surface run-off flows through a
sequence of streams, rivers and, possibly, lakes into the sea at a single river mouth, estuary or delta”
(Directive 2000/60/EC Article 2(13)).
Annex 8 – Hydrosphere page 192
The boundary of the Hydrosphere with the Rest of the world might be complex for several reasons.
First, the hydrological cycle follows the natural boundaries rather than the national boundaries; this
means that water flow between transboundary aquifers, rivers or lakes can be present. Second, the
extent and feature of aquifers are known only partially. Third, although the limit of territorial waters
and international waters is defined spatially27, the water and nitrogen fluxes between sea’s areas are
very complex to be accounted, as no physical boundaries are present. For these reasons the
computation of the nitrogen national budget is not completely closed for the Hydrosphere, and river
basin outlets (or the coastal line) seem the possible location where computing meaningful water
nitrogen budgets.
Nitrogen processes and water exchanges at the interfaces, such as river-coastal zone, river-aquifer or
water body-bottom sediments, are complex and difficult to be quantified. Sediments in surface and
marine waters are not part of the Hydrosphere pool, but they are in the national territory. Considering
the geological times, the permanent burial of nitrogen in sediments of water bodies could be
considered as an export towards the Rest of the world. However, when there is the possibility of re-
suspension of nitrogen then sediments should be better considered as a temporal stock change
(accumulation in sediments that can be released to the Hydrosphere). In addition, in the first layers of
sediments anoxic conditions can foster the process of denitrification producing nitrogen losses
towards the atmosphere.
27 According to the UNCLOS (United Nations Convention on the Law of the Sea, 1982), every state has the right to establish the breadth of its territorial sea up to a limit not exceeding 12 nautical miles, measured from baselines, which is the low-water line along the coast. The Exclusive Economic Zone is an area beyond and adjacent to the territorial sea, that extends beyond 200 nautical miles from the baselines from which the breadth of the territorial sea is measured. Over this zone the state has sovereign rights for the purpose of exploring and exploiting, conserving and managing the natural resources, whether living or non-living, of the waters superjacent to the seabed and of the seabed and its subsoil, and with regard to other activities for the economic exploitation and exploration of the zone, such as the production of energy from the water, currents and winds, subject to the legal regime of the UNCLOS.
Annex 8 – Hydrosphere page 193
Table 1 – Definition of the simplified conceptual compartments considered in the Hydrosphere pool (based on the definition of water bodies from EU Directives 2000/60/EC and 2008/56/EC).
Hydrosphere (this annex) Definition (from EU legislation)
Groundwater (GW) Groundwater means all water which is below the surface of the ground in the saturation zone and in direct contact with the ground or subsoil (Directive 2000/60/EC Article 2(2)).
Surface water (SW) Surface water means inland waters, except groundwater; transitional waters and coastal waters (Directive 2000/60/EC Article 2(1)).
Inland water means all standing or flowing water on the surface of the land, and all groundwater on the landward side of the baseline from which the breadth of territorial waters is measured (Directive 2000/60/EC Article 2(3)).
Coastal water (CW) Transitional waters are bodies of surface water in the vicinity of river mouths which are partly saline in character as a result of their proximity to coastal waters but which are substantially influenced by freshwater flows (Directive 2000/60/EC Article 2(6)).
Coastal water means surface water on the landward side of a line, every point of which is at a distance of one nautical mile on the seaward side from the nearest point of the baseline from which the breadth of territorial waters is measured, extending where appropriate up to the outer limit of transitional waters (Directive 2000/60/EC Article 2(7)).
Marine waters means: (a) waters, the seabed and subsoil on the seaward side of the baseline from which the extent of territorial waters is measured extending to the outmost reach of the area where a Member State has and/or exercises jurisdictional rights, in accordance with the Unclos28, with the exception of waters adjacent to the countries and territories mentioned in Annex II to the Treaty and the French Overseas Departments and Collectivities; and (b) coastal waters as defined by Directive 2000/60/EC, their seabed and their subsoil, in so far as particular aspects of the environmental status of the marine environment are not already addressed through that Directive or other Community legislation (Directive 2008/56/EC Article 3(1)).
