Post on 18-Jan-2017
4746
Appendix III - Response status and sector by company
Company name Status for report Ticker Country HQ
Consumer Discretionary
adidas AG DP ADS GR GermanyAisin Seiki Co., Ltd. DP 7259 JP Japan
Amazon.com Inc. NR AMZN US USA
Astra International NR ASII IJ IndonesiaBed Bath & Beyond Inc. DP BBBY US USABest Buy Co., Inc. AQ BBY US USABMW AG AQ (NP) BMW GR GermanyBorgWarner DP BWA US USABridgestone Corporation AQ (NP) 5108 JP JapanBurberry Group DP BRBY LN United KingdomCarnival Corporation AQ CCL US United KingdomChipotle Mexican Grill DP CMG US USAChristian Dior AQ (NP) CDI FP FranceCoach, Inc. DP COH US USACompagnie Financière Richemont SA AQ CFR VX SwitzerlandCompass AQ (NP) CPG LN United KingdomContinental AG DP CON GR GermanyD.R. Horton, Inc. NR DHI US USADaihatsu Motor Co., Ltd. NR 7262 JP JapanDaimler AG AQ (NP) DAI GR GermanyDarden Restaurants, Inc. AQ DRI US USADelphi Automotive Plc AQ DLPH US USADenso Corporation DP 6902 JP JapanDollar General Corporation NR DG US USADollar Tree Inc NR DLTR US USADon Quijote Co., Ltd. NR 7532 JP JapanExpedia, Inc. NR EXPE US USAFamily Dollar Stores, Inc. DP FDO US USAFamous Brands Limited NR FBR SJ South AfricaFast Retailing Co., Ltd. NR 9983 JP JapanFlight Centre NR FLT AU AustraliaFord Motor Company AQ F US USAFoschini Group Ltd DP TFG SJ South AfricaFossil, Inc. NR FOSL US USAFuji Heavy Industries Ltd. DP 7270 JP JapanGameStop Corp. NR GME US USAGannett Co., Inc. DP GCI US USAGap Inc. AQ GPS US USAGarmin Ltd NR GRMN US USAGeneral Motors Company AQ GM US USAGKN AQ GKN LN United KingdomGoodyear Tire & Rubber Company AQ GT US USAGraham Holdings Company DP GHC US USAH&M Hennes & Mauritz AB AQ HMB SS SwedenH.I.S.Co.,Ltd. NR 9603 JT JapanHarley-Davidson, Inc. NR HOG US USAHarman International Industries Inc NR HAR US USAHarvey Norman Holdings NR HVN AU AustraliaHasbro, Inc. NR HAS US USAHermes International DP RMS FP FranceHonda Motor Company NR 7267 JP JapanHyundai Mobis NR 012330 KS South KoreaHyundai Motor Company NR 005380 KS South KoreaIida Group Holdings NR 3291 JP JapanInditex AQ ITX SM SpainIntercontinental Hotels Group DP IHG LN United KingdomIsetan Mitsukoshi Holdings Ltd. NR 3099 JP JapanIsuzu Motors Limited NR 7202 JP Japan
Company name Status for report Ticker Country HQ
JB Hi-Fi NR JBH AU AustraliaJohnson Controls AQ (NP) JCI US USAKering AQ KER FP FranceKingfisher DP KGF LN United KingdomKohl's Corporation DP KSS US USAL Brands, Inc. NR LB US USALeggett & Platt, Inc. DP LEG US USALennar Corporation NR LEN US USALowe's Companies, Inc. DP LOW US USALuxottica Group DP LUX IM ItalyLVMH AQ MC FP FranceMacy's, Inc. DP M US USAMarks and Spencer Group plc DP MKS LN United KingdomMarriott International, Inc. AQ MAR US USAMattel, Inc. DP MAT US USAMazda Motor Corporation AQ 7261 JP JapanMcDonald’s Holdings Company (Japan), Ltd. NR 2702 JP Japan
McDonald's Corporation AQ (NP) MCD US USAMichael Kors Holdings Ltd NR KORS US USAMitsubishi Motors Corporation NR 7211 JP JapanMohawk Industries, Inc. NR MHK US USAMr Price Group Ltd DP MPC SJ South AfricaNamco Bandai Holdings Inc. AQ (NP) 7832 JP JapanNetflix, Inc. NR NFLX US USANewell Rubbermaid Inc. NR NWL US USANews Corp DP NWS US USANext DP NXT LN United KingdomNGK Spark Plug Co., Ltd. AQ (NP) 5334 JP JapanNIKE Inc. DP NKE US USANissan Motor Co., Ltd. AQ (NP) 7201 JP JapanNitori Holdings Co., Ltd. NR 9843 JT JapanNordstrom, Inc. NR JWN US USAPanasonic Corporation AQ (NP) 6752 JP JapanPearson AQ PSON LN United KingdomPersimmon DP PSN LN United KingdomPolo Ralph Lauren Corporation DP RL US USAPrada NR 1913 HK ItalyPriceline.Com Inc NR PCLN US USAPulte Homes Inc NR PHM US USAPVH Corp NR PVH UN USARakuten,Inc. NR 4755 JP JapanReed Elsevier Group AQ REL LN United KingdomRenault DP RNO FP FranceRinnai Corporation NR 5947 JT JapanRoss Stores Inc NR ROST US USAS.A.C.I. Falabella NR FALAB CI ChileSankyo Co., Ltd. NR 6417 JT JapanSega Sammy Holdings Inc. AQ 6460 JP JapanSekisui Chemical Co., Ltd. AQ 4204 JP JapanSekisui House, Ltd. NR 1928 JP JapanSeven West Media NR SWM AU AustraliaSharp Corporation DP 6753 JP JapanShimano, Inc. NR 7309 JT JapanSony Corporation AQ 6758 JP JapanStarbucks Corporation AQ SBUX US USAStart Today Co., Ltd. NR 3092 JP JapanStarwood Hotels & Resorts Worldwide, Inc AQ HOT US USASteinhoff International Holdings DP SHF SJ South AfricaSuzuki Motor Corporation NR 7269 JP JapanSwatch Group DP UHRN SW SwitzerlandTarget Corporation AQ TGT US USATaylor Wimpey Plc DP TW/ LN United KingdomThe Home Depot, Inc. NR HD US USAThomson Reuters Corporation AQ (NP) TRI US USATJX Companies, Inc. DP TJX US USAToyota Industries Corporation AQ 6201 JP JapanToyota Motor Corporation DP 7203 JP JapanTripadvisor Inc NR TRIP US USATruworths International DP TRU SJ South AfricaTUI Travel NR TT/ LN United KingdomUniversal Entertainment Corporation NR 6425 JP JapanUrban Outfitters, Inc. NR URBN US USA
Company name Status for report Ticker Country HQ
VF Corporation NR VFC US USAVolkswagen AG AQ VOW3 GR GermanyWhirlpool Corporation AQ WHR US USAWhitbread NR WTB LN United KingdomWoolworths Holdings Ltd AQ WHL SJ South AfricaWyndham Worldwide Corporation DP WYN US USAYamaha Motor Co., Ltd. NR 7272 JP JapanYum! Brands, Inc. AQ (NP) YUM US USA
Consumer Staples