28 United Nations Convention on the Law of the Sea http://www.un.org/depts/los/convention_agreements/convention_overview_convention.htm (accessed on 18-12-2014)
Annex 8 – Hydrosphere page 194
Nitrogen species involved
Water is the medium of most of the nitrogen fluxes between the Hydrosphere and the other pools. In
water nitrogen can be present in different forms, including nitrate (NO3-), nitrite (NO2
-), ammonium
(NH4+), and organic nitrogen compounds29 (Norg) (Durand et al, 2011), as reported in Table 2. Nitrogen
can be embedded in the organic matter of living organisms (phytoplankton, zooplankton, benthos,
fishes, macrophytes, plants, bacteria, fungi, etc.) and detritus. In the exchanges between Hydrosphere
and Atmosphere, the gaseous forms of nitrogen are involved, such as N2, N2O, NOx and NH3 (Table 2).
For the computation of the national nitrogen budget we consider the flows of total nitrogen (Ntot),
which is the sum of all nitrogen forms in water (Ntot=NO3-+NO2
-+NH4++DON+PON, Table 2), and
nitrogen in proteins of fish and fish products.
However, we have to acknowledge that often only data on NO3- or dissolved inorganic nitrogen (NO3
-
+NO2-+NH4
+) are available. For a summary of nitrogen (and other nutrients) forms involved in different
processes in the aquatic system see Bouwman et al. (2013).
Table 2 – Form of nitrogen present in the pool Hydrosphere.
Nitrogen forms Acronym Chemical formula
N content [%]
State description
Nitrate NO3- NO3
- 22 in aqueous solution
Nitrite NO2- NO2
- 30 in aqueous solution
Ammonium NH4+ NH4
+ 77.8 in aqueous solution
Organic Nitrogen4 Norg variable variable in aqueous solution
Dissolved organic nitrogen and nitrogen in organic matter, small living and dead organisms, and fragments of organisms
Nitrogen N2 N2 100 Gas Nitrous oxide N2O N2O 63.64 Gas Ammonia NH3 NH3 82.35 Gas Nitrogen oxides NOx NOx 30.43 Gas Nitrogen in proteins of living organisms
16 in proteins of living organisms
29 Organic nitrogen can be distinguished in dissolved organic nitrogen (DON) and particulate organic nitrogen (PON). Operationally, the total organic nitrogen is computed by subtracting NH3/NH4
+ from the Total Kjeldahl Nitrogen (TKN), which is determined by the Kjeldahl method (which consists in N digestion with persulphate solution).
Annex 8 – Hydrosphere page 195
3 Internal structure
The Hydrosphere is composed by a number of water bodies connected by the hydrological cycle.
Schematically, it can be subdivided in three sub-pools30: groundwater (GW), surface water (SW) and
coastal water (CW) (Figure 2). The definition of the sub-pools’ boundaries is provided in Table 1. The
division in sub-pools is related to the location of water bodies in the river basin (above/below soil
surface) and the salinity (freshwater versus salt water). Within surface waters, sub sub-pools could be
distinguished on the basis of the water residence time into lentic (lakes) and lotic (rivers) water
systems31. Location, physicochemical characteristics and water residence time have a great influence
on the nitrogen’s processes in water bodies.
In the river basin, surface water moves from the land to the sea according to the topographic slope,
but the direction of exchanges between groundwater and surface waters can vary locally and
temporarily. The boundaries of rivers and lakes are defined (although they are subject to seasonal or
temporal local variations), while the extent of aquifers and the temporal variation of the water table
are not always known. Also, the limits of territorial and international waters are set legally but do not
exist physically. Except for the nitrogen load at the river basin outlet, nitrogen flows between sub-
pools cannot be measured in practice (unless specific monitoring network are in place). Therefore the
internal flows will not be described by these guidelines. However, as the processes related to nitrogen
and their intensity vary greatly in the different water bodies, mainly as a consequences of diverse water
residence times, in the computation of nitrogen flows when possible we distinguish between the sub-
pools.
In addition, within surface water bodies nitrogen moves continuously through the trophic chain of the
aquatic ecosystem, as described by the nutrient spiralling concept (Newbold et al., 1981; Howard
William, 1985), cycling through dissolved forms, living organisms (indicated as “biota” in Figure 2) and
detritus (in these guidelines sediments are considered part of the pool Rest of the world). Due to the
complexity of these processes and the lack of data, these internal flows of nitrogen are not computed
in the budget.
Figure 2 – Schematic representation of the sub-pools of the Hydrosphere.