Aeon Co., Ltd. NR 8267 JP JapanAjinomoto Co.Inc. AQ 2802 JP JapanAltria Group, Inc. AQ MO US USAAmbev - Cia de Bebidas das Américas AQ (SA) BrazilAnheuser Busch InBev AQ ABI BB BelgiumArcher Daniels Midland DP ADM US USAAsahi Group Holdings, Ltd. AQ 2502 JP JapanAssociated British Foods AQ ABF LN United KingdomAvi Ltd DP AVI SJ South AfricaAvon Products, Inc. DP AVP US USABeam Inc NR USABeiersdorf AG AQ BEI GR GermanyBritish American Tobacco AQ BATS LN United KingdomBrown-Forman Corporation AQ BF/B US USACampbell Soup Company AQ CPB US USACarrefour DP CA FP FranceClicks Group Ltd DP CLS SJ South AfricaClorox Company AQ CLX US USACoca-Cola Amatil NR CCL AU AustraliaCoca-Cola Enterprises, Inc. AQ CCE US USACoca-Cola HBC AG AQ CCH LN SwitzerlandColgate Palmolive Company AQ CL US USAConAgra Foods, Inc. AQ CAG US USAConstellation Brands, Inc. AQ STZ US USACostco Wholesale Corporation DP COST US USACVS Health AQ CVS US USADanone AQ (NP) BN FP FranceDiageo Plc AQ DGE LN United KingdomDr Pepper Snapple Group Inc NR DPS US USAEstee Lauder Companies Inc. NR EL US USAFamilyMart Co., Ltd. NR 8028 JP JapanGeneral Mills Inc. AQ GIS US USAHeineken NV AQ HEIA NA NetherlandsHenkel AG & Co. KGaA AQ (NP) HEN3 GR GermanyHormel Foods AQ (NP) HRL US USAIllovo Sugar Ltd AQ ILV SJ South AfricaImperial Tobacco Group AQ IMT LN United KingdomITC Limited AQ ITC IN IndiaJ Sainsbury Plc NR SBRY LN United KingdomJapan Tobacco Inc. NR 2914 JP JapanKAO Corporation AQ 4452 JP JapanKellogg Company AQ K US USAKimberly-Clark Corporation AQ KMB US USAKirin Holdings Co Ltd AQ 2503 JP JapanKraft Foods NR KRFT US USAKroger NR KR US USALAWSON, Inc. NR 2651 JP JapanL'Oréal AQ OR FP FranceLorillard Inc. NR LO US USAMagnit NR RussiaMassmart Holdings Ltd NR MSM SJ South AfricaMcCormick & Company, Incorporated AQ MKC US USAMead Johnson Nutrition Company AQ MJN US USAMeiji Holdings Co Ltd NR 2269 JP JapanMetcash DP MTS AU AustraliaMolson Coors Brewing Company DP TAP US USAMondelez International Inc AQ MDLZ US USAMonster Beverage Corporation NR MNST US USAMorrison Supermarkets NR MRW LN United KingdomNestlé AQ NESN VX SwitzerlandNissin Foods Holdings Co., Ltd. NR 2897 JP JapanOceana DP OCE SJ South AfricaPepsiCo, Inc. AQ PEP US USA
Company name Status for report Ticker Country HQ
Pernod Ricard AQ RI FP FrancePhilip Morris International AQ PM US USAPick 'n Pay Stores Ltd AQ (NP) PIK SJ South AfricaPioneer Foods DP PFG SJ South AfricaProcter & Gamble Company DP PG US USARCL Foods Ltd NR RCL SJ South AfricaReckitt Benckiser AQ (NP) RB/ LN United KingdomReynolds American Inc. NR RAI US USASABMiller AQ SAB LN United KingdomSafeway Inc. DP SWY US USASeven & I Holdings Co., Ltd. AQ 3382 JP JapanShiseido Co., Ltd. AQ 4911 JP JapanShoprite Holdings Ltd DP SHP SJ South AfricaSuntory Beverage & Food NR 2587 JP JapanSysco Corporation AQ SYY US USATate & Lyle AQ (NP) TATE LN United KingdomTesco NR TSCO LN United KingdomThe Coca-Cola Company AQ KO US USAThe Hershey Company AQ HSY US USAThe J.M. Smucker Company AQ SJM US USAThe Spar Group Ltd DP SPP SJ South AfricaTiger Brands AQ TBS SJ South AfricaToho Co., Ltd. NR 8142 JT JapanTongaat Hulett Ltd AQ TON SJ South AfricaTreasury Wine Estates AQ TWE AU AustraliaTyson Foods, Inc. DP TSN US USAUni-Charm Corporation AQ 8113 JP JapanUnilever Nv Cva AQ (SA) UNA NA NetherlandsUnilever plc AQ ULVR LN United KingdomWal Mart de Mexico AQ (NP) WALMEXV MM MexicoWalgreen Company NR WAG US USAWal-Mart Stores, Inc. AQ WMT US USAWesfarmers AQ WES AU AustraliaWhole Foods Market, Inc. AQ WFM US USAWoolworths Limited NR WOW AU AustraliaYakult Honsha Co Ltd. NR 2267 JP Japan
Energy
Anadarko Petroleum Corporation AQ APC US USAApache Corporation AQ APA US USABaker Hughes Incorporated AQ (NP) BHI US USABG Group AQ BG/ LN United KingdomBP AQ BP/ LN United KingdomCabot Oil & Gas Corporation NR COG US USACaltex Australia NR CTX AU AustraliaCameron International Corporation NR CAM US USACanadian Natural Resources Limited DP CNQ CN CanadaCenovus Energy Inc. AQ CVE CN CanadaChesapeake Energy Corporation NR CHK US USAChevron Corporation DP CVX US USACNOOC NR 883 HK ChinaCoal India NR COAL IN IndiaConocoPhillips AQ COP US USACONSOL Energy Inc. AQ CNX US USADenbury Resources Inc DP DNR US USADevon Energy Corporation AQ DVN US USADiamond Offshore Drilling NR DO US USAEcopetrol Sa AQ ECOPETL CB ColombiaEnbridge Inc. AQ ENB CN CanadaEni SpA AQ (NP) ENI IM ItalyEnsco International Incorporated NR ESV US USAEOG Resources, Inc. AQ EOG US USAEQT Corporation DP EQT US USAExxaro Resources Ltd AQ EXX SJ South AfricaExxon Mobil Corporation DP XOM US USAFMC Technologies NR FTI US USAFormosa Petrochemical NR 6505 TT TaiwanGazprom OAO AQ GAZP RM RussiaHalliburton Company AQ HAL US USAHelmerich & Payne NR HP US USAHess Corporation AQ HES US USAHusky Energy Inc. AQ HSE CN CanadaImperial Oil DP IMO CN Canada
RespondersKey to response status:
AQ Answered questionnaireAQ (NP) Answered questionnaire but response not made publicAQ (SA) Company is either a subsidiary or has merged during
the reporting process; see Company in parenthesis for further information
AQ (L) Answered questionnaire after submission deadlineDP Declined to participateNR No Response
4948
Company name Status for report Ticker Country HQ
Inpex Corporation NR 1605 JP JapanJX Holdings, Inc NR 5020 JP JapanKinder Morgan Inc. DP KMI US USALukoil NR LKOH RX RussiaMarathon Oil Corporation AQ (NP) MRO US USAMarathon Petroleum DP MPC US USAMurphy Oil Corporation NR MUR US USANabors Industries Ltd. NR NBR US BermudaNational Oilwell Varco, Inc. NR NOV US USANewfield Exploration Co DP NFX US USANoble Corporation DP NE US USANoble Energy, Inc. AQ NBL US USANovatek AQ NVTK RM RussiaOccidental Petroleum Corporation AQ OXY US USAOil & Natural Gas NR ONGC IN IndiaOil Search AQ (NP) OSH AU AustraliaOrigin Energy AQ (NP) ORG AU AustraliaPeabody Energy Corporation DP BTU US USAPETROCHINA Company Limited NR 857 HK ChinaPetrofac DP PFC LN United KingdomPetróleo Brasileiro SA - Petrobras DP PETR4 BZ BrazilPhillips 66 NR PSX US USAPioneer Natural Resources NR PXD US USAPTT AQ (NP) PTT TB ThailandQEP Resources DP QEP US USARange Resources Corp. NR RRC US USAReliance Industries NR RIL IN IndiaRepsol DP REP SM SpainRosneft NR ROSN RM RussiaRowan Companies Inc DP RDC US USARoyal Dutch Shell DP RDSA NA NetherlandsSantos AQ STO AU AustraliaSasol Limited AQ SOL SJ South AfricaSchlumberger Limited NR SLB US USASouthwestern Energy NR SWN US USASpectra Energy Corp DP SE US USAStatoil ASA AQ STL NO NorwaySuncor Energy Inc. AQ SU CN CanadaSurgutneftegas NR SNGSP RM RussiaTenaris S.A. NR TEN IM LuxembourgTesoro Corporation DP TSO US USATonen General Sekiyu K.K. NR 5012 JP JapanTotal DP FP FP FranceTransCanada Corporation DP TRP CN CanadaTransocean Ltd. NR RIGN VX SwitzerlandTullow Oil DP TLW LN United KingdomValero Energy Corporation DP VLO US USAWilliams Companies, Inc. NR WMB US USAWoodside Petroleum NR WPL AU AustraliaWorleyParsons AQ WOR AU AustraliaWpx Energy NR WPX US USA
Health Care
Abbott Laboratories AQ ABT US USAAbbVie Inc AQ (NP) ABBV US USAActavis, Inc. DP ACT US USAAdcock Ingram AQ (NP) AIP SJ South AfricaAgilent Technologies Inc. NR A US USAAlexion Pharmaceuticals NR ALXN US USAAllergan, Inc. AQ AGN US USAAmgen, Inc. AQ AMGN US USAAnsell NR ANN AU AustraliaAspen Pharmacare Holdings AQ APN SJ South AfricaAstellas Pharma Inc. AQ 4503 JP JapanAstraZeneca AQ AZN LN United KingdomBaxter International Inc. NR BAX US USABayer AG AQ BAYN GR GermanyBecton, Dickinson and Co. AQ BDX US USABiogen Idec Inc. AQ BIIB US USABoston Scientific Corporation AQ BSX US USABristol-Myers Squibb AQ BMY US USACarefusion Corp NR CFN US USACelgene Corporation AQ CELG US USA
Appendix III - Response status and sector by company
Company name Status for report Ticker Country HQ
Chugai Pharmaceutical Co., Ltd. NR 4519 JP JapanCochlear NR COH AU AustraliaCovidien Ltd. AQ COV US IrelandCR Bard Inc NR BCR US USACSL AQ CSL AU AustraliaDaiichi Sankyo Co., Ltd. AQ (NP) 4568 JP JapanDainippon Sumitomo Pharma Co., Ltd. AQ 4506 JP JapanDENTSPLY International Inc. DP XRAY US USAEdwards Lifesciences Corp AQ (NP) EW US USAEisai Co., Ltd. NR 4523 JP JapanEli Lilly & Co. AQ LLY US USAEssilor International AQ (NP) EI FP FranceForest Laboratories, Inc. DP USAGilead Sciences, Inc. NR GILD US USAGlaxoSmithKline AQ GSK LN United KingdomHCA NR HCA US USAHisamitsu Pharmaceutical Co., Inc. NR 4530 JP JapanHospira, Inc. AQ HSP US USAIntuitive Surgical Inc. NR ISRG US USAJohnson & Johnson AQ JNJ US USAKyowa Hakko Kirin Co., Ltd. AQ (SA) 4151 JP JapanLife Healthcare Group Holdings Ltd DP LHC SJ South AfricaLife Technologies Corp. AQ (SA) USAMediclinic International AQ MDC SJ South AfricaMedtronic, Inc. AQ MDT US USAMerck & Co., Inc. AQ MRK US USAMitsubishi Tanabe Pharma Corporation AQ (SA) 4508 JP JapanMylan Inc. NR MYL US USANetcare Limited AQ NTC SJ South AfricaNovartis AQ NOVN VX SwitzerlandNovo Nordisk A/S DP NOVOB DC DenmarkOlympus Corporation AQ 7733 JP JapanOno Pharmaceutical Co., Ltd. AQ 4528 JT JapanOtsuka Holdings Co., Ltd. NR 4578 JT JapanPerkinElmer, Inc. AQ PKI US USAPerrigo Co. DP PRGO US USAPfizer Inc. AQ PFE US USARamsay Health Care NR RHC AU AustraliaRegeneron Pharmaceuticals, Inc. DP REGN US USAResMed NR RMD US USARoche Holding AG AQ ROG VX SwitzerlandSANOFI AQ SAN FP FranceShionogi & Co., Ltd. NR 4507 JP JapanShire AQ SHP LN IrelandSmith & Nephew DP SN/ LN United KingdomSt. Jude Medical, Inc. NR STJ US USAStryker Corporation NR SYK US USASysmex Corporation AQ (NP) 6869 JP JapanTaisho Pharmaceutical Co., Ltd. NR 4581 JT JapanTakeda Pharmaceutical Company Limited AQ 4502 JP JapanTenet Healthcare Corporation NR THC US USATerumo Corporation AQ 4543 JP JapanTeva Pharmaceutical Industries Ltd DP TEVA IT IsraelThermo Fisher Scientific Inc. AQ TMO US USAValeant Pharmaceuticals International, Inc. NR VRX US CanadaVarian Medical Systems Inc AQ VAR US USAVertex Pharmaceuticals Inc NR VRTX US USAWaters Corporation NR WAT US USAZimmer Holdings, Inc. NR ZMH US USAZoetis Inc NR ZTS US USA
Industrials
3M Company AQ MMM US USAABB NR ABBN VX SwitzerlandAirbus Group DP AIR FP NetherlandsAllegion Plc DP ALLE US IrelandAmetek, Inc. DP AME US USAAsahi Glass Co., Ltd. AQ 5201 JP JapanAshtead Group DP AHT LN United KingdomAtlas Copco AQ (NP) ATCOA SS SwedenAveng Ltd AQ (NP) AEG SJ South AfricaBAE Systems DP BA/ LN United KingdomBarloworld AQ BAW SJ South Africa
Company name Status for report Ticker Country HQ
Bidvest Group Ltd AQ BVT SJ South AfricaBoeing Company NR BA US USABunzl plc DP BNZL LN United KingdomCaterpillar Inc. DP CAT US USACummins Inc. AQ CMI US USADaikin Industries, Ltd. AQ 6367 JP JapanDanaher Corporation DP DHR US USADeere & Company AQ DE US USADover Corporation DP DOV US USAEaton Corporation AQ ETN US USAEmerson Electric Co. AQ EMR US USAFanuc Corporation NR 6954 JP JapanFastenal Company NR FAST US USAFlowserve Corporation DP FLS US USAFluor Corporation AQ FLR US USAGeneral Dynamics Corporation NR GD US USAGeneral Electric Company AQ GE US USAHino Motors, Ltd. NR 7205 JP JapanHitachi Construction Machinery Co., Ltd. NR 6305 JP JapanHoneywell International Inc. DP HON US USAHosken Consolidated Investments AQ HCI SJ South AfricaHutchison Whampoa NR 13 HK Hong KongIHI Corporation DP 7013 JP JapanIllinois Tool Works, Inc. AQ (NP) ITW US USAIMI plc DP IMI LN United KingdomIngersoll-Rand Co. Ltd. AQ IR US BermudaInvicta Holdings NR IVT SJ South AfricaITOCHU Corporation NR 8001 JP JapanJacobs Engineering Group Inc. NR JEC US USAJardine Matheson NR JM SP Hong KongJardine Strategic NR JS SP Hong KongJGC Corporation NR 1963 JP JapanJoy Global Inc NR JOY US USAJTEKT Corporation AQ (NP) 6473 JP JapanKawasaki Heavy Industries, Ltd. AQ (NP) 7012 JP JapanKomatsu Ltd. AQ 6301 JP JapanKubota Corporation AQ (NP) 6326 JP JapanL-3 Communications Holdings, Inc. DP LLL US USALeighton Holdings AQ (NP) LEI AU AustraliaLIXIL Group Corporation AQ (NP) 5938 JP JapanLockheed Martin Corporation AQ LMT US USAMakita Corporation NR 6586 JP JapanMarubeni Corporation AQ (NP) 8002 JP JapanMasco Corporation NR MAS US USAMeggitt AQ MGGT LN United KingdomMelrose PLC DP MRO LN United KingdomMitsubishi Corporation AQ (NP) 8058 JP JapanMitsubishi Electric Corporation AQ 6503 JP JapanMitsubishi Heavy Industries, Ltd. AQ 7011 JP JapanMitsui & Co., Ltd. AQ (NP) 8031 JP JapanMurray & Roberts Holdings Limited DP MUR SJ South AfricaNGK Insulators, Ltd. NR 5333 JP JapanNidec Corporation NR 6594 JP JapanNorthrop Grumman Corp DP NOC US USANSK Ltd. AQ (NP) 6471 JP JapanObayashi Corporation NR 1802 JP JapanPACCAR Inc DP PCAR US USAPall Corporation AQ PLL US USAParker-Hannifin Corporation AQ PH US USAPentair, Inc. NR PNR US USAPitney Bowes Inc. DP PBI US USAPrecision Castparts Corp. NR PCP US USAQuanta Services Inc DP PWR US USARaytheon Company AQ RTN US USARepublic Services, Inc. DP RSG US USAReunert AQ RLO SJ South AfricaRockwell Automation AQ ROK US USARockwell Collins, Inc. NR COL US USARolls-Royce DP RR/ LN United KingdomRoper Industries Inc NR ROP US USARoyal Philips AQ PHIA NA NetherlandsSafran NR SAF FP FranceSaint-Gobain AQ SGO FP France