30 Sub-pools of the Hydrosphere pool: (also presented in Annex 0)
ID Acronym Sub-pool
8A GW Groundwater
8B SW Surface waters
8C CW Coastal waters (open to the rest of the world)
31 Glaciers are not considered in these guidelines
Annex 8 – Hydrosphere page 196
4 Description of flows
Overview of the nitrogen flows
This section describes the major flows between the Hydrosphere pool and the other pools (see Annex
0) of the NNB and the suggested method of computation, specifying when possible the flows per sub-
pool. Several flows are not estimated due to the lack of information. Differently from the other pools
of the NNB, the nitrogen flows estimated in the Hydrosphere are those for which information are
available independently from the magnitude of the flow.
Since the flows can be described only partially and in an aggregated form, they are all considered as
Tier 1 approach.
The emissions of nitrogen toward the Atmosphere are in the form of N2 and N2O, volatilisation being
in the form of NH3 (in the fish farms placed in rivers and coastal waters the NH3 flow can be high,
Bouwman et al. 2013a); the exchanges in the water medium are expressed as total nitrogen. With
regard to flows involving organic matter, we consider that nitrogen is contained in proteins and
constitutes 16% in content (FAO 2003, http://www.fao.org/docrep/006/y5022e/y5022e03.htm
accessed in March 2015).
The overview of the N flows between the Hydrosphere and the other pools of the NNB is presented in
Table 3.
Annex 8 – Hydrosphere page 197
Table 3 – Nitrogen flows between the Hydrosphere and the other pools of the NNB. (* indicates that the flow is not estimated).
Flow name Poolex Poolin Process Major N forms
Sub-pools involved
Description Annex describing the method
ATHYdep AT HY Deposition NOx, NH3 SW, CW Dry and wet deposition
Annex AT
ATHYfix AT HY Fixation N2 SW, CW Annex HY HYATden HY AT Denitrification N2, N2O GW, SW, CW Annex HY HSHYsd HS HY Emissions from
scattered dwellings urea, NH4
+; Norg
GW, (SW), (CW)
Emissions not connected to the sewage system
Annex HS
HSHYurb* HS HY Runoff from paved areas
NO3-, NH4
+, Norg
SW, (CW) Annex HS*
HYHSabs* HY HS Water abstraction All forms GW, SW Annex HY* HYHSfish HY HS Fish landing N in fish
proteins SW, CW N in fish proteins Annex HY
AGHYleach AG HY N leaching NO3- GW Annex AG
AGHYrun AG HY N runoff NO3-, Norg;
NH4+
SW, (CW) water and sediment transport
Annex AG
HYAGabs* HY AG Water abstractions All forms GW, SW Water abstractions for irrigation and animal drinking
Annex HY*
FSHYleach FS HY N leaching NO3- GW Natural background
emissions Annex FS
FSHYrun FS HY N runoff NO3-, Norg SW, (CW) Natural background
emissions (ex. leaves) water and sediment transport
Annex FS
WSHYsew WS HY Sewage waters All forms SW, (CW) Treated or untreated sewage waters (& waste from ships)
Annex WS
WSHYleach WS HY Leaching NO3-; Norg GW Leaching from solid
waste Annex WS
HYMP* HY MP Fish, algae (water abstractions)
N in proteins (all forms)
SW, CW Fish, algae for food & cosmetics gels
Annex HY*
HYEF* HY EF (water abstractions)
N in proteins (all forms)
SW, CW Algae and aquatic plants used for energy production
Annex HY*
RWHYin RW HY Water inflows All forms GW, SW Transboundary rivers, lakes, aquifers & artificial transfers
Annex HY
RWHYsed* RW HY Re-suspension from sediments
All forms SW, CW Annex HY*
RWHYsea* RW HY Import from the open sea
All forms CW Annex HY*
HYRWout HY RW Water outflows All forms GW, SW Transboundary rivers, lakes, aquifers & artificial transfers
Annex HY
HYRWsed* HY RW Burial in sediments All forms SW, CW Annex HY* HYRWsea* HY RW Export to the open sea All forms CW Annex HY*
Annex 8 – Hydrosphere page 198
Theoretically, the nitrogen budget of the Hydrosphere pool should be closed. However, in practice
there are missing information, unaccounted flows, errors or inconsistent data (ECE/EB.AIR/119), and
most of all it is impossible to account for the nitrogen budget in the sea at the national level.