Company name Status for report Ticker Country HQ
Schneider Electric DP SU FP FranceSeven Group Holdings NR SVW AU AustraliaSiemens Aktiengesellschaft DP SIE GR GermanySMC Corporation NR 6273 JP JapanSmiths Group DP SMIN LN United KingdomSnap-On Inc NR SNA US USAStanley Black & Decker, Inc. AQ SWK US USAStericycle Inc. NR SRCL US USASumitomo Corporation DP 8053 JP JapanSumitomo Electric Industries, Ltd. AQ (NP) 5802 JP JapanTaisei Corporation AQ 1801 JP JapanTextron Inc. DP TXT US USAToshiba Corporation AQ 6502 JP JapanToto Ltd. NR 5332 JP JapanToyota Tsusho Corporation NR 8015 JT JapanTransurban Group NR TCL AU AustraliaTravis Perkins AQ TPK LN United KingdomUnited Technologies Corporation AQ (NP) UTX US USAVinci AQ DG FP FranceW.W. Grainger, Inc. DP GWW US USAWaste Management, Inc. AQ WM US USAWeir Group DP WEIR LN United KingdomWilson Bayly Holmes-Ovcon Ltd DP WBO SJ South AfricaWolseley plc DP WOS LN United KingdomXylem Inc AQ XYL US USA
Information Technology
Akamai Technologies Inc AQ AKAM US USAAlliance Data Systems NR ADS US USAAltera Corp. AQ ALTR US USAAmphenol Corporation NR APH US USAAnalog Devices, Inc. AQ (NP) ADI US USAApple Inc. NR AAPL US USAApplied Materials Inc. AQ AMAT US USAARM Holdings AQ ARM LN United KingdomASML Holding DP ASML NA NetherlandsAutomatic Data Processing, Inc. AQ ADP US USABroadcom Corporation AQ (NP) BRCM US USACA Technologies AQ (NP) CA US USACanon Inc. AQ 7751 JP JapanCarsales.com NR CRZ AU AustraliaCielo SA DP CIEL3 BZ BrazilCisco Systems, Inc. AQ CSCO US USAComputer Sciences Corporation (CSC) NR CSC US USAComputershare AQ (NP) CPU AU AustraliaCorning Incorporated DP GLW US USAeBay Inc. NR EBAY US USAEMC Corporation AQ EMC US USAEricsson DP ERICB SS SwedenF5 Networks, Inc. AQ (NP) FFIV US USAFacebook NR FB US USAFidelity National Information Services AQ FIS US USAFirst Solar Inc NR FSLR US USAFiserv, Inc. AQ (NP) FISV US USAFLIR Systems NR FLIR US USAFujiFilm Holdings Corporation NR 4901 JP JapanGoogle Inc. NR GOOG US USAGungHo Online Entertainment, Inc. NR 3765 JP JapanHarris Corporation NR HRS US USAHewlett-Packard AQ HPQ US USAHirose Electric Co., Ltd. NR 6806 JP JapanHitachi, Ltd. AQ 6501 JP JapanHon Hai Precision Industry NR 2317 TT TaiwanHoya Corporation AQ (NP) 7741 JP JapanIntel Corporation AQ INTC US USAJabil Circuit, Inc. NR JBL US USAJuniper Networks, Inc. AQ (NP) JNPR US USAKeyence Corporation NR 6861 JP JapanKLA-Tencor Corporation AQ (NP) KLAC US USAKonica Minolta, Inc. AQ 4902 JP JapanKyocera Corporation AQ (NP) 6971 JP JapanLam Research Corp. DP LRCX US USALinear Technology Corp. AQ (NP) LLTC US USA
5150
Company name Status for report Ticker Country HQ
LinkedIn Corp. NR LNKD US USALSI Corporation DP USAMasterCard Incorporated DP MA US USAMicrochip Technology DP MCHP US USAMicron Technology, Inc. DP MU US USAMicrosoft Corporation AQ MSFT US USAMotorola Solutions AQ MSI US USAMurata Mfg. Co. AQ 6981 JP JapanNaver NR 035420 KS South KoreaNEC Corporation AQ (NP) 6701 JP JapanNetApp Inc. AQ NTAP US USANokia Group AQ NOK1V FH FinlandNVIDIA Corporation AQ (NP) NVDA US USAOMRON Corporation AQ 6645 JP JapanOracle Corporation DP ORCL US USAOracle Corporation Japan NR 4716 JT JapanPaychex, Inc. NR PAYX US USAQUALCOMM Inc. AQ QCOM US USARed Hat Inc NR RHT US USARenesas Electronics Corporation AQ 6723 JT JapanRicoh Co., Ltd. AQ 7752 JP JapanRohm Co., Ltd. DP 6963 JP JapanSamsung Electronics AQ (NP) 005930 KS South KoreaSanDisk Corporation NR SNDK US USASeagate Technology LLC AQ STX US USASeiko Epson Corporation NR 6724 JP JapanSK Hynix AQ (NP) 000660 KS South KoreaSymantec Corporation AQ SYMC US USATaiwan Semiconductor Manufacturing AQ (NP) 2330 TT TaiwanTDK Corporation AQ 6762 JP JapanTE Connectivity AQ TEL US USATencent Holdings NR 700 HK Hong KongTexas Instruments Incorporated AQ TXN US USATokyo Electron Ltd. NR 8035 JP JapanTotal System Services (TSYS) NR TSS US USATrend Micro Incorporated. NR 4704 JT JapanVerisign Inc. NR VRSN US USAVisa NR V US USAWestern Digital Corp AQ WDC US USAWestern Union Co AQ WU US USAXerox Corporation AQ (NP) XRX US USAXilinx Inc AQ (NP) XLNX US USAYahoo Japan Corporation AQ (NP) 4689 JP JapanYahoo! Inc. NR YHOO US USAYokogawa Electric Corporation NR 6841 JP JapanMaterials
Adelaide Brighton NR ABC AU AustraliaAECI Ltd Ord AQ AFE SJ South AfricaAfrican Rainbow Minerals DP ARI SJ South AfricaAir Liquide AQ (NP) AI FP FranceAir Products & Chemicals, Inc. AQ (NP) APD US USAAirgas NR ARG US USAAlcoa Inc. AQ AA US USAAllegheny Technologies Incorporated DP ATI US USAAlumina AQ AWC AU AustraliaAmcor AQ AMC AU AustraliaAnglo American Platinum AQ AMS SJ South AfricaAnglo American AQ AAL LN United KingdomAngloGold Ashanti AQ ANG SJ South AfricaAntofagasta AQ ANTO LN United KingdomArcelor Mittal South Africa Ltd AQ (SA) ACL SJ South AfricaArcelor Mittal AQ (NP) MT NA LuxembourgArrium AQ ARI AU AustraliaAsahi Kasei Corporation DP 3407 JP JapanAssore Ltd DP ASR SJ South AfricaAvery Dennison Corporation DP AVY US USABall Corporation AQ (NP) BLL US USABarrick Gold Corporation AQ ABX CN CanadaBASF SE AQ BAS GR GermanyBemis Company AQ BMS US USABHP Billiton AQ BHP AU United Kingdom
Company name Status for report Ticker Country HQ
BlueScope Steel NR BSL AU AustraliaBoral NR BLD AU AustraliaCF Industries Holdings, Inc. NR CF US USACliffs Natural Resources Inc NR CLF US USACRH Plc AQ CRH ID IrelandE.I. du Pont de Nemours and Company AQ DD US USAEastman Chemical Company DP EMN US USAEcolab Inc. AQ ECL US USAFletcher Building NR FBU NZ New ZealandFMC Corp NR FMC US USAFortescue Metals Group AQ FMG AU AustraliaFreeport-McMoRan Copper & Gold Inc. AQ FCX US USAFresnillo plc AQ FRES LN MexicoGlencore Xstrata plc AQ (NP) GLEN LN SwitzerlandGold Fields Limited AQ GFI SJ South Africa
Grupo Mexico S.A.B. de CV NR GMEXICOB MM Mexico
Harmony Gold Mining Co Ltd AQ (NP) HAR SJ South AfricaHitachi Metals, Ltd. AQ 5486 JP JapanHolcim Ltd NR HOLN VX SwitzerlandIluka Resources DP ILU AU AustraliaImpala Platinum Holdings AQ IMP SJ South AfricaIncitec Pivot AQ IPL AU AustraliaInternational Flavors & Fragrances Inc. AQ (NP) IFF US USAInternational Paper Company DP IP US USAJames Hardie Industries AQ (NP) JHX AU NetherlandsJFE Holdings, Inc. NR 5411 JP JapanJohnson Matthey AQ JMAT LN United KingdomJSR Corporation NR 4185 JP JapanKansai Paint Co., Ltd. AQ (NP) 4613 JP JapanKobe Steel., Ltd. AQ (NP) 5406 JP JapanKumba Iron Ore AQ KIO SJ South AfricaKuraray Co., Ltd. NR 3405 JP JapanLafarge S.A. AQ LG FP FranceLinde AG AQ (NP) LIN GR GermanyLonmin DP LMI LN United KingdomLyondellBasell Industries Cl A DP DLY GR NetherlandsMeadWestvaco Corp. AQ (NP) MWV US USAMitsubishi Chemical Holdings Corporation AQ 4188 JP Japan
Mitsubishi Materials Corporation DP 5711 JP JapanMMC Norilsk Nickel OSJC NR RussiaMondi Limited AQ (SA) MND SJ South AfricaMondi PLC AQ (NP) MNDI LN United KingdomMonsanto Company DP MON US USANampak Ltd DP NPK SJ South AfricaNewcrest Mining AQ NCM AU AustraliaNewmont Mining Corporation AQ (NP) NEM US USANippon Paint Co., Ltd. NR 4612 JP JapanNippon Steel & Sumitomo Metal Corporation AQ (NP) 5401 JP Japan
Nitto Denko Corporation AQ (NP) 6988 JP JapanNortham Platinum Ltd AQ NHM SJ South AfricaNucor Corporation DP NUE US USAOji Holdings Corporation AQ (NP) 3861 JP JapanOMNIA HOLDINGS LTD DP OMN SJ South AfricaOrica DP ORI AU AustraliaOwens-Illinois AQ OI US USAPOSCO AQ 005490 KS South KoreaPotash Corporation of Saskatchewan Inc. AQ (NP) POT CN Canada
PPC Ltd DP PPC SJ South AfricaPPG Industries, Inc. AQ PPG US USAPraxair, Inc. DP PX US USARandgold Resources NR RRS LN United KingdomRexam AQ (NP) REX LN United KingdomRio Tinto AQ RIO LN United KingdomRoyal Bafokeng Platinum Ltd AQ RBP SJ South AfricaSappi DP SAP SJ South AfricaSealed Air Corp. DP SEE US USASherwin-Williams Company AQ SHW US USAShin-Etsu Chemical Co., Ltd. AQ (NP) 4063 JP Japan
Company name Status for report Ticker Country HQ
Sibanye Gold Ltd NR SGL SJ South AfricaSigma-Aldrich Corporation AQ SIAL US USASims Metal Management AQ SGM AU AustraliaSouthern Copper Corporation NR SCCO PE PeruSumitomo Chemical Co., Ltd. NR 4005 JP JapanSumitomo Metal Mining Co., Ltd. AQ (NP) 5713 JP JapanSyngenta International AG AQ SYNN VX SwitzerlandTaiheiyo Cement Corporation AQ (NP) 5233 JP JapanThe Dow Chemical Company AQ DOW US USAThe Mosaic Company AQ (NP) MOS US USAToray Industries, Inc. NR 3402 JP JapanToyo Seikan Group Holdings, Ltd. NR 5901 JP JapanUnited States Steel Corporation DP X US USAVale AQ VALE3 BZ BrazilVulcan Materials Company NR VMC US USAUtilities
AGL Energy NR AGK AU AustraliaAGL Resources NR GAS US USAAmeren Corporation AQ AEE US USAAmerican Electric Power Company, Inc. AQ AEP US USAAPA Group DP APA AU AustraliaCenterPoint Energy, Inc. DP CNP US USACentrica AQ CNA LN United KingdomChubu Electric Power Co., Inc. DP 9502 JP JapanCMS Energy Corporation DP CMS US USAConsolidated Edison, Inc. DP ED US USADominion Resources, Inc. AQ D US USADTE Energy Company AQ DTE US USADuet Group DP DUE AU AustraliaDuke Energy Corporation NR DUK US USAE.ON SE AQ EOAN GR GermanyEDF AQ EDF FP FranceEdison International DP EIX US USAElectric Power Development Co.,Ltd (J-POWER) NR 9513 JP Japan
Endesa AQ ELE SM SpainENEL SpA AQ ENEL IM ItalyEntergy Corporation AQ ETR US USAExelon Corporation AQ EXC US USAFirstEnergy Corporation DP FE US USAGas Natural SDG SA AQ GAS SM SpainGDF Suez AQ GSZ FP FranceHong Kong & China Gas Company Limited NR 3 HK Hong Kong
Iberdrola SA AQ IBE SM SpainIntegrys Energy Group, Inc. NR TEG US USAKorea Electric Power Corporation NR 015760 KS South KoreaKyushu Electric Power Co Inc DP 9508 JP JapanNational Grid AQ NG/ LN United KingdomNextEra Energy, Inc. NR NEE US USANiSource Inc. DP NI US USANortheast Utilities NR NU US USANRG Energy Inc AQ (NP) NRG US USAOneok Inc. NR OKE US USAOsaka Gas Co., Ltd. NR 9532 JP JapanPepco Holdings, Inc. DP POM US USAPG&E Corporation NR PCG US USAPinnacle West Capital Corporation NR PNW US USAPPL Corporation DP PPL US USAPublic Service Enterprise Group Inc. NR PEG US USASCANA Corporation NR SCG US USASempra Energy AQ SRE US USASP AusNet NR TKCH AustraliaSpark Infrastructure Group NR SKI AU AustraliaSSE DP SSE LN United KingdomTECO Energy, Inc. DP TE US USAThe AES Corporation AQ (NP) AES US USAThe Chugoku Electric Power Company NR 9504 JP JapanThe Kansai Electric Power Co., Inc. NR 9503 JP JapanThe Southern Company AQ SO US USAThe Tokyo Electric Power Company, Inc (TEPCO) DP 9501 JP Japan
Company name Status for report Ticker Country HQ
Tohoku Electric Power Co., Inc. NR 9506 JP JapanTokyo Gas Co., Ltd. NR 9531 JP JapanWisconsin Energy Corporation NR WEC US USAXcel Energy Inc. DP XEL US USA
Other responding companies
Company name Status for report Ticker Country HQ
Consumer Discretionary
BYD AQ 1211 HK China
Caesars Entertainment AQ (NP) USA
Canon Marketing Japan Inc. AQ (SA) 8060 JP JapanCoway Co Ltd AQ (NP) 021240 KS South Korea
Fiat AQ (NP) Italy
Grupo Televisa S.A. AQ TLEVICPO MM MexicoHankook Tire Co Ltd AQ (NP) 161390 KS South Korea
Herdmans South Africa (Pty) Ltd AQ South Africa
Mahindra & Mahindra AQ MM IN IndiaMotherson Sumi Systems AQ (NP) MSS IN IndiaMRF LTD AQ (NP) MRF IN India