According to the ideal balance equation, the sum of the net nitrogen flows between the Hydrosphere
and the other pools (HYnet, kgN/yr) and the change in stock (ΔStock, kgN/yr) should be equal to zero:
HYnet + ΔStock = 0 (1)
In the Hydrosphere the change in stock is represented by changes in the biota (living organisms, fish
stock, aquatic plants) and in the concentration of different nitrogen forms in water, linked by microbial
processes converting nitrogen compounds from one pool into the other. Sediments are not part of the
Hydrosphere in these guidelines (they were defined as Rest of the World), but can constitute an
important buffer, from which N can be resuspended.
HYnet is defined as the sum of the net nitrogen flow between Hydrosphere and each of the other
pools:
HYnet = HYATnet + HYHSnet + HYAGnet + HYFSnet + HYWSnet + HYRWnet (2)
The terms of the Eq.2 (expressed in kgN/yr) represent the net N flows between the Hydrosphere and
the other pools of the budget. They are described in the following paragraphs (the pools EF and MP
are not included in the equation for simplification, as they are not estimated in this document).
Equation 1 and 2 are also valid for any sub-pools and individual water bodies of the Hydrosphere,
where Equation 2 may simplify when some of the terms do not occur.
Exchanges with the pool Atmosphere (HYAT)
The net nitrogen flow between the Hydrosphere and the Atmosphere pool (HYATnet) is defined as:
HYATnet = ATHYdep + ATHYfix – HYATden (3)
ATHYdep, ATHYfix, HYATden are the N flows related to the processes of atmospheric deposition,
fixation and denitrification, respectively (Table 3), and can be computed as follows:
Annex 8 – Hydrosphere page 199
Flow name Method of computation Suggested data sources
ATHYdep Annex AT
ATHYfix Not estimated
HYATden To be developed. At this stage and at for a large scale estimation we can consider a range of N elimination (mostly denitrification) of 20-45 %, associated to a coefficient for N2O emission of 1-20 % (depending on controlling factors, including the lack of knowledge in modelling water fluxes at the interfaces).
In the computation of HYATden, it would be useful to distinguish between N2 emission, which is inert, and N2O emission, which acts as greenhouse gas.
In-stream N retention of N loading:
7-45% (studies reported by Howarth et al. 1996);
5-20% (estimated by Howarth et al. 1996);
30% (estimated by Bouwman et al. 2005 and Van Drecht et al. 2003);
Regression equation Saunders and Kalff (2001);
Retention in lakes and reservoirs (Harrison et al. 2009);
Retention in drainage network (Billen and Garnier 1999).
Studies on denitrification:
Review of processes and global estimates (Seitzinger et al. 2006);
Review of methods (Boyer et al. 2006);
Modelling and global estimations (Bouwman et al. 2013; Galloway et al. 2004);
Meta-analysis (Pina-Ochoa and Cobelas 2009);
Other studies (Alexander et al., 2007; Mulholland et al., 2008; Voss et al., 2013, Thouvenot-
Korppoo et al. 2009)
Link to the IPCC Guidelines:
According to the IPCC Guidelines (2006) the annual amount of N2O–N (kg N2O–N/yr) produced from
leaching and runoff (of N additions to managed soils in regions where leaching/runoff occurs) is
estimated by multiplying the amount of N in leaching and runoff by the emission factor EF5 (emission
factor for N2O emissions from N leaching and runoff (kg N2O–N/kg N leached and runoff)), whose
default value is 0.0075 and uncertainty range 0.0005-0.0025 (from Chapter 11 Table 11.3 IPCC
Guidelines 2006).
A further N flow from the Hydrosphere to the Atmosphere, which is not described here and can be develop in future, is represented by the ammonia emission in mariculture and fish farms (Bouwman et al. 2013a).
Annex 8 – Hydrosphere page 200
Exchanges with the pool Humans and settlements (HYHS)
The net nitrogen flow between the Hydrosphere and the Humans and settlements pool (HYHSnet) is
defined as:
HYHSnet = HSHYsd + HSHYurb - HYHSabs - HYHSfish (4)
HSHYsd are the N emissions from scattered dwellings not connected to the sewage system, HSHYurb
is the N flux associated with the runoff from paved and urban areas, HYHSabs is the N load in water
abstractions for public supply, and HYHSfish is the N flux related to fish production (we assume that all
the production enters the HS pool, where part is consumed by humans and part is exported) (Table 3).
These fluxes can be estimated as follows:
Flow name Method of computation Suggested data sources
HSHYsd Annex HS
HSHYurb Annex HS
HYHSabs Not estimated
HYHSfish FAO Fish production * Fish protein fraction *0.16kg N
FAO food balance sheet http://faostat3.fao.org/download/FB/FBS/E (accessed in March 2015) FAO Items aggregated: Fish, Seafood FAO Yearbook of Fishery Statistics Summary tables (Food Balance Sheet 2011) ftp://ftp.fao.org/FI/STAT/summary/FBS_bycontinent.pdf (accessed in March 2015)
In the computation of N fluxes related to food consumption we adopt two assumptions (FAO, 2003):
nitrogen in the diet is present as amino acids in proteins and the average nitrogen content in proteins
is 16%. The FAO food balance sheets (http://faostat3.fao.org/download/FB/FBS/E accessed in March
2015) provide data on fish and fishery products, including production, imports, exports and food
supply. Within the group Fish, Seafood, the FAO database distinguishes between seven items:
Freshwater Fish, Demersal Fish, Pelagic Fish, Marine Fish Other, Crustaceans, Cephalopods and
Molluscs Other. The protein content of most fish is between 15-20% (FAO 2014,
http://www.fao.org/fishery/topic/12319/en accessed on 17-12-2014 accessed in March 2015). The
FAO Food Balance Sheet provides the total food supply (tonnes), the population and the protein supply
quantity (g/capita/day). From these data is possible to compute the average fraction of proteins in fish
and fishery products per country. For a more detailed calculation, the fish and fishery products from
inland and coastal waters can be distinguished and their consumption multiplied by the respective
protein contents.
The USDA National Nutrient Database for Standard Reference (Release 27) provides detailed protein
contents for different food groups, including 267 finfish and shellfish products (USDA 2014,
http://ndb.nal.usda.gov/ndb/ accessed December 2014). Similarly, FAO information on protein
content in different fish types can be found at
http://www.fao.org/wairdocs/tan/x5916e/x5916e01.htm
Annex 8 – Hydrosphere page 201
Exchanges with the pool Agriculture (HYAG)
The net nitrogen flow between the Hydrosphere and the Agriculture pool (HYAGnet) is defined as:
HYAGnet = AGHYleach + AGHYrun - HYAGabs (5)
AGHYleach and AGHYrun are the nitrogen emissions from agriculture to water through leaching and
runoff respectively, while HYAGabs is the N load in water abstracted for irrigation, and is not estimated
in these guidelines (Table 3).
Flow name Method of computation Suggested data sources
AGHYleach Annex AG
AGHYrun Annex AG
HYAGabs Not estimated
Exchanges with the Forest and semi-natural vegetation (HYFS)
The net nitrogen flow between the Hydrosphere and the Forest and semi-natural vegetation including
soils pool (HYFSnet) is defined as:
HYFSnet = FSHYleach + FSHYrun (6)
FSHYleach and FSHYrun are the nitrogen emissions from the Forest and semi-natural vegetation to
water through leaching and runoff respectively (Table 3).
Flow name Method of computation Suggested data sources
FSHYleach Annex FS
FSHYrun Annex FS
Exchanges with the pool Waste (HYWS)
The net nitrogen flow between the Hydrosphere and the Waste pool (HYWSnet) is defined as:
HYWSnet = WSHYsew + WSHYleach (7)
WSHYsew is the N flow from waste water waters collected by the sewage system and discharged into
the surface water treated and untreated. WSHYleach is the N leaching from the waste disposal sites
(Table 3).
Flow name Method of computation Suggested data sources
WSHYsew Annex WS
WSHYleach Annex WS
Exchanges with the pool Rest of the world (HYRW)
The net nitrogen flow between the Hydrosphere and the Rest of the world pool (HYRWnet) is defined
as:
Annex 8 – Hydrosphere page 202
HYRWnet = RWHYin - HYRWout + (RWHYsea-HYRWsea) + (RWHYsed-HYRWsed) (8)
RWHYin and HYRWout are the N flows associated with the water inflow and outflow at the land
national borders respectively. Losses and gains of waters across borders can occur in aquifers, rivers,
lakes and coastal waters, but only the flows of rivers is usually measured. The N flow in the sea
(RWHYsea-HYRWsea) is not estimated.
(RWHYsed-HYRWsed) is the N losses/gains due to net sedimentation. This process varies greatly with
the water body type. N losses in coastal sediments and reservoirs can be significant.