PrimeAsia Leather Company AQ (NP) USA
Sheraton Textiles AQ (NP) South Africa
Staples, Inc. AQ SPLS US USASun International Ltd AQ SUI SJ South AfricaTakata Corporation AQ 7312 JP JapanToyota Boshoku Corporation AQ 3116 JT JapanValeo Sa AQ FR FP FranceYokohama Rubber Company, Limited AQ 5101 JP JapanConsumer Staples
BRF S.A AQ (NP) BRFS3 BZ BrazilBunge AQ BG US USACOCA-COLA İÇECEK A.Ș. AQ CCOLA TI TurkeyDistell Group Ltd AQ DST SJ South AfricaFresherized Foods AQ (NP) USAJBS S/A AQ (NP) JBSS3 BZ BrazilMarfrig Alimentos S.A. AQ MRFG3 BZ BrazilMETRO AG AQ (NP) MEO GR GermanyNordzucker AQ (NP) GermanyOlam International AQ OLAM SP SingaporePick 'n Pay Holdings Ltd AQ (SA) PWK SJ South AfricaUnilever Indonesia AQ (SA) UNVR IJ IndonesiaEnergy
Crescent Point Energy Corporation AQ CPG CN CanadaDrillsearch Energy AQ (NP) DLS AU AustraliaEncana Corporation AQ ECA CN CanadaEnerplus Corporation AQ ERF CN CanadaEssar Oil AQ ESOIL IN IndiaPTT Exploration & Production Public Company Limited AQ (NP) PTTEP TB Thailand
FinancialsBanco Santander AQ SAN SM SpainBank of America AQ BAC US USAIndustrial Development Corporation AQ (NP) South AfricaMahindra Lifespace Developers Limited AQ MLIFE IN IndiaSanlam AQ SLM SJ South AfricaUnum Group AQ (NP) UNM US USAHealth CareCICOR TECHNOLOGIES AQ CICN SW IndonesiaColoplast A/S AQ (NP) COLOB DC DenmarkZCL Chemicals AQ IndiaIndustrials
Allied Electronics Corporation Ltd (Altron) AQ South Africa
CSX Corporation AQ CSX US USADeutsche Post AG AQ (NP) DPW GR Germany
Appendix III - Response status and sector by company
5352
Company name Status for report Ticker Country HQ
Furukawa Electric Co., Ltd. AQ (NP) 5801 JP JapanGS Yuasa Corporation AQ 6674 JP JapanHindustan Construction Company AQ HCC IN IndiaHyundai E&C AQ (NP) 000720 KS South KoreaLayne Christensen Company AQ LAYN US USAMorgan Advanced Materials AQ MGAM LN United KingdomNabtesco Corporation AQ (NP) 6268 JP JapanNippon Sheet Glass Company, Ltd AQ (NP) 5202 JT JapanNippon Yusen Kaisha Line AQ (NP) 9101 JP JapanNisshinbo Holdings Inc. AQ (NP) 3105 JP JapanNTN Corporation AQ 6472 JP JapanObrascon Huarte Lain (OHL) AQ OHL SM SpainOwens Corning AQ OC US USAParsons Brinckerhoff Limited AQ United KingdomReynders Label Printing AQ BelgiumRoyal BAM Group nv AQ BAMNB NA NetherlandsSamsung C&T AQ (NP) 000830 KS South KoreaSamsung Engineering AQ 028050 KS South KoreaSandvik AB AQ (NP) SAND SS SwedenSecom Co., Ltd. AQ 9735 JP JapanSEKEM Holding AQ (NP) EgyptSM Investments AQ SM PM PhilippinesSouth African Post Office AQ South AfricaTAV HAVA LİMANLARI HOLDİNG A.Ș. AQ (NP) TAVHL TI TurkeyUnion Pacific Corporation AQ UNP US USAUPS AQ UPS US USAWECKERLE AQ (NP) GermanyInformation Technology
Advanced Micro Devices, Inc AQ AMD US USAAlps Electric Co., Ltd. AQ 6770 JP JapanAU Optronics AQ (NP) 2409 TT TaiwanBel Fuse Inc. AQ BELFA US USADell Inc. AQ USAFujitsu Ltd. AQ 6702 JP JapanGOLD CIRCUIT ELECTRONICS LTD AQ (NP) 2368 TT TaiwanHCL Technologies AQ HCLT IN IndiaIbiden Co., Ltd. AQ (NP) 4062 JP JapanInfosys Limited AQ (NP) INFO IN IndiaIntegrated Device Technology, Inc. AQ IDTI US USAInternational Business Machines (IBM) AQ IBM US USAInternational Rectifier AQ IRF US USAIO Data Centers AQ (NP) USAJDS Uniphase Corp. AQ JDSU US USALexmark International, Inc. AQ LXK US USALG Display AQ (NP) 034220 KS South KoreaMarvell Technology Group, Ltd. AQ MRVL US USAMolex Incorporated AQ USAQuanta Computer AQ 2382 TT TaiwanSamsung Electro-Mechanics Co., Ltd. AQ (NP) 009150 KS South KoreaTaiyo Yuden Co., Ltd. AQ (NP) 6976 JP JapanTata Consultancy Services AQ (NP) TCS IN IndiaTech Mahindra AQ TECHM IN IndiaTeradyne Inc. AQ TER US USAMaterials
AkzoNobel AQ AKZA NA NetherlandsAquarius Platinum AQ AQP AU BermudaBraskem S/A AQ (NP) BRKM3 BZ BrazilCastrol India AQ (SA) CSTRL IN IndiaCatalyst Paper Corporation AQ CanadaChina Steel AQ 2002 TT TaiwanCia. Siderurgica Nacional - CSN AQ (NP) CSNA3 BZ BrazilCroda International AQ CRDA LN United KingdomDaicel Corporation AQ (NP) 4202 JP JapanDS Smith Plc AQ SMDS LN United KingdomDuratex S/A AQ DTEX3 BZ BrazilFIRMENICH SA AQ SwitzerlandGivaudan SA AQ GIVN VX SwitzerlandGoldcorp Inc. AQ G CN CanadaHitachi Chemical Company, Ltd. AQ 4217 JP JapanHudBay Minerals Inc. AQ HBM CN CanadaHyundai Steel AQ (NP) 004020 KS South KoreaIAMGOLD Corporation AQ (NP) IMG CN Canada
Company name Status for report Ticker Country HQ
Imerys AQ (NP) NK FP FranceIsrael Chemicals AQ ICL IT IsraelJSW Steel AQ JSTL IN IndiaKemira Corporation AQ KRA1V FH FinlandKlabin S/A AQ KLBN4 BZ BrazilKoninklijke DSM AQ DSM NA NetherlandsLG Chem AQ (NP) 051910 KS South KoreaLynas Corporation AQ LYC AU AustraliaMahindra Sanyo Special Steel Pvt. Ltd AQ IndiaMetsä Board AQ METSB FH FinlandNorsk Hydro AQ NHY NO NorwayPanAust AQ (NP) PNA AU AustraliaResolute Forest Products Inc. AQ CanadaScaw South Africa (pty) Ltd AQ (NP) South AfricaSK Chemicals AQ (NP) 006120 KS South KoreaSmurfit Kappa Group PLC AQ SKG ID IrelandSolvay S.A. AQ SOLB BB BelgiumStora Enso Oyj AQ (NP) STERV FH FinlandTata Chemicals AQ TTCH IN IndiaTata Steel AQ TATA IN IndiaTeck Resources Limited AQ TCK/B CN CanadaToyobo Co., Ltd. AQ 3101 JP JapanUPM-Kymmene Corporation AQ (NP) UPM1V FH FinlandTelecommunication Services
AT&T Inc. AQ T US USASprint Nextel Corporation AQ S US USA
Utilities
ACCIONA S.A. AQ ANA SM SpainColbun SA AQ (NP) COLBUN CI ChileEDP - Energias de Portugal S.A. AQ EDP PL PortugalHK Electric Investments AQ 2638 HK Hong KongKorea East-West Power AQ (NP) South KoreaRWE AG AQ RWE GR GermanySnam S.P.A AQ SRG IM Italy
Appendix III - Response status and sector by company
5554
Appendix IV - Investor signatories