The terms of Eq.8 (also summarised in Table 3) can be computed as follows:
Flow name Method of computation Suggested data sources
RWHYin Rivers: River discharge in transboundary*N concentration kg N gained
Data reported under transboundary river basin conventions, or national statistics
HYRWout Rivers: River discharge in transboundary*N concentration kg N lost
Data reported under transboundary river basin conventions, or national statistics
RWHYsed-HYRWsed
Not estimated
RWHYsea-HYRWsea
Not estimated
Nitrogen flows that can be computed
Overall, from the description of nitrogen flows between the Hydrosphere and the other pools it is
clear that most of the flows cannot be computed, due to the lack of data and the inner complexity of
the water system. (For a description of the nutrient dynamic in the river continuum see Billen et al.
1991; Billen et al. 2007; Bouwman et al. 2013b).
The nitrogen flows that can be possibly computed are the following:
1. Sum of the N inputs (from all the other pools) to the Hydrosphere
∑ N input =
ATHYdep+HSHYsd+AGHYleach+AGHYrun+FSHYleach+FSHYrun+WSHYsew+WSHYleach+(RWHYin-
RWHYout)
2. N load from rivers to coastal water (using measurements or coarse estimation)
The delivery of riverine N to the sea can be computed using annual load measured at the outlet of
major river basin in the country or assuming that the N retention in the river system is around 30%
(Van Drecht et al. 2003: Bouwman et al. 2005).
3. N flows from the sea to the HS pool with fish landings
See HYHSfish in Paragraph 4.3
5 Uncertainties Main uncertainties related to the quantification of NNB in the Hydrosphere are related to:
the nature of the pool’s boundaries, that follow basin rather than national borders, and the
difficulty or even the impossibility to measure the N stock and flow within and across the water
bodies, such as aquifers, large lakes, coastal water and open sea;
Annex 8 – Hydrosphere page 203
the complexity of quantifying nitrogen processes and water fluxes at the interfaces (such as
river-coastal zone, river-aquifer or water body-sediments);
the complexity of the nitrogen cycling within the aquatic ecosystem, where nitrogen
continuously moves between water (where it is present in different chemical forms) and living
organisms through the trophic chain and microbial processes;
the spatial and temporal variability of the processes involved in the N exchanges with the other
pools, such as denitrification, fixation, sedimentation, which depends on local physic-chemical
conditions and are mediated by microbial activities;
the spatial location of nitrogen loading to the water system and the spatial connectivity of the
elements of the river continuum, which influence the magnitude of the retention (in this
respect the way the wetlands are represented in the NNB might not be appropriate); clearly
the other pools can be easily simplified to one-dimensional balances, while this simplification
does not hold for the hydrosphere.
the natural water cycle, which affects the fate and transport of nitrogen determining different
water residence time, that can accelerate or delay the flow of nitrogen in the different water
bodies, making it difficult to measure the variation of nitrogen over time (for example the lag
time observed in aquifers);
the lack of measurements of water flow and nitrogen concentration in aquifers, rivers and
water abstractions.
the way aquaculture (freshwater aquaculture/mariculture) is accounted (at the moment it is
under the pool AG, but this representation might not be optimal for mariculture). In addition
fish production from the pool HY is assigned to HS, although the origin of the fish could be
from the country’s sea Exclusive Economic Zone or even beyond).
When looking at all these sources of uncertainty, it appears that closing the nitrogen budget of the
Hydrosphere is not possible and that several aspects still have to be developed or improved. However,
quantifying nitrogen flows into/from the water system is extremely relevant for monitoring purposes
and for raising awareness on unaccounted nitrogen flows. In fact, water is a final and important
receptor of nitrogen pollution. The excess nitrogen can impair the quality of water resources and alter
the functioning of aquatic ecosystems. Quantifying the few possible nitrogen flows would reveal the
contribution of different sources to the impacts and offer an early warning on possible accumulation
of nitrogen in the water system.
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Annex 8 – Hydrosphere page 205
7 Document version
Version: 03/12/2015
Authors:
Bruna Grizzetti
bruna.grizzetti@jrc.ec.europa.eu
Faycal Bouraoui
faycal.bouraoui@jrc.ec.europa.eu
Maren Voss
maren.voss@io-warnemuende.de
Reviewers: Luis Lassaletta (PBL, Bilthoven, The Netherlands), Josette Garnier (UPMC & CNRS, Paris),
Natalya Buchkina (Agrophysical Research Institute, St. Petersburg)