3Sisters Sustainable Management LLCAberdeen Asset ManagementABRAPP - Associação Brasileira das Entidades Fechadas de Previdência ComplementarAchmea BVACTIAMActive Earth Investment ManagementAcuity Investment ManagementAddenda Capital Inc.Advanced Investment PartnersAdvantage Asset Managers (Pty) LtdAEGON-INDUSTRIAL Fund Management Co., LtdAK PORTFÖY YÖNETİMİ A.Ș.Alberta Investment Management Corporation (AIMCo)Alberta Teachers Retirement FundAlcyone FinanceAllenbridgeEpic Investment AdvisersAlliance TrustAllianz Elementar Versicherungs-AGAllianz Global Investors AGAllianz GroupAltira GroupAmpegaGerling Investment GmbHAmundi AMAntera Gestão de Recursos S.A.APG GroupAppleseed FundApsara Capital LLPArisaig PartnersArjuna CapitalAs You SowASB Community TrustASM Administradora de Recursos S.A.ASN BankAssicurazioni Generali SpaATI Asset ManagementAtlantic Asset Management Pty LtdAustralian Ethical InvestmentAustralianSuperAvaron Asset Management ASAvivaAviva InvestorsBAE Systems Pension SchemeBaillie Gifford & Co.BaltCapBanco Comercial Português SABanco do Brasil PrevidênciaBanco do Brasil S/ABanco Espírito Santo SABanco Nacional de Desenvolvimento Economico e Social (BNDES)Banco Popular EspanolBanco SabadellBanco SantanderBanesprev – Fundo Banespa de Seguridade SocialBANIF SABank of AmericaBank J. Safra Sarasin AGBank VontobelBankhaus Schelhammer & Schattera Kapitalanlagegesellschaft m.b.H.BankinterBanque DegroofBanque Libano-FrançaiseBarclaysBasellandschaftliche KantonalbankBASF Sociedade de Previdência ComplementarBaumann and Partners S.A.Bayern LBBayernInvest Kapitalanlagegesellschaft mbH
BBC Pension Trust LtdBBVABedfordshire Pension FundBeetle CapitalBefimmo SABentall KennedyBerenberg BankBlom Investment BankBlumenthal FoundationBNP Paribas Investment PartnersBoston Common Asset Management, LLCBP Investment Management LimitedBreckinridge Capital AdvisorsBritish Airways PensionsBritish Coal Staff Superannuation SchemeBC Investment Management CorporationBrown AdvisoryBSW Wealth PartnersBT Financial GroupBT Investment ManagementCAAT Pension PlanCadiz Holdings LimitedCAI Corporate Assets International AGCaisse de dépôt et placement du QuébecCaisse des DépôtsCaixa de Previdência dos Funcionários do Banco do Nordeste do Brasil (CAPEF)Caixa Econômica FederalCaixa Geral de DepósitosCalifornia Public Employees' Retirement System (CalPERS)California State Teachers' Retirement System (CalSTRS)California State TreasurerCalvert Investment Management, IncCanada Pension Plan Investment Board (CPPIB)Canadian Labour Congress Staff Pension FundCAPESESPCapital Innovations, LLCCapricorn Investment GroupCareSuperCaser Pensiones E.G.F.PCatherine Donnelly FoundationCatholic SuperCBRE Group, Inc.Cbus Superannuation FundCCLA Investment Management LtdCDF Asset ManagementCedrus Asset ManagementCeleste Funds ManagementCentral Finance Board of the Methodist ChurchCeresChange Investment ManagementQuilter Cheviot Asset ManagementCTBC Financial Holding Co., LtdChristian Brothers Investment Services Inc.Christian SuperChristopher Reynolds FoundationChurch Commissioners for EnglandChurch of England Pensions BoardCleantech Invest AGClearBridge InvestmentsClimate Change Capital Group LtdCM-CIC Asset ManagementColonial First State Global Asset Management LimitedComgestComite syndical national de retraite BâtirenteCommInsureCommonwealth Bank of AustraliaCommonwealth Superannuation CorporationCompton Foundation, Inc.Concordia Versicherungs-Gesellschaft a.G.Confluence Capital Management LLCConnecticut Retirement Plans and Trust FundsConser InvestCo-operative Asset ManagementCo-operative Financial Services (CFS)Crayna Capital, LLCCredit Agricole
Daegu BankDaesung Capital ManagementDaiwa Securities Group Inc.Dalton Nicol ReidDana Investment Advisorsde Pury Pictet Turrettini & Cie S.A.DekaBank Deutsche GirozentraleDelta Lloyd Asset ManagementDemeter PartnersDeutsche Bank AGDevelopment Bank of Japan Inc.Candriam Investors GroupDIP - Danske civil- og akademiingeniørers PensionskasseDLM INVISTA ASSET MANAGEMENT S/ADomini Social Investments LLCDongbu InsuranceDoughty Hanson & Co.Earth Capital Partners LLPEast Capital ABEcclesiastical Investment ManagementEcofi Investissements - Groupe Credit CooperatifEdward W. Hazen FoundationEEA Group LtdEkoElan Capital PartnersElement Investment ManagersEnvironment Agency Active Pension fundEnvironmental Investment Services AsiaEpworth Investment ManagementEquilibrium Capital Groupequinet Bank AGErik Penser FondkommissionErste Asset ManagementErste Group Bank AGEssex Investment Management Company, LLCESSSuperEthos FoundationEtica SGREureka Funds ManagementEurizon Capital SGR S.p.A.Evangelical Lutheran Church in Canada Pension Plan for Clergy and Lay WorkersEvangelical Lutheran Foundation of Eastern CanadaEvangelisch-Luth. Kirche in BayernF&C Asset ManagementFAELCE – Fundacao Coelce de Seguridade SocialFAPERS- Fundação Assistencial e Previdenciária da Extensão Rural do Rio Grande do SulFederal FinanceFédéris Gestion d'ActifsFIDURA Capital Consult GmbHFIM Asset Management LtdFIM ServicesFinance S.A.Financiere de l'EchiquierFIPECq - Fundação de Previdência Complementar dos Empregados e Servidores da FINEP, do IPEA, do CNPqFirst Affirmative Financial NetworkFirst Commercial BankFirst State InvestmentsFirstrand LimitedFive Oceans Asset ManagementFlorida State Board of Administration (SBA)FolketrygdfondetFolksamFondation de LuxembourgFondo Pensione Gruppo Intesa Sanpaolo - FAPAFonds de Réserve pour les Retraites – FRRForma Futura Invest AGFRANKFURT-TRUST Investment Gesellschaft mbHFriends Fiduciary CorporationFukoku Capital Management IncFUNCEF - Fundação dos Economiários FederaisFundação AMPLA de Seguridade Social - BrasiletrosFundação Atlântico de Seguridade SocialFundação Banrisul de Seguridade Social
Fundação de Assistência e Previdência Social do BNDES - FAPESFundação Forluminas de Seguridade Social - FORLUZFundação Itaipu BR - de Previdência e Assistência SocialFundação Promon de Previdência SocialFundação Rede Ferroviaria de Seguridade Social – ReferFundação Vale do Rio Doce de Seguridade Social - VALIAFUNDIÁGUA - FUNDAÇÃO DE PREVIDENCIA COMPLEMENTAR DA CAESBFuturegrowth Asset ManagementGameChange Capital LLCGemway AssetsGeneral Equity Group AGGenerali Deutschland Holding AGGeneration Investment ManagementGerman Equity Trust AGGlobal Forestry Capital S.a.r.l.Globalance BankGLS Gemeinschaftsbank eGGOOD GROWTH INSTITUT für globale Vermögensentwicklung mbHGood SuperGovernance for OwnersGovernment Employees Pension Fund (“GEPF”), Republic of South AfricaGPT GroupGreater Manchester Pension FundGreen Cay Asset ManagementGreen Century Capital ManagementGROUPAMA EMEKLİLİK A.Ș.GROUPAMA SİGORTA A.Ș.Groupe Crédit CoopératifGroupe Investissement Responsable Inc.GROUPE OFI AMGrupo Santander BrasilGruppo Monte PaschiHarbour Asset ManagementHarrington Investments, IncHauck & Aufhäuser Asset Management GmbHHazel Capital LLPHealthcare of Ontario Pension Plan (HOOPP)Helaba Invest Kapitalanlagegesellschaft mbHHenderson Global InvestorsHermes Fund ManagersHESTA SuperHIP InvestorHolden & PartnersHSBC Holdings plcHumanisHyundai Marine & Fire Insurance Co., Ltd.Hyundai Securities Co., Ltd.IBK SecuritiesIDBI Bank LtdIllinois State Board of InvestmentIlmarinen Mutual Pension Insurance CompanyImpax Asset Management Group plcIndependent Planning GroupIndustrial Bank of KoreaIndustrial Development CorporationInflection Point Capital ManagementING GroupInsight Investment Management (Global) LtdInstituto Infraero de Seguridade Social - INFRAPREVInstituto Sebrae De Seguridade Social - SEBRAEPREVIntegre Wealth Management of Raymond JamesInterfaith Center on Corporate Responsibility (ICCR)IntReal KAGInvestec plcInvesting for GoodInvestor Environmental Health NetworkIrish Life Investment ManagersJessie Smith Noyes FoundationJMEPS Trustees LimitedJPMorgan Chase & Co.Jubitz Family Foundation
Jupiter Asset ManagementKagiso Asset ManagementKaiser Ritter Partner Privatbank AG (Schweiz)KB Kookmin BankKBC Asset Management NVKCPS and CompanyKDB Asset Management Co., Ltd.Kepler CheuvreuxKEPLER-FONDS Kapitalanlagegesellschaft m. b. H.KEVAKeyCorpKfW BankengruppeKillik & Co LLPKiwi Income Property TrustKleinwort Benson InvestorsKLP InsuranceKorea Technology Finance CorporationKPA PensionLa Banque Postale Asset ManagementLa Financiere ResponsableLampe Asset Management GmbHLBBW Asset Management Investmentgesellschaft mbHLD Lønmodtagernes DyrtidsfondLegal and General Investment ManagementLegg Mason, Inc.LGT Capital Management Ltd.LGT Capital PartnersLight Green Advisors, LLCLimestone Investment ManagementLiving Planet Fund Management Company S.A.Lloyds Banking GroupLocal Authority Pension Fund ForumLocal Government SuperLOGOS PORTFÖY YÖNETIMI A.Ș.London Pensions Fund AuthorityLothian Pension FundLUCRF SuperMainFirst Bank AGMAMA Sustainable Incubation AGMAPFREMaple-Brown AbbottMarc J. Lane Investment Management, Inc.Maryknoll SistersMaryland State TreasurerMatrix GroupMcLean BuddenMeeschaert Gestion PrivéeMerck Family FundMercy Investment Services, Inc.Mergence Africa Investments (Pty) LimitedMetallRente GmbHMetzler Investment GmbhMidas International Asset ManagementMiller/Howard InvestmentsMirae Asset Global Investments Co. Ltd.Mirae Asset SecuritiesMissionary Oblates of Mary ImmaculateMistra, Foundation for Strategic Environmental ResearchMitsubishi UFJ Financial Group, Inc.Mitsui Sumitomo Insurance Co.,LtdMizuho Financial Group, Inc.MNMomentum Manager of Managers (Pty) LtdMonega Kapitalanlagegesellschaft mbHMongeral Aegon Seguros e Previdência S.A.Morgan StanleyMTAA Superannuation FundMutual Insurance Company Pension-FenniaNatcan Investment ManagementNathan Cummings Foundation, TheNational Australia BankNational Bank of CanadaNational Grid Electricity Group of the Electricity Supply Pension SchemeNational Grid UK Pension SchemeNational Pensions Reserve Fund of Ireland
National Union of Public and General Employees (NUPGE)Nativus Sustainable InvestmentsNatixis SANatural Investments LLCNedbank LimitedNeedmor FundNelson Capital Management, LLCNeuberger BermanNew Alternatives Fund Inc.New Amsterdam Partners LLCNew ForestsNew Mexico State TreasurerNew Resource BankNew York State Common Retirement Fund (NYSCRF)Newground Social InvestmentNewton Investment Management LimitedNGS SuperNH-CA Asset ManagementNikko Asset Management Co., Ltd.Nipponkoa Insurance Company, LtdNORD/LB Kapitalanlagegesellschaft AGNordea Investment ManagementNorfolk Pension FundNorges Bank Investment Management (NBIM)North Carolina State TreasurerNorthern Ireland Local Government Officers' Superannuation Committee (NILGOSC)Northern TrustNorthStar Asset Management, IncNorthward CapitalNorthwest and Ethical Investments L.P. (NEI Investments)OceanRock Investments Inc.Oddo & Cieoeco capital Lebensversicherung AGÖKOWORLDOMERS Administration CorporationOntario Teachers' Pension PlanOP Fund Management Company LtdOppenheim & Co LimitedOpplysningsvesenets fond (The Norwegian Church Endowment)OPSEU Pension Trust (OP Trust)Oregon State TreasurerOrion Energy SystemsOsmosis Investment ManagementPanahpurPark FoundationParnassus InvestmentsPax World FundsPensioenfonds VervoerPension Protection FundPensionsmyndighetenPeople's Choice Credit UnionPerpetual InvestmentsPETROS - Fundação Petrobras de Seguridade SocialPFA PensionPGGMPhillips, Hager & North Investment Management Ltd.PhiTrust Active InvestorsPictet Asset Management SAPinstripe Management GmbHPioneer InvestmentsPiper Hill Partners, LLCPKAPluris Sustainable Investments SAPNC Financial Services Group, Inc.Pohjola Asset Management LtdPortfolio 21 InvestmentsPREVHAB PREVIDÊNCIA COMPLEMENTARPREVI Caixa de Previdência dos Funcionários do Banco do BrasilPREVIG Sociedade de Previdência ComplementarProgressive Asset Management, Inc.Provinzial Rheinland HoldingPrudential Investment ManagementPsagot Investment House LtdPSP Investments
573 financial institutions with assets of US$60 trillion were signatories to the CDP 2013 water questionnaire dated February 1st 2014
5958
Notes